13F-HR filed by CAPSTONE INVESTMENT ADVISORS, LLC
CAPSTONE INVESTMENT ADVISORS, LLC filed this 13F-HR for the quarter ended 2014-03-31, filed 2014-04-14, with 384 holding rows worth $8,158,082,000.
- Accession
- 0001140361-14-016658
- Filer
- CIK 1426196
- Filed
- 2014-04-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2014
A holdings report, 384 entries on the cover page, a total value of $8,158,082,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $8,158,082,000 with VALUE read as thousands by filing date, 13F file number 028-13005. A later restatement replaced it, so the quarter does not use it. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Apple Inc | 037833100 | COM | 2,189,100 | $1,174,977,000 | thousands by filing date | put |
| Apple Inc | 037833100 | COM | 2,039,000 | $1,094,412,000 | thousands by filing date | call |
| International Business Machines Corporation | 459200101 | COM | 1,762,800 | $339,321,000 | thousands by filing date | call |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 4,844,200 | $325,530,000 | thousands by filing date | call |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 2,964,800 | $199,234,000 | thousands by filing date | put |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 4,403,200 | $180,575,000 | thousands by filing date | call |
| McDonalds Corporation | 580135101 | COM | 1,708,500 | $167,484,000 | thousands by filing date | call |
| SPY | 78462F103 | SHS | 725,700 | $135,713,000 | thousands by filing date | call |
| Apple Inc | 037833100 | COM | 213,911 | $114,814,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 904,200 | $111,768,000 | thousands by filing date | put |
| META PLATFORMS INC CL A | 30303M102 | COM | 1,796,400 | $108,215,000 | thousands by filing date | put |
| JPMorgan Chase & Co | 46625H100 | COM | 1,613,400 | $97,949,000 | thousands by filing date | call |
| BARCLAYS IPTH SRS B S&P SHRT TRM ETN | 06742E711 | IPATH S&P500 VIX | 2,291,900 | $96,603,000 | thousands by filing date | put |
| Cisco Systems,Inc. | 17275R102 | COM | 3,911,200 | $87,669,000 | thousands by filing date | call |
| ISHARES INC MSCI BRAZIL ETF | 464286400 | MSCI BRAZIL ETF | 1,946,200 | $87,647,000 | thousands by filing date | call |
| WESCO INTERNATIONAL INC | 95082PAH8 | CNV | 29,500,000 | $87,547,000 | thousands by filing date | principal |
| Caterpillar Inc. | 149123101 | COM | 799,700 | $79,466,000 | thousands by filing date | call |
| EXXON MOBIL CORP | 30231G102 | COM | 805,200 | $78,651,000 | thousands by filing date | call |
| Johnson & Johnson | 478160104 | COM | 761,000 | $74,753,000 | thousands by filing date | call |
| Microsoft Corp | 594918104 | COM | 1,798,200 | $73,708,000 | thousands by filing date | call |
| Amazon.com, Inc | 023135106 | COM | 218,000 | $73,327,000 | thousands by filing date | put |
| BAIDU INC SPON ADR REP A | 056752108 | ADR | 462,200 | $70,379,000 | thousands by filing date | put |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 522,600 | $64,598,000 | thousands by filing date | call |
| META PLATFORMS INC CL A | 30303M102 | COM | 1,063,000 | $64,035,000 | thousands by filing date | call |
| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 1,781,300 | $63,734,000 | thousands by filing date | call |
| CEMEX SAB DE CV | 151290BC6 | NOTE 3.750% 3/1 | 42,000,000 | $60,047,000 | thousands by filing date | principal |
| TIME WARNER CABLE INC | 88732J207 | COM | 433,300 | $59,440,000 | thousands by filing date | put |
| TRW AUTOMOTIVE INC | 87264MAH2 | NOTE 3.500%12/0 | 21,115,000 | $58,549,000 | thousands by filing date | principal |
| Chevron Corporation | 166764100 | COM | 464,500 | $55,233,000 | thousands by filing date | call |
| 38259p508 | COM | 45,300 | $50,487,000 | thousands by filing date | call | |
| TIME WARNER CABLE INC | 88732J207 | COM | 355,000 | $48,698,000 | thousands by filing date | |
| XM SATELLITE RADIO INC CVT 7 1 | 98375YAU0 | CONVERT | 26,985,000 | $47,903,000 | thousands by filing date | principal |
| TESLA MOTORS INC 1.500 | 88160RAA9 | NOTE 1.500% 6/0 | 26,000,000 | $46,635,000 | thousands by filing date | principal |
| BEAM INC | 073730103 | COMMON STOCK | 550,000 | $45,815,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 467,100 | $45,789,000 | thousands by filing date | put |
| International Business Machines Corporation | 459200101 | COM | 231,200 | $44,503,000 | thousands by filing date | put |
| Amazon.com, Inc | 023135106 | COM | 131,000 | $44,063,000 | thousands by filing date | call |
| BAIDU INC SPON ADR REP A | 056752108 | ADR | 264,000 | $40,199,000 | thousands by filing date | call |
| Coca-Cola Company | 191216100 | COM | 1,033,600 | $39,958,000 | thousands by filing date | call |
| MICROCHIP TECHNOLOGY INC | 595017AB0 | SDCV 2.125%12/1 | 21,000,000 | $38,978,000 | thousands by filing date | principal |
