13F-HR filed by ROYAL BANK OF CANADA
ROYAL BANK OF CANADA filed this 13F-HR for the quarter ended 2014-03-31, filed 2014-05-15, with 6,080 holding rows worth $136,212,093,000.
- Accession
- 0001140361-14-021562
- Filer
- CIK 1000275
- Filed
- 2014-05-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2014
A holdings report, 17,645 entries on the cover page, a total value of $136,212,093,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $136,212,093,000 with VALUE read as thousands by filing date, 13F file number 028-11396. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerRBC Global Asset Management Inc.028-14116
- included managerRBC Capital Markets Arbitrage S.A.028-11273
- included managerRBC Capital Markets, LLC028-04069
- included managerRBC Global Asset Management (U.S.)028-10228
- included managerRBC Dominion Securities Inc.028-11322
- included managerBlueBay Asset Management LLP028-12524
- included managerRBC Phillips, Hager & North Investment Counsel Inc.028-11271
- included managerRBC Private Counsel (USA) Inc.028-11454
- included managerROYAL TRUST CORP OF CANADA/028-11393
- included managerROYAL BANK OF CANADA TRUST CO (BAHAMAS) LTD028-12693
- included managerSky Investment Counsel Inc028-12562
- included managerRoyal Bank of Canada (Suisse) SA028-13851
- included managerRBC cees Trustee LTD028-11601
- included managerRBC Trust Co (International) Ltd028-13471
- included managerRBC Trust Co (Delaware) Ltd028-13779
- included managerRBC TRUSTEES (C.I.) LTD028-13008
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| PEREGRINE PHARMACEUTICALS IN | 713661304 | COM NEW | 4,450 | $8,000 | thousands by filing date | |
| MARKET VECTORS RVE HARD ASTS | 57060U795 | RVE | 200 | $8,000 | thousands by filing date | |
| MANAGED HIGH YIELD PLUS FD I | 561911108 | COM | 3,855 | $8,000 | thousands by filing date | |
| QUEST RARE MINERALS LTD | 74836T101 | CMN | 15,721 | $8,000 | thousands by filing date | |
| BANK OF AMERICA CORP | 060505153 | CMN | 8,900 | $8,000 | thousands by filing date | |
| MORGAN STANLEY EMER MKTS FD | 61744G107 | COM | 500 | $8,000 | thousands by filing date | |
| Xenith Bankshares, Inc. | 98410X105 | Common Stock | 1,400 | $8,000 | thousands by filing date | |
| CAE INC COM | 124765108 | Stock | 500 | $7,000 | thousands by filing date | call |
| HUB GROUP INC | 443320106 | CL A | 162 | $7,000 | thousands by filing date | |
| AMERICAN VANGUARD CORP | 030371108 | COM | 305 | $7,000 | thousands by filing date | |
| ARTS WAY MFG INC | 043168103 | COM | 1,000 | $7,000 | thousands by filing date | |
| AXCELIS TECHNOLOGIES INC | 054540109 | COM | 3,300 | $7,000 | thousands by filing date | |
| CORINTHIAN COLLEGES INC | 218868107 | COMMON STOCK | 5,000 | $7,000 | thousands by filing date | |
| ARC DOCUMENT SOLUTIONS INC | 00191G103 | COM | 1,000 | $7,000 | thousands by filing date | |
| EVANS BANCORP INC | 29911Q208 | COM | 303 | $7,000 | thousands by filing date | |
| KANDI TECHNOLOGIES GROUP INC | 483709101 | COM | 428 | $7,000 | thousands by filing date | |
| SONUS NETWORKS INC | 835916107 | COM | 2,000 | $7,000 | thousands by filing date | |
| DIGITALGLOBE INC | 25389M877 | COM | 246 | $7,000 | thousands by filing date | |
| CUBIST PHARMACEUTICALS INC | 229678107 | COM | 100 | $7,000 | thousands by filing date | call |
| CINCINNATI BELL INC NEW | 171871106 | COM | 1,950 | $7,000 | thousands by filing date | |
| GREENBRIER COS INC | 393657AH4 | NOTE 3.500% 4/0 | 5,000 | $7,000 | thousands by filing date | principal |
| ORTHOFIX INTL N V | N6748L102 | COM | 242 | $7,000 | thousands by filing date | |
| DESARROLLADORA HOMEX S A DE | 25030W100 | SPONSORED ADR | 5,000 | $7,000 | thousands by filing date | |
| FUELCELL ENERGY INC COM | 35952H106 | COM | 2,989 | $7,000 | thousands by filing date | |
| ZIX CORP | 98974P100 | COM | 1,660 | $7,000 | thousands by filing date | |
| RESOURCE AMERICA INC-CL A | 761195205 | CL A | 800 | $7,000 | thousands by filing date | |
| Meru Networks, Inc. | 59047Q103 | COM | 1,500 | $7,000 | thousands by filing date | |
| ABERDEEN INDONESIA FUND INC(IF) | 00305P106 | COM | 700 | $7,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061GAD3 | CNV | 2,000 | $7,000 | thousands by filing date | principal |
| POWERSHARES ETF TRUST II | 73936Q876 | GLOB GLD&P ETF | 359 | $7,000 | thousands by filing date | |
| ISHARES TR | 46432FAK3 | 2020 INVTGR BD | 68 | $7,000 | thousands by filing date | |
| Direxion Daily Gold Miners Bul | 25459Y389 | ETP | 200 | $7,000 | thousands by filing date | |
| GLOBUS MED INC CL A | 379577208 | Stock | 214 | $6,000 | thousands by filing date | |
| SILICON MOTION TECHNOLOGY CORP SPONSORED ADR | 82706C108 | ADR | 365 | $6,000 | thousands by filing date | |
| TOWNEBANK PORTSMOUTH VA | 89214P109 | COM | 412 | $6,000 | thousands by filing date | |
| ANI PHARMACEUTICALS INC | 00182C103 | COM | 195 | $6,000 | thousands by filing date | |
| UNITED STS LIME & MINERALS I | 911922102 | COM | 100 | $6,000 | thousands by filing date | |
| LAM RESEARCH CORP | 512807108 | COM | 100 | $6,000 | thousands by filing date | call |
| PLUMAS BANCORP | 729273102 | COMMON STOCK | 1,000 | $6,000 | thousands by filing date | |
| LXP INDUSTRIAL TRUST | 529043309 | PFD CONV SER C | 125 | $6,000 | thousands by filing date | principal |
| ISHARES TR | 464289123 | NEW ZEALAND ETF | 150 | $6,000 | thousands by filing date | |
| MARCHEX INC | 56624R108 | CMN | 600 | $6,000 | thousands by filing date | |
| ELDORADO GOLD CORP NEW | 284902103 | COM | 1,000 | $6,000 | thousands by filing date | put |
| TESARO INC | 881569107 | COM | 200 | $6,000 | thousands by filing date | |
| PETROQUEST ENERGY INC | 716748108 | COMMON STOCK | 1,000 | $6,000 | thousands by filing date | |
| ICAD INC | 44934S206 | COM NEW | 651 | $6,000 | thousands by filing date | |
| APPLOVIN CORP CLASS A | 023850100 | COM | 12,800 | $6,000 | thousands by filing date | |
| GULF IS FABRICATION INC | 402307102 | COM | 275 | $6,000 | thousands by filing date | |
