13F-HR filed by PRELUDE CAPITAL MANAGEMENT, LLC
PRELUDE CAPITAL MANAGEMENT, LLC filed this 13F-HR for the quarter ended 2014-03-31, filed 2014-05-15, with 1,831 holding rows worth $746,391,000.
- Accession
- 0001140361-14-021150
- Filer
- CIK 1387508
- Filed
- 2014-05-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2014
A holdings report, 1,831 entries on the cover page, a total value of $746,391,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $746,384,000 with VALUE read as thousands by filing date, 13F file number 028-12257. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| INTRALINKS HLDGS INC | 46118H104 | COM | 3,400 | $35,000 | thousands by filing date | |
| DSP GROUP INC | 23332B106 | COM | 4,100 | $35,000 | thousands by filing date | |
| BLUE NILE INC | 09578R103 | COM | 1,000 | $35,000 | thousands by filing date | |
| STATE BANK FINL CORP COM | 856190103 | COM | 2,000 | $35,000 | thousands by filing date | |
| PHOTOMEDEX INC | 719358301 | COM | 2,200 | $35,000 | thousands by filing date | |
| VITACOST.COM INC | 92847A200 | COM | 4,900 | $35,000 | thousands by filing date | |
| NVE CORP COM NEW | 629445206 | Stock | 600 | $34,000 | thousands by filing date | |
| PEMBINA PIPELINE CORP COM | 706327103 | Stock | 900 | $34,000 | thousands by filing date | |
| LTC PPTYS INC COM | 502175102 | REIT | 900 | $34,000 | thousands by filing date | |
| CAMDEN PPTY TR SH BEN INT | 133131102 | REIT | 500 | $34,000 | thousands by filing date | |
| LOGITECH INTL S A SHS | H50430232 | Stock | 2,300 | $34,000 | thousands by filing date | |
| WESTERN ALLIANCE BANCORP COM | 957638109 | Stock | 1,400 | $34,000 | thousands by filing date | |
| HORMEL FOODS CORP COM | 440452100 | Stock | 700 | $34,000 | thousands by filing date | |
| SIMMONS 1ST NATL CORP | 828730200 | CL A $1 PAR | 900 | $34,000 | thousands by filing date | |
| ALLEGIANT TRAVEL CO | 01748X102 | COM | 300 | $34,000 | thousands by filing date | |
| BRUKER CORP | 116794108 | COM | 1,500 | $34,000 | thousands by filing date | |
| COSTAMARE INC | Y1771G102 | SHS | 1,600 | $34,000 | thousands by filing date | |
| MAXLINEAR INC | 57776J100 | COM | 3,600 | $34,000 | thousands by filing date | |
| NEW YORK MORTGAGE TRUST INC | 649604501 | COM PAR $.02 | 4,400 | $34,000 | thousands by filing date | |
| PERFICIENT INC | 71375U101 | COM | 1,900 | $34,000 | thousands by filing date | |
| ABIOMED INC | 003654100 | COM | 1,300 | $34,000 | thousands by filing date | |
| TUPPERWARE BRANDS CORP | 899896104 | COM | 400 | $34,000 | thousands by filing date | |
| EVOLUTION PETROLEUM CORP | 30049A107 | COMMON STOCK | 2,700 | $34,000 | thousands by filing date | |
| UNIVERSAL HEALTH RLTY INCOME | 91359E105 | REIT | 800 | $34,000 | thousands by filing date | |
| FIRST COMMUNITY BANKSHARES | 31983A103 | COMMON STOCK | 2,100 | $34,000 | thousands by filing date | |
| CA INC COM | 12673P105 | COM | 1,100 | $34,000 | thousands by filing date | |
| COUSINS PROPERTIES INC | 222795106 | COM | 3,000 | $34,000 | thousands by filing date | |
| RITCHIE BROS AUCTIONEERS | 767744105 | COM | 1,400 | $34,000 | thousands by filing date | |
| CYS INVTS INC | 12673A108 | COM | 4,100 | $34,000 | thousands by filing date | |
| TEXAS | 882610108 | COMMON STOCK | 260 | $34,000 | thousands by filing date | |
| BLACK BOX CORP | 091826107 | COMMON STOCK | 1,400 | $34,000 | thousands by filing date | |
| WESTAR ENERGY INC | 95709T100 | COMMON STOCK | 960 | $34,000 | thousands by filing date | |
| WHITEWAVE FOODS COMPANY | 966244105 | COMMON STOCK | 1,200 | $34,000 | thousands by filing date | |
| SAPIENT CORPORATION | 803062108 | COMMON STOCK | 2,000 | $34,000 | thousands by filing date | |
| LINEAR TECHNOLOGY CORP | 535678106 | COM | 700 | $34,000 | thousands by filing date | |
| HOMEAWAY INC | 43739Q100 | COM | 900 | $34,000 | thousands by filing date | |