| Caterpillar Inc. | 149123101 | COM | 339,900 | $33,775,000 | thousands by filing date | put |
| TESLA INC | 88160RAC5 | NOTE 1.250% 3/0 | 36,000,000 | $32,826,000 | thousands by filing date | principal |
| SALIX PHARMACEUTICAL 1.500 | 795435AE6 | NOTE 1.500% 3/ | 19,000,000 | $32,069,000 | thousands by filing date | principal |
| PERRIGO CO PLC SHS | G97822103 | Stock | 205,500 | $31,782,000 | thousands by filing date | call |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 727,000 | $29,814,000 | thousands by filing date | put |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 592,400 | $29,625,000 | thousands by filing date | |
| HERBALIFE LTD | 42703MAA1 | CONV | 34,000,000 | $29,370,000 | thousands by filing date | principal |
| INSULET CORP | 45784PAC5 | CNV | 16,000,000 | $28,959,000 | thousands by filing date | principal |
| HERBALIFE LTD | G4412G101 | COM SHS | 501,600 | $28,736,000 | thousands by filing date | call |
| MICRON TECHNOLOGY INC | 595112AX1 | NOTE 3.125% 5/0 | 11,500,000 | $28,494,000 | thousands by filing date | principal |
| AT&T Inc | 00206R102 | COM | 783,000 | $27,459,000 | thousands by filing date | call |
| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 738,100 | $26,409,000 | thousands by filing date | put |
| Starwood Property Trust, Inc. | 85571BAB1 | CONV | 22,640,000 | $25,826,000 | thousands by filing date | principal |
| Procter & Gamble Co | 742718109 | COM | 316,300 | $25,493,000 | thousands by filing date | call |
| SUNEDISON INC(SUNE) CVT 2.0 14 | 86732YAA7 | CONVERT | 17,500,000 | $25,483,000 | thousands by filing date | principal |
| CHINA MOBILE LIMITED | 16941M109 | SPONSORED ADR | 557,300 | $25,407,000 | thousands by filing date | put |
| MU 2.375 5/1/32 | 595112AW3 | Bond 30/360P2 U | 10,000,000 | $25,105,000 | thousands by filing date | principal |
| ENDO HEALTH SOLUTIONS INC | 29264FAB2 | BOND | 10,000,000 | $23,508,000 | thousands by filing date | principal |
| Netflix, Inc | 64110L106 | COM | 66,700 | $23,480,000 | thousands by filing date | call |
| AMERICAN RLTY CAP PPTYS INC | 02917TAB0 | NOTE 3.750%12/1 | 21,500,000 | $23,440,000 | thousands by filing date | principal |
| XPO LOGISTICS INC | 983793AA8 | NOTE | 12,476,000 | $23,353,000 | thousands by filing date | principal |
| AT&T Inc | 00206R102 | COM | 658,000 | $23,076,000 | thousands by filing date | put |
| ALON USA ENERGY INC(ALJ)CVT144 | 020520AA0 | CONVERT | 19,000,000 | $22,981,000 | thousands by filing date | principal |
| 3M CO COM | 88579Y101 | Stock | 165,200 | $22,411,000 | thousands by filing date | call |
| VODAFONE GROUP PLC SPONSORED ADR | 92857W308 | ADR | 605,300 | $22,281,000 | thousands by filing date | call |
| TWITTER INC | 90184L102 | COM | 475,700 | $22,200,000 | thousands by filing date | put |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 134,500 | $22,037,000 | thousands by filing date | put |
| ACTAVIS PLC | G0083B108 | SHS | 106,100 | $21,840,000 | thousands by filing date | call |
| TWITTER INC | 90184L102 | COM | 457,000 | $21,328,000 | thousands by filing date | call |
| Altria Group Inc | 02209S103 | COM | 565,100 | $21,151,000 | thousands by filing date | call |
| CEMEX SAB DE CV | 151290BB8 | NOTE | 15,000,000 | $20,537,000 | thousands by filing date | principal |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 125,300 | $20,530,000 | thousands by filing date | call |
| ENERSYS 3.375 | 29275YAA0 | NOTE | 11,550,000 | $20,097,000 | thousands by filing date | principal |
| KKR FINL HLDGS LLC | 48248A306 | COM | 1,693,937 | $19,598,000 | thousands by filing date | |
| FOREST LABS INC | 345838106 | COM | 206,183 | $19,024,000 | thousands by filing date | |
| STARWOOD PPTY TR INC COM | 85571B105 | REIT | 800,000 | $18,872,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 358,400 | $18,618,000 | thousands by filing date | call |
| SAFEWAY INC | 786514208 | COM NEW | 500,000 | $18,470,000 | thousands by filing date | call |
| NRG YIELD INC | 62942XAA6 | NOTE 3.500% 2/0 | 18,000,000 | $18,427,000 | thousands by filing date | principal |
| FORD MTR CO COM | 345370860 | Stock | 1,174,400 | $18,320,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 546,200 | $18,062,000 | thousands by filing date | call |
| SANDISK CORP | 80004CAD3 | CORPORATE OBLIG | 11,000,000 | $18,052,000 | thousands by filing date | principal |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 358,700 | $17,938,000 | thousands by filing date | call |
| VIPSHOP HLDGS LTD | 92763WAA1 | NOTE 1.500% 3/1 | 17,500,000 | $17,847,000 | thousands by filing date | principal |
| UNS ENERGY CORP | 903119105 | COM | 290,563 | $17,442,000 | thousands by filing date | |
| FOSTER WHEELER AG | H27178104 | COM | 534,030 | $17,313,000 | thousands by filing date | |
| PRICELINE GRP INC | 741503403 | COM NEW | 14,410 | $17,175,000 | thousands by filing date | |