| PLY GEM HLDGS INC | 72941W100 | COM | 500 | $6,000 | thousands by filing date | |
| CELLDEX THERAPEUTICS INC NEW | 15117B103 | COM | 300 | $6,000 | thousands by filing date | |
| NOVACOPPER INC | 66988K102 | COM | 4,558 | $6,000 | thousands by filing date | |
| SEMICONDUCTOR MFG INTL CORP | 81663N206 | SPONSORED ADR | 1,505 | $6,000 | thousands by filing date | |
| NEURALSTEM INC | 64127R302 | COM | 1,361 | $6,000 | thousands by filing date | |
| PACHOLDER HIGH YIELD FD INC | 693742108 | COM | 774 | $6,000 | thousands by filing date | |
| DOCUMENT SECURITY SYSTEMS | 25614T101 | COM | 5,000 | $6,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H271 | ETN DJUBSCOTTN38 | 100 | $6,000 | thousands by filing date | |
| INCYTE CORP | 45337CAJ1 | NOTE 4.750%10/0 | 1,000 | $6,000 | thousands by filing date | principal |
| VOLTARI CORP NEW | 92870X309 | COM | 1,691 | $6,000 | thousands by filing date | |
| MEDIABISTRO INC | 58448U101 | COM | 2,285 | $6,000 | thousands by filing date | |
| AETERNA ZENTARIS INC | 007975303 | COM NEW | 5,636 | $6,000 | thousands by filing date | |
| TD SYNNEX CORPORATION COM | 87162W100 | Stock | 80 | $5,000 | thousands by filing date | |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 200 | $5,000 | thousands by filing date | call |
| NEW GOLD INC CDA | 644535106 | COM | 1,000 | $5,000 | thousands by filing date | call |
| INDEPENDENT BK CORP MICH | 453838609 | COM NEW | 416 | $5,000 | thousands by filing date | |
| APOGEE ENTERPRISES INC | 037598109 | COM | 142 | $5,000 | thousands by filing date | |
| ALLEGIANT TRAVEL CO | 01748X102 | COM | 49 | $5,000 | thousands by filing date | |
| EHEALTH INC | 28238P109 | COM | 103 | $5,000 | thousands by filing date | |
| LHC GROUP | 50187A107 | COM | 204 | $5,000 | thousands by filing date | |
| CATALYST PHARMACEUTICALS INC | 14888U101 | COM | 2,056 | $5,000 | thousands by filing date | |
| BIOTELEMETRY INC | 090672106 | COM | 500 | $5,000 | thousands by filing date | |
| U S CONCRETE INC | 90333L201 | COM | 194 | $5,000 | thousands by filing date | |
| ATRICURE INC | 04963C209 | COM | 250 | $5,000 | thousands by filing date | |
| PAMPA ENERGIA SA | 697660207 | SPONS ADR LVL I | 797 | $5,000 | thousands by filing date | |
| TIMBERLAND BANCORP INC | 887098101 | COMMON STOCK | 510 | $5,000 | thousands by filing date | |
| EXPRESS INC | 30219E103 | COMMON STOCK | 310 | $5,000 | thousands by filing date | |
| SWISHER HYGIENE INC | 870808102 | COMMON STOCK | 11,000 | $5,000 | thousands by filing date | |
| PEABODY ENERGY CORP | 704549AG9 | CORPORATE OBLIG | 6,000 | $5,000 | thousands by filing date | principal |
| REVLON INC | 761525609 | OPT | 200 | $5,000 | thousands by filing date | |
| ALTISOURCE ASSET MGMT CORP | 02153X108 | COM | 5 | $5,000 | thousands by filing date | |
| SERVICESOURCE INTL LLC | 81763U100 | COM | 655 | $5,000 | thousands by filing date | |
| Transition Therapeutics, Inc. | 893716209 | COM | 622 | $5,000 | thousands by filing date | |
| TEAM INC | 878155100 | COM | 110 | $5,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP | 682189AH8 | NOTE 2.625%12/1 | 4,000 | $5,000 | thousands by filing date | principal |
| MOVE INC | 62458M207 | COM NEW | 403 | $5,000 | thousands by filing date | |
| FUEL SYS SOLUTIONS INC | 35952W103 | COM | 424 | $5,000 | thousands by filing date | |
| STANLEY FURNITURE CO INC | 854305208 | COM NEW | 2,000 | $5,000 | thousands by filing date | |
| RICHMONT MINES INC | 76547T106 | COM | 3,540 | $5,000 | thousands by filing date | |
| VOCUS INC | 92858J108 | COM | 354 | $5,000 | thousands by filing date | |
| DYNAVAX TECHNOLOGIES CORP | 268158102 | COM | 2,700 | $5,000 | thousands by filing date | |
| HEALTHWAYS INC | 422245100 | COM | 300 | $5,000 | thousands by filing date | |
| BRISTOW GROUP INC | 110394103 | COM | 63 | $5,000 | thousands by filing date | |
| SILICON IMAGE INC | 82705T102 | COM | 740 | $5,000 | thousands by filing date | |
| U S GEOTHERMAL INC | 90338S102 | COM | 6,198 | $5,000 | thousands by filing date | |
| SYNERON MEDICAL LTD | M87245102 | ORD | 400 | $5,000 | thousands by filing date | |
| AUTOBYTEL INC | 05275N205 | COM | 431 | $5,000 | thousands by filing date | |
| LIFEVANTAGE CORP | 53222K106 | COM | 4,300 | $5,000 | thousands by filing date | |
| CHEROKEE INC | 16444H102 | COM | 380 | $5,000 | thousands by filing date | |
| IPATH GSCI TOTAL RETURN INDEX ETF (GSP) | 06738C794 | ETF | 139 | $5,000 | thousands by filing date | |
| HOLOGIC INC | 436440AG6 | FRNT 2.000%12/1 | 5,000 | $5,000 | thousands by filing date | principal |
| PROMOTORA DE INFORMACIONES-A | 74343G204 | CMN | 2,000 | $5,000 | thousands by filing date | |
| EMPIRE RESORTS INC | 292052206 | COM | 667 | $5,000 | thousands by filing date | |
| BLACKROCK FLA MUN 2020 TERM | 09250M109 | COM SHS | 300 | $5,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740P130 | IPTH PURE COCA | 115 | $5,000 | thousands by filing date | |
| AMERICAN RLTY CAP PPTYS INC | 02917TAA2 | NOTE 3.000% 8/0 | 5,000 | $5,000 | thousands by filing date | principal |
| AETRIUM INC | 00817R202 | COM NEW | 1,000 | $5,000 | thousands by filing date | |
| BUILDERS FIRSTSOURCE INC COM | 12008R107 | Stock | 400 | $4,000 | thousands by filing date | |
| ARTISAN PARTNERS ASSET MGMT I CL A | 04316A108 | Stock | 68 | $4,000 | thousands by filing date | |
| HUDBAY MINERALS INC COM | 443628102 | Stock | 500 | $4,000 | thousands by filing date | put |
| INTERNATIONAL TOWER HILL MIN | 46050R102 | COM | 5,000 | $4,000 | thousands by filing date | |
| ALBANY INTL CORP | 012348108 | CL A | 104 | $4,000 | thousands by filing date | |
| II VI INC | 902104108 | COM | 229 | $4,000 | thousands by filing date | |
| NEUBERGER BERMAN HIGH YIELD ST | 64128C106 | COM | 297 | $4,000 | thousands by filing date | |
| MERCER INTL INC | 588056101 | COM | 556 | $4,000 | thousands by filing date | |
| CHEGG INC | 163092109 | COM | 500 | $4,000 | thousands by filing date | |