| REACHLOCAL INC | 75525F104 | COM | 3,500 | $34,000 | thousands by filing date | |
| RIVERBED TECHNOLOGY INC | 768573107 | COM | 1,700 | $34,000 | thousands by filing date | |
| AMBIT BIOSCIENCES CORP | 02318X100 | COM | 3,700 | $34,000 | thousands by filing date | |
| SOUTHCROSS ENERGY PARTNERS L | 84130C100 | COM UNIT LTDPT | 2,000 | $34,000 | thousands by filing date | |
| HATTERAS FINL CORP | 41902R103 | COM | 1,800 | $34,000 | thousands by filing date | |
| WAGEWORKS INC | 930427109 | COM | 600 | $34,000 | thousands by filing date | |
| PETROLOGISTICS LP UNIT LTD PARTNERSHIP INT | 71672U101 | COM | 2,700 | $34,000 | thousands by filing date | |
| OMNIAMERICAN BANCORP INC | 68216R107 | COM | 1,500 | $34,000 | thousands by filing date | |
| CONNECTONE BANCORP INC | 20786U101 | COM | 700 | $34,000 | thousands by filing date | |
| COUNTRY STYLE COOKING REST ADR | 22238M109 | ADR-EMG MKT | 3,552 | $34,000 | thousands by filing date | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 3,310 | $33,000 | thousands by filing date | |
| AAON INC | 000360206 | COM PAR $0.004 | 1,200 | $33,000 | thousands by filing date | |
| ULTRAPAR PARTICIPACOES SA | 90400P101 | SP ADR REP COM | 1,350 | $33,000 | thousands by filing date | |
| NLI HOLDINGS INC | 629156407 | COMMON STOCK | 3,000 | $33,000 | thousands by filing date | |
| MANNKIND CORP | 56400P201 | COM | 8,200 | $33,000 | thousands by filing date | put |
| CHESAPEAKE LODGING TR | 165240102 | SH BEN INT | 1,300 | $33,000 | thousands by filing date | |
| PLATINUM UNDERWRITER HLDGS L | G7127P100 | COM | 550 | $33,000 | thousands by filing date | |
| GIGAMON INC | 37518B102 | COM | 1,100 | $33,000 | thousands by filing date | |
| MCCLATCHY CO | 579489105 | CL A | 5,170 | $33,000 | thousands by filing date | |
| VRINGO INC | 92911N104 | COM | 9,600 | $33,000 | thousands by filing date | |
| PEGASYSTEMS INC COM | 705573103 | Stock | 900 | $32,000 | thousands by filing date | |
| ENPHASE ENERGY INC COM | 29355A107 | Stock | 4,400 | $32,000 | thousands by filing date | |
| GORMAN RUPP CO COM | 383082104 | Stock | 1,000 | $32,000 | thousands by filing date | |
| SS&C TECH HLDGS COM | 78467J100 | Stock | 800 | $32,000 | thousands by filing date | |
| HURON CONSULTING GROUP INC | 447462102 | COM | 500 | $32,000 | thousands by filing date | |
| ENVESTNET INC | 29404K106 | COM | 800 | $32,000 | thousands by filing date | |
| SIX FLAGS ENTERTAINMENT CORP | 83001A102 | COM | 800 | $32,000 | thousands by filing date | |
| BROOKFIELD PROPERTY PARTRS L | G16249107 | UNIT LTD PARTN | 1,735 | $32,000 | thousands by filing date | |
| Surmodics Inc | 868873100 | Common Stock | 1,400 | $32,000 | thousands by filing date | |
| SYNERGY PHARMACEUTICALS DEL | 871639308 | COM NEW | 6,000 | $32,000 | thousands by filing date | put |
| CONSTANT CONTACT INC | 210313102 | COM | 1,300 | $32,000 | thousands by filing date | |
| SUPPORT COM INC | 86858W101 | COM | 12,600 | $32,000 | thousands by filing date | |
| WESTELL TECHNOLOGIES INC | 957541105 | CL A | 8,700 | $32,000 | thousands by filing date | |
| AMETEK INC COM | 031100100 | Stock | 600 | $31,000 | thousands by filing date | |
| VORNADO RLTY TR | 929042109 | SH BEN INT | 310 | $31,000 | thousands by filing date | |
| VANDA PHARMACEUTICALS INC | 921659108 | COM | 1,900 | $31,000 | thousands by filing date | |
| BALCHEM CORP | 057665200 | COM | 600 | $31,000 | thousands by filing date | |
| MERCANTILE BANK CORP | 587376104 | COMMON STOCK | 1,500 | $31,000 | thousands by filing date | |
| OMNOVA SOLUTIONS INC | 682129101 | COMMON STOCK | 3,000 | $31,000 | thousands by filing date | |
| MEDIA GENERAL INC | 584404107 | COMMON STOCK | 1,700 | $31,000 | thousands by filing date | |
| MEDICAL ACTION INDS INC | 58449L100 | COMMON STOCK | 4,400 | $31,000 | thousands by filing date | |
