13F-HR/A filed by VICTORY CAPITAL MANAGEMENT INC
VICTORY CAPITAL MANAGEMENT INC filed this 13F-HR/A for the quarter ended 2013-09-30, filed 2014-03-12, with 1,540 holding rows worth $13,938,489,000.
- Accession
- 0001140361-14-012284
- Filer
- CIK 1040188
- Filed
- 2014-03-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2013
A holdings report, amendment of type restatement, 1,927 entries on the cover page, a total value of $13,938,489,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $13,938,489,000 with VALUE read as thousands by filing date, 13F file number 028-06354. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerUNITED SERVICES AUTOMOBILE ASSOCIATION028-05810
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Federal National Mortgage Association 6.50% 9/1/28 | 31371GZ86 | MBS 30yr | 11,518 | $13,000 | thousands by filing date | |
| Government National Mortgage Association II 8.00% 1/20/27 | 36202CTT0 | MBS 30yr | 11,798 | $13,000 | thousands by filing date | |
| Federal Home Loan Mortgage Corp 5.50% 10/1/36 | 3128LXTD2 | MBS 30yr | 11,244 | $12,000 | thousands by filing date | |
| Government National Mortgage Association II 8.00% 4/20/26 | 36202CNW9 | MBS 30yr | 11,184 | $12,000 | thousands by filing date | |
| Government National Mortgage Association II 8.00% 5/20/25 | 36202CGN7 | MBS 30yr | 10,706 | $12,000 | thousands by filing date | |
| Government National Mortgage Association II 8.75% 3/20/17 | 36202LHR7 | MBS 30yr | 12,029 | $12,000 | thousands by filing date | |
| Government National Mortgage Association II 7.49% 12/20/20 | 362203JX0 | MBS 30yr | 12,720 | $12,000 | thousands by filing date | |
| Government National Mortgage Association 7.49% 5/15/20 | 36220TMH4 | MBS 30yr | 12,693 | $12,000 | thousands by filing date | |
| Government National Mortgage Association II 7.49% 1/20/20 | 36220LVJ7 | MBS 30yr | 12,364 | $12,000 | thousands by filing date | |
| Government National Mortgage Association 11.50% 4/15/19 | 36225BBV9 | MBS 30yr | 12,189 | $12,000 | thousands by filing date | |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 153 | $11,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 38 | $11,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 125 | $11,000 | thousands by filing date | |
| EMERSON ELEC CO COM | 291011104 | Stock | 184 | $11,000 | thousands by filing date | |
| AFLAC INC COM | 001055102 | Stock | 185 | $11,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 178 | $11,000 | thousands by filing date | |
| REYNOLDS AMERICAN INC | 761713106 | COMMON STOCK | 245 | $11,000 | thousands by filing date | |
| Government National Mortgage Association 6.50% 5/20/27 | 36202CVT7 | MBS 30yr | 10,460 | $11,000 | thousands by filing date | |
| Federal National Mortgage Association 6.50% 10/1/32 | 31390HRT4 | MBS 30yr | 10,500 | $11,000 | thousands by filing date | |
| Government National Mortgage Association II 8.00% 7/20/26 | 36202CQA4 | MBS 30yr | 9,258 | $11,000 | thousands by filing date | |
| Government National Mortgage Association 8.00% 6/20/23 | 36202BLD5 | MBS 30yr | 10,039 | $11,000 | thousands by filing date | |
| Government National Mortgage Association 8.00% 6/20/28 | 36202C3P6 | MBS 30yr | 10,011 | $11,000 | thousands by filing date | |
| Government National Mortgage Association 8.00% 8/20/25 | 36202CJC8 | MBS 30yr | 9,217 | $11,000 | thousands by filing date | |
| Government National Mortgage Association 8.00% 9/20/28 | 36202C5G4 | MBS 30yr | 9,742 | $11,000 | thousands by filing date | |
| Government National Mortgage Association 7.49% 2/15/25 | 36206GF54 | MBS 30yr | 11,551 | $11,000 | thousands by filing date | |
| Government National Mortgage Association 10.50% 3/15/19 | 36219YD60 | MBS 30yr | 11,887 | $11,000 | thousands by filing date | |
| Government National Mortgage Assoc 8.50% 10/15/29 | 36211MQC7 | MBS 30yr | 11,643 | $11,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 200 | $10,000 | thousands by filing date | |
| SYSCOCORP | 871829107 | COM | 342 | $10,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 107 | $10,000 | thousands by filing date | |