| ETHAN ALLEN INTERIORS INC | 297602104 | COM | 150 | $4,000 | thousands by filing date | |
| ARRAY DIGITAL INFRASTRUCTURE | 911684108 | COM | 100 | $4,000 | thousands by filing date | |
| CNB FINANCIAL CORP PA | 126128107 | COMMON STOCK | 200 | $4,000 | thousands by filing date | |
| KINGSWAY CORP | 496904202 | COMMON STOCK | 1,026 | $4,000 | thousands by filing date | |
| XENCOR INC | 98401F105 | COMMON STOCK | 300 | $4,000 | thousands by filing date | |
| EAGLE PHARMACEUTICALS INC | 269796108 | COM | 300 | $4,000 | thousands by filing date | |
| CANTERBURY PK HLDG CORP | 13811E101 | COM | 325 | $4,000 | thousands by filing date | |
| BIRKS GROUP INC | 09088U109 | CL A COM | 3,655 | $4,000 | thousands by filing date | |
| HD SUPPLY HLDGS INC | 40416M105 | COM | 155 | $4,000 | thousands by filing date | |
| CYS INVTS INC | 12673A108 | COM | 425 | $4,000 | thousands by filing date | |
| TEAM HEALTH HOLDINGS INC | 87817A107 | COMMON STOCK | 81 | $4,000 | thousands by filing date | |
| HUNTINGTON BANCSHARES INC | 446150401 | PREFERRED STOCK | 3 | $4,000 | thousands by filing date | principal |
| GENERAL MOLY INC COM | 370373102 | Common Stock | 4,000 | $4,000 | thousands by filing date | |
| VERASTEM INC | 92337C104 | COM | 400 | $4,000 | thousands by filing date | |
| CONCERT PHARMACEUTICALS INC | 206022105 | COM | 300 | $4,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06739H263 | FUND | 88 | $4,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020YAB6 | DBCV 2.750% 8/1 | 4,000 | $4,000 | thousands by filing date | principal |
| OM GROUP INC | 670872100 | COM | 120 | $4,000 | thousands by filing date | |
| AMYRIS INC | 03236M101 | COM | 1,000 | $4,000 | thousands by filing date | |
| COMVERSE INC | 20585P105 | COM | 118 | $4,000 | thousands by filing date | |
| ALLIED NEVADA GOLD CORP | 019344100 | COM | 1,000 | $4,000 | thousands by filing date | put |
| AFFYMETRIX INC | 00826T108 | COM | 600 | $4,000 | thousands by filing date | |
| RADISYS CORP | 750459109 | COM | 1,043 | $4,000 | thousands by filing date | |
| ATMI INC | 00207R101 | COM | 127 | $4,000 | thousands by filing date | |
| HERSHA HOSPITALITY TR REIT | 427825104 | SH BEN INT A | 750 | $4,000 | thousands by filing date | |
| CAPSTONE TURBINE CORP COM | 14067D102 | COM | 2,000 | $4,000 | thousands by filing date | |
| Tremor Video | 89484Q100 | Common Stock | 1,000 | $4,000 | thousands by filing date | |
| ACTIVE POWER INC | 00504W308 | COM NEW | 1,353 | $4,000 | thousands by filing date | |
| PHOTOMEDEX INC | 719358301 | COM | 264 | $4,000 | thousands by filing date | |
| LMI AEROSPACE INC | 502079106 | COM | 308 | $4,000 | thousands by filing date | |
| IDERA PHARMACEUTICALS INC | 45168K306 | COM | 1,007 | $4,000 | thousands by filing date | |
| FIRST SECURITY GROUP INC/TN | 336312202 | COM | 1,900 | $4,000 | thousands by filing date | |
| XPO LOGISTICS INC | 983793AA8 | NOTE | 2,000 | $4,000 | thousands by filing date | principal |
| COINSTAR INC | 19259PAF9 | NOTE 4.000% | 2,000 | $4,000 | thousands by filing date | principal |
| CELLCOM ISRAEL LTD | M2196U109 | SHS | 300 | $4,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E481 | GLB X CDA PFD | 300 | $4,000 | thousands by filing date | |
| WVS FINL CORP | 929358109 | COM | 330 | $4,000 | thousands by filing date | |
| USMD HLDGS INC | 903313104 | COM | 343 | $4,000 | thousands by filing date | |
| OXYGEN BIOTHERAPEUTICS INC | 69207P308 | COM PAR $0.0001 | 709 | $4,000 | thousands by filing date | |
| RICEBRAN TECHNOLOGIES | 762831204 | COM NEW | 1,020 | $4,000 | thousands by filing date | |
| CELSION CORPORATION COM PAR | 15117N404 | Stock | 1,330 | $4,000 | thousands by filing date | |
| INTERDIGITAL INC COM | 45867G101 | Stock | 100 | $3,000 | thousands by filing date | call |
| LIGAND PHARMACEUTICALS INC | 53220K504 | COM NEW | 41 | $3,000 | thousands by filing date | |
| EATON VANCE FLTG RATE INCOM | 278284104 | COM SHS BEN INT | 150 | $3,000 | thousands by filing date | |
| FORWARD AIR CORP | 349853101 | COM | 60 | $3,000 | thousands by filing date | |
| LCNB CORP | 50181P100 | COM | 200 | $3,000 | thousands by filing date | |
| BROOKDALE SR LIVING INC | 112463104 | COM | 100 | $3,000 | thousands by filing date | call |
| RADNET INC | 750491102 | COM | 1,000 | $3,000 | thousands by filing date | |
| TEJON RANCH CO | 879080109 | COMMON STOCK | 81 | $3,000 | thousands by filing date | |
| CREXENDO INC | 226552107 | COMMON STOCK | 1,017 | $3,000 | thousands by filing date | |
| CASS INFORMATION SYSTEMS INC | 14808P109 | COMMON STOCK | 65 | $3,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061300 | CAMBRIA FGN SHR | 100 | $3,000 | thousands by filing date | |
| FLEXSHARES INTERNATIONALQUALITY DIVIDEND DYNAMICINDEX FUND | 33939L829 | ETF | 103 | $3,000 | thousands by filing date | |
| TRIO TECH INTL | 896712205 | COM NEW | 1,000 | $3,000 | thousands by filing date | |
| FULL HSE RESORTS INC | 359678109 | COM | 1,250 | $3,000 | thousands by filing date | |
| UNITED GUARDIAN INC | 910571108 | COM | 100 | $3,000 | thousands by filing date | |
| CATO CORP NEW | 149205106 | CL A | 100 | $3,000 | thousands by filing date | |
| ENSTAR GROUP LIMITED | G3075P101 | SHS | 24 | $3,000 | thousands by filing date | |
| DENDREON CORP | 24823QAC1 | CORPORATE OBLIG | 4,000 | $3,000 | thousands by filing date | principal |
| BPZ RESOURCES INC | 055639108 | COMMON STOCK | 900 | $3,000 | thousands by filing date | |
| MFS INTER HIGH INCOME FD | 59318T109 | SH BEN INT | 951 | $3,000 | thousands by filing date | |
| LENDINGTREE INC NEW | 894675107 | COM | 100 | $3,000 | thousands by filing date | |
| MECHEL OAO | 583840103 | SPONSORED ADR | 1,514 | $3,000 | thousands by filing date | |
| NCI BUILDING SYSTEMS INC | 628852204 | COM | 200 | $3,000 | thousands by filing date | |
| RTI INTL METALS INC | 74973W107 | COM | 106 | $3,000 | thousands by filing date | |
| POLYPORE INTL INC | 73179V103 | COM | 97 | $3,000 | thousands by filing date | |
