13F-HR filed by NEUBERGER BERMAN GROUP LLC
NEUBERGER BERMAN GROUP LLC filed this 13F-HR for the quarter ended 2014-06-30, filed 2014-08-05, with 1,702 holding rows worth $102,420,712,000.
- Accession
- 0001140361-14-030710
- Filer
- CIK 1465109
- Filed
- 2014-08-05
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2014
A holdings report, 1,820 entries on the cover page, a total value of $102,420,712,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $102,420,712,000 with VALUE read as thousands by filing date, 13F file number 028-13573. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerNB Alternatives Advisers LLC028-13575
- included managerNEUBERGER BERMAN LLC028-00454
- included managerNeuberger Berman Management LLC - DE028-13574
- included managerNeuberger Berman Trust Co N.A.028-13985
- included managerNeuberger Berman Trust Co of Delaware N.A.028-13986
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Lineage, Inc. | 536020100 | COM | 9,340 | $302,000 | thousands by filing date | |
| CMS ENERGY CORP COM | 125896100 | Stock | 9,674 | $301,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W851 | JAPN HEDGE EQT | 6,088 | $301,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 5,544 | $300,000 | thousands by filing date | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 2,984 | $299,000 | thousands by filing date | |
| QUEST DIAGNOSTICS INC COM | 74834L100 | Stock | 5,100 | $299,000 | thousands by filing date | |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 17,252 | $296,000 | thousands by filing date | |
| TAHOE RES INC | 873868103 | COM | 11,264 | $295,000 | thousands by filing date | |
| JETBLUE AWYS CORP | 477143101 | COM | 27,061 | $294,000 | thousands by filing date | |
| MEASUREMENT SPECIALTIES INC | 583421102 | COM | 3,416 | $294,000 | thousands by filing date | |
| Lincoln National Corporat | 524901105 | COM | 5,714 | $293,000 | thousands by filing date | |
| SPS COMM INC COM | 78463M107 | Stock | 4,614 | $292,000 | thousands by filing date | |
| AERCAP HOLDINGS NV SHS | N00985106 | Stock | 6,315 | $289,000 | thousands by filing date | |
| FIRST SOLAR INC COM | 336433107 | Stock | 4,061 | $289,000 | thousands by filing date | |
| SOUTHWEST GAS HLDGS INC COM | 844895102 | Stock | 5,447 | $288,000 | thousands by filing date | |
| PIONEER ENERGY SVCS CORP | 723664108 | COM | 16,309 | $286,000 | thousands by filing date | |
| COGNIZANT TECHNOLOGY SOLUTIONS CL A | 192446102 | Stock | 5,813 | $284,000 | thousands by filing date | |
| COGENT COMMUNICATIONS GROUP | 19239V302 | COM NEW | 8,233 | $284,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 2,384 | $283,000 | thousands by filing date | |
| BEMIS INC | 081437105 | COM | 6,952 | $283,000 | thousands by filing date | |
| COMMERCE BANCSHARES INC | 200525103 | COM | 6,073 | $282,000 | thousands by filing date | |
| TIDEWATER INC | 886423102 | COM | 4,943 | $278,000 | thousands by filing date | |
| TURKCELL ILETISIM SPON ADR NEW | 900111204 | ADR | 17,725 | $277,000 | thousands by filing date | |
| SPROTT PHYSICAL SILVER TR | 85207K107 | TR UNIT | 32,650 | $277,000 | thousands by filing date | |
| KAYNE ANDERSON ENRGY TTL RT | 48660P104 | COM | 8,530 | $277,000 | thousands by filing date | |
| CAREFUSION CORP | 14170T101 | COM | 6,240 | $277,000 | thousands by filing date | |
