13F-HR filed by Invesco Ltd.
Invesco Ltd. filed this 13F-HR for the quarter ended 2014-03-31, filed 2014-05-15, with 4,080 holding rows worth $246,498,053,000.
- Accession
- 0001140361-14-021261
- Filer
- CIK 914208
- Filed
- 2014-05-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2014
A holdings report, 12,401 entries on the cover page, a total value of $246,498,053,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $246,498,053,000 with VALUE read as thousands by filing date, 13F file number 028-11246. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerInvesco Advisers, Inc.028-00255
- included managerINVESCO CANADA LTD.028-06137
- included managerInvesco National Trust Co
- included managerInvesco Hong Kong Limited
- included managerInvesco Asset Management Deutschland GmbH
- included managerInvesco Asset Management LTD028-05683
- included managerInvesco Asset Management, S.A.
- included managerInvesco Asset Management Osterreich GmbH
- included managerInvesco Management S.A
- included managerInvesco Taiwan Limited
- included managerInvesco Asset Management (Japan) Limited
- included managerInvesco Global Asset Management Ltd.
- included managerInvesco Australia Ltd.
- included managerInvesco Investment Advisers, LLC028-11365
- included managerInvesco PowerShares Capital Management LLC028-11936
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| XPO LOGISTICS INC | 983793AA8 | NOTE | 5,500,000 | $10,313,000 | thousands by filing date | |
| TAHOE RES INC | 873868103 | COM | 485,515 | $10,282,000 | thousands by filing date | |
| COWEN GROUP INC | 223622AA9 | CONV BND | 9,500,000 | $10,280,000 | thousands by filing date | |
| EATON VANCE SENIOR INCOME FUND | 27826S103 | SH BEN INT | 1,489,564 | $10,278,000 | thousands by filing date | |
| InvenSense, Inc. | 46123DAA4 | CONV | 8,100,000 | $10,277,000 | thousands by filing date | |
| COMMUNITY FINANCIAL SYSTEM I | 203607106 | COM | 263,309 | $10,274,000 | thousands by filing date | |
| SKILLED HEALTHCARE GROU-CL A | 83066R107 | CL A | 1,947,600 | $10,264,000 | thousands by filing date | |
| FURIEX PHARMACEUTICALS | 36106P101 | COM | 117,800 | $10,249,000 | thousands by filing date | |
| CREE INC | 225447101 | COM | 180,885 | $10,231,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061GAE1 | NOTE 0.750%10/1 | 9,250,000 | $10,135,000 | thousands by filing date | |
| ROYAL BK SCOTLAND GROUP PL | 780097796 | SP ADR PREF M | 444,627 | $10,120,000 | thousands by filing date | |
| PLANTRONICS INC NEW | 727493108 | COM | 227,163 | $10,098,000 | thousands by filing date | |
| BOFI HOLDING INC | 05566U108 | COMMON STOCK | 117,507 | $10,076,000 | thousands by filing date | |
| POWERSECURE INTERNATIONAL IN | 73936N105 | COM | 429,795 | $10,074,000 | thousands by filing date | |
| THERAVANCE INC | 88338T104 | COMMON STOCK | 325,013 | $10,056,000 | thousands by filing date | |
| TEMPLETON GLOBAL INCOME FD | 880198106 | COM | 1,247,552 | $10,031,000 | thousands by filing date | |
| GENTHERM INC | 37253A103 | COM | 288,280 | $10,009,000 | thousands by filing date | |
| AMBEV SA SPONSORED ADR | 02319V103 | ADR | 1,350,425 | $10,007,000 | thousands by filing date | |
| RYDER SYS INC COM | 783549108 | Stock | 124,051 | $9,915,000 | thousands by filing date | |
| NUVEEN S&P 500 DYNAMIC OVERWRI COM | 6706EW100 | CEF | 698,315 | $9,895,000 | thousands by filing date | |
| NEBIUS GROUP N.V. | N97284108 | SHS CLASS A | 327,694 | $9,893,000 | thousands by filing date | |
| PEMBINA PIPELINE CORP COM | 706327103 | Stock | 259,858 | $9,886,000 | thousands by filing date | |
| OUTERWALL INC | 690070107 | COM | 136,286 | $9,881,000 | thousands by filing date | |
| WESTERN AST INFL LKD OPP & I | 95766R104 | COM | 849,281 | $9,877,000 | thousands by filing date | |
| TIFFANY & CO NEW | 886547108 | COM | 114,370 | $9,853,000 | thousands by filing date | |
| SOTHEBYS | 835898107 | COM | 225,641 | $9,827,000 | thousands by filing date | |
| METHODE ELECTRONICS INC | 591520200 | COMMON STOCK | 320,364 | $9,822,000 | thousands by filing date | |
| CONSOL ENERGY INC | 20854P109 | COM | 245,531 | $9,810,000 | thousands by filing date | |
| HFF INC | 40418F108 | CL A | 291,795 | $9,807,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q702 | GLOBL AGRI ETF | 320,760 | $9,764,000 | thousands by filing date | |
| ASTRAZENECA PLC SPONSORED ADR | 046353108 | ADR | 150,478 | $9,763,000 | thousands by filing date | |
| ACTUATE CORP | 00508B102 | COM | 1,615,526 | $9,726,000 | thousands by filing date | |
| CALAMP CORP | 128126109 | COMMON STOCK | 348,688 | $9,718,000 | thousands by filing date | |
| SANCHEZ ENERGY CORP | 79970Y204 | PFD CV | 130,000 | $9,701,000 | thousands by filing date | |
| NORTHSTAR RLTY FIN CORP | 66704R100 | COM | 600,134 | $9,686,000 | thousands by filing date | |
| BRADY CORP | 104674106 | CL A | 356,640 | $9,682,000 | thousands by filing date | |
| DAVITA INC COM | 23918K108 | Stock | 140,433 | $9,669,000 | thousands by filing date | |
| VITAL ENERGY INC | 516806106 | COMMON STOCK | 373,782 | $9,666,000 | thousands by filing date | |
| CLECO CORP NEW | 12561W105 | COM | 190,849 | $9,653,000 | thousands by filing date | |
| CUMULUS MEDIA INC | 231082108 | CL A | 1,365,526 | $9,449,000 | thousands by filing date | |
| ARM HLDGS PLC | 042068106 | SPONSORED ADR | 185,039 | $9,432,000 | thousands by filing date | |
| OIL STS INTL INC | 678026105 | COM | 95,504 | $9,416,000 | thousands by filing date | |
| T-Mobile US,Inc. | 872590104 | COM | 282,547 | $9,333,000 | thousands by filing date | |
| SONIC CORP | 835451105 | COM | 408,167 | $9,302,000 | thousands by filing date | |
| CYBERONICS | 23251P102 | COMMON STOCK | 142,519 | $9,300,000 | thousands by filing date | |
| WERNER ENTERPRISES INC | 950755108 | COM | 363,662 | $9,277,000 | thousands by filing date | |
| SERVICE CORP INTL COM | 817565104 | Stock | 464,464 | $9,233,000 | thousands by filing date | |
| DOMTAR CORP | 257559203 | COM NEW | 82,170 | $9,223,000 | thousands by filing date | |
| SAPIENT CORPORATION | 803062108 | COMMON STOCK | 540,535 | $9,222,000 | thousands by filing date | |
| GEO GROUP INC | 36159R103 | COMMON STOCK | 285,732 | $9,212,000 | thousands by filing date | |
| IMPERIAL OIL LTD COM NEW | 453038408 | Stock | 197,593 | $9,204,000 | thousands by filing date | |
| JOHN HANCOCK TAX-ADVANTAGED DI | 41013V100 | COM | 461,995 | $9,203,000 | thousands by filing date | |