| BENEFICIAL MUTUAL BANCORP IN | 08173R104 | COM | 200 | $3,000 | thousands by filing date | |
| CELL THERAPEUTICS INC | 150934883 | COM NPV NEW 2012 | 1,000 | $3,000 | thousands by filing date | call |
| CEMPRA INC | 15130J109 | COM | 300 | $3,000 | thousands by filing date | |
| ARQULE INC | 04269E107 | COM | 1,700 | $3,000 | thousands by filing date | |
| MARKETO INC | 57063L107 | COM | 100 | $3,000 | thousands by filing date | |
| JA SOLAR HOLDINGS CO LTD | 466090206 | SPON ADR REP5ORD | 300 | $3,000 | thousands by filing date | |
| Female Health Company | 314462102 | COM | 400 | $3,000 | thousands by filing date | |
| FIRST NBC BK HLDG CO COM | 32115D106 | COM | 93 | $3,000 | thousands by filing date | |
| METALICO INC | 591176102 | COM | 2,000 | $3,000 | thousands by filing date | |
| VALHI INC NEW | 918905100 | COM | 298 | $3,000 | thousands by filing date | |
| BLACKROCK NY MUNICIPAL BOND | 09249P106 | COM | 255 | $3,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57061R403 | EMKT HIYLD BD | 100 | $3,000 | thousands by filing date | |
| VRINGO INC | 92911N104 | COM | 1,000 | $3,000 | thousands by filing date | |
| REALNETWORKS INC | 75605L708 | COM | 422 | $3,000 | thousands by filing date | |
| AV HOMES INC | 00234P102 | COM | 181 | $3,000 | thousands by filing date | |
| WHITING USA TRUST I | 966389108 | TR U | 1,000 | $3,000 | thousands by filing date | |
| CHINDEX INTERNATIONAL INC | 169467107 | COM | 150 | $3,000 | thousands by filing date | |
| ROYAL BANCSHARES OF PENN-A | 780081105 | CL A | 803 | $3,000 | thousands by filing date | |
| VISION-SCIENCES INC | 927912105 | COM | 2,500 | $3,000 | thousands by filing date | |
| NAVISTAR INTL CORP | 63934EAL2 | NOTE | 3,000 | $3,000 | thousands by filing date | principal |
| PROSHARES TR | 74347X146 | PSHS ULTSHT FINL | 200 | $3,000 | thousands by filing date | |
| EQUINIX INC | 29444UAG1 | CNV | 2,000 | $3,000 | thousands by filing date | principal |
| BARCLAYS BANK PLC | 06739H248 | ETN DJUBS PMET38 | 47 | $3,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H743 | ETN DJUBSLVSTK37 | 100 | $3,000 | thousands by filing date | |
| ASIA PAC FD INC | 044901106 | COM | 300 | $3,000 | thousands by filing date | |
| CHINA CERAMICS CO LTD | G2113X100 | SHS | 2,000 | $3,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y108 | 7-10YR TR BEAR | 82 | $3,000 | thousands by filing date | |
| WABASH NATL CORP | 929566AH0 | CNV | 2,000 | $3,000 | thousands by filing date | principal |
| HYPERDYNAMICS CORP | 448954206 | COM | 2,014 | $3,000 | thousands by filing date | |
| NUVEEN CALIF MUNICPAL VALU F | 6706EB106 | COM | 200 | $3,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739G851 | IPTH JPY/USD ETN | 55 | $3,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H214 | ETN DJUBS SGAR38 | 51 | $3,000 | thousands by filing date | |
| UBS AG JERSEY BRH | 902641828 | LIVESTK ETN 38 | 150 | $3,000 | thousands by filing date | |
| ENZYMOTEC LTD | M4059L101 | SHS | 150 | $3,000 | thousands by filing date | |
| CARE COM INC | 141633107 | COM | 200 | $3,000 | thousands by filing date | |
| TRANSATLANTIC PETROLEUM LTD | G89982113 | SHS NEW | 344 | $3,000 | thousands by filing date | |
| NANOVIRICIDES INC | 630087203 | COM NEW | 1,170 | $3,000 | thousands by filing date | |
| ARGOS THERAPEUTICS INC | 040221103 | COM | 300 | $3,000 | thousands by filing date | |
| TALMER BANCORP INC | 87482X101 | COM | 200 | $3,000 | thousands by filing date | |
| Scorpio Bulkers Inc. | Y7546A106 | EQ | 300 | $3,000 | thousands by filing date | |
| AMERICAN AIRLS GROUP INC | 02376R409 | PFD A MAND CV ADDED | 110 | $3,000 | thousands by filing date | principal |
| iShares Treasury Floating Rate Bond ETF | 46434V860 | SHS | 44 | $2,000 | thousands by filing date | |
| NORTHERN DYNASTY MINERALS LTD COM NEW | 66510M204 | Stock | 2,466 | $2,000 | thousands by filing date | |
| BRIGHT HORIZONS FAM SOL IN DEL COM | 109194100 | Stock | 59 | $2,000 | thousands by filing date | |
| BOOZ ALLEN HAMILTON HLDG CORP CL A | 099502106 | Stock | 100 | $2,000 | thousands by filing date | |
| INDEPENDENCE RLTY TR INC | 45378A106 | COM | 170 | $2,000 | thousands by filing date | |
| CORCEPT THERAPEUTICS INC | 218352102 | COM | 400 | $2,000 | thousands by filing date | |
| UNITED PARKS & RESORTS INC | 81282V100 | COM | 78 | $2,000 | thousands by filing date | |
| NLI HOLDINGS INC | 629156407 | COMMON STOCK | 200 | $2,000 | thousands by filing date | |
| GALECTIN THERAPEUTICS INC | 363225202 | COMMON STOCK | 100 | $2,000 | thousands by filing date | |
| ZUMIEZ INC | 989817101 | COMMON STOCK | 100 | $2,000 | thousands by filing date | |
| COUSINS PROPERTIES INC | 222795106 | COM | 211 | $2,000 | thousands by filing date | |
| Abrdn Emerging Markets | 00301W105 | COM | 170 | $2,000 | thousands by filing date | |
| MAZOR ROBOTICS LTD | 57886P103 | SPONSORED ADS | 100 | $2,000 | thousands by filing date | |
| ALLIANCE ONE INTL | 018772103 | COMMON STOCK | 750 | $2,000 | thousands by filing date | |
| TETRAPHASE PHARMACEUTICALS INC | 88165N105 | COMMON STOCK | 200 | $2,000 | thousands by filing date | |
| BLACK DIAMOND INC | 09202G101 | COMMON STOCK | 150 | $2,000 | thousands by filing date | |
| PARKER DRILLING CO | 701081101 | COMMON STOCK | 300 | $2,000 | thousands by filing date | |
| NETLIST INC | 64118P109 | COM | 1,000 | $2,000 | thousands by filing date | |
| EDGIO INC | 53261M104 | COM | 1,000 | $2,000 | thousands by filing date | |
| CHANGYOU COM LTD | 15911M107 | ADS REP CL A | 81 | $2,000 | thousands by filing date | |
| INTERDIGITAL INC | 458660AB3 | NOTE 2.500% 3/1 | 2,000 | $2,000 | thousands by filing date | principal |
| PHARMATHENE INC | 71714G102 | COM | 1,012 | $2,000 | thousands by filing date | |
| BITAUTO HLDGS LTD | 091727107 | SPONSORED ADS | 59 | $2,000 | thousands by filing date | |
| PAIN THERAPEUTICS INC | 69562K100 | COM | 300 | $2,000 | thousands by filing date | |
| PANTRY INC | 698657103 | COM | 98 | $2,000 | thousands by filing date | |