| MITSUBISHI UFJ FINANCIAL GROUP SPONSORED ADS | 606822104 | ADR | 44,908 | $276,000 | thousands by filing date | |
| AMERICA MOVIL SA DE CV-ADR | 02364W105 | SPON ADR L SHS | 13,266 | $275,000 | thousands by filing date | |
| NEUBERGER BERMAN MLP AND ENERG | 64129H104 | COM | 13,618 | $275,000 | thousands by filing date | |
| COOPER TIRE & RUBR CO | 216831107 | COM | 9,135 | $274,000 | thousands by filing date | |
| VOYA FINANCIAL INC COM | 929089100 | Stock | 7,526 | $273,000 | thousands by filing date | |
| TOWERS WATSON & CO | 891894107 | CL A | 2,618 | $273,000 | thousands by filing date | |
| NEOGEN CORP | 640491106 | COM | 6,719 | $272,000 | thousands by filing date | |
| COGNEX CORP | 192422103 | COM | 7,070 | $271,000 | thousands by filing date | |
| POPEYES LA KITCHEN INC | 732872106 | COM | 6,175 | $270,000 | thousands by filing date | |
| PAYCHEX INC | 704326107 | COM | 6,483 | $269,000 | thousands by filing date | |
| QLT INC | 746927102 | COMMON STOCK | 43,523 | $269,000 | thousands by filing date | |
| GLOBALSTAR INC | 378973408 | COM | 63,411 | $269,000 | thousands by filing date | |
| RUBY TUESDAY INC | 781182100 | COMMON STOCK | 35,000 | $266,000 | thousands by filing date | |
| TXNM ENERGY INC COM | 69349H107 | Stock | 8,956 | $263,000 | thousands by filing date | |
| ACELRX PHARMACEUTICALS INC | 00444T100 | COM | 25,225 | $259,000 | thousands by filing date | |
| SHARPS COMPLIANCE CORP | 820017101 | COM | 58,850 | $259,000 | thousands by filing date | |
| HYPERION THERAPEUTICS INC | 44915N101 | COM | 9,900 | $258,000 | thousands by filing date | |
| CHESAPEAKE ENERGY CORP | 165167CB1 | NOTE 2.250%12/1 | 268,000 | $258,000 | thousands by filing date | principal |
| AMERICAN EQUITY INVT LIFE | 025676206 | COMMON STOCK | 10,458 | $257,000 | thousands by filing date | |
| OMNIVISION TECHNOLOGIES INC | 682128103 | COM | 11,712 | $257,000 | thousands by filing date | |
| TALISMAN ENERGY INC | 87425E103 | COM | 24,180 | $256,000 | thousands by filing date | |
| CALLON PETE CO DEL | 13123X102 | COM | 21,890 | $255,000 | thousands by filing date | |
| NATURAL RESOURCE PARTNERS L | 63900P103 | COM UNIT L P | 15,398 | $255,000 | thousands by filing date | |
| FUSION-IO INC | 36112J107 | COMMON STOCK | 22,522 | $254,000 | thousands by filing date | |
| FIRSTMERIT CORP | 337915102 | COM | 12,844 | $254,000 | thousands by filing date | |
| CABOT MICROELECTRONICS CORP | 12709P103 | COM | 5,670 | $253,000 | thousands by filing date | |
| TRANSCANADA CORP | 89353D107 | COM | 5,220 | $249,000 | thousands by filing date | |
| ESTERLINE TECHNOLOGIES CORP | 297425100 | COM | 2,163 | $249,000 | thousands by filing date | |
| CINCINNATI BELL INC NEW | 171871106 | COM | 63,350 | $249,000 | thousands by filing date | |
| SIGNATURE BANK | 82669G104 | COM | 1,969 | $248,000 | thousands by filing date | |
| BGC PARTNERS INC | 05541T101 | CL A | 33,365 | $248,000 | thousands by filing date | |
| ISHARES TR | 464287564 | SELECT US REIT | 2,830 | $247,000 | thousands by filing date | |
| GRUPO TELEVISA S A B | 40049J206 | SPON ADR REP ORD | 7,170 | $246,000 | thousands by filing date | |
| INTERXION HOLDING N.V | N47279109 | SHS | 9,000 | $246,000 | thousands by filing date | |
| XL GROUP PLC | G98290102 | SHS | 7,492 | $245,000 | thousands by filing date | |
| PROLOGIS INC 3.250 | 74340XAT8 | NOTE 3.250% 3/1 | 219,000 | $245,000 | thousands by filing date | principal |