| UNIT CORP | 909218109 | COM | 480 | $31,000 | thousands by filing date | |
| OPENTABLE INC | 68372A104 | COM | 400 | $31,000 | thousands by filing date | |
| JEFFERSON BANCSHARES INC/TN | 472375104 | COMMON | 4,000 | $31,000 | thousands by filing date | |
| PACIFIC ETHANOL INC PAR $.001 | 69423U305 | COM | 2,000 | $31,000 | thousands by filing date | |
| C F FINANCIAL CORP | 12466Q104 | COMMON STOCK | 900 | $30,000 | thousands by filing date | |
| TELECOM ITALIA SPA | 87927Y102 | COMMON STOCK-FO | 25,690 | $30,000 | thousands by filing date | |
| SHUTTERFLY INC | 82568P304 | COM | 700 | $30,000 | thousands by filing date | |
| BANK MUTUAL CORP | 063750103 | COM | 4,750 | $30,000 | thousands by filing date | |
| CAPSTONE TURBINE CORP COM | 14067D102 | COM | 13,940 | $30,000 | thousands by filing date | |
| INGERSOLL-RAND PLC | G47791101 | SHS | 500 | $29,000 | thousands by filing date | |
| NORTH EUROPEAN OIL RTY TR | 659310106 | SH BEN INT | 1,250 | $29,000 | thousands by filing date | |
| ACCESS NATIONAL CORP | 004337101 | COMMON STOCK | 1,800 | $29,000 | thousands by filing date | |
| BLOUNT INTL INC NEW | 095180105 | COM | 2,400 | $29,000 | thousands by filing date | |
| HUTCHINSON TECHNOLOGY INC | 448407106 | COM | 10,200 | $29,000 | thousands by filing date | |
| WINTHROP REALTY TRUST | 976391300 | SH B | 2,500 | $29,000 | thousands by filing date | |
| ALLIANT ENERGY CORP COM | 018802108 | Stock | 500 | $28,000 | thousands by filing date | |
| WAFD INC | 938824109 | COM | 1,210 | $28,000 | thousands by filing date | |
| HELEN OF TROY CORP LTD | G4388N106 | COM | 400 | $28,000 | thousands by filing date | |
| L BRANDS INC | 501797104 | COM | 500 | $28,000 | thousands by filing date | |
| CNB FINANCIAL CORP PA | 126128107 | COMMON STOCK | 1,600 | $28,000 | thousands by filing date | |
| AETNA INC NEW | 00817Y108 | COM | 375 | $28,000 | thousands by filing date | |
| JANUS CAPITAL GROUP INC | 47102X105 | COMMON STOCK | 2,540 | $28,000 | thousands by filing date | |
| JUST ENERGY GROUP INC | 48213W101 | COM | 3,500 | $28,000 | thousands by filing date | |
| QUESTAR CORP | 748356102 | COM | 1,180 | $28,000 | thousands by filing date | |
| ASCENA RETAIL GROUP INC | 04351G101 | COM | 1,600 | $28,000 | thousands by filing date | |
| AEGERION PHARMACEUTICALS INC | 00767E102 | COM | 600 | $28,000 | thousands by filing date | |
| CSR PLC | 12640Y205 | SPONSORED ADR | 8,700 | $28,000 | thousands by filing date | |
| ATI INC COM | 01741R102 | Stock | 720 | $27,000 | thousands by filing date | |
| HUNT J B TRANS SVCS INC COM | 445658107 | Stock | 370 | $27,000 | thousands by filing date | |
| BIO RAD LABS INC | 090572207 | CL A | 210 | $27,000 | thousands by filing date | |
| ANSYS INC COM | 03662Q105 | COM | 350 | $27,000 | thousands by filing date | |
| LOGMEIN INC | 54142L109 | COMMON STOCK | 600 | $27,000 | thousands by filing date | |
| FIRST NIAGARA FINANCIAL GROUP | 33582V108 | COM | 2,900 | $27,000 | thousands by filing date | |
| AVANIR PHARMACEUTICALS INC | 05348P401 | CL A NEW | 7,300 | $27,000 | thousands by filing date | call |
| KINDER MORGAN INC DEL | 49456B119 | *W EXP 05/25/201 | 15,000 | $27,000 | thousands by filing date | |
| Empire District Electric Co/Th | 291641108 | COM | 1,090 | $27,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 670 | $26,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 350 | $26,000 | thousands by filing date | |
| MINERALS TECHNOLOGIES INC COM | 603158106 | Stock | 400 | $26,000 | thousands by filing date | |
| RUSH ENTERPRISES INC CL A | 781846209 | Stock | 800 | $26,000 | thousands by filing date | |
| TEXAS ROADHOUSE INC COM | 882681109 | Stock | 1,000 | $26,000 | thousands by filing date | |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 1,000 | $26,000 | thousands by filing date | put |
| DRYSHIPS INC | Y2109Q101 | COMMON STOCK-FO | 8,000 | $26,000 | thousands by filing date | |