| EXELIXIS INC | 30161QAC8 | NOTE 4.250% 8/1 | 2,000 | $2,000 | thousands by filing date | principal |
| EZCHIP SEMICONDUCTOR LIMITED | M4146Y108 | ORD | 80 | $2,000 | thousands by filing date | |
| LTX-CREDENCE CORP | 502403207 | COM NEW | 200 | $2,000 | thousands by filing date | |
| SHUTTERFLY INC | 82568P304 | COM | 40 | $2,000 | thousands by filing date | |
| ACTUATE CORP | 00508B102 | COM | 400 | $2,000 | thousands by filing date | |
| DIGITAL RIV INC | 25388B104 | COM | 125 | $2,000 | thousands by filing date | |
| CONTINENTAL AIRLS INC | 210795PU8 | NOTE 4.500% 1/1 | 1,000 | $2,000 | thousands by filing date | principal |
| ION GEOPHYSICAL CORP | 462044108 | COM | 500 | $2,000 | thousands by filing date | |
| SIGMA DESIGNS INC | 826565103 | COM | 450 | $2,000 | thousands by filing date | |
| Peregrine Semiconductor | 71366R703 | COM | 300 | $2,000 | thousands by filing date | |
| STANLEY BLACK & DECKER CON | 854502309 | UNIT 99/99/9999 | 16 | $2,000 | thousands by filing date | principal |
| STAR SCIENTIFIC INC COM | 85517P101 | COM | 2,500 | $2,000 | thousands by filing date | |
| YANZHOU COAL MNG CO LTD | 984846105 | SPON ADR H SHS | 217 | $2,000 | thousands by filing date | |
| LOCAL CORP | 53954W104 | COM | 1,000 | $2,000 | thousands by filing date | |
| CHINA SOUTHN AIRLS LTD | 169409109 | SPON ADR CL H | 116 | $2,000 | thousands by filing date | |
| CIENA CORP | 171779AE1 | NOTE | 2,000 | $2,000 | thousands by filing date | principal |
| YRC WORLDWIDE INC | 984249607 | COM | 100 | $2,000 | thousands by filing date | |
| ZAZA ENERGY CORP | 98919T100 | COM | 2,150 | $2,000 | thousands by filing date | |
| SPEEDWAY MOTORSPORTS INC | 847788106 | COM | 100 | $2,000 | thousands by filing date | |
| OCLARO INC | 67555N206 | COM | 639 | $2,000 | thousands by filing date | |
| SYNACOR INC | 871561106 | COM | 710 | $2,000 | thousands by filing date | |
| BOLT TECHNOLOGY CORP | 097698104 | COM | 100 | $2,000 | thousands by filing date | |
| STATE AUTO FINANCIAL CORP | 855707105 | COM | 100 | $2,000 | thousands by filing date | |
| COMTECH TELECOMMUNICATIO | 205826AF7 | NOTE | 2,000 | $2,000 | thousands by filing date | principal |
| BARCLAYS BK PLC | 06741L609 | IPATH DYNM VIX | 72 | $2,000 | thousands by filing date | |
| COMSTOCK MNG INC | 205750102 | COM | 1,200 | $2,000 | thousands by filing date | |
| BLACKROCK ENHANCED GOVT FD (EGF) | 09255K108 | COM | 152 | $2,000 | thousands by filing date | |
| GREAT NORTHERN IRON OR PPTY | 391064102 | COM | 110 | $2,000 | thousands by filing date | |
| BOX SHIPS INC | Y09675102 | CMN | 870 | $2,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y447 | DLYFINBEAR3X NEW | 100 | $2,000 | thousands by filing date | |
| GYRODYNE CO AMER INC | 403820103 | COM | 250 | $2,000 | thousands by filing date | |
| POWERSHARES EXCHANGE | 73937B647 | S&P400 LOVL PT | 69 | $2,000 | thousands by filing date | |
| PROSHARES TR | 74347X575 | SHT MSCI NEW | 100 | $2,000 | thousands by filing date | |
| SEQUANS COMMUNICATIONS SA | 817323108 | COM | 800 | $2,000 | thousands by filing date | |
| DIGITAL ALLY INC | 25382P208 | COM NEW | 296 | $2,000 | thousands by filing date | |
| ACASTI PHARMA INC | 00430K105 | CL A SHS | 1,875 | $2,000 | thousands by filing date | |
| SOPHIRIS BIO INC F | 83578Q209 | FOREIGN CANADIAN | 738 | $2,000 | thousands by filing date | |
| COVISINT CORP | 22357R103 | COM | 300 | $2,000 | thousands by filing date | |
| BARRACUDA NETWORKS INC | 068323104 | COM | 50 | $2,000 | thousands by filing date | |
| SUPERTEL HOSPITALITY INC MD | 868526401 | COM NEW ADDED | 1,187 | $2,000 | thousands by filing date | |
| CUBIST PHARMACEUTICALS INC | 229678123 | RIGHT 99/99/9999 ADDED | 3,200 | $2,000 | thousands by filing date | |
| ENPHASE ENERGY INC COM | 29355A107 | Stock | 200 | $1,000 | thousands by filing date | |
| VERACYTE INC COM | 92337F107 | Stock | 30 | $1,000 | thousands by filing date | |
| ABM INDS INC | 000957100 | COM | 38 | $1,000 | thousands by filing date | |
| DHT HOLDINGS INC | Y2065G121 | SHS NEW | 224 | $1,000 | thousands by filing date | |
| BANCO SANTANDER CHILE NEW | 05965X109 | SP ADR REP COM | 26 | $1,000 | thousands by filing date | |
| UNIVERSAL TECHNICAL INST INC | 913915104 | COM | 98 | $1,000 | thousands by filing date | |
| MICROVISION INC DEL | 594960304 | COM NEW | 884 | $1,000 | thousands by filing date | |
| AMERICA MOVIL SAB DE CV | 02364W204 | SPONSORED ADR | 45 | $1,000 | thousands by filing date | |
| HORIZON BANCORP IND | 440407104 | COM | 28 | $1,000 | thousands by filing date | |
| KINGSTONE COS INC | 496719105 | COMMON STOCK | 100 | $1,000 | thousands by filing date | |
| CAMDEN NATIONAL CORP | 133034108 | COMMON STOCK | 22 | $1,000 | thousands by filing date | |
| ORAMED PHARMACEUTICALS INC | 68403P203 | COM NEW | 100 | $1,000 | thousands by filing date | |
| CONTROLADORA VUELA COMP DE A | 21240E105 | SPON ADR RP 10 | 138 | $1,000 | thousands by filing date | |
| AWARE INC MASS | 05453N100 | CMN | 100 | $1,000 | thousands by filing date | |
| BROADWIND INC | 11161T207 | CMN | 90 | $1,000 | thousands by filing date | |
| MANNATECH INC | 563771203 | COM NEW | 51 | $1,000 | thousands by filing date | |
| LO JACK CORP | 539451104 | COMMON STOCK | 100 | $1,000 | thousands by filing date | |
| POZEN INC | 73941U102 | COMMON STOCK | 132 | $1,000 | thousands by filing date | |
| SANOFI | 80105N113 | COMMON STOCK-FO | 1,889 | $1,000 | thousands by filing date | |
| AMCOL INTERNATIONAL CORP | 02341W103 | COMMON STOCK | 30 | $1,000 | thousands by filing date | |
| AH BELO CORP | 001282102 | COMMON STOCK | 77 | $1,000 | thousands by filing date | |
| RIGEL PHARMACEUTICALS INC | 766559603 | COMMON STOCK | 222 | $1,000 | thousands by filing date | |
| IMATION CORP | 45245A107 | COM | 246 | $1,000 | thousands by filing date | |
| UNILIFE CORP NEW | 90478E103 | COM | 250 | $1,000 | thousands by filing date | |
| ORAGENICS INC | 684023203 | COM NEW | 500 | $1,000 | thousands by filing date | |