| ISHARES RUSSELL MID-CAP GROWTH ETF | 464287481 | ETF | 2,717 | $243,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 16,632 | $243,000 | thousands by filing date | |
| PROTO LABS INC | 743713109 | COM | 2,955 | $242,000 | thousands by filing date | |
| NEUBERGER BERMAN REAL ESTATE S | 64190A103 | COM | 48,375 | $242,000 | thousands by filing date | |
| STATOIL ASA | 85771P102 | SPONSORED ADR | 7,849 | $242,000 | thousands by filing date | |
| RYLAND GROUP 0.250 | 783764AS2 | NOTE 0.250% 6/0 | 265,000 | $242,000 | thousands by filing date | principal |
| COLONY CAP INC | 19624RAB2 | NOTE 3.875% 1/1 | 236,000 | $242,000 | thousands by filing date | principal |
| ACCENDRA HEALTH INC | 690732102 | COM | 7,100 | $241,000 | thousands by filing date | |
| ZIONS BANCORPORATION | 989701107 | COM | 8,147 | $240,000 | thousands by filing date | |
| FIVE BELOW INC COM | 33829M101 | Stock | 6,020 | $240,000 | thousands by filing date | |
| GARMIN LTD SHS | H2906T109 | Stock | 3,940 | $240,000 | thousands by filing date | |
| HUDSON CITY BANCORP | 443683107 | COM | 24,257 | $238,000 | thousands by filing date | |
| NEWS CORP NEW | 65249B208 | CL B | 13,512 | $236,000 | thousands by filing date | |
| GOVERNMENT PPTYS INCOME TR | 38376A103 | COM SHS BEN INT | 9,300 | $236,000 | thousands by filing date | |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 19,924 | $236,000 | thousands by filing date | |
| ALIGN TECHNOLOGY INC COM | 016255101 | Stock | 4,189 | $235,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 4,735 | $235,000 | thousands by filing date | |
| ATLAS RESOURCE PARTNERS LP | 04941A101 | COM UNT LTD PR | 11,596 | $235,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061GAE1 | NOTE 0.750%10/1 | 227,000 | $235,000 | thousands by filing date | principal |
| BERRY GLOBAL GROUP INC | 08579W103 | COM | 9,085 | $234,000 | thousands by filing date | |
| Breitburn Energy Ptnr Lp | 106776107 | COM UT LTD PTN | 10,600 | $234,000 | thousands by filing date | |
| DOVER SADDLERY INC | 260412101 | COM | 42,700 | $232,000 | thousands by filing date | |
| PARTNERRE LTD | G6852T105 | COM | 2,116 | $231,000 | thousands by filing date | |
| iShares Core MSCI Emerging Markets ETF | 46434G103 | SHS | 4,445 | $230,000 | thousands by filing date | |
| WPX ENERGY INC | 98212B103 | COM | 9,610 | $230,000 | thousands by filing date | |
| ANNALY CAP MGMT INC | 035710AB8 | NOTE 5.000% 5/1 | 225,000 | $230,000 | thousands by filing date | principal |
| EBIX INC | 278715206 | COM NEW | 15,914 | $228,000 | thousands by filing date | |
| DTE ENERGY CO COM | 233331107 | Stock | 2,910 | $227,000 | thousands by filing date | |
| ENERGEN CORP | 29265N108 | COM | 2,550 | $227,000 | thousands by filing date | |
| COHEN & STEERS QUALITY INCOME | 19247L106 | COM | 20,081 | $226,000 | thousands by filing date | |
| SEMTECH CORP COM | 816850101 | Stock | 8,606 | $225,000 | thousands by filing date | |
| AMEDISYS INC | 023436108 | COM | 13,316 | $223,000 | thousands by filing date | |
| SPIRIT AIRLS INC | 848577102 | COM | 3,522 | $223,000 | thousands by filing date | |
| NU SKIN ENTERPRISES INC | 67018T105 | CL A | 3,006 | $222,000 | thousands by filing date | |
| VALIDUS HOLDINGS LTD | G9319H102 | COM SHS | 5,814 | $222,000 | thousands by filing date | |