| ARCHER DANIELS MIDLAND CO COM | 039483102 | Stock | 283 | $10,000 | thousands by filing date | |
| TRAVELERS COMPANIES INC COM | 89417E109 | Stock | 123 | $10,000 | thousands by filing date | |
| HARTFORD INSURANCE GROUP INC COM | 416515104 | Stock | 340 | $10,000 | thousands by filing date | |
| FRANKLIN RESOURCES INC COM | 354613101 | Stock | 204 | $10,000 | thousands by filing date | |
| WESTERN UN CO COM | 959802109 | Stock | 555 | $10,000 | thousands by filing date | |
| Federal National Mortgage Association 9.25% 3/25/18 | 313602BE3 | Agncy CMO Z | 9,757 | $10,000 | thousands by filing date | |
| Government National Mortgage Association 8.00% 8/20/24 | 36202CBJ1 | MBS 30yr | 8,793 | $10,000 | thousands by filing date | |
| Government National Mortgage Association 10.50% 12/15/17 | 36218Q6L3 | MBS 30yr | 10,640 | $10,000 | thousands by filing date | |
| Government National Mortgage Association 10.50% 6/15/19 | 36225AVN7 | MBS 30yr | 10,096 | $10,000 | thousands by filing date | |
| Government National Mortgage Association 10.50% 7/15/20 | 36220QVS6 | MBS 30yr | 9,946 | $10,000 | thousands by filing date | |
| Government National Mortgage Association 10.50% 11/15/20 | 362207Q96 | MBS 30yr | 10,062 | $10,000 | thousands by filing date | |
| SHERWIN WILLIAMS CO | 824348106 | COM | 53 | $9,000 | thousands by filing date | |
| PAYCHEX INC | 704326107 | COM | 231 | $9,000 | thousands by filing date | |
| ALLSTATE CORP COM | 020002101 | Stock | 185 | $9,000 | thousands by filing date | |
| GENERAL MILLS INC COM | 370334104 | Stock | 193 | $9,000 | thousands by filing date | |
| L BRANDS INC | 501797104 | COM | 160 | $9,000 | thousands by filing date | |
| VECTREN CORP | 92240G101 | COM | 289 | $9,000 | thousands by filing date | |
| CIT GROUP INC COM NEW | 125581801 | Stock | 203 | $9,000 | thousands by filing date | |
| COCA COLA ENTERPRISES INC NE | 19122T109 | COM | 229 | $9,000 | thousands by filing date | |
| LEUCADIA NATL CORP | 527288104 | COM | 331 | $9,000 | thousands by filing date | |
| LORILLARD INC | 544147101 | COM | 203 | $9,000 | thousands by filing date | |
| Federal Home Loan Mortgage Corp 5.50% 10/1/17 | 3128GWEE4 | MBS 15yr | 8,732 | $9,000 | thousands by filing date | |
| Federal Home Loan Mortgage Corp 7.00% 4/1/32 | 31287RP37 | MBS 30yr | 8,257 | $9,000 | thousands by filing date | |
| Government National Mortgage Association II 7.00% 9/20/37 | 36202EPP8 | MBS 30yr | 8,305 | $9,000 | thousands by filing date | |
| Government National Mortgage Association 8.00% 1/20/25 | 36202CEJ8 | MBS 30yr | 8,502 | $9,000 | thousands by filing date | |
| Government National Mortgage Association 8.00% 11/20/25 | 36202CLB7 | MBS 30yr | 7,945 | $9,000 | thousands by filing date | |
| Government National Mortgage Association II 6.50% 12/20/28 | 36202C7A5 | MBS 30yr | 8,107 | $9,000 | thousands by filing date | |
| Government National Mortgage Association 10.50% 7/15/19 | 36220C5F4 | MBS 30yr | 9,328 | $9,000 | thousands by filing date | |
| Boston Scientific Corporation | 101137107 | COM | 689 | $8,000 | thousands by filing date | |
| CSX Corporation | 126408103 | COM | 343 | $8,000 | thousands by filing date | |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 341 | $8,000 | thousands by filing date | |
| REGIONS FINANCIAL CORP NEW COM | 7591EP100 | Stock | 944 | $8,000 | thousands by filing date | |
| WATERS CORP COM | 941848103 | Stock | 77 | $8,000 | thousands by filing date | |
| WILLIAMS COS INC COM | 969457100 | Stock | 245 | $8,000 | thousands by filing date | |
| GOODYEAR TIRE & RUBBER CO | 382550101 | COM | 357 | $8,000 | thousands by filing date | |
| NATIONAL OILWELL VARCO INC | 637071101 | COM | 110 | $8,000 | thousands by filing date | |
| STARWOOD HOTELS&RESORTS WRLD | 85590A401 | COM | 125 | $8,000 | thousands by filing date | |
| YAHOO INC | 984332106 | COM | 251 | $8,000 | thousands by filing date | |
| TECHNE CORP | 878377100 | COM | 112 | $8,000 | thousands by filing date | |
| WASHINGTON POST CO | 939640108 | CL B | 14 | $8,000 | thousands by filing date | |
| Government National Mortgage Association 7.00% 1/20/26 | 36202CMA8 | MBS 30yr | 7,211 | $8,000 | thousands by filing date | |