| SILVER EAGLE ACQUISITION | 827694209 | UNIT | 1,726,000 | $17,139,000 | thousands by filing date | |
| Deere & Company | 244199105 | COM | 188,500 | $17,115,000 | thousands by filing date | call |
| Microsoft Corp | 594918104 | COM | 410,400 | $16,822,000 | thousands by filing date | put |
| JPMorgan Chase & Co | 46625H100 | COM | 274,600 | $16,670,000 | thousands by filing date | put |
| T-Mobile US,Inc. | 872590104 | COM | 503,200 | $16,620,000 | thousands by filing date | call |
| Illumina Inc | 452327AC3 | CONV | 8,900,000 | $16,118,000 | thousands by filing date | principal |
| Chevron Corporation | 166764100 | COM | 135,000 | $16,052,000 | thousands by filing date | put |
| 38259p508 | COM | 14,100 | $15,714,000 | thousands by filing date | put | |
| TYSON FOODS INC CL A | 902494103 | Stock | 341,700 | $15,038,000 | thousands by filing date | call |
| Procter & Gamble Co | 742718109 | COM | 183,951 | $14,826,000 | thousands by filing date | |
| FOX CORP CLASS B | 90130A200 | COM | 475,000 | $14,782,000 | thousands by filing date | |
| SAFEWAY INC | 786514208 | COM NEW | 400,000 | $14,775,000 | thousands by filing date | |
| TESLA INC | 88160RAB7 | NOTE 0.250 3/0 | 15,500,000 | $14,325,000 | thousands by filing date | principal |
| iStar Financial Inc | 45031UBV2 | Note 1.5000% 15-Nov-2016 | 13,000,000 | $14,039,000 | thousands by filing date | principal |
| TWITTER INC | 90184L102 | COM | 300,000 | $14,000,000 | thousands by filing date | |
| ALLEGHENY TECHNOLOGIES INC | 01741RAD4 | NOTE | 13,200,000 | $13,469,000 | thousands by filing date | principal |
| Netflix, Inc | 64110L106 | COM | 37,100 | $13,060,000 | thousands by filing date | put |
| EXPAND ENERGY CORP | 165167BZ9 | CORPORATE OBLIG | 12,000,000 | $12,246,000 | thousands by filing date | principal |
| AKORN INC | 009728AB2 | NOTE 3.500% 6/0 | 4,650,000 | $11,845,000 | thousands by filing date | principal |
| Amazon.com, Inc | 023135106 | COM | 35,141 | $11,820,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 143,300 | $11,731,000 | thousands by filing date | call |
| United Parcel Service,Inc. Class B | 911312106 | COM | 118,400 | $11,529,000 | thousands by filing date | call |
| SALIX PHARMACEUTICALS INC SR NT CONV DTD 6/3/2010 2.75% 5/15/2015 | 795435AC0 | CONVERTIBLE | 5,000,000 | $11,228,000 | thousands by filing date | principal |
| EMERALD OIL INC | 29101UAA8 | CONV | 10,500,000 | $10,909,000 | thousands by filing date | principal |
| Qualcomm Incorporated | 747525103 | COM | 138,000 | $10,882,000 | thousands by filing date | call |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 65,158 | $10,676,000 | thousands by filing date | |
| STANLEY BLACK & DECKER INC COM | 854502101 | Stock | 130,000 | $10,561,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 107,100 | $10,520,000 | thousands by filing date | put |
| CONAGRA FOODS INC | 205887102 | COM | 338,800 | $10,512,000 | thousands by filing date | call |
| CHINA MOBILE LIMITED | 16941M109 | SPONSORED ADR | 230,300 | $10,499,000 | thousands by filing date | call |
| IRON MTN INC NEW REIT | 462846106 | COM | 376,100 | $10,369,000 | thousands by filing date | call |
| HOMEAWAY INC(AWAY) CVT 144A 0. | 43739QAA8 | CONVERT | 10,000,000 | $10,187,000 | thousands by filing date | principal |
| ConocoPhillips | 20825C104 | COM | 144,300 | $10,151,000 | thousands by filing date | call |
| OMNICOM GROUP INC COM | 681919106 | Stock | 139,600 | $10,134,000 | thousands by filing date | |
| SINA CORP | 82922RAC7 | CONV | 10,500,000 | $10,038,000 | thousands by filing date | principal |
| SPRINT CORP | 85207U105 | COM SER 1 | 1,088,300 | $10,001,000 | thousands by filing date | call |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 42,300 | $9,999,000 | thousands by filing date | put |
| GENCORP INC | 368682100 | COM | 544,377 | $9,945,000 | thousands by filing date | |
| AOL INC | 00184X105 | COM | 225,000 | $9,848,000 | thousands by filing date | |
| HUDSON CITY BANCORP | 443683107 | COM | 1,000,000 | $9,830,000 | thousands by filing date | |
| JARDEN CORP | 471109AH1 | NOTE 1.87 | 7,000,000 | $9,747,000 | thousands by filing date | principal |
| Vaneck Vectors Gold Miners ETF | 57060u100 | COM | 408,900 | $9,652,000 | thousands by filing date | call |
| Broadcom Inc | Y0486S104 | Common | 146,600 | $9,442,000 | thousands by filing date | put |
| VSH 2.25 11-40 144A CVT | 928298AG3 | CONVERT | 8,000,000 | $9,383,000 | thousands by filing date | principal |
| CHART INDUSTRIES INC | 16115QAC4 | NOTE | 6,862,000 | $9,239,000 | thousands by filing date | principal |
| RTI INTL METALS INC 3.000 | 74973WAA5 | NOTE 3.000%12/0 | 8,500,000 | $9,073,000 | thousands by filing date | principal |
| TELEFLEX INC | 879369AA4 | NOTE 3.875% 8/0 | 4,750,000 | $8,469,000 | thousands by filing date | principal |