| PENGROWTH ENERGY CORP | 70706P104 | COMMON STOCK-FO | 4,300 | $26,000 | thousands by filing date | |
| BRIGHTCOVE INC | 10921T101 | COM | 2,600 | $26,000 | thousands by filing date | |
| DEPOMED INC | 249908104 | COM | 1,800 | $26,000 | thousands by filing date | call |
| HIGHER ONE HOLDINGS INC | 42983D104 | COM | 3,600 | $26,000 | thousands by filing date | |
| BOK FINL CORP COM NEW | 05561Q201 | Stock | 360 | $25,000 | thousands by filing date | |
| ZIFF DAVIS INC | 48123V102 | COM | 500 | $25,000 | thousands by filing date | |
| GROUPE CGI INC | 39945C109 | CL A SUB VTG | 800 | $25,000 | thousands by filing date | |
| RAPTOR PHARMACEUTICAL CORP | 75382F106 | COM | 2,500 | $25,000 | thousands by filing date | put |
| NORTHERN TR CORP COM | 665859104 | Stock | 370 | $24,000 | thousands by filing date | |
| WEYERHAEUSER CO COM NEW | 962166104 | REIT | 830 | $24,000 | thousands by filing date | |
| REPUBLIC SVCS INC COM | 760759100 | Stock | 710 | $24,000 | thousands by filing date | |
| SUN LIFE FINANCIAL INC. COM | 866796105 | Stock | 700 | $24,000 | thousands by filing date | |
| PEOPLE'S UNITED FINANCIAL INC | 712704105 | COM | 1,610 | $24,000 | thousands by filing date | |
| NII HOLDINGS INC | 62913F201 | COMMON STOCK | 19,928 | $24,000 | thousands by filing date | |
| LOGILITY SUPPLY CHAIN SOLUTIONS | 029683109 | COMMON STOCK | 2,400 | $24,000 | thousands by filing date | |
| KERYX BIOPHARMACEUTICALS | 492515101 | COMMON STOCK | 1,400 | $24,000 | thousands by filing date | |
| Vaneck Vectors Gold Miners ETF | 57060u100 | COM | 1,000 | $24,000 | thousands by filing date | |
| INFINITY PHARMACEUTICALS INC | 45665G303 | COM | 2,000 | $24,000 | thousands by filing date | call |
| AMERICAN NATL BANKSHARES INC | 027745108 | COM | 1,000 | $24,000 | thousands by filing date | |
| MOVE INC | 62458M207 | COM NEW | 2,050 | $24,000 | thousands by filing date | |
| LKQ CORP COM | 501889208 | Stock | 860 | $23,000 | thousands by filing date | |
| LINCOLN ELEC HLDGS INC | 533900106 | COM | 325 | $23,000 | thousands by filing date | |
| VALLEY NATL BANCORP | 919794107 | COM | 2,200 | $23,000 | thousands by filing date | |
| AVIS BUDGET GROUP INC | 053774105 | COM | 480 | $23,000 | thousands by filing date | |
| COVANTA HLDG CORP | 22282E102 | COM | 1,250 | $23,000 | thousands by filing date | |
| STEALTHGAS INC | Y81669106 | COM | 2,000 | $23,000 | thousands by filing date | |
| CARROLS RESTAURANT GROUP INC | 14574X104 | COM | 3,200 | $23,000 | thousands by filing date | |
| EL PASO PIPELINE PARTNERS | 283702108 | COMMON STOCK | 750 | $23,000 | thousands by filing date | |
| TETRAPHASE PHARMACEUTICALS INC | 88165N105 | COMMON STOCK | 2,100 | $23,000 | thousands by filing date | call |
| Bowater Inc | 09066L105 | COMMON STOCKS | 6,916 | $23,000 | thousands by filing date | |
| SUNESIS PHARMACEUTICALS INC | 867328601 | COM NEW | 3,500 | $23,000 | thousands by filing date | call |
| LIONBRIDGE TECHNOLOGIES INC | 536252109 | COM | 3,500 | $23,000 | thousands by filing date | |
| MOMENTA PHARMACEUTICALS INC | 60877T100 | COM | 2,000 | $23,000 | thousands by filing date | |
| AMERICAN SCIENCE + ENGINEERI | 029429107 | COM | 340 | $23,000 | thousands by filing date | |
| FX ENERGY INC | 302695101 | COM | 7,000 | $23,000 | thousands by filing date | call |
| MGC DIAGNOSTICS CORP | 552768103 | COM | 2,000 | $23,000 | thousands by filing date | |
| LITTELFUSE INC COM | 537008104 | Stock | 240 | $22,000 | thousands by filing date | |
| CUMMINS INC COM | 231021106 | Stock | 150 | $22,000 | thousands by filing date | |
| GENUINE PARTS CO COM | 372460105 | Stock | 250 | $22,000 | thousands by filing date | |
| VULCAN MATLS CO COM | 929160109 | Stock | 330 | $22,000 | thousands by filing date | |
| GENERAL MILLS INC COM | 370334104 | Stock | 430 | $22,000 | thousands by filing date | |