| Government National Mortgage Association II 7.50% 5/20/30 | 36202DG62 | MBS 30yr | 6,793 | $8,000 | thousands by filing date | |
| Government National Mortgage Association 7.00% 4/15/16 | 36213LFB1 | MBS 15yr | 8,186 | $8,000 | thousands by filing date | |
| Government National Mortgage Association 9.00% 8/15/25 | 36206AM75 | MBS 30yr | 7,606 | $8,000 | thousands by filing date | |
| Government National Mortgage Association 10.50% 5/15/19 | 362198CV3 | MBS 30yr | 8,425 | $8,000 | thousands by filing date | |
| Government National Mortgage Association 10.50% 11/15/18 | 36219GV69 | MBS 30yr | 8,810 | $8,000 | thousands by filing date | |
| Micron Technology,Inc. | 595112103 | COM | 412 | $7,000 | thousands by filing date | |
| Waste Management, Inc. | 94106L109 | COM | 174 | $7,000 | thousands by filing date | |
| MOSAIC CO COM | 61945C103 | Stock | 175 | $7,000 | thousands by filing date | |
| INTERACTIVE BROKERS GROUP INC COM CL A | 45841N107 | Stock | 377 | $7,000 | thousands by filing date | |
| PG&E CORP COM | 69331C108 | Stock | 183 | $7,000 | thousands by filing date | |
| AUTOZONE INC COM | 053332102 | Stock | 17 | $7,000 | thousands by filing date | |
| SIMON PPTY GROUP INC NEW COM | 828806109 | REIT | 51 | $7,000 | thousands by filing date | |
| YUM BRANDS INC COM | 988498101 | Stock | 108 | $7,000 | thousands by filing date | |
| FLUOR CORP | 343412102 | COM | 107 | $7,000 | thousands by filing date | |
| KOHLS CORP | 500255104 | COM | 145 | $7,000 | thousands by filing date | |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 685 | $7,000 | thousands by filing date | |
| WELLPOINT INC | 94973V107 | COM | 86 | $7,000 | thousands by filing date | |
| DELL INC | 24702R101 | COM | 551 | $7,000 | thousands by filing date | |
| WELLTOWER INC | 42217K106 | COM | 128 | $7,000 | thousands by filing date | |
| COMPUTER SCIENCES CORP | 205363104 | COM | 137 | $7,000 | thousands by filing date | |
| STAPLES INC | 855030102 | COM | 479 | $7,000 | thousands by filing date | |
| ITT CORP | 450911201 | COM | 207 | $7,000 | thousands by filing date | |
| Federal Home Loan Mortgage Corp 5.50% 10/1/17 | 3128GWCK2 | MBS 15yr | 7,187 | $7,000 | thousands by filing date | |
| Federal National Mortgage Association 6.50% 1/1/32 | 31389BAB7 | MBS 30yr | 6,885 | $7,000 | thousands by filing date | |
| Federal National Mortgage Association 6.50% 4/1/32 | 31388XTE4 | MBS 30yr | 7,004 | $7,000 | thousands by filing date | |
| Government National Mortgage Association 6.50% 11/20/27 | 36202CYD9 | MBS 30yr | 6,303 | $7,000 | thousands by filing date | |
| Government National Mortgage Association 8.00% 3/20/26 | 36202CNC3 | MBS 30yr | 6,723 | $7,000 | thousands by filing date | |
| Government National Mortgage Association 9.50% 7/15/25 | 36225BF78 | MBS 30yr | 6,342 | $7,000 | thousands by filing date | |
| Government National Mortgage Association 10.50% 8/15/19 | 36220GHW5 | MBS 30yr | 7,077 | $7,000 | thousands by filing date | |
| Government National Mortgage Association 10.50% 8/15/20 | 36220XT39 | MBS 30yr | 6,974 | $7,000 | thousands by filing date | |
| Government National Mortgage Association 11.50% 4/15/16 | 36225AMM9 | MBS 30yr | 7,111 | $7,000 | thousands by filing date | |
| Government National Mortgage Assoc 8.50% 10/15/27 | 36207E6Y5 | MBS 30yr | 7,227 | $7,000 | thousands by filing date | |
| Government National Mortgage Association 10.50% 11/15/17 | 36218KJ99 | MBS 30yr | 7,596 | $7,000 | thousands by filing date | |
| HCA Healthcare Inc | 40412C101 | COM | 152 | $6,000 | thousands by filing date | |
| Intuit Inc. | 461202103 | COM | 98 | $6,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 31 | $6,000 | thousands by filing date | |
| CARDINAL HEALTH INC | 14149Y108 | COM | 127 | $6,000 | thousands by filing date | |
| SAFEWAY INC | 786514208 | COM NEW | 194 | $6,000 | thousands by filing date | |
| HERSHEY CO COM | 427866108 | Stock | 75 | $6,000 | thousands by filing date | |
| NRG ENERGY INC COM NEW | 629377508 | Stock | 222 | $6,000 | thousands by filing date | |
| EXPEDITORS INTL WASH INC COM | 302130109 | Stock | 153 | $6,000 | thousands by filing date | |