| NAVISTAR INTERNATIONAL | 63934E108 | COMMON STOCK | 250,000 | $8,467,000 | thousands by filing date | put |
| PRICELINE GRP INC | 741503403 | COM NEW | 7,100 | $8,462,000 | thousands by filing date | call |
| WYNN RESORTS LTD | 983134107 | COM | 38,000 | $8,441,000 | thousands by filing date | put |
| Spansion LLC | 84649PAK1 | CONV | 6,000,000 | $8,414,000 | thousands by filing date | principal |
| SONY GROUP CORP SPONSORED ADR | 835699307 | ADR | 428,800 | $8,198,000 | thousands by filing date | call |
| SUNEDISON INC | 86732YAB5 | CONV BND | 5,500,000 | $8,169,000 | thousands by filing date | principal |
| WILLIAMS COS INC COM | 969457100 | Stock | 200,000 | $8,116,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 162,000 | $8,106,000 | thousands by filing date | call |
| NOKIA CORP | 654902204 | SPONSORED ADR | 1,070,000 | $7,853,000 | thousands by filing date | put |
| Cisco Systems,Inc. | 17275R102 | COM | 348,500 | $7,811,000 | thousands by filing date | put |
| PepsiCo,Inc. | 713448108 | COM | 92,900 | $7,757,000 | thousands by filing date | call |
| LSI CORPORATION | 502161102 | COM | 700,000 | $7,749,000 | thousands by filing date | |
| HERBALIFE LTD | G4412G101 | COM SHS | 134,300 | $7,694,000 | thousands by filing date | put |
| PRICELINE GRP INC | 741503403 | COM NEW | 6,400 | $7,628,000 | thousands by filing date | put |
| iShares Silver Trust | 46428Q109 | COM | 400,000 | $7,616,000 | thousands by filing date | call |
| JINKOSOLAR HLDG CO LTD | 47759TAA8 | NOTE 4.000% 5/1 | 7,000,000 | $7,571,000 | thousands by filing date | principal |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 150,800 | $7,541,000 | thousands by filing date | put |
| SINA CORP | G81477104 | ORD | 122,300 | $7,388,000 | thousands by filing date | put |
| Merck & Co.,Inc. | 58933Y105 | COM | 129,275 | $7,338,000 | thousands by filing date | |
| MGM RESORTS INTL | 55303QAE0 | CORPORATE OBLIG | 5,000,000 | $7,315,000 | thousands by filing date | principal |
| L-3 COMMUNICATIONS HLDGS INC | 502424104 | COM | 60,000 | $7,089,000 | thousands by filing date | call |
| Verizon Communications Inc | 92343V104 | COM | 146,700 | $6,978,000 | thousands by filing date | put |
| JOS A BANK CLOTHIERS INC | 480838101 | COM | 106,700 | $6,860,000 | thousands by filing date | call |
| Coca-Cola Company | 191216100 | COM | 175,200 | $6,773,000 | thousands by filing date | put |
| YAHOO INC | 984332106 | COM | 181,083 | $6,500,000 | thousands by filing date | |
| EAGLE MATLS INC COM | 26969P108 | Stock | 71,200 | $6,312,000 | thousands by filing date | call |
| RITE AID CORP | 767754BU7 | CNV | 2,500,000 | $6,255,000 | thousands by filing date | principal |
| POTASH CORP OF SASKATCHEWAN | 73755L107 | COMMON STOCK-FO | 171,300 | $6,204,000 | thousands by filing date | call |
| Vaneck Vectors Gold Miners ETF | 57060u100 | COM | 261,800 | $6,179,000 | thousands by filing date | put |
| Equinix, Inc. | 29444U502 | EQIX | 32,500 | $6,007,000 | thousands by filing date | call |
| VALEANT PHARMACEUTICALS INTL | 91911K102 | COM | 45,300 | $5,971,000 | thousands by filing date | call |
| SINA CORP | G81477104 | ORD | 97,700 | $5,902,000 | thousands by filing date | call |
| AKAMAI TECHNOLOGIES INC COM | 00971T101 | Stock | 99,600 | $5,797,000 | thousands by filing date | call |
| THE ADT CORPORATION | 00101J106 | COM | 191,700 | $5,741,000 | thousands by filing date | call |
| TTM TECHNOLOGIES INC | 87305RAD1 | NOTE 1.750%12/1 | 5,000,000 | $5,528,000 | thousands by filing date | principal |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 50,000 | $5,512,000 | thousands by filing date | put |
| GENPACT LIMITED SHS | G3922B107 | Stock | 313,033 | $5,453,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 153,813 | $5,394,000 | thousands by filing date | |
| NEWFIELD EXPL CO | 651290108 | COM | 170,500 | $5,346,000 | thousands by filing date | call |
| ROI ACQUISITION CORP II | 74966G200 | COM | 525,000 | $5,344,000 | thousands by filing date | |
| AOL INC | 00184X105 | COM | 120,000 | $5,252,000 | thousands by filing date | call |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 231,100 | $5,162,000 | thousands by filing date | put |
| Intel Corp | 458140100 | COM | 200,000 | $5,162,000 | thousands by filing date | put |
| CASH AMER INTL INC | 14754D100 | COM | 131,100 | $5,076,000 | thousands by filing date | put |
| HENNESSY CAPITAL ACQUIS | 425886207 | COM | 500,000 | $5,030,000 | thousands by filing date | |
| MOSAIC CO COM | 61945C103 | Stock | 100,000 | $5,000,000 | thousands by filing date | |
| BAIDU INC SPON ADR REP A | 056752108 | ADR | 32,526 | $4,952,000 | thousands by filing date | |
| ROCKWOOD HLDGS INC | 774415103 | COM | 64,700 | $4,813,000 | thousands by filing date | call |
| GAP INC COM | 364760108 | Stock | 119,800 | $4,799,000 | thousands by filing date | put |