| BLACKROCK TAX MUNICPAL BD TR | 09248X100 | SHS | 454,407 | $9,197,000 | thousands by filing date | |
| EATON VANCE FLOATING-RATE INCO | 278279104 | COM | 585,771 | $9,197,000 | thousands by filing date | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 332,988 | $9,194,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061GAF8 | NOTE 1.500%10/1 | 8,280,000 | $9,191,000 | thousands by filing date | |
| APOLLO SENIOR FLOATING RATE FU | 037636107 | COM | 503,319 | $9,186,000 | thousands by filing date | |
| QLOGIC CORP | 747277101 | COM | 719,472 | $9,173,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN GLOBAL HIG | 01879R106 | COM | 620,974 | $9,165,000 | thousands by filing date | |
| DYCOM INDS INC COM | 267475101 | Stock | 289,375 | $9,147,000 | thousands by filing date | |
| ENERPLUS CORP | 292766102 | COM | 455,135 | $9,115,000 | thousands by filing date | |
| CLEARBRIDGE MLP AND MIDSTRM | 184692101 | COM | 341,432 | $9,092,000 | thousands by filing date | |
| TORTOISE MIDSTRM ENERGY FD I | 89148B101 | COM | 340,044 | $9,083,000 | thousands by filing date | |
| OMNICARE INC | 681904AN8 | NOTE 3.750%12/1 | 4,000,000 | $9,070,000 | thousands by filing date | |
| MWI VETERINARY SUPPLY INC | 55402X105 | COM | 58,264 | $9,067,000 | thousands by filing date | |
| NUVEEN DIVER CURRENCY OPPOR | 67090N109 | COM | 863,886 | $9,062,000 | thousands by filing date | |
| INTEGRA LIFESCIENCES HLD | 457985AK5 | NOTE | 8,500,000 | $9,037,000 | thousands by filing date | |
| NUVEEN PREFERRED & INCOME | 67075A106 | EXCHANGE TRADED | 396,205 | $9,033,000 | thousands by filing date | |
| PGT INNOVATIONS INC | 69336V101 | COM | 784,384 | $9,028,000 | thousands by filing date | |
| CARRIZO OIL & GAS INC | 144577103 | COM | 168,055 | $8,985,000 | thousands by filing date | |
| FORESTAR GROUP INC CVP 6.0 12- | 346232309 | CONVERT | 362,700 | $8,977,000 | thousands by filing date | |
| BAZAARVOICE INC | 073271108 | COM | 1,228,036 | $8,964,000 | thousands by filing date | |
| TELEDYNE TECHNOLOGIES INC COM | 879360105 | Stock | 91,825 | $8,937,000 | thousands by filing date | |
| FRESENIUS MEDICAL CARE AG SPONSORED ADR | 358029106 | ADR | 256,238 | $8,930,000 | thousands by filing date | |
| MAGELLAN HEALTH SERVICES INC | 559079207 | COM NEW | 150,340 | $8,923,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS | 67020YAF7 | CORPORATE OBLIG | 8,900,000 | $8,917,000 | thousands by filing date | |
| AK STL CORP | 001546AP5 | NOTE 5.000%11/1 | 5,915,000 | $8,913,000 | thousands by filing date | |
| PACIRA BIOSCIENCES INC COM | 695127100 | Stock | 127,322 | $8,911,000 | thousands by filing date | |
| Akamai Technologies Inc | 00971TAF8 | CONV | 9,000,000 | $8,910,000 | thousands by filing date | |
| MARKETO INC | 57063L107 | COM | 272,549 | $8,905,000 | thousands by filing date | |
| ASSURED GUARANTY LTD COM | G0585R106 | Stock | 351,258 | $8,893,000 | thousands by filing date | |
| NIELSEN HOLDINGS N V | N63218106 | COM | 199,246 | $8,891,000 | thousands by filing date | |
| PIONEER ENERGY SVCS CORP | 723664108 | COM | 684,874 | $8,869,000 | thousands by filing date | |
| PAN AMERN SILVER CORP | 697900108 | COM | 685,426 | $8,822,000 | thousands by filing date | |
| TD AMERITRADE HLDG CORP | 87236Y108 | COM | 259,481 | $8,811,000 | thousands by filing date | |
| SUN CMNTYS INC COM | 866674104 | REIT | 195,182 | $8,801,000 | thousands by filing date | |
| GENERAC HLDGS INC | 368736104 | COM | 149,070 | $8,791,000 | thousands by filing date | |
| LAMAR ADVERTISING | 512815101 | COMMON STOCK | 172,212 | $8,783,000 | thousands by filing date | |
| ASSOCIATED BANC-CORP | 045487105 | COM | 485,753 | $8,773,000 | thousands by filing date | |
| CARTERS INC | 146229109 | COM | 112,725 | $8,754,000 | thousands by filing date | |
| WESTAMERICA BANCORPORATION COM | 957090103 | Stock | 160,630 | $8,687,000 | thousands by filing date | |
| POPULAR INC | 733174700 | COM NEW | 279,499 | $8,663,000 | thousands by filing date | |
| SHUTTERSTOCK INC COM | 825690100 | Stock | 118,504 | $8,605,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010LAB9 | CORPORATE OBLIG | 7,895,000 | $8,596,000 | thousands by filing date | |
| DILLARDS INC CL A | 254067101 | Stock | 93,009 | $8,595,000 | thousands by filing date | |
| TRANSALTA CORP | 89346D107 | COM | 737,819 | $8,585,000 | thousands by filing date | |
| ALLIANT ENERGY CORP COM | 018802108 | Stock | 151,038 | $8,581,000 | thousands by filing date | |
| MEDIVATION INC | 58501NAA9 | NOTE | 6,000,000 | $8,554,000 | thousands by filing date | |
| DOMINION DIAMOND CORP | 257287102 | COM | 635,500 | $8,552,000 | thousands by filing date | |
| NEWLINK GENETICS CORP | 651511107 | COM | 301,024 | $8,550,000 | thousands by filing date | |
| BRF SA | 10552T107 | SPONSORED ADR | 426,968 | $8,531,000 | thousands by filing date | |
| HUNTINGTON INGALLS INDS INC COM | 446413106 | Stock | 83,298 | $8,518,000 | thousands by filing date | |
| EATON VANCE ENHANCED EQUITY | 278277108 | COM | 643,329 | $8,498,000 | thousands by filing date | |
| BRANDYWINE RLTY TR | 105368203 | SH BEN INT NEW | 587,531 | $8,497,000 | thousands by filing date | |
| CHIQUITA BRANDS INTL INC | 170032AT3 | NOTE 4.250% 8/1 | 8,348,000 | $8,494,000 | thousands by filing date | |
| FIFTH STREET FIN CORP COM | 31678A103 | COM | 895,566 | $8,472,000 | thousands by filing date | |
| MGIC INVT CORP WIS COM | 552848103 | Stock | 993,812 | $8,467,000 | thousands by filing date | |
| OWENS-ILLINOIS (OI) CVT 144A 3 | 69073TAQ6 | CONVERT | 8,250,000 | $8,467,000 | thousands by filing date | |
| NUVEEN S&P 500 BUY-WRITE INCOM COM | 6706ER101 | CEF | 668,442 | $8,449,000 | thousands by filing date | |
| INTERMUNE INC | 45884XAE3 | NOTE 2.500% 9/1 | 6,500,000 | $8,357,000 | thousands by filing date | |
| ROYCE VALUE TRUST | 780910105 | COM | 531,146 | $8,355,000 | thousands by filing date | |
| ALLETE INC | 018522300 | COM NEW | 159,271 | $8,349,000 | thousands by filing date | |
| ELECTRONICS FOR IMAGING INC | 286082102 | COM | 192,592 | $8,341,000 | thousands by filing date | |
| CLOUGH GLOBAL OPPORTUNITIES | 18914E106 | SH BEN INT | 653,922 | $8,335,000 | thousands by filing date | |
| ACCELERON PHARMA INC | 00434H108 | COM | 241,500 | $8,332,000 | thousands by filing date | |
| FIRST TRUST INTERMEDIATE DURATION PREFERRED & INCOME FUND | 33718W103 | CEF | 376,270 | $8,331,000 | thousands by filing date | |