| VERISIGN INC COM | 92343E102 | Stock | 125 | $6,000 | thousands by filing date | |
| ELECTRONIC ARTS INC COM | 285512109 | Stock | 241 | $6,000 | thousands by filing date | |
| ROPER TECHNOLOGIES INC COM | 776696106 | Stock | 46 | $6,000 | thousands by filing date | |
| WEYERHAEUSER CO COM NEW | 962166104 | REIT | 220 | $6,000 | thousands by filing date | |
| EASTMAN CHEM CO COM | 277432100 | Stock | 78 | $6,000 | thousands by filing date | |
| AUTODESK INC COM | 052769106 | Stock | 162 | $6,000 | thousands by filing date | |
| V F CORP COM | 918204108 | Stock | 32 | $6,000 | thousands by filing date | |
| WESCO INTL INC COM | 95082P105 | Stock | 80 | $6,000 | thousands by filing date | |
| AMEREN CORP COM | 023608102 | Stock | 188 | $6,000 | thousands by filing date | |
| FLOWSERVE CORP | 34354P105 | COM | 102 | $6,000 | thousands by filing date | |
| SONOCO PRODS CO | 835495102 | COM | 177 | $6,000 | thousands by filing date | |
| AGCO CORP | 001084102 | COM | 101 | $6,000 | thousands by filing date | |
| CA INC COM | 12673P105 | COM | 229 | $6,000 | thousands by filing date | |
| HCP INC | 40414L109 | COM | 157 | $6,000 | thousands by filing date | |
| Lincoln National Corporat | 524901105 | COM | 181 | $6,000 | thousands by filing date | |
| ROCKWELL COLLINS INC | 774341101 | COM | 91 | $6,000 | thousands by filing date | |
| BALLY TECHNOLOGIES | 05874B107 | COMMON STOCK | 88 | $6,000 | thousands by filing date | |
| HOWARD HUGHES CORPORATION | 44267D107 | COMMON STOCK | 59 | $6,000 | thousands by filing date | |
| TECHNIPFMC PLC | 30249U101 | COM | 115 | $6,000 | thousands by filing date | |
| CALPINE CORP | 131347304 | COM | 318 | $6,000 | thousands by filing date | |
| ITC HLDGS CORP | 465685105 | COM | 67 | $6,000 | thousands by filing date | |
| Federal Home Loan Mortgage Corp 7.00% 11/1/28 | 31292GXF8 | MBS 30yr | 5,597 | $6,000 | thousands by filing date | |
| Federal Home Loan Mortgage Corp 6.50% 11/1/34 | 3128MJAZ3 | MBS 30yr | 5,689 | $6,000 | thousands by filing date | |
| Federal National Mortgage Association 6.00% 10/1/29 | 31374T3C1 | MBS 30yr | 5,810 | $6,000 | thousands by filing date | |
| Federal National Mortgage Association 8.00% 11/1/28 | 31385H2P6 | MBS 30yr | 5,693 | $6,000 | thousands by filing date | |
| Government National Mortgage Association II 7.00% 4/20/26 | 36202CNT6 | MBS 30yr | 5,585 | $6,000 | thousands by filing date | |
| Government National Mortgage Association II 8.00% 3/20/27 | 36202CUW1 | MBS 30yr | 5,800 | $6,000 | thousands by filing date | |
| Government National Mortgage Association 8.00% 4/20/29 | 36202DBM2 | MBS 30yr | 6,502 | $6,000 | thousands by filing date | |
| Government National Mortgage Association 10.50% 7/15/19 | 36220H4E7 | MBS 30yr | 6,222 | $6,000 | thousands by filing date | |
| Government National Mortgage Association 10.50% 8/15/20 | 3622044N6 | MBS 30yr | 6,180 | $6,000 | thousands by filing date | |
| Stryker Corporation | 863667101 | COM | 86 | $5,000 | thousands by filing date | |
| NEWMONT CORP | 651639106 | COM | 183 | $5,000 | thousands by filing date | |
| NEWELL BRANDS INC COM | 651229106 | Stock | 184 | $5,000 | thousands by filing date | |
| MOODYS CORP COM | 615369105 | Stock | 78 | $5,000 | thousands by filing date | |
| AES CORP COM | 00130H105 | Stock | 403 | $5,000 | thousands by filing date | |
| DOLLAR TREE INC COM | 256746108 | Stock | 91 | $5,000 | thousands by filing date | |
| MANPOWERGROUP INC WIS COM | 56418H100 | Stock | 79 | $5,000 | thousands by filing date | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 90 | $5,000 | thousands by filing date | |
| VERISK ANALYTICS INC COM | 92345Y106 | Stock | 79 | $5,000 | thousands by filing date | |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 84 | $5,000 | thousands by filing date | |
| DOLLAR GEN CORP COM | 256677105 | Stock | 94 | $5,000 | thousands by filing date | |
| PITNEY BOWES INC COM | 724479100 | Stock | 321 | $5,000 | thousands by filing date | |
| PACCAR INC COM | 693718108 | Stock | 106 | $5,000 | thousands by filing date | |
| BEST BUY INC COM | 086516101 | Stock | 159 | $5,000 | thousands by filing date | |