| PACIFIC DRILLING SA LUXEMBOU | L7257P106 | REG SHS | 109 | $1,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017117 | UNIT 99/99/9999 | 14 | $1,000 | thousands by filing date | principal |
| GFI GROUP INC | 361652209 | COM | 264 | $1,000 | thousands by filing date | |
| METABOLIX INC | 591018809 | COM | 1,093 | $1,000 | thousands by filing date | |
| DOUBLE EAGLE PETE CO | 258570209 | COM PAR $0.10 | 250 | $1,000 | thousands by filing date | |
| INTELSAT S A | L5140P101 | COM | 32 | $1,000 | thousands by filing date | |
| PROGENICS PHARMACEUTICALS IN | 743187106 | COM | 300 | $1,000 | thousands by filing date | |
| STERLING FINL CORP WASH | 859319303 | COM NEW | 37 | $1,000 | thousands by filing date | |
| ERA GROUP INC | 26885G109 | COM | 67 | $1,000 | thousands by filing date | |
| RENTECH INC COM | 760112102 | COM | 500 | $1,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN NETW | 73935X815 | COM | 31 | $1,000 | thousands by filing date | |
| FRONTLINE LTD | G3682E127 | COM | 200 | $1,000 | thousands by filing date | |
| OI S.A. | 670851104 | SPONSORED ADR | 457 | $1,000 | thousands by filing date | |
| GRAMERCY PPTY TR INC | 38489R100 | COM | 148 | $1,000 | thousands by filing date | |
| NOVABAY PHARMACEUTICALS INC | 66987P102 | COM | 1,087 | $1,000 | thousands by filing date | |
| VITESSE SEMICONDUCTOR CORP | 928497304 | COM NEW | 131 | $1,000 | thousands by filing date | |
| VIVUS INC | 928551100 | COM | 100 | $1,000 | thousands by filing date | call |
| HANWHA SOLARONE CO LTD | 41135V103 | SPONSORED ADR | 300 | $1,000 | thousands by filing date | |
| STEMCELLS INC | 85857R204 | COM NEW | 450 | $1,000 | thousands by filing date | |
| GENERAL STEEL HOLDINGS INC | 370853103 | COM | 728 | $1,000 | thousands by filing date | |
| LCA-VISION INC | 501803308 | COM | 148 | $1,000 | thousands by filing date | |
| FIRST CONNECTICUT BANCORP | 319850103 | COM | 49 | $1,000 | thousands by filing date | |
| PENNYMAC FINANCIAL SERVICE-A | 70932B101 | CL A | 36 | $1,000 | thousands by filing date | |
| PACIFIC SUNWEAR OF CALIF | 694873100 | COM | 250 | $1,000 | thousands by filing date | |
| DANAOS CORP | Y1968P105 | SHS | 68 | $1,000 | thousands by filing date | |
| HOOPER HOLMES INC | 439104100 | COM | 1,189 | $1,000 | thousands by filing date | |
| CASCADE BANCORP | 147154207 | COM | 204 | $1,000 | thousands by filing date | |
| MOLYCORP INC DEL | 608753AF6 | NOTE 6.000% 9/0 | 1,000 | $1,000 | thousands by filing date | principal |
| RCS CAP CORP | 74937W102 | COM CL A | 18 | $1,000 | thousands by filing date | |
| FORBES ENERGY SVCS LTD | 345143101 | COM | 253 | $1,000 | thousands by filing date | |
| Concord Med Svcs Hldgs Ltd | 206277105 | Sponsored ADR | 74 | $1,000 | thousands by filing date | |
| PACIFIC ETHANOL INC PAR $.001 | 69423U305 | COM | 72 | $1,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06738G407 | ETN DJUBS IND MT | 40 | $1,000 | thousands by filing date | |
| PROSHARES TR | 74348A616 | PSHS ULCONSM NEW | 49 | $1,000 | thousands by filing date | |
| PROSHARES SHORT | 74347R396 | PSHS SH MSCI EMR | 50 | $1,000 | thousands by filing date | |
| CHINA DISTANCE ED HLDGS LTD | 16944W104 | SPONS ADR | 51 | $1,000 | thousands by filing date | |
| DATAWATCH CORP | 237917208 | COM NEW | 45 | $1,000 | thousands by filing date | |
| CHINA DIGITAL TV HLDG CO LTD | 16938G107 | SPONSORED ADR | 172 | $1,000 | thousands by filing date | |
| TCF FINANCIAL CORP-CW18 | 872275128 | WTS | 200 | $1,000 | thousands by filing date | |
| COEUR MNG INC | 192108116 | *W EXP 04/16/201 | 584 | $1,000 | thousands by filing date | |
| UBS AG JERSEY BRH | 902641679 | DJ COMMD ETN39 | 42 | $1,000 | thousands by filing date | |
| ARC GROUP WORLDWIDE INC | 00213H105 | COM | 39 | $1,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X525 | S&P SMLCP ASIA | 24 | $1,000 | thousands by filing date | |
| LUMENIS LTD | M6778Q121 | SHS CL B | 92 | $1,000 | thousands by filing date | |
| BIO PATH HOLDINGS INC | 09057N102 | COM | 500 | $1,000 | thousands by filing date | |
| VIOLIN MEMORY I | 92763A101 | Common Stock | 300 | $1,000 | thousands by filing date | |
| SURGICAL CARE AFFILIATES INC COM | 86881L106 | Stock | 27 | $1,000 | thousands by filing date | |
| FIRST MARBLEHEAD CORP COM NEW | 320771207 | Stock | 175 | $1,000 | thousands by filing date | |
| SPDR SER TR | 78468R879 | BLOOMBERG 0 5 YR | 30 | $1,000 | thousands by filing date | |
| SIZMEK INC | 83013P105 | COM | 82 | $1,000 | thousands by filing date | |
| BIND THERAPEUTICS INC | 05548N107 | Cmn | 100 | $1,000 | thousands by filing date | |
| LIGHTPATH TECHNOLOGIES INC | 532257805 | COM CL A | 26 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CADIZ INC | 127537207 | COM NEW | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CHAMPION HOMES INC | 830830105 | COM | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EASTMAN KODAK CO | 277461406 | COM NEW | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| UNITED STATES ANTIMONY CORP | 911549103 | COM | 178 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BLUEBIRD BIO INC | 09609G100 | COM | 16 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CLUBCORP HLDGS INC | 18948M108 | COM | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DISTRIBUTION SOLUTIONS GRP I | 520776105 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FARMERS NATL BANC CORP | 309627107 | COMMON STOCK | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NORWOOD FINANCIAL CORP | 669549107 | COMMON STOCK | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OLD SECOND BANCORP INC | 680277100 | COMMON STOCK | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ATLANTICUS HOLDINGS CORP | 04914Y102 | COMMON STOCK | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SECURITY NATL FINL CORP CL A | 814785309 | COMMON STOCK | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TRICO BANCSHARES | 896095106 | COMMON STOCK | 19 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| UNITY