| DIAMONDBACK ENERGY INC COM | 25278X109 | Stock | 123,573 | $8,318,000 | thousands by filing date | |
| CONSOLIDATED WATER CO ORD SH | G23773107 | COMMON STOCK | 630,992 | $8,317,000 | thousands by filing date | |
| WSTRN AST GLBL CORP OPP FD I | 95790C107 | COM | 456,179 | $8,298,000 | thousands by filing date | |
| TRINITY INDS INC | 896522109 | COM | 114,915 | $8,282,000 | thousands by filing date | |
| ALLIANCE NATIONAL MUNICIPAL IN | 01864U106 | COM | 623,865 | $8,279,000 | thousands by filing date | |
| Biglari Holdings | 08986r101 | COM | 16,930 | $8,253,000 | thousands by filing date | |
| MENS WEARHOUSE INC | 587118100 | COM | 168,400 | $8,248,000 | thousands by filing date | |
| CUBIST PHARMACEUTICALS INC | 229678AD9 | NOTE | 3,225,000 | $8,240,000 | thousands by filing date | |
| SANDISK CORP | 80004CAD3 | CORPORATE OBLIG | 5,000,000 | $8,222,000 | thousands by filing date | |
| OM GROUP INC | 670872100 | COM | 247,101 | $8,209,000 | thousands by filing date | |
| VIASAT INC | 92552V100 | COM | 118,027 | $8,149,000 | thousands by filing date | |
| VARIAN MED SYS INC | 92220P105 | COM | 96,695 | $8,120,000 | thousands by filing date | |
| U S G CORP | 903293405 | COM NEW | 248,019 | $8,115,000 | thousands by filing date | |
| U S SILICA HLDGS INC | 90346E103 | COM | 212,482 | $8,110,000 | thousands by filing date | |
| TAUBMAN CTRS INC | 876664707 | PFD SER K | 352,877 | $8,032,000 | thousands by filing date | |
| COMPANHIA BRASILEIRA DE DIST | 20440T201 | SPN ADR PFD CL A | 183,531 | $8,031,000 | thousands by filing date | |
| QIHOO 360 TECH CO(QIHU) 144A C | 74734MAA7 | CONVERT | 6,800,000 | $8,028,000 | thousands by filing date | |
| WESTERN ASSET HIGH YIELD DEF | 95768B107 | COM | 448,341 | $8,017,000 | thousands by filing date | |
| Starwood Property Trust, Inc. | 85571BAB1 | CONV | 7,000,000 | $8,015,000 | thousands by filing date | |
| EATON VANCE SHORT DURATION D | 27828V104 | COM | 525,207 | $7,978,000 | thousands by filing date | principal |
| TRIQUINT SEMICONDUCTOR INC | 89674K103 | COM | 595,206 | $7,970,000 | thousands by filing date | |
| SILVER SPRING NETWORKS INC | 82817Q103 | COM | 458,436 | $7,967,000 | thousands by filing date | |
| DIANA SHIPPING INC | Y2066G104 | COM | 662,090 | $7,939,000 | thousands by filing date | |
| WESTERN ASSET GLOBAL HIGH INCO | 95766B109 | COM | 641,937 | $7,896,000 | thousands by filing date | |
| METTLER TOLEDO INTERNATIONAL COM | 592688105 | Stock | 33,492 | $7,893,000 | thousands by filing date | |
| TEMPLETON EMERGING MKTS INCO | 880192109 | COM | 561,998 | $7,879,000 | thousands by filing date | |
| CONVERGYS CORP | 212485106 | COM | 359,596 | $7,879,000 | thousands by filing date | |
| WESTERN ASSET EMRG MKT INCM | 95766E103 | COM | 635,535 | $7,843,000 | thousands by filing date | |
| ORMAT TECHNOLOGIES INC | 686688102 | COM | 261,204 | $7,839,000 | thousands by filing date | |
| ADVANCED ENERGY INDS COM | 007973100 | Stock | 319,303 | $7,823,000 | thousands by filing date | |
| RPC INC | 749660106 | COMMON STOCK | 381,597 | $7,792,000 | thousands by filing date | |
| MATSON INC COM | 57686G105 | Stock | 315,490 | $7,789,000 | thousands by filing date | |
| 51JOB INC | 316827104 | SPONSORED ADS | 108,989 | $7,766,000 | thousands by filing date | |
| Matrix Service Company | 576853105 | COM | 229,870 | $7,765,000 | thousands by filing date | |
| COHEN & STEERS QUALITY INCOME | 19247L106 | COM | 737,098 | $7,762,000 | thousands by filing date | |
| CRITEO S A SPONS ADS | 226718104 | ADR | 190,601 | $7,730,000 | thousands by filing date | |
| ISTAR INC | 45031U101 | COMMON STOCK | 521,845 | $7,702,000 | thousands by filing date | |
| FIRST TRUST ENHANCED EQUITY IN | 337318109 | COM | 576,244 | $7,687,000 | thousands by filing date | |
| UNIVERSAL CORP VA MTNS BK ENT COM | 913456109 | Stock | 137,410 | $7,680,000 | thousands by filing date | |
| KINDER MORGAN ENERGY PARTNER | 494550106 | UT LTD PARTNER | 103,737 | $7,671,000 | thousands by filing date | |
| CABLEVISION SYS CORP | 12686C109 | CL A NY CABLVS | 454,689 | $7,671,000 | thousands by filing date | |
| INTERVAL LEISURE GROUP INC | 46113M108 | COM | 293,338 | $7,668,000 | thousands by filing date | |
| SASOL LTD | 803866300 | SPONSORED ADR | 137,115 | $7,662,000 | thousands by filing date | |
| KAYNE ANDERSON ENERGY | 486606106 | COM | 208,676 | $7,660,000 | thousands by filing date | |
| YINGLI GREEN ENERGY HLDG CO | 98584B103 | ADR | 1,760,432 | $7,657,000 | thousands by filing date | |
| DELUXE CORP MEDIUM TERM NTS COM | 248019101 | Stock | 145,778 | $7,649,000 | thousands by filing date | |
| WAGEWORKS INC | 930427109 | COM | 136,314 | $7,649,000 | thousands by filing date | |
| SOUFUN HOLDINGS LTD | 836034108 | COMMON STOCK-FO | 111,787 | $7,648,000 | thousands by filing date | |
| DUFF & PHELPS UTLITY AND INF | 26433C105 | COM | 384,620 | $7,613,000 | thousands by filing date | |
| BLACKROCK DEBT STRAT FD INC | 09255R103 | COM | 1,854,497 | $7,603,000 | thousands by filing date | |
| ROGERS CORP COM | 775133101 | Stock | 121,623 | $7,591,000 | thousands by filing date | |
| ALBANY MOLECULAR RESH | 012423109 | COMMON STOCK | 408,343 | $7,591,000 | thousands by filing date | |
| ERIE INDTY CO CL A | 29530P102 | Stock | 108,364 | $7,559,000 | thousands by filing date | |
| F N B CORP | 302520101 | COM | 563,849 | $7,556,000 | thousands by filing date | |
| ANWORTH MORTGAGE ASSET CP | 037347101 | COM | 1,523,197 | $7,555,000 | thousands by filing date | |
| NUVEEN EQTY PRM OPPORTUNITYF | 6706EM102 | COM | 600,394 | $7,553,000 | thousands by filing date | |
| OXFORD INDS INC | 691497309 | COM | 96,483 | $7,545,000 | thousands by filing date | |
| NUVEEN PREMIER MUN INCOME FD | 670988104 | COM | 574,192 | $7,545,000 | thousands by filing date | |
| NEENAH PAPER INC | 640079109 | COM | 145,740 | $7,538,000 | thousands by filing date | |
| AVIANCA HLDGS SA | 05367G100 | SPON ADR REP PFD | 441,125 | $7,521,000 | thousands by filing date | |
| AVENUE INCOME CR STRATEGIES | 05358E106 | COM | 425,772 | $7,494,000 | thousands by filing date | |
| CIENA CORP COM NEW | 171779309 | Stock | 329,293 | $7,488,000 | thousands by filing date | |
| NUVEEN PREM INCOME MUN FD 4 | 6706K4105 | COM | 603,384 | $7,488,000 | thousands by filing date | |