| TRANSDIGM GROUP INC COM | 893641100 | Stock | 42 | $5,000 | thousands by filing date | |
| COTERRA ENERGY INC COM | 127097103 | Stock | 152 | $5,000 | thousands by filing date | |
| BROWN FORMAN CORP CL B | 115637209 | Stock | 79 | $5,000 | thousands by filing date | |
| OWENS CORNING NEW | 690742101 | COM | 145 | $5,000 | thousands by filing date | |
| HESS CORP | 42809H107 | COM | 69 | $5,000 | thousands by filing date | |
| DISCOVERY INC | 25470F104 | COM SER A | 61 | $5,000 | thousands by filing date | |
| KANSAS CITY SOUTHERN | 485170302 | COM NEW | 49 | $5,000 | thousands by filing date | |
| COACH INC | 189754104 | COM | 104 | $5,000 | thousands by filing date | |
| PLUM CREEK TIMBER CO INC | 729251108 | COM | 112 | $5,000 | thousands by filing date | |
| BB & T CORP | 054937107 | COM | 173 | $5,000 | thousands by filing date | |
| DU PONT E I DE NEMOURS & CO | 263534109 | COM | 97 | $5,000 | thousands by filing date | |
| AMERICAN NATL INS | 028591105 | COMMON STOCK | 54 | $5,000 | thousands by filing date | |
| CREE INC | 225447101 | COM | 95 | $5,000 | thousands by filing date | |
| SPECTRA ENERGY CORP | 847560109 | COM | 171 | $5,000 | thousands by filing date | |
| FOREST LABS INC | 345838106 | COM | 121 | $5,000 | thousands by filing date | |
| INGRAM MICRO INC | 457153104 | CL A | 223 | $5,000 | thousands by filing date | |
| SALIX PHARMACEUTICALS INC | 795435106 | COM | 83 | $5,000 | thousands by filing date | |
| Federal National Mortgage Association 8.00% 3/1/30 | 31384VZE5 | MBS 30yr | 5,158 | $5,000 | thousands by filing date | |
| Federal National Mortgage Association 6.50% 7/1/32 | 31390NQU9 | MBS 30yr | 5,272 | $5,000 | thousands by filing date | |
| Federal National Mortgage Association 6.50% 7/1/32 | 31402AQK5 | MBS 30yr | 4,486 | $5,000 | thousands by filing date | |
| Government National Mortgage Association 8.50% 12/15/29 | 36209RCL5 | MBS 30yr | 4,522 | $5,000 | thousands by filing date | |
| Government National Mortgage Association 10.50% 5/15/20 | 36220VFE4 | MBS 30yr | 5,758 | $5,000 | thousands by filing date | |
| Government National Mortgage Association 10.50% 7/15/19 | 36220BPA5 | MBS 30yr | 5,875 | $5,000 | thousands by filing date | |
| Government National Mortgage Assoc 8.50% 10/15/29 | 36211NKY3 | MBS 30yr | 5,170 | $5,000 | thousands by filing date | |
| Government National Mortgage Association 10.50% 1/15/17 | 362163ZL4 | MBS 30yr | 5,222 | $5,000 | thousands by filing date | |
| Government National Mortgage Association 10.50% 10/15/16 | 362161YZ8 | MBS 30yr | 5,709 | $5,000 | thousands by filing date | |
| Deere & Company | 244199105 | COM | 53 | $4,000 | thousands by filing date | |
| Duke Energy Corporation | 26441C204 | COM | 63 | $4,000 | thousands by filing date | |
| GANNETT INC | 364730101 | COM | 175 | $4,000 | thousands by filing date | |
| DAVITA INC COM | 23918K108 | Stock | 82 | $4,000 | thousands by filing date | |
| FEDEX CORP COM | 31428X106 | Stock | 37 | $4,000 | thousands by filing date | |
| PULTE GROUP INC COM | 745867101 | Stock | 262 | $4,000 | thousands by filing date | |
| CHENIERE ENERGY INC COM NEW | 16411R208 | Stock | 125 | $4,000 | thousands by filing date | |
| CF INDUSTRIES HOLD COM | 125269100 | Stock | 20 | $4,000 | thousands by filing date | |
| VISHAY INTERTECHNOLOGY INC COM | 928298108 | Stock | 363 | $4,000 | thousands by filing date | |
| BLOCK H & R INC COM | 093671105 | Stock | 157 | $4,000 | thousands by filing date | |
| TEXTRON INC COM | 883203101 | Stock | 166 | $4,000 | thousands by filing date | |
| MURPHY OIL CORP COM | 626717102 | Stock | 75 | $4,000 | thousands by filing date | |
| PUBLIC SVC ENTERPRISE GROUP COM | 744573106 | Stock | 124 | $4,000 | thousands by filing date | |
| GAP INC COM | 364760108 | Stock | 120 | $4,000 | thousands by filing date | |
| LAUDER ESTEE COS INC CL A | 518439104 | Stock | 63 | $4,000 | thousands by filing date | |
| TENET HEALTHCARE CORP COM NEW | 88033G407 | Stock | 102 | $4,000 | thousands by filing date | |
| ALBEMARLE CORP | 012653101 | COM | 70 | $4,000 | thousands by filing date | |