BANCORP INC | 913290102 | COMMON STOCK | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VALUE LINE INC | 920437100 | COMMON STOCK | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CLIMB GLOBAL SOLUTIONS INC | 946760105 | COMMON STOCK | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CORE MOLDING TECHNOLOGIES IN | 218683100 | COMMON STOCK | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LANTRONIX INC | 516548203 | COMMON STOCK | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VISTA GOLD CORP | 927926303 | COMMON STOCK | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ACME UNITED CORP | 004816104 | COMMON STOCK | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RGC RESOURCES INC | 74955L103 | COMMON STOCK | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AUDIOCODES LTD | M15342104 | ORD | 24 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RIVERVIEW BANCORP INC | 769397100 | COM | 21 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WILLAMETTE VY VINEYARD I | 969136100 | COMMON STOCK | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| U S GLOBAL INVS INC | 902952100 | CL A | 103 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SB FINL GROUP INC | 78408D105 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VIRCO MFG CO | 927651109 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BARNWELL INDS INC | 068221100 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CSP INC | 126389105 | CMN | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SYPRIS SOLUTIONS INC | 871655106 | COM | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ATA CREATIVITY GLOBAL | 00211V106 | SPONSORED ADS | 30 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PIMCO GLOBAL STOCKPLUS INCOM | 722011103 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EDUCATIONAL DEV CORP | 281479105 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALLSPRING UTILITIES AND HIGH | 94987E109 | WF UTILITIES INC | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| UNIVERSAL SAFETY PRODS INC | 913821302 | COM NEW | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AIR T INC | 009207101 | COM | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ASTROTECH CORP | 046484101 | COMMON STOCK | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRSTBANK CORPORATION | 33761G104 | COMMON STOCK | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AGENUS INC | 00847G705 | COM NEW | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WIDEPOINT CORP COMMON | 967590100 | COM | 136 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DELIAS INC XXX REGISTRATION REVOKED BY THE SEC EFF: 04/17/19 | 246911101 | Stock | 145 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AUTHENTIDATE HLDG CORP | 052666203 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SHYD | 57061R486 | ETF | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INUVO INC | 46122W204 | COM NEW | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PALATIN TECHNOLOGIES INC | 696077403 | COM PAR $ .01 | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CHINA AUTOMOTIVE SYS INC | 16936R105 | COM | 16 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PIONEER ENERGY SVCS CORP | 723664108 | COM | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PROPHASE LABS INC | 74345W108 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CITIZENS HLDG CO MISS | 174715102 | COM | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FORWARD INDUSTRIES INC COM NEW | 349862300 | Stock | 24 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CODORUS VY BANCORP INC | 192025104 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CENTRAL VY CMNTY BANCORP | 155685100 | COM | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SUMMIT FINL GROUP INC | 86606G101 | COM | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ICG GROUP INC | 44928D108 | COM | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PENDRELL CORP | 70686R104 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CHINA TECHFAITH WIRLS COMM T | 169424108 | SPONSORED ADR | 89 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PHH CORP | 693320202 | COM NEW | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| IMAGE SENSING SYS INC | 45244C104 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| O2MICRO INTERNATIONAL LTD | 67107W100 | SPONS ADR | 95 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ENZON PHARMACEUTICALS INC | 293904108 | COM | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EPIZYME INC | 29428V104 | COM | 22 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| P & F INDS INC | 692830508 | CL A NEW | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DIVERSICARE HEALTHCARE SVCS | 255104101 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INTERMOLECULAR INC | 45882D109 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NORTH VALLEY BANCORP | 66304M204 | COM NEW | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Castle Brands Inc | 148435100 | COM | 66 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MIDDLEBURG FINL CORP COM | 596094102 | COM | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BARCLAYS BANK PLC ETN IPTH NTR | 06739H644 | COM | 155 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LIGHTINTHEBOX HOLDING CO LTD SPONSORED ADR | 53225G102 | COM | 28 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HELIOS STRATEGIC INCOME FD I | 42328A203 | COM NEW | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HOUSTON AMERN ENERGY CORP | 44183U100 | COM | 76 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MINES MGMT INC | 603432105 | COM | 34 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TENGASCO INC | 88033R205 | COM NEW | 148 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OVERLAND STORAGE INC | 690310206 | COM NEW | 119 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| APRICUS BIOSCIENCES INC | 03832V109 | COM | 66 