| COMVERSE INC | 20585P105 | COM | 138,633 | $4,793,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 179,600 | $4,635,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 97,400 | $4,633,000 | thousands by filing date | call |
| CITRIX SYSTEMS INC | 177376100 | COM | 80,300 | $4,612,000 | thousands by filing date | call |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 70,000 | $4,540,000 | thousands by filing date | call |
| ISHARES INC MSCI BRAZIL ETF | 464286400 | MSCI BRAZIL ETF | 100,500 | $4,526,000 | thousands by filing date | put |
| KEURIG GREEN MTN INC | 49271M100 | COM | 42,700 | $4,508,000 | thousands by filing date | call |
| FINISAR CORP | 31787A507 | COM NEW | 169,500 | $4,493,000 | thousands by filing date | |
| Prologis,Inc. | 74340W103 | COM | 108,800 | $4,443,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 45,200 | $4,415,000 | thousands by filing date | put |
| LIBERTY GLOBAL PLC | G5480U104 | SHS CL A | 105,000 | $4,367,000 | thousands by filing date | call |
| Honeywell Technologies | 438516106 | COM | 47,000 | $4,359,000 | thousands by filing date | call |
| TENET HEALTHCARE CORP COM NEW | 88033G407 | Stock | 100,000 | $4,281,000 | thousands by filing date | |
| MARATHON OIL CORP | 565849106 | COM | 120,500 | $4,280,000 | thousands by filing date | |
| MARATHON OIL CORP | 565849106 | COM | 120,500 | $4,280,000 | thousands by filing date | put |
| LAMAR ADVERTISING | 512815101 | COMMON STOCK | 83,500 | $4,258,000 | thousands by filing date | call |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 190,400 | $4,253,000 | thousands by filing date | call |
| AMERICAN RLTY CAP PPTYS INC | 02917T104 | COM | 300,000 | $4,206,000 | thousands by filing date | call |
| Microsoft Corp | 594918104 | COM | 102,300 | $4,193,000 | thousands by filing date | |
| QUEST DIAGNOSTICS INC COM | 74834L100 | Stock | 71,800 | $4,158,000 | thousands by filing date | call |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 35,000 | $4,089,000 | thousands by filing date | call |
| Accenture Plc Class A | G1151C101 | COM | 50,000 | $3,986,000 | thousands by filing date | call |
| SUNTRUST BANKS INC | 867914103 | COM | 100,000 | $3,979,000 | thousands by filing date | put |
| SUNTRUST BANKS INC | 867914103 | COM | 100,000 | $3,979,000 | thousands by filing date | call |
| Equinix, Inc. | 29444U502 | EQIX | 21,500 | $3,974,000 | thousands by filing date | |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 100,000 | $3,916,000 | thousands by filing date | |
| RACKSPACE HOSTING INC | 750086100 | COM | 115,600 | $3,793,000 | thousands by filing date | call |
| PETROPAVLOVSK PLC | EI1238902 | BOND | 5,000,000 | $3,784,000 | thousands by filing date | principal |
| DISH NETWORK CORPORATION | 25470M109 | CL A | 60,000 | $3,732,000 | thousands by filing date | |
| ALLERGAN INC | 018490102 | COM | 30,000 | $3,723,000 | thousands by filing date | |
| HUDSON CITY BANCORP | 443683107 | COM | 360,000 | $3,538,000 | thousands by filing date | put |
| BARCLAYS IPTH SRS B S&P SHRT TRM ETN | 06742E711 | IPATH S&P500 VIX | 82,700 | $3,485,000 | thousands by filing date | call |
| KRISPY KREME DOUGHNUTS INC | 501014104 | COM | 195,500 | $3,466,000 | thousands by filing date | call |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 104,100 | $3,442,000 | thousands by filing date | put |
| VODAFONE GROUP PLC SPONSORED ADR | 92857W308 | ADR | 92,319 | $3,398,000 | thousands by filing date | |
| T-Mobile US,Inc. | 872590104 | COM | 102,350 | $3,380,000 | thousands by filing date | |
| GLOBAL SOURCES LTD | G39300101 | ORD | 376,500 | $3,373,000 | thousands by filing date | |
| IAS Operating Partnership LP | 44927XAA3 | CONV | 3,457,000 | $3,338,000 | thousands by filing date | principal |
| Morgan Stanley | 617446448 | COM | 105,000 | $3,272,000 | thousands by filing date | call |
| Oracle Corporation | 68389X105 | COM | 80,000 | $3,272,000 | thousands by filing date | call |
| DANA GAS SUKUK LTD | EJ6723518 | BOND | 3,000,000 | $3,262,000 | thousands by filing date | principal |
| LAMAR ADVERTISING | 512815101 | COMMON STOCK | 63,203 | $3,223,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 83,000 | $3,196,000 | thousands by filing date | put |
| TVIA 5 10/1/19 | 83415TAC5 | Bond 30/360P2 U | 3,000,000 | $3,180,000 | thousands by filing date | principal |
| CINCINNATI BELL INC NEW | 171871106 | COM | 916,778 | $3,172,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 364,200 | $3,139,000 | thousands by filing date | put |
| GENERAL ELEC CO | 369604103 | COM | 120,300 | $3,114,000 | thousands by filing date | |
| Morgan Stanley | 617446448 | COM | 99,000 | $3,085,000 | thousands by filing date | put |
| SINA CORP | G81477104 | ORD | 50,730 | $3,064,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 41,008 | $3,063,000 | thousands by filing date | |