| AMSURG CORP | 03232P405 | COM | 158,974 | $7,484,000 | thousands by filing date | |
| BGC PARTNERS INC | 05541T101 | CL A | 1,141,153 | $7,463,000 | thousands by filing date | |
| WILLBROS GROUP INC | 969203108 | COMMON STOCK | 590,649 | $7,454,000 | thousands by filing date | |
| ING GLBL ADV & PREM OPP FUND | 44982N109 | COM | 623,008 | $7,452,000 | thousands by filing date | |
| DARLING INGREDIENTS INC COM | 237266101 | Stock | 371,507 | $7,437,000 | thousands by filing date | |
| IXIA | 45071RAB5 | NOTE 3.000%12/1 | 7,040,000 | $7,427,000 | thousands by filing date | |
| ALLIANZGI EQUITY & CONV INCO | 018829101 | COM | 381,794 | $7,426,000 | thousands by filing date | |
| C+J ENERGY SERVICES INC | 12467B304 | COM | 254,283 | $7,414,000 | thousands by filing date | |
| ARAMARK COM | 03852U106 | Stock | 256,008 | $7,404,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL BOND FUN | 27827X101 | COM | 623,121 | $7,403,000 | thousands by filing date | |
| GUGGENHEIM TAXABLE MUNICP BO | 401664107 | COM | 355,983 | $7,376,000 | thousands by filing date | |
| PIMCO MUN INCOME FD II | 72200W106 | COM | 636,142 | $7,373,000 | thousands by filing date | |
| PDLI 4 2/1/18 | 69329YAF1 | Bond 30/360P2 U | 7,000,000 | $7,368,000 | thousands by filing date | |
| XM SATELLITE RADIO INC CVT 7 1 | 98375YAU0 | CONVERT | 4,150,000 | $7,364,000 | thousands by filing date | |
| AMERICAN ASSETS TR INC COM | 024013104 | REIT | 217,825 | $7,350,000 | thousands by filing date | |
| TRUSTMARK CORP | 898402102 | COM | 289,859 | $7,348,000 | thousands by filing date | |
| TUMI HLDGS INC | 89969Q104 | COM | 324,633 | $7,347,000 | thousands by filing date | |
| NUVEEN DIV ADVANTAGE MUN FD | 67070F100 | COM | 543,369 | $7,335,000 | thousands by filing date | |
| TORTOISE ENERGY INDEPENDENC | 89148K101 | COM | 295,097 | $7,324,000 | thousands by filing date | |
| L-3 COMMUNICATIONS CORP | 502413AW7 | DEBT 3.000% 8/0 | 5,500,000 | $7,322,000 | thousands by filing date | |
| GRAHAM HLDGS CO COM CL B | 384637104 | Stock | 10,401 | $7,320,000 | thousands by filing date | |
| TOTAL SYS SVCS INC | 891906109 | COM | 240,436 | $7,312,000 | thousands by filing date | |
| NUVEEN PERFORMANCE PLUS MUN | 67062P108 | COM | 504,697 | $7,303,000 | thousands by filing date | |
| TYLER TECHNOLOGIES INC COM | 902252105 | Stock | 87,260 | $7,302,000 | thousands by filing date | |
| MDU RES GROUP INC | 552690109 | COM | 212,397 | $7,287,000 | thousands by filing date | |
| PRUDENTIAL SHT DURATION HG Y | 74442F107 | COM | 401,098 | $7,256,000 | thousands by filing date | |
| INGRAM MICRO INC | 457153104 | CL A | 245,207 | $7,249,000 | thousands by filing date | |
| INSMED INC COM PAR $.01 | 457669307 | Stock | 380,280 | $7,241,000 | thousands by filing date | |
| HUNTSMAN CORP | 447011107 | COM | 296,138 | $7,232,000 | thousands by filing date | |
| MCGRATH RENTCORP | 580589109 | COM | 206,608 | $7,223,000 | thousands by filing date | |
| COMTECH TELECOMMUNICATIONS C | 205826209 | COM NEW | 226,001 | $7,201,000 | thousands by filing date | |
| VIRTUS STONE HBR EMRG MKTS I | 86164T107 | COM | 388,599 | $7,189,000 | thousands by filing date | |
| BOTTOMLINE TECH DEL INC | 101388AA4 | NOTE 1.500%12/0 | 5,500,000 | $7,188,000 | thousands by filing date | |
| EATON VANCE NATIONAL MUNICIPAL | 27829L105 | COM SHS | 369,593 | $7,166,000 | thousands by filing date | |
| EATON VANCE TAX ADVANTAGED GLO | 27828S101 | COM | 426,977 | $7,160,000 | thousands by filing date | |
| INTELIQUENT INC | 45825N107 | COM | 492,698 | $7,159,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE DYNAMIC | 33848W106 | SHS | 327,841 | $7,121,000 | thousands by filing date | |
| SOLAZYME INC | 83415T101 | COM | 610,703 | $7,090,000 | thousands by filing date | |
| EATON VANCE ENHANCED EQUITY | 278274105 | COM | 540,396 | $7,063,000 | thousands by filing date | |
| DIAMONDROCK HOSPITALITY CO | 252784301 | COM | 601,064 | $7,062,000 | thousands by filing date | |
| SLR INVESTMENT CORP | 83413U100 | COM | 323,891 | $7,054,000 | thousands by filing date | |
| MDCO 1.375 6/17 | 584688AC9 | Bond 30/360P2 U | 5,790,000 | $7,046,000 | thousands by filing date | |
| BANK OF THE OZARKS | 063904106 | COM | 103,001 | $7,010,000 | thousands by filing date | |
| JOHN HANCOCK HDG EQ & INC FD | 47804L102 | COM | 398,011 | $6,969,000 | thousands by filing date | |
| Pimco Income Oppty Fund | 72202B100 | COM | 246,388 | $6,956,000 | thousands by filing date | |
| CTRIPCOM IN LTD(CTRP)CVT 144A1 | 22943FAC4 | CONVERT | 7,000,000 | $6,956,000 | thousands by filing date | |
| CHINA LIFE INSURANCE CO-ADR | 16939P106 | SPON ADR REP H | 164,181 | $6,951,000 | thousands by filing date | |
| Alamos Gold, Inc. | 011527108 | COM | 763,850 | $6,915,000 | thousands by filing date | |
| MENTOR GRAPHICS CORP 4.000 | 587200AK2 | SDCV 4.000% 4/0 | 5,510,000 | $6,853,000 | thousands by filing date | |
| EATON VANCE TAX ADVT DIV INC | 27828G107 | COM | 347,276 | $6,827,000 | thousands by filing date | |
| Alexandria Real Estate E. | 015271505 | CONVERTIBLE PREFERRED STOCK | 254,100 | $6,827,000 | thousands by filing date | |
| PATTERN ENERGY GROUP INC | 70338P100 | CL A | 251,178 | $6,814,000 | thousands by filing date | |
| ENERNOC INC | 292764107 | COMMON STOCK | 305,714 | $6,811,000 | thousands by filing date | |
| CORVEL CORP COM | 221006109 | Stock | 136,440 | $6,789,000 | thousands by filing date | |
| EQUIFAX INC COM | 294429105 | Stock | 99,580 | $6,774,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 36,197 | $6,769,000 | thousands by filing date | |
| ANIXTER INTL INC | 035290105 | COM | 66,557 | $6,757,000 | thousands by filing date | |
| SILGAN HLDGS INC | 827048109 | COM | 136,419 | $6,755,000 | thousands by filing date | |
| COLONY CAP INC | 19624R106 | CL A | 307,025 | $6,739,000 | thousands by filing date | |
| ROCKET FUEL INC | 773111109 | COMMON STOCK | 157,088 | $6,737,000 | thousands by filing date | |
| CREDIT ACCEP CORP MICH | 225310101 | COM | 47,254 | $6,717,000 | thousands by filing date | |
| DIGITAL RIV INC | 25388B104 | COM | 384,652 | $6,705,000 | thousands by filing date | |
| JA SOLAR HOLDINGS CO LTD | 466090206 | SPON ADR REP5ORD | 658,254 | $6,695,000 | thousands by filing date | |
| DORMAN PRODS INC | 258278100 | COM | 113,257 | $6,689,000 | thousands by filing date | |
| PIMCO CORPORATE & INCOME OPP | 72201B101 | COM | 369,083 | $6,666,000 | thousands by filing date | |