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| THESTREET INC | 88368Q103 | COM | 32 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MAJESCO ENTERTAINMENT CO | 560690208 | COM NEW | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| UQM TECHNOLOGIES INC | 903213106 | COM | 117 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| IDENTIVE GROUP INC | 45170X106 | COM | 87 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PREMIER EXIBITIONS INC | 74051E102 | COM | 91 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GOLDFIELD CORP | 381370105 | COM | 90 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MEETME INC | 585141104 | COM | 102 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NEVADA GOLD & CASINOS | 64126Q206 | COM | 300 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COBRA ELECTRONICS CORP | 191042100 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SMITH MICRO SOFTWARE INC | 832154108 | COM | 161 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ASCENT SOLAR TECHNOLOGIES | 043635101 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ONCOTHYREON INC | 682324108 | COM | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GOLDEN ENTERPRISES | 381010107 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INSIGNIA SYSTEMS INC | 45765Y105 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ENGLOBAL CORP | 293306106 | COM | 18 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MODUSLINK GLOBAL SOLUTIONS I | 60786L107 | COM | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SYNERGETICS USA INC | 87160G107 | COM | 90 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FURIEX PHARMACEUTICALS | 36106P101 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ORBIT INTERNATIONAL CORP | 685559304 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INTEGRATED ELECTRICAL SERVIC | 45811E301 | COM | 22 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INTELLICHECK MOBILISA INC | 45817G102 | COM | 28 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KIPS BAY MEDICAL INC | 49726K105 | COM | 19 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COSI INC | 22122P200 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VIDEO DISPLAY CORP | 926555103 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SUNLINK HEALTH SYSTEMS INC | 86737U102 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WELLS-GARDNER ELECTRONICS | 949765101 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PULSE ELECTRONICS CORP | 74586W205 | COM | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| L+L ENERGY INC | 50162D100 | COM | 681 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OCULUS INNOVATIVE SCIENCES I | 67575P207 | COM NEW | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VISIONCHINA MEDIA INC | 92833U202 | SPON ADR NEW | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CROSSROADS SYS INC | 22765d209 | COM NEW | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WAVE SYSTEMS CORP-CL A | 943526400 | COMMON | 493 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| USEC INC | 90333E207 | COMMON | 40 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| REDIFFCOM INDIA LTD | 757479100 | ADR | 114 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DYNEGY INC WARRANT | 26817R116 | WARRANT | 169 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SIFY TECHNOLOGIES LTD | 82655M107 | ADR | 84 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AIRMEDIA GROUP INC | 009411109 | ADR | 141 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CHINA NEPSTAR CHAIN DRUGSTORE | 16943C109 | ADR | 86 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| XPLORE TECHNOLOGIES CORP | 983950700 | COM PAR $0.001 | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ONEIDA FINL CORP MD | 682479100 | COM | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LDK SOLAR CO LTD | 50183L107 | SPONSORED ADR | 1,034 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CHINA SUNERGY CO LTD | 16942X302 | SPONSORED ADR NE | 32 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LAPORTE BANCORP INC MD | 516651106 | COM | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CHINA CORD BLOOD CORP | G21107100 | COM | 69 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CSR PLC | 12640Y205 | SPONSORED ADR | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| REVETT MINERALS INC | 761505205 | COM NEW | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRST CITIZENS BANC CORP | 319459202 | COM | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MAD CATZ INTERACTIVE INC | 556162105 | COM | 500 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MONARCH FINANCIAL HOLDINGS | 60907Q100 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CCA INDUSTRIES INC | 124867102 | COMM STK | 23 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIELDPOINT PETROLEUM CORP | 316570100 | COMM STK | 24 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ECHO THERAPEUTICS INC | 27876L206 | COM NEW | 24 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| IBIO INC | 451033104 | COM | 38 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SUPERCONDUCTOR TECHNOLOGIES | 867931404 | COM PAR $0.001 | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VENAXIS INC | 92262A107 | COM | 162 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| QAD INC-B | 74727D207 | Common | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CERES INC | 156773103 | COM | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GLOBAL X FDS | 37950E317 | GLBLX CEN ASIA | 13 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COUNTRY STYLE COOKING REST ADR | 22238M109 | ADR-EMG MKT | 51 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| IFM INVTS LTD | 45172L209 | ADS CL A NEW | 30 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMBIENT CORP | 02318N201 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140361-14-021562 | this filing | 2014-05-15 | acceptance time not in the bulk data set |