| KROGER CO COM | 501044101 | Stock | 70,000 | $3,055,000 | thousands by filing date | call |
| CUBIST PHARMACEUTICALS INC | 229678107 | COM | 41,300 | $3,021,000 | thousands by filing date | |
| TALISMAN ENERGY INC | 87425E103 | COM | 300,000 | $2,993,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 51,300 | $2,912,000 | thousands by filing date | call |
| Citigroup Inc. | 172967424 | COM | 61,000 | $2,903,000 | thousands by filing date | put |
| OREXIGEN THERAPEUTICS IN | 686164AA2 | CONV | 2,500,000 | $2,782,000 | thousands by filing date | principal |
| DOMTAR CORP | 257559203 | COM NEW | 24,600 | $2,760,000 | thousands by filing date | |
| MYLAN INC | 628530107 | COM | 56,200 | $2,744,000 | thousands by filing date | call |
| LAMAR ADVERTISING | 512815101 | COMMON STOCK | 53,800 | $2,743,000 | thousands by filing date | put |
| NCR VOYIX CORPORATION | 62886E108 | COM | 75,000 | $2,741,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 33,000 | $2,701,000 | thousands by filing date | put |
| WYNN RESORTS LTD | 983134107 | COM | 12,100 | $2,688,000 | thousands by filing date | call |
| TAKE-TWO INTERACTIVE SOFTWARE COM | 874054109 | Stock | 122,400 | $2,684,000 | thousands by filing date | call |
| Citigroup Inc. | 172967424 | COM | 56,154 | $2,672,000 | thousands by filing date | |
| ARMSTRONG WORLD INDS INC NEW | 04247X102 | COM | 50,000 | $2,662,000 | thousands by filing date | |
| VALEANT PHARMACEUTICALS INTL | 91911K102 | COM | 20,000 | $2,636,000 | thousands by filing date | |
| HARVEST NATURAL RESOURCES IN | 41754V103 | COM | 692,600 | $2,604,000 | thousands by filing date | call |
| NISOURCE INC COM | 65473P105 | Stock | 72,800 | $2,586,000 | thousands by filing date | call |
| APOLLO GROUP INC | 037604105 | CL A | 74,200 | $2,540,000 | thousands by filing date | |
| APOLLO GROUP INC | 037604105 | CL A | 74,200 | $2,540,000 | thousands by filing date | put |
| Vaneck Vectors Gold Miners ETF | 57060u100 | COM | 107,394 | $2,535,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 778,000 | $2,489,000 | thousands by filing date | call |
| COBALT INTL ENERGY INC | 19075F106 | COM | 134,600 | $2,465,000 | thousands by filing date | |
| MOMENTA PHARMACEUTICALS INC | 60877T100 | COM | 211,300 | $2,461,000 | thousands by filing date | call |
| THE ADT CORPORATION | 00101J106 | COM | 81,406 | $2,438,000 | thousands by filing date | |
| Texas Instruments Incorporated | 882508104 | COM | 50,000 | $2,358,000 | thousands by filing date | call |
| NETEASE COM INC SPONSORED ADS | 64110W102 | ADR | 34,600 | $2,328,000 | thousands by filing date | put |
| COBALT INTL ENERGY INC | 19075F106 | COM | 126,200 | $2,311,000 | thousands by filing date | call |
| Merck & Co.,Inc. | 58933Y105 | COM | 40,400 | $2,293,000 | thousands by filing date | put |
| YUM BRANDS INC COM | 988498101 | Stock | 29,500 | $2,224,000 | thousands by filing date | call |
| CEPHEID | 15670R107 | COM | 43,000 | $2,217,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 9,800 | $2,115,000 | thousands by filing date | put |
| YUM BRANDS INC COM | 988498101 | Stock | 27,500 | $2,073,000 | thousands by filing date | put |
| DEX MEDIA INC | 25213A107 | COM | 220,100 | $2,024,000 | thousands by filing date | |
| RAYONIER INC COM | 754907103 | REIT | 43,400 | $1,991,000 | thousands by filing date | |
| The Jones Group Inc | 48020T101 | COM | 129,800 | $1,943,000 | thousands by filing date | call |
| GLOBAL EAGLE ACQUISITION COR | 37951D110 | CMN | 350,000 | $1,914,000 | thousands by filing date | |
| SONY GROUP CORP SPONSORED ADR | 835699307 | ADR | 100,000 | $1,912,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 30,000 | $1,815,000 | thousands by filing date | put |
| TARGET CORP COM | 87612E106 | Stock | 30,000 | $1,815,000 | thousands by filing date | call |
| KRAFT FOODS GROUP INC | 50076Q106 | COM | 32,000 | $1,795,000 | thousands by filing date | call |
| SSR Mining Inc | 82823LAB2 | Corporate | 2,000,000 | $1,772,000 | thousands by filing date | principal |
| CHINA MOBILE LIMITED | 16941M109 | SPONSORED ADR | 38,776 | $1,767,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 45,000 | $1,732,000 | thousands by filing date | call |
| Altria Group Inc | 02209S103 | COM | 46,285 | $1,732,000 | thousands by filing date | |
| JIVE SOFTWARE INC | 47760A108 | COM | 209,500 | $1,678,000 | thousands by filing date | call |
| ARCHER DANIELS MIDLAND CO COM | 039483102 | Stock | 37,874 | $1,643,000 | thousands by filing date | |
| SAP SE SPON ADR | 803054204 | ADR | 20,000 | $1,626,000 | thousands by filing date | put |
| BEAM INC | 073730103 | COMMON STOCK | 19,500 | $1,624,000 | thousands by filing date | call |
| ROCKWOOD HLDGS INC | 774415103 | COM | 21,600 | $1,607,000 | thousands by filing date | put |
| TYSON FOODS INC CL A | 902494103 | Stock | 36,400 | $1,601,000 | thousands by filing date | put |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 500,000 | $1,600,000 | thousands by filing date | |