| TELUS CORPORATION COM | 87971M103 | Stock | 600 | $22,000 | thousands by filing date | |
| GLADSTONE COMMERCIAL CORP | 376536108 | COM | 1,250 | $22,000 | thousands by filing date | |
| FLOWSERVE CORP | 34354P105 | COM | 280 | $22,000 | thousands by filing date | |
| INNOSPEC INC | 45768S105 | COM | 480 | $22,000 | thousands by filing date | |
| SONIC AUTOMOTIVE INC | 83545G102 | CL A | 1,000 | $22,000 | thousands by filing date | |
| HEXCEL CORP NEW | 428291108 | COM | 500 | $22,000 | thousands by filing date | |
| DOMTAR CORP | 257559203 | COM NEW | 200 | $22,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 2,500 | $22,000 | thousands by filing date | |
| SIERRA WIRELESS INC | 826516106 | COM | 1,000 | $22,000 | thousands by filing date | |
| PENFORD CORP | 707051108 | COM | 1,500 | $22,000 | thousands by filing date | |
| RANGE RES CORP COM | 75281A109 | Stock | 250 | $21,000 | thousands by filing date | |
| VSE CORP COM | 918284100 | Stock | 400 | $21,000 | thousands by filing date | |
| IDACORP INC | 451107106 | COM | 380 | $21,000 | thousands by filing date | |
| CENTURYLINK INC | 156700106 | COM | 640 | $21,000 | thousands by filing date | |
| MCGRAW HILL FINL INC | 580645109 | COM | 275 | $21,000 | thousands by filing date | |
| RAMCO-GERSHENSON PPTYS TR | 751452202 | COM SH BEN INT | 1,300 | $21,000 | thousands by filing date | |
| PLANTRONICS INC NEW | 727493108 | COM | 470 | $21,000 | thousands by filing date | |
| LIFEPOINT HEALTH INC | 53219L109 | COM | 380 | $21,000 | thousands by filing date | |
| HEALTHWAYS INC | 422245100 | COM | 1,220 | $21,000 | thousands by filing date | |
| METALICO INC | 591176102 | COM | 13,100 | $21,000 | thousands by filing date | |
| PARKER-HANNIFIN CORP COM | 701094104 | Stock | 170 | $20,000 | thousands by filing date | |
| FRANKLIN ELEC INC COM | 353514102 | Stock | 470 | $20,000 | thousands by filing date | |
| CAE INC COM | 124765108 | Stock | 1,500 | $20,000 | thousands by filing date | |
| GILDAN ACTIVEWEAR INC COM | 375916103 | Stock | 400 | $20,000 | thousands by filing date | |
| BANCFIRST CORP | 05945F103 | COM | 360 | $20,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 075896100 | COM | 290 | $20,000 | thousands by filing date | |
| MATTHEWS INTL CORP CLASS A | 577128101 | COMMON STOCK | 500 | $20,000 | thousands by filing date | |
| CONSOLIDATED COMMUNICATIONS | 209034107 | COM | 980 | $20,000 | thousands by filing date | |
| NAVISTAR INTERNATIONAL | 63934E108 | COMMON STOCK | 600 | $20,000 | thousands by filing date | |
| AH BELO CORP | 001282102 | COMMON STOCK | 1,700 | $20,000 | thousands by filing date | |
| CORE-MARK HOLDING CO INC | 218681104 | COMMON STOCK | 270 | $20,000 | thousands by filing date | |
| FAMILY DLR STORES INC | 307000109 | COM | 350 | $20,000 | thousands by filing date | |
| NEWLINK GENETICS CORP | 651511107 | COM | 700 | $20,000 | thousands by filing date | call |
| SUCAMPO PHARMACEUTICALS-CL A | 864909106 | CL A | 2,800 | $20,000 | thousands by filing date | |
| CYTOKINETICS INC | 23282W605 | COM NEW | 2,000 | $19,000 | thousands by filing date | |
| CYTOKINETICS INC | 23282W605 | COM NEW | 2,000 | $19,000 | thousands by filing date | call |
| TORONTO DOMINION BK ONT COM NEW | 891160509 | Stock | 400 | $19,000 | thousands by filing date | |
| BROWN & BROWN INC COM | 115236101 | Stock | 610 | $19,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 320 | $19,000 | thousands by filing date | |
| KELLY SVCS INC | 488152208 | CL A | 800 | $19,000 | thousands by filing date | |
| DXP ENTERPRISES INC | 233377407 | COM NEW | 200 | $19,000 | thousands by filing date | |
| WERNER ENTERPRISES INC | 950755108 | COM | 740 | $19,000 | thousands by filing date | |
| GENESIS ENERGY L.P. | 371927104 | UNIT LTD PARTN | 350 | $19,000 | thousands by filing date | |