| NCR VOYIX CORPORATION | 62886E108 | COM | 123 | $4,000 | thousands by filing date | |
| GAMESTOP CORP | 36467W109 | CL A | 97 | $4,000 | thousands by filing date | |
| THE COOPER COMPANIES | 216648402 | COM NEW | 36 | $4,000 | thousands by filing date | |
| JACOBS ENGINEERING GROUP INC | 469814107 | COM | 69 | $4,000 | thousands by filing date | |
| DISH NETWORK CORPORATION | 25470M109 | CL A | 108 | $4,000 | thousands by filing date | |
| NOBLE ENERGY INC | 655044105 | COM | 72 | $4,000 | thousands by filing date | |
| KBR INC COM | 48242W106 | Stock | 129 | $4,000 | thousands by filing date | |
| WABCO HLDGS INC | 92927K102 | COM | 56 | $4,000 | thousands by filing date | |
| HARRIS CORP INC | 413875105 | COM | 81 | $4,000 | thousands by filing date | |
| VALARIS ORD | 920355104 | COM | 64 | $4,000 | thousands by filing date | |
| IRON MTN INC NEW REIT | 462846106 | COM | 182 | $4,000 | thousands by filing date | |
| AVON PRODS INC | 054303102 | COM | 240 | $4,000 | thousands by filing date | |
| SIRIUS XM RADIO INC | 82967N108 | COM | 1,273 | $4,000 | thousands by filing date | |
| TRW AUTOMOTIVE HLDGS CORP | 87264S106 | COM | 69 | $4,000 | thousands by filing date | |
| BROCADE COMMUNICATIONS SYS I | 111621306 | COM NEW | 502 | $4,000 | thousands by filing date | |
| DEAN FOODS CO NEW | 242370203 | COM NEW | 215 | $4,000 | thousands by filing date | |
| Federal National Mortgage Association 7.00% 12/1/27 | 31378JGT8 | MBS 30yr | 4,847 | $4,000 | thousands by filing date | |
| Government National Mortgage Association II 7.50% 7/20/28 | 36202C4A8 | MBS 30yr | 3,535 | $4,000 | thousands by filing date | |
| Government National Mortgage Association II 8.00% 9/20/25 | 36202CJ38 | MBS 30yr | 3,665 | $4,000 | thousands by filing date | |
| Government National Mortgage Association 8.00% 9/20/24 | 36202CCE1 | MBS 30yr | 4,029 | $4,000 | thousands by filing date | |
| Government National Mortgage Association II 7.49% 7/20/20 | 3622012R5 | MBS 30yr | 4,330 | $4,000 | thousands by filing date | |
| Government National Mortgage Association II 9.50% 9/20/20 | 36202BT47 | MBS 30yr | 3,933 | $4,000 | thousands by filing date | |
| Government National Mortgage Association 10.50% 6/15/19 | 36219DF23 | MBS 30yr | 4,242 | $4,000 | thousands by filing date | |
| Government National Mortgage Association 10.50% 6/15/19 | 36219QYG2 | MBS 30yr | 4,480 | $4,000 | thousands by filing date | |
| Government National Mortgage Association 10.50% 7/15/16 | 36216KGZ6 | MBS 30yr | 4,122 | $4,000 | thousands by filing date | |
| Government National Mortgage Association 10.50% 7/15/20 | 362200GZ4 | MBS 30yr | 4,507 | $4,000 | thousands by filing date | |
| Government National Mortgage Association 10.50% 8/15/19 | 36219YAN6 | MBS 30yr | 4,469 | $4,000 | thousands by filing date | |
| Government National Mortgage Association 10.50% 8/15/20 | 36220CJN2 | MBS 30yr | 4,564 | $4,000 | thousands by filing date | |
| Government National Mortgage Association 10.50% 9/15/15 | 36215PZS1 | MBS 30yr | 4,583 | $4,000 | thousands by filing date | |
| Government National Mortgage Association 10.50% 1/15/21 | 362207JZ6 | MBS 30yr | 4,076 | $4,000 | thousands by filing date | |
| American Tower Corporation | 03027X100 | COM | 48 | $3,000 | thousands by filing date | |
| AMPHENOL CORP NEW | 032095101 | COM | 47 | $3,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 214 | $3,000 | thousands by filing date | |
| ZIONS BANCORPORATION | 989701107 | COM | 139 | $3,000 | thousands by filing date | |
| FIRSTENERGY CORP | 337932107 | COM | 108 | $3,000 | thousands by filing date | |
| WESTERN DIGITAL CORP | 958102105 | COM | 51 | $3,000 | thousands by filing date | |
| NVR INC COM | 62944T105 | Stock | 4 | $3,000 | thousands by filing date | |
| COGNIZANT TECHNOLOGY SOLUTIONS CL A | 192446102 | Stock | 46 | $3,000 | thousands by filing date | |
| EDWARDS LIFESCIENCES CORP COM | 28176E108 | Stock | 57 | $3,000 | thousands by filing date | |
| TOLL BROTHERS INC COM | 889478103 | Stock | 108 | $3,000 | thousands by filing date | |
| JABIL INC COM | 466313103 | Stock | 167 | $3,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 108 | $3,000 | thousands by filing date | |