| E M C CORP MASS | 268648102 | COM | 57,600 | $1,578,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 180,400 | $1,555,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 47,009 | $1,554,000 | thousands by filing date | |
| RADIAN GROUP INC COM | 750236101 | Stock | 103,100 | $1,549,000 | thousands by filing date | call |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 6,500 | $1,536,000 | thousands by filing date | call |
| BARNES & NOBLE INC | 067774109 | COMMON STOCK | 72,000 | $1,504,000 | thousands by filing date | call |
| SAFEWAY INC | 786514208 | COM NEW | 40,000 | $1,477,000 | thousands by filing date | put |
| STARWOOD WAYPOINT RESIDENTL | 85571W109 | COM SHS | 50,900 | $1,465,000 | thousands by filing date | |
| EMERALD OIL INC | 29101U209 | COM NEW | 216,500 | $1,454,000 | thousands by filing date | |
| SAREPTA THERAPEUTICS INC | 803607100 | COM | 60,400 | $1,451,000 | thousands by filing date | call |
| BEAZER HOMES USA INC | 07556Q881 | COMMON STOCK | 72,000 | $1,445,000 | thousands by filing date | call |
| Gilead Sciences,Inc. | 375558103 | COM | 20,100 | $1,424,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 37,700 | $1,411,000 | thousands by filing date | put |
| CHIPMOS TECH BERMUDA LTD | G2110R114 | SHS | 64,007 | $1,411,000 | thousands by filing date | |
| INTERNATIONAL GAME TECHNOLOG | 459902102 | COM | 100,000 | $1,406,000 | thousands by filing date | |
| RADIAN GROUP INC COM | 750236101 | Stock | 93,100 | $1,399,000 | thousands by filing date | put |
| TARGET CORP COM | 87612E106 | Stock | 22,665 | $1,371,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 52,000 | $1,342,000 | thousands by filing date | call |
| ZALECORPNEW | 988858106 | COM | 62,800 | $1,313,000 | thousands by filing date | call |
| ACTAVIS PLC | G0083B108 | SHS | 6,300 | $1,296,000 | thousands by filing date | put |
| DISH NETWORK CORPORATION | 25470M109 | CL A | 20,000 | $1,244,000 | thousands by filing date | call |
| C H ROBINSON WORLDWIDE IN COM NEW | 12541W209 | Stock | 23,700 | $1,241,000 | thousands by filing date | call |
| NUANCE COMMUNICATIONS INC | 67020Y100 | COM | 69,300 | $1,189,000 | thousands by filing date | call |
| Deere & Company | 244199105 | COM | 13,000 | $1,180,000 | thousands by filing date | put |
| KEURIG GREEN MTN INC | 49271M100 | COM | 11,100 | $1,172,000 | thousands by filing date | put |
| MERRIMACK PHARMACEUTICALS IN | 590328100 | COM | 220,000 | $1,108,000 | thousands by filing date | call |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 4,600 | $1,087,000 | thousands by filing date | |
| Vertex Pharmaceuticals Incorporated | 92532F100 | COM | 15,000 | $1,060,000 | thousands by filing date | call |
| Walt Disney Co | 254687106 | COM | 13,100 | $1,048,000 | thousands by filing date | call |
| ROCKWOOD HLDGS INC | 774415103 | COM | 13,886 | $1,033,000 | thousands by filing date | |
| INTERNATIONAL GAME TECHNOLOG | 459902102 | COM | 72,600 | $1,020,000 | thousands by filing date | call |
| OUTERWALL INC | 690070107 | COM | 13,900 | $1,007,000 | thousands by filing date | |
| AKAMAI TECHNOLOGIES INC COM | 00971T101 | Stock | 17,200 | $1,001,000 | thousands by filing date | put |
| Qualcomm Incorporated | 747525103 | COM | 12,500 | $985,000 | thousands by filing date | put |
| JOS A BANK CLOTHIERS INC | 480838101 | COM | 15,000 | $964,000 | thousands by filing date | |
| LEAP WIRELESS INTERNATIONAL IN | 521CNT998 | COM | 400,000 | $950,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 18,952 | $942,000 | thousands by filing date | |
| INTERMUNE INC | 45884X103 | COM | 27,600 | $923,000 | thousands by filing date | put |
| INTERMUNE INC | 45884X103 | COM | 27,500 | $920,000 | thousands by filing date | |
| HEWLETT PACKARD CO | 428236103 | COM | 28,300 | $915,000 | thousands by filing date | call |
| KRISPY KREME DOUGHNUTS INC | 501014104 | COM | 50,000 | $886,000 | thousands by filing date | |
| RESTORATION HARDWARE HLDGS I | 761283100 | COM | 11,800 | $868,000 | thousands by filing date | call |
| API TECHNOLOGIES CORP | 00187E203 | COM NEW | 295,989 | $867,000 | thousands by filing date | |
| MONSTER WORLDWIDE INC | 611742107 | COM | 115,300 | $862,000 | thousands by filing date | |
| OUTERWALL INC | 690070107 | COM | 11,900 | $862,000 | thousands by filing date | call |
| VIPSHOP HLDGS LTD SPONSORED ADS A | 92763W103 | ADR | 5,800 | $861,000 | thousands by filing date | put |
| HERBALIFE LTD | G4412G101 | COM SHS | 14,200 | $813,000 | thousands by filing date | |
| JIVE SOFTWARE INC | 47760A108 | COM | 100,000 | $801,000 | thousands by filing date | |
| SAP SE SPON ADR | 803054204 | ADR | 9,441 | $767,000 | thousands by filing date | |
| Micron Technology,Inc. | 595112103 | COM | 31,899 | $754,000 | thousands by filing date | |