| CASS INFORMATION SYSTEMS INC | 14808P109 | COMMON STOCK | 370 | $19,000 | thousands by filing date | |
| LANDAUER INC | 51476K103 | COM | 420 | $19,000 | thousands by filing date | |
| COMMONWEALTH REIT | 203233408 | 6.50% PFD CUM CO | 763 | $19,000 | thousands by filing date | |
| ONCOTHYREON INC | 682324108 | COM | 6,500 | $19,000 | thousands by filing date | call |
| KRONOS WORLDWIDE INC COM | 50105F105 | Stock | 1,090 | $18,000 | thousands by filing date | |
| M & T BK CORP COM | 55261F104 | Stock | 150 | $18,000 | thousands by filing date | |
| U S PHYSICAL THERAPY | 90337L108 | COM | 520 | $18,000 | thousands by filing date | |
| CERAGON NETWORKS LTD ORD | M22013102 | Stock | 6,250 | $18,000 | thousands by filing date | |
| CASTLE AM & CO | 148411101 | COMMON STOCK | 1,200 | $18,000 | thousands by filing date | |
| CONTANGO OIL & GAS CO COM NEW | 21075N204 | Stock | 370 | $18,000 | thousands by filing date | |
| CASH AMER INTL INC | 14754D100 | COM | 460 | $18,000 | thousands by filing date | |
| PERNIX THERAPEUTICS HOLDINGS | 71426V108 | COM | 3,400 | $18,000 | thousands by filing date | call |
| REPROS THERAPEUTICS INC | 76028H209 | COM | 1,000 | $18,000 | thousands by filing date | call |
| BENCHMARK ELECTRS INC COM | 08160H101 | Stock | 760 | $17,000 | thousands by filing date | |
| PEOPLES BANCORP INC | 709789101 | COM | 700 | $17,000 | thousands by filing date | |
| TERADATA CORP DEL | 88076W103 | COM | 350 | $17,000 | thousands by filing date | |
| NUSTAR ENERGY LP | 67058H102 | UNIT COM | 310 | $17,000 | thousands by filing date | |
| Federal Agric Mtg Corp Cl C | 313148306 | COM | 522 | $17,000 | thousands by filing date | |
| COMPANHIA SIDERURGICA NACION | 20440W105 | SPONSORED ADR | 4,000 | $17,000 | thousands by filing date | |
| SPECTRA ENERGY CORP | 847560109 | COM | 450 | $17,000 | thousands by filing date | |
| DCT INDUSTRIAL TRUST INC | 233153105 | COM | 2,130 | $17,000 | thousands by filing date | |
| REGIONS FINANCIAL CORP NEW COM | 7591EP100 | Stock | 1,460 | $16,000 | thousands by filing date | |
| ALLEGION PLC | G0176J109 | ORD SHS | 300 | $16,000 | thousands by filing date | |
| HINGHAM INSTN SVGS MASS | 433323102 | COM | 200 | $16,000 | thousands by filing date | |
| GARMIN LTD SHS | H2906T109 | Stock | 270 | $15,000 | thousands by filing date | |
| AMEDISYS INC | 023436108 | COM | 1,000 | $15,000 | thousands by filing date | put |
| AMERICAN CAMPUS COMMUNITIES | 024835100 | COM | 400 | $15,000 | thousands by filing date | |
| TORCHMARK CORP | 891027104 | COM | 190 | $15,000 | thousands by filing date | |
| LENNAR CORP CL A | 526057104 | Stock | 360 | $14,000 | thousands by filing date | |
| MASIMO CORP COM | 574795100 | Stock | 500 | $14,000 | thousands by filing date | |
| EXACT SCIENCES CORP COM | 30063P105 | Stock | 1,000 | $14,000 | thousands by filing date | put |
| BHP BILLITON- ADR | 05545E209 | SPONSORED ADR | 400 | $14,000 | thousands by filing date | |
| IMAX CORP | 45245E109 | COM | 500 | $14,000 | thousands by filing date | |
| NEENAH PAPER INC | 640079109 | COM | 270 | $14,000 | thousands by filing date | |
| PENN VIRGINIA CORP | 707882106 | COMMON STOCK | 800 | $14,000 | thousands by filing date | put |
| ENERPLUS CORP | 292766102 | COM | 700 | $14,000 | thousands by filing date | |
| NEVSUN RES LTD | 64156L101 | COM | 4,200 | $14,000 | thousands by filing date | |
| PROGENICS PHARMACEUTICALS IN | 743187106 | COM | 3,500 | $14,000 | thousands by filing date | |
| CENTRAL EUROPEAN MEDIA ENTERPRISES LTD-CL A | G20045202 | COM | 4,600 | $14,000 | thousands by filing date | call |
| PERNIX THERAPEUTICS HOLDINGS | 71426V108 | COM | 2,648 | $14,000 | thousands by filing date | |
| FIRSTSERVICE CORP | 33761N109 | SUB VTG SH | 300 | $14,000 | thousands by filing date | |
| EMERGENT BIOSOLUTIONS INC | 29089Q105 | COM | 500 | $13,000 | thousands by filing date | |