| CANTEL MEDICAL CORP | 138098108 | COM | 197,605 | $6,663,000 | thousands by filing date | |
| DUNKIN BRANDS GROUP INC | 265504100 | COM | 132,493 | $6,648,000 | thousands by filing date | |
| TOWER INTL INC | 891826109 | COM | 242,563 | $6,603,000 | thousands by filing date | |
| CLEARWATER PAPER CORP | 18538R103 | COM | 105,330 | $6,601,000 | thousands by filing date | |
| KAISER ALUMINUM CORP | 483007704 | COM PAR $0.01 | 92,379 | $6,598,000 | thousands by filing date | |
| NORTHWEST BANCSHARES INC COM | 667340103 | Stock | 450,924 | $6,584,000 | thousands by filing date | |
| REPROS THERAPEUTICS INC | 76028H209 | COM | 371,064 | $6,583,000 | thousands by filing date | |
| WEBSTER FINL CORP | 947890109 | COM | 211,536 | $6,571,000 | thousands by filing date | |
| WI-LAN INC | 928972108 | COM | 2,189,700 | $6,548,000 | thousands by filing date | |
| HSBC HLDGS PLC SPON ADR NEW | 404280406 | ADR | 128,534 | $6,533,000 | thousands by filing date | |
| ARES CAP CORP CVT 5.75 144A 02 | 04010LAA1 | CONVERT | 6,000,000 | $6,533,000 | thousands by filing date | |
| WILLIAMS PARTNERS L P | 96950F104 | COM UNIT L P | 128,066 | $6,524,000 | thousands by filing date | |
| GORMAN RUPP CO COM | 383082104 | Stock | 204,931 | $6,515,000 | thousands by filing date | |
| HERTZ GLOBAL HLDGS INC N | 42805T105 | COM | 244,534 | $6,515,000 | thousands by filing date | |
| BBX CAPITAL CORP-A | 05540P100 | CL A | 334,533 | $6,506,000 | thousands by filing date | |
| BOSTON BEER INC CL A | 100557107 | Stock | 26,547 | $6,497,000 | thousands by filing date | |
| AMC ENTMT HLDGS INC | 00165C104 | CL A COM | 267,785 | $6,494,000 | thousands by filing date | |
| BURGER KING WORLDWIDE INC | 121220107 | COM | 244,196 | $6,483,000 | thousands by filing date | |
| TEXAS INDUSTRIES INC | 882491103 | COM | 72,316 | $6,481,000 | thousands by filing date | |
| SOUTHWEST GAS HLDGS INC COM | 844895102 | Stock | 120,867 | $6,461,000 | thousands by filing date | |
| SAFETY INS GROUP INC | 78648T100 | COM | 119,980 | $6,461,000 | thousands by filing date | |
| SOLARCITY CORP | 83416T100 | COM | 103,164 | $6,460,000 | thousands by filing date | |
| BRISTOW GROUP INC | 110394103 | COM | 85,365 | $6,447,000 | thousands by filing date | |
| INTERXION HOLDING N.V | N47279109 | SHS | 268,772 | $6,445,000 | thousands by filing date | |
| TECH DATA CORP | 878237106 | COM | 105,714 | $6,444,000 | thousands by filing date | |
| UNS ENERGY CORP | 903119105 | COM | 107,221 | $6,437,000 | thousands by filing date | |
| UNITED AIRLS HLDGS INC COM | 910047109 | Stock | 143,955 | $6,425,000 | thousands by filing date | |
| FLEETCOR TECHNOLOGIES INC | 339041105 | COM | 55,796 | $6,422,000 | thousands by filing date | |
| UNIVERSAL DISPLAY CORP | 91347P105 | COM | 201,209 | $6,421,000 | thousands by filing date | |
| KAYNE ANDERSON ENRGY TTL RT | 48660P104 | COM | 234,952 | $6,417,000 | thousands by filing date | |
| Vale Sa | 91912E204 | COM | 513,529 | $6,393,000 | thousands by filing date | |
| SAIA INC | 78709Y105 | COM | 166,909 | $6,378,000 | thousands by filing date | |
| ARES CAPITAL CORP CVT(ARCC) 4. | 04010LAK9 | CONVERT | 6,000,000 | $6,368,000 | thousands by filing date | |
| MKT VECTORS EMRG MKT LCL C | 57060U522 | ETF | 269,909 | $6,359,000 | thousands by filing date | principal |
| Post Holdings, Inc. | 737446203 | PFD CV | 50,000 | $6,343,000 | thousands by filing date | |
| WALTER INVESTMENT MANAGEMENT | 93317WAA0 | CNV | 6,700,000 | $6,323,000 | thousands by filing date | |
| CALAMOS CONV & HIGH INCOME F | 12811P108 | COM SHS | 466,969 | $6,295,000 | thousands by filing date | |
| FORTRESS INVT GROUP LLC CL A | 34958B106 | COM | 850,015 | $6,290,000 | thousands by filing date | |
| DR REDDYS LABS LTD ADR | 256135203 | ADR | 142,378 | $6,250,000 | thousands by filing date | |
| E HOUSE CHINA HLDGS LTD | 26852W103 | ADR | 516,268 | $6,242,000 | thousands by filing date | |
| RetailMeNot Inc | 76132B106 | COM SER 1 | 195,073 | $6,242,000 | thousands by filing date | |
| LENNAR CORP | 526057BG8 | CONV BND | 3,500,000 | $6,232,000 | thousands by filing date | |
| FIRST FINL BANKSHARES INC COM | 32020R109 | Stock | 100,663 | $6,220,000 | thousands by filing date | |
| BOISE CASCADE CO DEL | 09739D100 | COM | 216,964 | $6,214,000 | thousands by filing date | |
| GENCORP INC | 368682100 | COM | 340,062 | $6,213,000 | thousands by filing date | |
| EL PASO ELECTRIC CO | 283677854 | COM NEW | 173,794 | $6,211,000 | thousands by filing date | |
| H&E EQUIPMENT SERVICES INC | 404030108 | COM | 153,128 | $6,194,000 | thousands by filing date | |
| NU SKIN ENTERPRISES INC | 67018T105 | CL A | 74,567 | $6,177,000 | thousands by filing date | |
| THE ULTIMATE SOFTWARE GROUP IN | 90385D107 | COM | 45,058 | $6,173,000 | thousands by filing date | |
| ANN INC | 035623107 | COM | 148,736 | $6,170,000 | thousands by filing date | |
| ARMSTRONG WORLD INDS INC NEW | 04247X102 | COM | 115,697 | $6,161,000 | thousands by filing date | |
| URS CORP NEW | 903236107 | COM | 130,916 | $6,161,000 | thousands by filing date | |
| NPK INTERNATIONAL INC | 651718504 | COMMON STOCK | 537,397 | $6,153,000 | thousands by filing date | |
| QUESTAR CORP | 748356102 | COM | 258,303 | $6,142,000 | thousands by filing date | |
| NEUBERGER BERMAN MLP AND ENERG | 64129H104 | COM | 339,592 | $6,123,000 | thousands by filing date | |
| LEGG MASON BW GLB INC OPP FD | 52469B100 | COM | 348,627 | $6,122,000 | thousands by filing date | |
| NUVEEN SENIOR INCOME FUND | 67067Y104 | COM | 851,825 | $6,099,000 | thousands by filing date | |
| COHEN & STEERS SELECT PFD & | 19248Y107 | COM | 244,724 | $6,099,000 | thousands by filing date | |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 529,270 | $6,097,000 | thousands by filing date | |
| MEDIDATA SOLUTIONS INC | 58471AAA3 | CONV | 5,000,000 | $6,097,000 | thousands by filing date | |
| DHT HOLDINGS INC | Y2065G121 | SHS NEW | 782,447 | $6,087,000 | thousands by filing date | |
| NUVEEN PREM INCOME MUN FD | 67063W102 | COM | 454,350 | $6,084,000 | thousands by filing date | principal |
| EXELIS INC | 30162A108 | COM | 319,320 | $6,070,000 | thousands by filing date | |
| AUTONATION INC COM | 05329W102 | Stock | 113,345 | $6,034,000 | thousands by filing date | |
| STRATEGIC HOTEL & RESORTS | 86272T106 | COM | 591,531 | $6,028,000 | thousands by filing date | |