| RANGE RES CORP COM | 75281A109 | Stock | 43 | $3,000 | thousands by filing date | |
| DIGITAL RLTY TR INC COM | 253868103 | REIT | 57 | $3,000 | thousands by filing date | |
| AMERICAN ELEC PWR CO INC COM | 025537101 | Stock | 84 | $3,000 | thousands by filing date | |
| BRINKER INTL INC COM | 109641100 | Stock | 86 | $3,000 | thousands by filing date | |
| EXPEDIA GROUP INC COM NEW | 30212P303 | Stock | 60 | $3,000 | thousands by filing date | |
| LAS VEGAS SANDS CORP COM | 517834107 | Stock | 60 | $3,000 | thousands by filing date | |
| IDEXX LABS INC COM | 45168D104 | Stock | 36 | $3,000 | thousands by filing date | |
| MASCO CORP | 574599106 | COM | 169 | $3,000 | thousands by filing date | |
| NORDSON CORP | 655663102 | COM | 47 | $3,000 | thousands by filing date | |
| HOLOGIC INC | 436440101 | COM | 153 | $3,000 | thousands by filing date | |
| BALL CORP | 058498106 | COM | 76 | $3,000 | thousands by filing date | |
| MATTEL INC | 577081102 | COM | 81 | $3,000 | thousands by filing date | |
| FOOT LOCKER INC | 344849104 | COM | 91 | $3,000 | thousands by filing date | |
| STERICYCLE INC | 858912108 | COM | 28 | $3,000 | thousands by filing date | |
| VARIAN MED SYS INC | 92220P105 | COM | 41 | $3,000 | thousands by filing date | |
| CENTURYLINK INC | 156700106 | COM | 103 | $3,000 | thousands by filing date | |
| DIAMOND OFFSHORE DRILLING IN | 25271C102 | COM | 56 | $3,000 | thousands by filing date | |
| LIBERTY PROPERTY TRUST | 531172104 | SH BEN INT | 103 | $3,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 98 | $3,000 | thousands by filing date | |
| WINDSTREAM HLDGS INC | 97382A101 | COM | 475 | $3,000 | thousands by filing date | |
| BAKER HUGHES INC | 057224107 | COM | 81 | $3,000 | thousands by filing date | |
| HOSPIRA INC | 441060100 | COM | 79 | $3,000 | thousands by filing date | |
| HUDSON CITY BANCORP | 443683107 | COM | 383 | $3,000 | thousands by filing date | |
| LSI CORPORATION | 502161102 | COM | 438 | $3,000 | thousands by filing date | |
| LIFE TECHNOLOGIES CORP | 53217V109 | COM | 49 | $3,000 | thousands by filing date | |
| ONYX PHARMACEUTICALS INC | 683399109 | COM | 31 | $3,000 | thousands by filing date | |
| AMERICAN CAPITAL LTD | 02503Y103 | COM | 243 | $3,000 | thousands by filing date | |
| FOREST CITY ENTERPRISES INC | 345550107 | CL A | 188 | $3,000 | thousands by filing date | |
| CORELOGIC INC | 21871D103 | COM | 126 | $3,000 | thousands by filing date | |
| AOL INC | 00184X105 | COM | 91 | $3,000 | thousands by filing date | |
| HSBC HOLDINGS PLC 8% $2 PFD Ser 2 | 404280802 | PREFERRED | 135 | $3,000 | thousands by filing date | |
| Federal National Mortgage Association 6.00% 12/1/33 | 31403MUX5 | MBS 30yr | 2,833 | $3,000 | thousands by filing date | |
| Federal National Mortgage Association 6.50% 3/1/29 | 31382NCE0 | MBS 30yr | 3,027 | $3,000 | thousands by filing date | |
| Federal National Mortgage Association 7.50% 11/1/29 | 31371H2F4 | MBS 30yr | 3,482 | $3,000 | thousands by filing date | |
| Government National Mortgage Association II 8.00% 5/20/29 | 36202DB26 | MBS 30yr | 3,117 | $3,000 | thousands by filing date | |
| Government National Mortgage Association II 8.00% 9/20/18 | 36202BF34 | MBS 30yr | 3,821 | $3,000 | thousands by filing date | |
| Reserve Primary Fund | 761056407 | Open-End Fund | 3,330 | $3,000 | thousands by filing date | |
| Government National Mortgage Association 7.49% 10/15/20 | 3622013F0 | MBS 30yr | 3,916 | $3,000 | thousands by filing date | |
| Government National Mortgage Association II 7.49% 6/20/20 | 36220TMS0 | MBS 30yr | 3,282 | $3,000 | thousands by filing date | |
| Government National Mortgage Association 9.50% 2/15/19 | 3621965Z6 | MBS 30yr | 3,797 | $3,000 | thousands by filing date | |
| Government National Mortgage Association 9.50% 10/15/19 | 36220H5Z9 | MBS 30yr | 3,303 | $3,000 | thousands by filing date | |
| Government National Mortgage Association 10.50% 3/15/16 | 362152DX5 | MBS 30yr | 2,986 | $3,000 | thousands by filing date | |
| Government National Mortgage Association 10.50% 8/15/19 | 362155MZ3 | MBS 30yr | 3,003 | $3,000 | thousands by filing date | |