| BAKER HUGHES INC | 057224107 | COM | 200 | $13,000 | thousands by filing date | |
| BARCLAYS PLC ADR | 06738E204 | ADR | 3,000 | $12,000 | thousands by filing date | call |
| RIO TINTO PLC SPONSORED ADR | 767204100 | ADR | 200 | $12,000 | thousands by filing date | |
| HACKETT GROUP INC | 404609109 | COM | 2,000 | $12,000 | thousands by filing date | |
| MARCHEX INC | 56624R108 | CMN | 1,100 | $12,000 | thousands by filing date | |
| ADVANTAGE OIL & GAS LTD | 00765F101 | COMMON STOCK-FO | 2,500 | $12,000 | thousands by filing date | |
| NANOSPHERE INC | 63009F105 | COM | 5,800 | $12,000 | thousands by filing date | |
| ENDEAVOUR INTERNATIONAL CORP | 29259G200 | COM | 3,700 | $12,000 | thousands by filing date | |
| GERON CORP | 374163103 | COM | 5,400 | $11,000 | thousands by filing date | |
| SPROUTS FMRS MKT INC COM | 85208M102 | Stock | 300 | $11,000 | thousands by filing date | |
| AMERICAN VANGUARD CORP | 030371108 | COM | 530 | $11,000 | thousands by filing date | |
| EPIZYME INC | 29428V104 | COM | 500 | $11,000 | thousands by filing date | call |
| PAIN THERAPEUTICS INC | 69562K100 | COM | 2,000 | $11,000 | thousands by filing date | call |
| OXIGENE INC | 691828404 | COM PAR$.001 | 3,000 | $11,000 | thousands by filing date | |
| COMPASS MINERALS INTL INC | 20451N101 | COM | 120 | $10,000 | thousands by filing date | |
| AVANIR PHARMACEUTICALS INC | 05348P401 | CL A NEW | 2,700 | $10,000 | thousands by filing date | |
| BCE INC COM NEW | 05534B760 | Stock | 200 | $9,000 | thousands by filing date | |
| UNITIL CORP COM | 913259107 | Stock | 280 | $9,000 | thousands by filing date | |
| AUTOHOME INC SP ADS RP CL A | 05278C107 | ADR | 238 | $9,000 | thousands by filing date | |
| ANGIODYNAMICS INC | 03475V101 | COM | 600 | $9,000 | thousands by filing date | |
| CERUS CORP | 157085101 | COM | 1,800 | $9,000 | thousands by filing date | call |
| PENNEY J C INC | 708160106 | COM | 1,000 | $9,000 | thousands by filing date | |
| FEDERAL MOGUL CORP | 313549404 | COM | 500 | $9,000 | thousands by filing date | |
| MONMOUTH REAL ESTATE INVT CO | 609720107 | CL A | 960 | $9,000 | thousands by filing date | |
| ALLIED NEVADA GOLD CORP | 019344100 | COM | 2,000 | $9,000 | thousands by filing date | |
| IDERA PHARMACEUTICALS INC | 45168K306 | COM | 2,100 | $9,000 | thousands by filing date | call |
| PSIVIDA CORP | 74440J101 | COM | 2,100 | $9,000 | thousands by filing date | |
| CASEYS GEN STORES INC | 147528103 | COM | 120 | $8,000 | thousands by filing date | |
| POLARIS INC COM | 731068102 | Stock | 60 | $8,000 | thousands by filing date | |
| NEWMARKET CORP COM | 651587107 | Stock | 20 | $8,000 | thousands by filing date | |
| ELLSWORTH GROWTH AND INCOME FU | 289074106 | COM | 887 | $8,000 | thousands by filing date | |
| NORTHRIM BANCORP INC | 666762109 | COMMON STOCK | 300 | $8,000 | thousands by filing date | |
| MIDWESTONE FINACIAL GROUP I | 598511103 | COMMON STOCK | 300 | $8,000 | thousands by filing date | |
| ARQULE INC | 04269E107 | COM | 3,700 | $8,000 | thousands by filing date | |
| DYAX CORP | 26746E103 | COM | 900 | $8,000 | thousands by filing date | |
| ACHILLION PHARMACEUTICALS IN | 00448Q201 | COM | 2,500 | $8,000 | thousands by filing date | call |
| KEY TRONIC CORP | 493144109 | COM | 700 | $7,000 | thousands by filing date | |
| Lincoln National Corporat | 524901105 | COM | 150 | $7,000 | thousands by filing date | |
| CURIS INC | 231269101 | COM | 2,400 | $7,000 | thousands by filing date | |
| WILSHIRE BANCORP INC | 97186T108 | COM | 590 | $7,000 | thousands by filing date | |
| ACELRX PHARMACEUTICALS INC | 00444T100 | COM | 600 | $7,000 | thousands by filing date | put |
| TICC CAPITAL CORP | 87244T109 | COM | 750 | $7,000 | thousands by filing date | |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 1,800 | $6,000 | thousands by filing date | |