| CLEARBRIDGE MLP AND MIDSTRM | 18469Q108 | COM | 280,345 | $6,027,000 | thousands by filing date | |
| BIOMED REALTY LP CVT 3.75 01-1 | 09064AAB7 | CONVERT | 5,000,000 | $6,025,000 | thousands by filing date | |
| MEDICAL PROPERTIES TRUST INC COM | 58463J304 | REIT | 469,848 | $6,009,000 | thousands by filing date | |
| GLOBAL X ARTIFICIAL INTELLIGENCE & TECHNOLOGY ETF | 018606301 | COM | 177,756 | $5,960,000 | thousands by filing date | |
| CIA ENERGETICA DE MINAS GERA | 204409601 | SP ADR N-V PFD | 875,672 | $5,954,000 | thousands by filing date | |
| AVIS BUDGET GROUP INC | 053774105 | COM | 122,224 | $5,952,000 | thousands by filing date | |
| LOGMEIN INC | 54142L109 | COMMON STOCK | 132,592 | $5,952,000 | thousands by filing date | |
| Ashland | 044209104 | Common | 59,787 | $5,949,000 | thousands by filing date | |
| FUEL SYS SOLUTIONS INC | 35952W103 | COM | 550,130 | $5,919,000 | thousands by filing date | |
| AMERESCO INC | 02361E108 | CL A | 782,655 | $5,917,000 | thousands by filing date | |
| JETBLUE AWYS CORP | 477143101 | COM | 680,574 | $5,915,000 | thousands by filing date | |
| ZILLOW INC | 98954A107 | COMMON STOCK | 67,048 | $5,907,000 | thousands by filing date | |
| COMCAST CORP NEW | 20030N200 | CL A SPL | 121,119 | $5,907,000 | thousands by filing date | |
| RETAIL PPTYS AMER INC | 76131V202 | CL A | 434,934 | $5,889,000 | thousands by filing date | |
| MFS CHARTER INCOME TR | 552727109 | SH BEN INT | 644,666 | $5,886,000 | thousands by filing date | |
| SEMGROUP CORP | 81663A105 | CL A | 89,455 | $5,875,000 | thousands by filing date | |
| APOLLO INVT CORP | 03761UAE6 | NOTE 5.750% 1/1 | 5,525,000 | $5,863,000 | thousands by filing date | |
| POLYCOM | 73172K104 | COMMON STOCK | 425,373 | $5,837,000 | thousands by filing date | |
| BLACKROCK FLOATING RATE INCO | 09255X100 | COM | 400,504 | $5,835,000 | thousands by filing date | |
| EMCOR GROUP INC COM | 29084Q100 | Stock | 124,649 | $5,832,000 | thousands by filing date | |
| DAQO NEW ENERGY CORP. (ADR) | 23703Q203 | SPNSRD ADS NEW | 136,107 | $5,829,000 | thousands by filing date | |
| RACKSPACE HOSTING INC | 750086100 | COM | 177,523 | $5,826,000 | thousands by filing date | |
| UBIQUITI NETWORKS INC | 90347A100 | COM | 128,170 | $5,825,000 | thousands by filing date | |
| RUBICON TECHNOLOGY INC | 78112T107 | COM | 514,906 | $5,813,000 | thousands by filing date | |
| FLOTEK INDS INC DEL | 343389102 | COM | 208,502 | $5,807,000 | thousands by filing date | |
| PLEXUS CORP COM | 729132100 | Stock | 144,672 | $5,797,000 | thousands by filing date | |
| LIFELOCK INC COM | 53224V100 | COM | 338,349 | $5,789,000 | thousands by filing date | |
| ISHARES INC MSCI STH KOR ETF | 464286772 | MSCI STH KOR ETF | 93,840 | $5,772,000 | thousands by filing date | |
| RENEWABLE ENERGY GROUP INC | 75972A301 | COM NEW | 481,177 | $5,770,000 | thousands by filing date | |
| TESARO INC | 881569107 | COM | 195,566 | $5,765,000 | thousands by filing date | |
| UNIVERSAL FST PRODS INC | 913543104 | COM | 103,922 | $5,751,000 | thousands by filing date | |
| GIANT INTERACTIVE GROUP INC | 374511103 | ADR | 494,473 | $5,721,000 | thousands by filing date | |
| CTS CORP | 126501105 | COM | 273,770 | $5,716,000 | thousands by filing date | |
| KORN FERRY COM NEW | 500643200 | Stock | 191,243 | $5,693,000 | thousands by filing date | |
| PUTNAM PREMIER INCOME TR | 746853100 | SH BEN INT | 1,029,274 | $5,692,000 | thousands by filing date | |
| BLACKROCK INCOME TR INC | 09247F100 | COM | 871,797 | $5,684,000 | thousands by filing date | principal |
| BLACKROCK MUNIENHANCED FD IN | 09253Y100 | COM | 520,427 | $5,683,000 | thousands by filing date | |
| CHINA MING YANG WIND ADR | 16951C108 | EQUITY | 1,994,192 | $5,683,000 | thousands by filing date | |
| CIRRUS LOGIC INC COM | 172755100 | Stock | 285,975 | $5,682,000 | thousands by filing date | |
| ORITANI FINANCIAL CORP | 68633D103 | COM | 359,208 | $5,679,000 | thousands by filing date | |
| CIMAREX ENERGY CO COM | 171798101 | Stock | 47,610 | $5,671,000 | thousands by filing date | |
| FERRO CORP | 315405100 | COM | 414,254 | $5,659,000 | thousands by filing date | |
| ANIKA THERAPEUTICS INC | 035255108 | COM | 137,182 | $5,638,000 | thousands by filing date | |
| NEUSTAR INC | 64126X201 | CL A | 173,246 | $5,632,000 | thousands by filing date | |
| FIESTA RESTAURANT GROUP INC | 31660B101 | COM | 123,345 | $5,623,000 | thousands by filing date | |
| FULLER H B CO COM | 359694106 | Stock | 116,427 | $5,621,000 | thousands by filing date | |
| CASEYS GEN STORES INC | 147528103 | COM | 83,011 | $5,611,000 | thousands by filing date | |
| ALLIANT TECHSYSTEMS 3.000/15/24 | 018804AK0 | NOTE | 3,000,000 | $5,588,000 | thousands by filing date | |
| DOW 30SM ENHANCED PREM & INC | 260537105 | COM | 416,992 | $5,587,000 | thousands by filing date | |
| ALIGN TECHNOLOGY INC COM | 016255101 | Stock | 107,570 | $5,571,000 | thousands by filing date | |
| CORNERSTONE ONDEMAND INC COM | 21925Y103 | Stock | 116,151 | $5,560,000 | thousands by filing date | |
| DECKERS OUTDOOR CORP | 243537107 | COM | 69,634 | $5,552,000 | thousands by filing date | |
| CAMBREX CORP | 132011107 | COM | 294,196 | $5,551,000 | thousands by filing date | |
| BLACKROCK LONG-TERM MUNCIPAL A | 09250B103 | COM | 511,291 | $5,548,000 | thousands by filing date | |
| ORBITAL SCIENCES CORP | 685564106 | COM | 198,698 | $5,544,000 | thousands by filing date | |
| SHINHAN FINANCIAL GROUP CO LTD SPN ADR RESTRD | 824596100 | ADR | 125,578 | $5,519,000 | thousands by filing date | |
| PRIVATEBANCORP INC | 742962103 | COM | 180,779 | $5,516,000 | thousands by filing date | |
| MAXWELL TECHNOLOGIES INC | 577767106 | COMMON STOCK | 425,806 | $5,502,000 | thousands by filing date | |
| ADTRAN INC | 00738A106 | COMMON STOCK | 225,114 | $5,495,000 | thousands by filing date | |
| ANACOR PHARMACEUTICALS INC | 032420101 | COM | 274,270 | $5,488,000 | thousands by filing date | |
| MONOTYPE IMAGING HOLDINGS, INC | 61022P100 | COM | 181,744 | $5,478,000 | thousands by filing date | |
| SOCIEDAD QUIMICA Y MINERA DE C | 833635105 | SPON ADR SER B | 172,187 | $5,465,000 | thousands by filing date | |
| WESTPAC BANKING CORP | 961214301 | SPONSORED ADR | 170,399 | $5,463,000 | thousands by filing date | |
| CBRE GBL REAL ESTATE INC FD COM | 12504G100 | CEF | 650,896 | $5,435,000 | thousands by filing date | |