| CIENA CORP | 171779AE1 | NOTE | 224,000 | $222,000 | thousands by filing date | principal |
| NOKIA CORP | 654902204 | SPONSORED ADR | 29,218 | $221,000 | thousands by filing date | |
| DIAMOND OFFSHORE DRILLING IN | 25271C102 | COM | 4,451 | $221,000 | thousands by filing date | |
| SUNCOKE ENERGY PARTNERS LP | 86722Y101 | COMMON STOCK | 7,304 | $221,000 | thousands by filing date | |
| KILROY REALTY CORP COM | 49427F108 | REIT | 3,535 | $220,000 | thousands by filing date | |
| VISHAY INTERTECHNOLOGY INC COM | 928298108 | Stock | 14,198 | $220,000 | thousands by filing date | |
| FERRELLGAS PARTNERS L.P. | 315293100 | UNIT LTD PART | 8,000 | $219,000 | thousands by filing date | |
| OMNIAMERICAN BANCORP INC | 68216R107 | COM | 8,762 | $219,000 | thousands by filing date | |
| DELHAIZE GROUP - SPONS ADR | 29759W101 | SPON | 12,991 | $219,000 | thousands by filing date | |
| SK TELECOM LTD | 78440P108 | SPONSORED ADR | 8,398 | $218,000 | thousands by filing date | |
| USBANCORPDEL | 902973304 | COM NEW | 5,000 | $217,000 | thousands by filing date | call |
| WEINGARTEN RLTY INVS | 948741103 | SH BEN INT | 6,619 | $217,000 | thousands by filing date | |
| FIFTH STREET FIN CORP COM | 31678A103 | COM | 22,000 | $216,000 | thousands by filing date | |
| NUVEEN GA DIVID | 67072B107 | COM | 16,832 | $216,000 | thousands by filing date | |
| Nippon Telegraph Telephone Corp | 654624105 | Equity | 6,880 | $215,000 | thousands by filing date | |
| OMNICARE INC | 681904AL2 | DBCV 3.250%12/1 | 201,000 | $214,000 | thousands by filing date | principal |
| IJH | 464287507 | COM | 1,485 | $212,000 | thousands by filing date | |
| CIA ENERGETICA DE MINAS GERA | 204409601 | SP ADR N-V PFD | 26,559 | $212,000 | thousands by filing date | |
| UNS ENERGY CORP | 903119105 | COM | 3,510 | $212,000 | thousands by filing date | |
| FINANCIAL ENGINES INC | 317485100 | COM | 4,683 | $212,000 | thousands by filing date | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 2,200 | $209,000 | thousands by filing date | |
| TREX CO INC | 89531P105 | COM | 7,200 | $208,000 | thousands by filing date | |
| LIVE NATION ENTERTAINMENT INC COM | 538034109 | Stock | 8,437 | $208,000 | thousands by filing date | |
| GOLDMAN SACHS MLP INC OPP FD | 38147W103 | COM SHS | 10,000 | $208,000 | thousands by filing date | |
| TAKE-TWO INTERACTIVE SOFTWAR | 874054AD1 | NOTE 1.000% 7/0 | 170,000 | $208,000 | thousands by filing date | principal |
| PHILIPPINE LONG DISTANCE TEL | 718252604 | SPONSORED ADR | 3,090 | $208,000 | thousands by filing date | |
| SANMINA CORP COM | 801056102 | Stock | 9,105 | $207,000 | thousands by filing date | |
| VALE S A | 91912E105 | SPONSORED ADS | 15,583 | $206,000 | thousands by filing date | |
| INFOSYS LTD SPONSORED ADR | 456788108 | ADR | 3,801 | $204,000 | thousands by filing date | |
| SNYDERS LANCE INC | 833551104 | COM | 7,717 | $204,000 | thousands by filing date | |
| JANUS CAPITAL GROUP INC | 47102X105 | COMMON STOCK | 16,227 | $203,000 | thousands by filing date | |
| HANCOCK WHITNEY CORPORATION | 410120109 | COM | 5,733 | $202,000 | thousands by filing date | |
| IROBOT CORP | 462726100 | COM | 4,910 | $201,000 | thousands by filing date | |
| GIANT INTERACTIVE GROUP INC | 374511103 | ADR | 16,734 | $198,000 | thousands by filing date | |
| LATTICE SEMICONDUCTOR CORP COM | 518415104 | Stock | 23,461 | $194,000 | thousands by filing date | |