| LEGGETT & PLATT INC | 524660107 | COM | 190 | $6,000 | thousands by filing date | |
| STEPAN CO | 858586100 | COM | 90 | $6,000 | thousands by filing date | |
| WHITE MTNS INS GROUP LTD | G9618E107 | COM | 10 | $6,000 | thousands by filing date | |
| FLIR SYS INC | 302445101 | COM | 180 | $6,000 | thousands by filing date | |
| EDUCATION RLTY TR INC | 28140H104 | COM | 610 | $6,000 | thousands by filing date | |
| NPS PHARMACEUTICALS INC | 62936P103 | COM | 200 | $6,000 | thousands by filing date | |
| NORTHWEST NATURAL GAS CO | 667655104 | COM | 130 | $6,000 | thousands by filing date | |
| SYSTEMAX INC | 871851101 | COM | 400 | $6,000 | thousands by filing date | |
| AMPHENOL CORP NEW | 032095101 | COM | 60 | $5,000 | thousands by filing date | |
| UNIVERSAL CORP VA MTNS BK ENT COM | 913456109 | Stock | 90 | $5,000 | thousands by filing date | |
| TOOTSIE ROLL INDS INC | 890516107 | COM | 166 | $5,000 | thousands by filing date | |
| MONRO INC | 610236101 | COMMON STOCK | 90 | $5,000 | thousands by filing date | |
| BROOKFIELD CANADA OFFICE PRO | 112823109 | TR U | 200 | $5,000 | thousands by filing date | |
| INSMED INC COM PAR $.01 | 457669307 | Stock | 200 | $4,000 | thousands by filing date | |
| RPM INTL INC COM | 749685103 | Stock | 100 | $4,000 | thousands by filing date | |
| CBIZ INC | 124805102 | COM | 470 | $4,000 | thousands by filing date | |
| THOMPSON CREEK METALS CO INC | 884768102 | COMMON STOCK | 1,800 | $4,000 | thousands by filing date | |
| NW Biotherapeutics | 66737P600 | USD | 500 | $4,000 | thousands by filing date | call |
| COMPUWARE CORP | 205638109 | COM | 410 | $4,000 | thousands by filing date | |
| BERKLEY W R CORP COM | 084423102 | Stock | 80 | $3,000 | thousands by filing date | |
| YUM BRANDS INC COM | 988498101 | Stock | 40 | $3,000 | thousands by filing date | |
| ABM INDS INC | 000957100 | COM | 90 | $3,000 | thousands by filing date | |
| BANCROFT FUND LIMITED | 059695106 | COM | 162 | $3,000 | thousands by filing date | |
| IAC INTERACTIVECORP | 44919P508 | COM | 40 | $3,000 | thousands by filing date | |
| SOLERA HOLDINGS INC | 83421A104 | COM | 40 | $3,000 | thousands by filing date | |
| MERCER INTL INC | 588056101 | COM | 300 | $2,000 | thousands by filing date | |
| AVEO PHARMACEUTICALS INC | 053588109 | COM | 1,200 | $2,000 | thousands by filing date | |
| XOMA CORP DEL | 98419J107 | COM | 300 | $2,000 | thousands by filing date | put |
| BLACKROCK MUN TARGET TERM TR | 09257P105 | COM SHS BEN IN | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NUVEEN QUALITY MUNCP INCOME | 67066V101 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EATON VANCE MUN INCOME TERM | 27829U105 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INVESCO CALIF VALUE MUNI INCOM | 46132H106 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INVESCO TR INVT GRADE MUNS | 46131M106 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NUVEEN NEW YORK AMT QLT MUNI | 670656107 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INVESCO PA VALUE MUN INC TR | 46132K109 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ARIAD PHARMACEUTICALS INC | 04033A100 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NUVEEN QUALITY INC MUNI FUND | 670977107 | mf | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NUVEEN MUN ADVANTAGE FD IN | 67062H106 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NUVEEN MUN MKT OPPORTUNITY | 67062W103 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NUVEEN PREM INCOME MUN FD | 67062T100 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NUVEEN PREM INCOME MUN FD | 67063W102 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NUVEEN SELECT QUALITY MUN FD | 670973106 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140361-14-021150 | this filing | 2014-05-15 | acceptance time not in the bulk data set |