| ALTRA HOLDINGS INC | 02208R106 | COMMON STOCK | 151,596 | $5,412,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD I | 41021P103 | COM | 312,260 | $5,408,000 | thousands by filing date | |
| STEEL DYNAMICS INC | 858119AP5 | CORPORATE OBLIG | 5,000,000 | $5,406,000 | thousands by filing date | |
| BLACKROCK RESOURCES & COMMODIT | 09257A108 | SHS | 469,542 | $5,400,000 | thousands by filing date | |
| CEDAR FAIR L P | 150185106 | DEPOSITRY UNIT | 105,902 | $5,394,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q866 | ALERIAN MLP | 305,129 | $5,389,000 | thousands by filing date | |
| MFS INTERMEDIATE INCOME TRUST | 55273C107 | SH BEN INT | 1,035,012 | $5,362,000 | thousands by filing date | |
| SENSIENT TECHNOLOGIES CORP | 81725T100 | COM | 94,758 | $5,345,000 | thousands by filing date | |
| ARES CAP CORP | 04010LAG8 | NOTE 4.875% 3/1 | 5,000,000 | $5,341,000 | thousands by filing date | |
| NATIONAL GRID PLC | 636274300 | SPONSORED ADR NE | 77,537 | $5,331,000 | thousands by filing date | |
| PARK NATL CORP COM | 700658107 | Stock | 69,235 | $5,323,000 | thousands by filing date | |
| KATE SPADE & COMPANY | 485865109 | COMMON STOCK | 143,319 | $5,316,000 | thousands by filing date | |
| TUTOR PERINI CORP | 901109108 | COM | 185,031 | $5,305,000 | thousands by filing date | |
| LOUISIANA PAC CORP COM | 546347105 | Stock | 314,276 | $5,301,000 | thousands by filing date | |
| GFI GROUP INC | 361652209 | COM | 1,490,215 | $5,290,000 | thousands by filing date | |
| CNA FINL CORP | 126117100 | COM | 123,717 | $5,285,000 | thousands by filing date | |
| PUTNAM MUNICIPAL OPPORTUNITIES | 746922103 | SH BEN INT | 464,372 | $5,280,000 | thousands by filing date | |
| SALIENT MIDSTREAM & MLP FD | 79471V105 | SH BEN INT | 216,626 | $5,258,000 | thousands by filing date | |
| EATON VANCE RISK-MANAGED DIVSF | 27829G106 | COM | 464,946 | $5,254,000 | thousands by filing date | |
| NWPX INFRASTRUCTURE INC | 667746101 | COM | 144,936 | $5,241,000 | thousands by filing date | |
| FINISAR CORP | 31787AAL5 | CONV | 4,555,000 | $5,238,000 | thousands by filing date | |
| POST PPTYS INC | 737464107 | COM | 106,541 | $5,231,000 | thousands by filing date | |
| PLAINS ALL AMERN PIPELINE L | 726503105 | UNIT LTD PARTN | 94,881 | $5,230,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOM FD | 95766J102 | COM | 559,327 | $5,230,000 | thousands by filing date | |
| MAGNUM HUNTER RES CORP COM | 55973B102 | COM | 614,538 | $5,224,000 | thousands by filing date | |
| TELETECH HOLDINGS INC | 879939106 | COM | 212,815 | $5,216,000 | thousands by filing date | |
| ALPINE TOTAL DYNAMIC DIVID F | 021060207 | COM SH BEN INT N | 620,808 | $5,209,000 | thousands by filing date | |
| MURPHY USA INC COM | 626755102 | Stock | 128,067 | $5,198,000 | thousands by filing date | |
| HANCOCK JOHN PREM DIVID FD | 41013T105 | COM SH BEN INT | 401,426 | $5,198,000 | thousands by filing date | |
| FIRST CTZNS BANCSHARES INC DEL CL A | 31946M103 | Stock | 21,554 | $5,189,000 | thousands by filing date | |
| MATTRESS FIRM HLDG CORP | 57722W106 | COM | 108,445 | $5,187,000 | thousands by filing date | |
| MFS MULTIMARKET INCOME TR | 552737108 | SH BEN INT | 794,396 | $5,187,000 | thousands by filing date | |
| TRINITY INDS INC | 896522AF6 | NOTE 3.875% 6/0 | 3,250,000 | $5,163,000 | thousands by filing date | |
| ADVISORY BOARD CO/THE | 00762W107 | Domestic Common | 80,323 | $5,161,000 | thousands by filing date | |
| INFOBLOX INC | 45672H104 | COM | 257,103 | $5,158,000 | thousands by filing date | |
| TRIMBLE INC COM | 896239100 | Stock | 132,664 | $5,156,000 | thousands by filing date | |
| SOLARCITY CORP | 83416TAA8 | NOTE 2.750%11/0 | 4,000,000 | $5,155,000 | thousands by filing date | |
| PENN WEST PETE LTD NEW | 707887105 | COM | 615,998 | $5,153,000 | thousands by filing date | |
| NEXPOINT CR STRATEGIES FD | 65340G106 | COM | 465,403 | $5,152,000 | thousands by filing date | |
| CITY HOLDING CO | 177835105 | COMMON STOCK | 114,259 | $5,126,000 | thousands by filing date | |
| CSG SYSTEMS | 126349109 | COM | 196,596 | $5,119,000 | thousands by filing date | |
| BENCHMARK ELECTRS INC COM | 08160H101 | Stock | 225,892 | $5,116,000 | thousands by filing date | |
| AGCO CORP | 001084102 | COM | 92,603 | $5,107,000 | thousands by filing date | |
| CHILDRENS PL INC NEW | 168905107 | COM | 102,321 | $5,097,000 | thousands by filing date | |
| TESCO CORP | 88157K101 | COMMON STOCK-FO | 275,540 | $5,097,000 | thousands by filing date | |
| YRC WORLDWIDE INC | 984249607 | COM | 226,332 | $5,093,000 | thousands by filing date | |
| HEARTLAND PMT SYS INC | 42235N108 | COM | 122,853 | $5,092,000 | thousands by filing date | |
| WORTHINGTON ENTERPRISES INC | 981811102 | COM | 133,033 | $5,088,000 | thousands by filing date | |
| NUVEEN QUALITY PFD INCOME FD | 67071S101 | COM | 632,073 | $5,088,000 | thousands by filing date | |
| RUBICON MINERALS CORP | 780911103 | COM | 4,790,369 | $5,078,000 | thousands by filing date | |
| PHARMERICA CORP | 71714F104 | COM | 181,142 | $5,068,000 | thousands by filing date | |
| PIONEER FLOATING RATE FUND I | 72369J102 | COM | 399,139 | $5,046,000 | thousands by filing date | |
| RADIAN GROUP INC COM | 750236101 | Stock | 334,804 | $5,032,000 | thousands by filing date | |
| ING INFRASTRUCTURE INDLS & M | 45685U100 | COM | 286,220 | $5,032,000 | thousands by filing date | |
| FIRST TR ABERDEEN GLBL OPP F | 337319107 | COM SHS | 360,284 | $5,026,000 | thousands by filing date | |
| SUSSER HOLDINGS CORP | 869233106 | COMMON STOCK | 80,435 | $5,025,000 | thousands by filing date | |
| ASBURY AUTOMOTIVE GROUP INC COM | 043436104 | Stock | 90,750 | $5,019,000 | thousands by filing date | |
| NEW AMERICA HIGH INCOME FUND I | 641876800 | COM NEW | 511,512 | $5,018,000 | thousands by filing date | principal |
| GROUPON INC | 399473107 | COMMON STOCK | 638,592 | $5,007,000 | thousands by filing date | |
| PROGRESS SOFTWARE CORP COM | 743312100 | Stock | 229,074 | $4,994,000 | thousands by filing date | |
| HILLENBRAND INC | 431571108 | COM | 154,226 | $4,986,000 | thousands by filing date | |
| HANWHA SOLARONE CO LTD | 41135V103 | SPONSORED ADR | 1,743,268 | $4,986,000 | thousands by filing date | |
| DXP ENTERPRISES INC | 233377407 | COM NEW | 52,459 | $4,980,000 | thousands by filing date | |
| PHOTRONICS INC | 719405AH5 | NOTE 3.250% 4/0 | 4,525,000 | $4,966,000 | thousands by filing date | |