| AEGON N V | 007924103 | NY REGISTRY SHS | 21,746 | $191,000 | thousands by filing date | |
| COUSINS PROPERTIES INC | 222795106 | COM | 15,344 | $191,000 | thousands by filing date | |
| NOMURA HLDGS INC SPONSORED ADR | 65535H208 | ADR | 27,089 | $190,000 | thousands by filing date | |
| LEJU HLDGS LTD | 50187J108 | SPONSORED ADS | 18,000 | $188,000 | thousands by filing date | |
| MARLIN BUSINESS SVCS CORP | 571157106 | COM | 10,303 | $187,000 | thousands by filing date | |
| NEW YORK TIMES CO MTN BE CL A | 650111107 | Stock | 12,165 | $185,000 | thousands by filing date | |
| ING GROEP N.V. SPONSORED ADR | 456837103 | ADR | 13,026 | $183,000 | thousands by filing date | |
| CTC MEDIA INC | 12642X106 | COM | 16,445 | $181,000 | thousands by filing date | |
| TILE SHOP HLDGS INC | 88677Q109 | COMMON STOCK | 11,200 | $171,000 | thousands by filing date | |
| WISDOMTREE INC | 97717P104 | COM | 13,723 | $170,000 | thousands by filing date | |
| MARVELL TECHNOLOGY GROUP LTD | G5876H105 | ORD | 11,788 | $169,000 | thousands by filing date | |
| HARMONIC INC | 413160102 | COM | 22,230 | $166,000 | thousands by filing date | |
| FARMERS NATL BANC CORP | 309627107 | COMMON STOCK | 21,248 | $166,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A108 | COM | 26,243 | $153,000 | thousands by filing date | |
| RUCKUS WIRELESS INC | 781220108 | COM | 12,860 | $153,000 | thousands by filing date | |
| HECLA MNG CO | 422704106 | COM | 43,957 | $152,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN INCOME FUN | 01881E101 | COM | 20,000 | $150,000 | thousands by filing date | |
| TRIANGLE PETE CORP | 89600B201 | COM NEW | 12,639 | $149,000 | thousands by filing date | |
| WINDSTREAM HLDGS INC | 97382A101 | COM | 14,837 | $148,000 | thousands by filing date | |
| PLX TECHNOLOGY INC | 693417107 | COM | 22,545 | $146,000 | thousands by filing date | |
| PREMIERE GLOBAL SVCS INC | 740585104 | COM | 10,857 | $145,000 | thousands by filing date | |
| BOSTON PRIVATE FINL HLDGS INC COM | 101119105 | Stock | 10,539 | $142,000 | thousands by filing date | |
| BOYDGAMINGCORP | 103304101 | STOK | 11,610 | $141,000 | thousands by filing date | |
| MEADOWBROOK INS GROUP INC | 58319P108 | COM | 19,662 | $141,000 | thousands by filing date | |
| CAPITOL FED FINL INC COM | 14057J101 | Stock | 11,540 | $140,000 | thousands by filing date | |
| ASTRONOVA INC | 04638F108 | COM | 10,312 | $140,000 | thousands by filing date | |
| ROOKLINE BANCORP INC DEL | 11373M107 | COM | 14,950 | $140,000 | thousands by filing date | |
| MICRON TECHNOLOGY INC | 595112AY9 | NOTE 3.000%11/1 | 109,000 | $140,000 | thousands by filing date | |
| GRAY MEDIA INC | 389375106 | COMMON STOCK | 10,318 | $135,000 | thousands by filing date | |
| MORGANS HOTEL GROUP CO | 61748W108 | COM | 16,672 | $132,000 | thousands by filing date | |
| Enzo Biochem Inc | 294100102 | Common Stock | 25,007 | $131,000 | thousands by filing date | |
| SANDRIDGE ENERGY INC | 80007P307 | COM | 18,285 | $131,000 | thousands by filing date | |
| ALPHATEC HOLDINGS INC | 02081G102 | COM | 78,075 | $127,000 | thousands by filing date | |
| TEJON RANCH CO-CW16 | 879080133 | WTS | 45,328 | $127,000 | thousands by filing date | |
| CALLAWAY GOLF CO | 131193104 | COM | 15,130 | $126,000 | thousands by filing date | |
| FELCOR LODGING TR INC | 31430F101 | COM | 12,000 | $126,000 | thousands by filing date | |