| COOPER TIRE & RUBR CO | 216831107 | COM | 30,000 | $729,000 | thousands by filing date | call |
| ASSURED GUARANTY LTD COM | G0585R106 | Stock | 28,600 | $724,000 | thousands by filing date | put |
| ConocoPhillips | 20825C104 | COM | 9,900 | $696,000 | thousands by filing date | put |
| SONY GROUP CORP SPONSORED ADR | 835699307 | ADR | 34,900 | $667,000 | thousands by filing date | put |
| BEAZER HOMES USA INC | 07556Q881 | COMMON STOCK | 33,200 | $666,000 | thousands by filing date | put |
| TAKE-TWO INTERACTIVE SOFTWARE COM | 874054109 | Stock | 30,200 | $662,000 | thousands by filing date | |
| BLACKROCK INC CL A COM | 09247X101 | COM | 2,100 | $660,000 | thousands by filing date | call |
| ENERGY XXI (BERMUDA) LTD | G10082140 | USD UNRS SHS | 27,500 | $648,000 | thousands by filing date | |
| MERRIMACK PHARMACEUTICALS IN | 590328100 | COM | 125,000 | $630,000 | thousands by filing date | put |
| VIPSHOP HLDGS LTD SPONSORED ADS A | 92763W103 | ADR | 3,700 | $549,000 | thousands by filing date | call |
| DEX MEDIA INC | 25213A107 | COM | 59,600 | $548,000 | thousands by filing date | call |
| NU SKIN ENTERPRISES INC | 67018T105 | CL A | 6,500 | $538,000 | thousands by filing date | put |
| Bristol-Myers Squibb Company | 110122108 | COM | 10,100 | $524,000 | thousands by filing date | |
| EXELIXIS INC COM | 30161Q104 | Stock | 148,300 | $524,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 70,200 | $515,000 | thousands by filing date | call |
| SAP SE SPON ADR | 803054204 | ADR | 6,000 | $487,000 | thousands by filing date | call |
| MOMENTA PHARMACEUTICALS INC | 60877T100 | COM | 38,400 | $447,000 | thousands by filing date | |
| TWENTY FIRST CENTY FOX INC | 90130A101 | CL A | 13,700 | $437,000 | thousands by filing date | call |
| MOMENTA PHARMACEUTICALS INC | 60877T100 | COM | 36,400 | $424,000 | thousands by filing date | put |
| CARMAX INC COM | 143130102 | Stock | 9,000 | $421,000 | thousands by filing date | put |
| LIONS GATE ENTMNT CORP | 535919203 | COM NEW | 15,700 | $419,000 | thousands by filing date | call |
| HARVEST NATURAL RESOURCES IN | 41754V103 | COM | 111,500 | $419,000 | thousands by filing date | |
| BARNES & NOBLE INC | 067774109 | COMMON STOCK | 20,000 | $418,000 | thousands by filing date | put |
| Visa Inc | 92826C839 | COM | 1,906 | $411,000 | thousands by filing date | |
| NETEASE COM INC SPONSORED ADS | 64110W102 | ADR | 5,115 | $344,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 36,600 | $315,000 | thousands by filing date | call |
| KRAFT FOODS GROUP INC | 50076Q106 | COM | 5,400 | $302,000 | thousands by filing date | put |
| Philip Morris International Inc. | 718172109 | COM | 3,674 | $300,000 | thousands by filing date | |
| ALTERA CORP | 021441100 | COM | 8,100 | $293,000 | thousands by filing date | put |
| TAKE-TWO INTERACTIVE SOFTWARE COM | 874054109 | Stock | 13,000 | $285,000 | thousands by filing date | put |
| LAS VEGAS SANDS CORP COM | 517834107 | Stock | 3,500 | $282,000 | thousands by filing date | call |
| SPRINT CORP | 85207U105 | COM SER 1 | 29,600 | $272,000 | thousands by filing date | |
| ALTERA CORP | 021441100 | COM | 7,432 | $269,000 | thousands by filing date | |
| CAPITAL ONE FINL CORP | 14040H105 | COM | 3,200 | $246,000 | thousands by filing date | |
| COPA HOLDINGS SA | P31076105 | CL A | 1,700 | $246,000 | thousands by filing date | call |
| ANADARKO PETROLEUM CORP | 032511107 | COM | 2,900 | $245,000 | thousands by filing date | |
| NETEASE COM INC SPONSORED ADS | 64110W102 | ADR | 3,500 | $235,000 | thousands by filing date | call |
| VERISIGN INC COM | 92343E102 | Stock | 4,236 | $228,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 3,000 | $220,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 3,100 | $219,000 | thousands by filing date | call |
| Abbott Laboratories | 002824100 | COM | 5,459 | $210,000 | thousands by filing date | |
| CARMAX INC COM | 143130102 | Stock | 4,300 | $201,000 | thousands by filing date | call |
| PHILLIPS 66 COM | 718546104 | Stock | 2,600 | $200,000 | thousands by filing date | |
| UNS ENERGY CORP | 903119105 | COM | 3,300 | $198,000 | thousands by filing date | put |
| The Jones Group Inc | 48020T101 | COM | 11,584 | $173,000 | thousands by filing date | |
| COMMUNITY HEALTH SYS INC NEW | 203668116 | RIGHT 99/99/9999 | 2,000,000 | $121,000 | thousands by filing date | |
| SANOFI | 80105N113 | COMMON STOCK-FO | 300,000 | $93,000 | thousands by filing date | |
| NAVISTAR INTL CORP | 63934EAL2 | NOTE | 91,000 | $92,000 | thousands by filing date | principal |
| IRON MTN INC NEW REIT | 462846106 | COM | 1,628 | $44,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140361-14-016658 | this filing | 2014-04-14 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001140361-14-016981 | base | 2014-04-17 | acceptance time not in the bulk data set |