| Jarden Corp | 471109AK4 | CONV | 5,000,000 | $4,966,000 | thousands by filing date | |
| WESTERN ASST INFLTN LKD INM | 95766Q106 | COM SH BEN INT | 425,451 | $4,957,000 | thousands by filing date | |
| FIRST TRUST ENERGY INCOME AND | 33738G104 | COM | 151,333 | $4,956,000 | thousands by filing date | |
| RENESOLA LTD | 75971T103 | SPONS ADS | 1,543,227 | $4,954,000 | thousands by filing date | |
| TWITTER INC | 90184L102 | COM | 106,128 | $4,952,000 | thousands by filing date | |
| KELLY SVCS INC | 488152208 | CL A | 208,471 | $4,947,000 | thousands by filing date | |
| TRIANGLE CAP CORP | 895848109 | COM | 190,754 | $4,939,000 | thousands by filing date | |
| ACTUANT CORP | 00508X203 | CL A NEW | 144,595 | $4,938,000 | thousands by filing date | |
| AIXTRON SE | 009606104 | SPONSORED ADR | 302,970 | $4,938,000 | thousands by filing date | |
| ATHENAHEALTH INC | 04685W103 | COMMON STOCK | 30,803 | $4,936,000 | thousands by filing date | |
| CYS INVTS INC | 12673A108 | COM | 596,967 | $4,931,000 | thousands by filing date | |
| SHUTTERFLY INC | 82568P304 | COM | 115,504 | $4,930,000 | thousands by filing date | |
| GALLAGHER ARTHUR J & CO COM | 363576109 | Stock | 103,095 | $4,906,000 | thousands by filing date | |
| Move, Inc. | 62458MAA6 | CONV | 5,000,000 | $4,888,000 | thousands by filing date | |
| TELEKOMUNIKASI IND SPONSORED ADR | 715684106 | ADR | 124,057 | $4,884,000 | thousands by filing date | |
| COHEN & STEERS INFRASTRUCTUR | 19248A109 | COM | 220,940 | $4,878,000 | thousands by filing date | |
| BONANZA CREEK ENERGY INC | 097793103 | COMMON STOCK | 109,519 | $4,863,000 | thousands by filing date | |
| MATADOR RES CO COM | 576485205 | Stock | 197,522 | $4,837,000 | thousands by filing date | |
| HYDROGENICS CORPORATION NEW | 448883207 | COM | 177,487 | $4,837,000 | thousands by filing date | |
| QUANTUM FUEL SYS INC XXX | 74765E307 | COM | 498,585 | $4,826,000 | thousands by filing date | |
| SABRA HEALTH CARE REIT INC COM | 78573L106 | REIT | 172,620 | $4,814,000 | thousands by filing date | |
| CABOT CORP | 127055101 | COM | 81,409 | $4,808,000 | thousands by filing date | |
| CHARM COMMUNICATIONS INC | 16112R101 | ADR SHS CL A | 1,108,490 | $4,799,000 | thousands by filing date | |
| UMPQUA HOLDINGS | 904214103 | COM | 257,338 | $4,797,000 | thousands by filing date | |
| LORAL SPACE & COM INC | 543881106 | COM | 67,759 | $4,793,000 | thousands by filing date | |
| NUVEEN MUN MKT OPPORTUNITY | 67062W103 | COM | 375,492 | $4,791,000 | thousands by filing date | |
| FLAHERTY & CRUMRIN PFD & INM | 338478100 | COM | 248,844 | $4,785,000 | thousands by filing date | |
| PLATINUM GROUP METALS LTD | 72765Q205 | COMM STK | 4,756,794 | $4,785,000 | thousands by filing date | |
| CRH PLC ADS | 12626K203 | ADR | 169,645 | $4,783,000 | thousands by filing date | |
| RAMCO-GERSHENSON PPTYS TR | 751452202 | COM SH BEN INT | 293,443 | $4,783,000 | thousands by filing date | |
| NUVEEN TAXABLE MUNICPAL INM FD COM | 67074C103 | CEF | 243,668 | $4,781,000 | thousands by filing date | |
| CURTISS WRIGHT CORP COM | 231561101 | Stock | 75,122 | $4,773,000 | thousands by filing date | |
| BLACKROCK INCOME OPP TRUST I | 092475102 | COM | 460,861 | $4,760,000 | thousands by filing date | |
| BANK HAWAII CORP | 062540109 | COM | 78,499 | $4,758,000 | thousands by filing date | |
| RPX CORP | 74972G103 | COM | 292,225 | $4,758,000 | thousands by filing date | |
| MARKWEST ENERGY PARTNERS L P | 570759100 | UNIT LTD PARTN | 72,816 | $4,756,000 | thousands by filing date | |
| FIRST TR HIGH INCOME L/S FD | 33738E109 | COM | 268,131 | $4,754,000 | thousands by filing date | |
| CARBO CERAMICS INC | 140781105 | COMMON STOCK | 34,452 | $4,754,000 | thousands by filing date | |
| BLACKSTONE LONG-SHORT CREDIT I | 09257D102 | COM SHS BN INT | 269,527 | $4,746,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD | 018828103 | COM | 462,164 | $4,742,000 | thousands by filing date | |
| MIDDLEBYCORP | 596278101 | STOK | 17,902 | $4,730,000 | thousands by filing date | |
| HANMI FINANCIAL CORPORATION | 410495204 | COMMON STOCK | 202,816 | $4,725,000 | thousands by filing date | |
| VISHAY INTERTECHN INC CVT 144A | 928298AJ7 | CONVERT | 5,000,000 | $4,713,000 | thousands by filing date | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 100,054 | $4,678,000 | thousands by filing date | |
| WESTERN ASSET MUN PARTNERS F | 95766P108 | COM | 323,439 | $4,667,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD II | 72201J104 | COM | 447,770 | $4,657,000 | thousands by filing date | principal |
| SPECTRANETICS CORP | 84760C107 | COM | 153,591 | $4,655,000 | thousands by filing date | |
| REX AMERICAN RESOURCES CORP | 761624105 | COMMON STOCK | 81,487 | $4,649,000 | thousands by filing date | |
| MAIN STR CAP CORP | 56035L104 | COM | 141,470 | $4,648,000 | thousands by filing date | |
| BLACKROCK MULTI-SECTOR INCOME | 09258A107 | COM | 261,355 | $4,639,000 | thousands by filing date | principal |
| UNIFIRST CORP MASS | 904708104 | COM | 42,187 | $4,638,000 | thousands by filing date | |
| PENNSYLVANIA RL ESTATE INVT | 709102107 | SH BEN INT | 256,572 | $4,631,000 | thousands by filing date | |
| RYLAND GROUP INC | 783764103 | COM | 115,841 | $4,626,000 | thousands by filing date | |
| TENNANT CO | 880345103 | COM | 70,468 | $4,624,000 | thousands by filing date | |
| COMMERCE BANCSHARES INC | 200525103 | COM | 99,547 | $4,621,000 | thousands by filing date | |
| SOUTH JERSEY INDUSTRIES INC | 838518108 | COM | 82,349 | $4,619,000 | thousands by filing date | |
| NORTHWESTERN ENERGY GROUP INC COM NEW | 668074305 | Stock | 97,376 | $4,618,000 | thousands by filing date | |
| GREAT PLAINS ENERGY INC | 391164100 | COM | 169,959 | $4,595,000 | thousands by filing date | |
| ATLAS AIR WORLDWIDE HOLDINGS I | 049164205 | COM NEW | 130,089 | $4,588,000 | thousands by filing date | |
| D.R. HORTON INC | 23331ABB4 | NOTE | 2,750,000 | $4,582,000 | thousands by filing date | |
| CONTANGO OIL & GAS CO COM NEW | 21075N204 | Stock | 95,935 | $4,580,000 | thousands by filing date | |
| CBOE GLOBAL MKTS INC COM | 12503M108 | Stock | 80,877 | $4,578,000 | thousands by filing date | |
| PLATINUM UNDERWRITER HLDGS L | G7127P100 | COM | 76,140 | $4,575,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140361-14-021261 | this filing | 2014-05-15 | acceptance time not in the bulk data set |