| APPLIED MICRO CIRCUITS CORP | 03822W406 | COM NEW | 11,530 | $125,000 | thousands by filing date | |
| ADVANTAGE OIL & GAS LTD | 00765F101 | COMMON STOCK-FO | 17,792 | $120,000 | thousands by filing date | |
| GRAFTECH INTERNATIONAL LTD | 384313102 | COMMON STOCK | 11,300 | $118,000 | thousands by filing date | |
| IRIDIUM COMMUNICATIONS INC | 46269C102 | COM | 13,100 | $111,000 | thousands by filing date | |
| STAPLES INC | 855030102 | COM | 10,229 | $111,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 13,344 | $110,000 | thousands by filing date | |
| DYAX CORP | 26746E103 | COM | 11,360 | $109,000 | thousands by filing date | |
| PENGROWTH ENERGY CORP | 70706P104 | COMMON STOCK-FO | 15,000 | $108,000 | thousands by filing date | |
| SYNTHESIS ENERGY SYS INC | 871628103 | COM | 57,500 | $108,000 | thousands by filing date | |
| 1ST UNITED BANCORP INC/NORTH | 33740N105 | COM | 12,427 | $107,000 | thousands by filing date | |
| BANK OF AMERICA CORPORATION | 060505146 | *W EXP 01/16/201 | 15,155 | $104,000 | thousands by filing date | |
| DIGI INTL INC | 253798102 | COM | 10,957 | $103,000 | thousands by filing date | |
| VOYA PRIME RATE TRUST | 92913A100 | SH BEN INT | 17,310 | $100,000 | thousands by filing date | |
| Powershs Exch Trad Fd Tr | 73935X500 | WNDRHLL CLN EN | 13,850 | $95,000 | thousands by filing date | |
| INNERWORKINGS INC | 45773Y105 | COM | 10,764 | $91,000 | thousands by filing date | |
| KINROSS GOLD CORP | 496902404 | COM | 21,036 | $87,000 | thousands by filing date | |
| CADIZ INC | 127537207 | COM NEW | 10,000 | $83,000 | thousands by filing date | |
| TURQUOISE HILL RESOURCES LTD | 900435108 | COMMON STOCK-FO | 24,912 | $83,000 | thousands by filing date | |
| ARRAY BIOPHARMA INC COM | 04269X105 | Stock | 17,910 | $82,000 | thousands by filing date | |
| CROWN MEDIA HLDGS INC | 228411104 | CL A | 22,425 | $81,000 | thousands by filing date | |
| 1 800 FLOWERS COM INC | 68243Q106 | CL A | 13,800 | $80,000 | thousands by filing date | |
| FAIRWAY GROUP HLDGS CORP | 30603D109 | CL A | 11,810 | $79,000 | thousands by filing date | |
| INTERVEST BANCSHARES CORP-A | 460927106 | COM | 10,000 | $77,000 | thousands by filing date | |
| VITACOST.COM INC | 92847A200 | COM | 11,000 | $69,000 | thousands by filing date | |
| PUTNAM PREMIER INCOME TR | 746853100 | SH BEN INT | 10,000 | $56,000 | thousands by filing date | |
| MFS INTERMEDIATE INCOME TRUST | 55273C107 | SH BEN INT | 10,000 | $53,000 | thousands by filing date | |
| FUELCELL ENERGY INC COM | 35952H106 | COM | 19,000 | $46,000 | thousands by filing date | |
| EDUCATION MANAGEMENT CORP | 28140M103 | COM | 23,106 | $39,000 | thousands by filing date | |
| EXELIXIS INC COM | 30161Q104 | Stock | 10,000 | $34,000 | thousands by filing date | |
| PARKERVISION INC | 701354102 | COM | 16,315 | $24,000 | thousands by filing date | |
| GOLDMAN SACHS GROUP INC | 38141GMG6 | CNV | 14,000 | $15,000 | thousands by filing date | |
| WELLS FARGO & CO | 94986RQF1 | MTNF 6/0 | 13,000 | $14,000 | thousands by filing date | |
| WELLS FARGO & CO | 94986RQH7 | MTNF 6/1 | 13,000 | $12,000 | thousands by filing date | |
| CLEVELAND BIOLABS INC | 185860103 | COM | 20,000 | $10,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140361-14-030710 | this filing | 2014-08-05 | acceptance time not in the bulk data set |