| Government National Mortgage Assoc 8.50% 11/15/29 | 36211MMB3 | MBS 30yr | 3,526 | $3,000 | thousands by filing date | |
| Government National Mortgage Assoc 8.50% 12/15/29 | 36211SRV1 | MBS 30yr | 3,587 | $3,000 | thousands by filing date | |
| Government National Mortgage Association 10.50% 11/15/20 | 362207FJ6 | MBS 30yr | 3,784 | $3,000 | thousands by filing date | |
| CONSOLIDATED EDISON INC | 209115104 | COM | 46 | $2,000 | thousands by filing date | |
| FIRST SOLAR INC COM | 336433107 | Stock | 50 | $2,000 | thousands by filing date | |
| CELANESE CORP DEL COM | 150870103 | Stock | 40 | $2,000 | thousands by filing date | |
| HUNTSMAN CORP | 447011107 | COM | 131 | $2,000 | thousands by filing date | |
| DR PEPPER SNAPPLE GROUP INC | 26138E109 | COM | 58 | $2,000 | thousands by filing date | |
| Lowes Companies Inc | 42222G108 | LOW | 85 | $2,000 | thousands by filing date | |
| ATMEL CORP | 049513104 | COM | 341 | $2,000 | thousands by filing date | |
| GREEN MTN COFFEE ROASTERS IN | 393122106 | COM | 34 | $2,000 | thousands by filing date | |
| APOLLO GROUP INC | 037604105 | CL A | 122 | $2,000 | thousands by filing date | |
| CYTEC INDS INC | 232820100 | COM | 36 | $2,000 | thousands by filing date | |
| MCDERMOTT INTL INC | 580037109 | COM | 356 | $2,000 | thousands by filing date | |
| PNC FINANCIAL 6.125% $1.53125 PFD | 693475857 | PREFERRED | 115 | $2,000 | thousands by filing date | |
| LLOYDS BANKING GROUP PLC | 539439802 | PRF | 108 | $2,000 | thousands by filing date | |
| Deutsche Bk Tst 6.55%Perp Cl 5 | 25153x208 | PFD | 102 | $2,000 | thousands by filing date | |
| Federal Home Loan Mortgage Corp 7.00% 10/1/29 | 31293XP51 | MBS 30yr | 2,614 | $2,000 | thousands by filing date | |
| Federal Home Loan Mortgage Corp 9.50% 8/1/21 | 313960XS0 | MBS 30yr | 2,617 | $2,000 | thousands by filing date | |
| Federal National Mortgage Association 7.50% 5/1/29 | 31382ULZ7 | MBS 30yr | 2,217 | $2,000 | thousands by filing date | |
| Federal National Mortgage Association 6.00% 11/1/36 | 31411AWL5 | MBS 30yr | 2,442 | $2,000 | thousands by filing date | |
| Government National Mortgage Association II 7.50% 4/20/26 | 36202CNV1 | MBS 30yr | 2,142 | $2,000 | thousands by filing date | |
| Government National Mortgage Association II 7.50% 4/20/28 | 36202C2M4 | MBS 30yr | 2,377 | $2,000 | thousands by filing date | |
| Government National Mortgage Association 9.50% 7/15/17 | 36218DSL8 | MBS 30yr | 2,473 | $2,000 | thousands by filing date | |
| Government National Mortgage Association 10.50% 3/15/16 | 36215YPU8 | MBS 30yr | 2,599 | $2,000 | thousands by filing date | |
| Government National Mortgage Association 10.50% 6/15/19 | 362191G28 | MBS 30yr | 2,429 | $2,000 | thousands by filing date | |
| Government National Mortgage Association 10.50% 8/15/19 | 36220HLL2 | MBS 30yr | 2,390 | $2,000 | thousands by filing date | |
| Government National Mortgage Assoc 8.50% 12/15/28 | 36210FBP0 | MBS 30yr | 2,613 | $2,000 | thousands by filing date | |
| Government National Mortgage Assoc 8.50% 3/15/27 | 36207UQ43 | MBS 30yr | 2,362 | $2,000 | thousands by filing date | |
| Government National Mortgage Association 10.50% 1/15/20 | 36220QXG0 | MBS 30yr | 2,117 | $2,000 | thousands by filing date | |
| Government National Mortgage Association 10.50% 10/15/15 | 36215MJC1 | MBS 30yr | 2,945 | $2,000 | thousands by filing date | |
| Government National Mortgage Association 10.50% 11/15/20 | 362207FF4 | MBS 30yr | 2,498 | $2,000 | thousands by filing date | |
| Government National Mortgage Association 10.50% 11/15/20 | 3622084T4 | MBS 30yr | 2,857 | $2,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 523 | $1,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 22 | $1,000 | thousands by filing date | |
| ZOETIS INC CL A | 98978V103 | Stock | 37 | $1,000 | thousands by filing date | |
| AMERICAN CAPITAL AGENCY CORP | 02503X105 | COMMON STOCK | 66 | $1,000 | thousands by filing date | |
| ROYAL BANK OF SCOTLAND GROUP PLC | 780097788 | PREFERRED STOCK | 93 | $1,000 | thousands by filing date | |
| CITIGROUP CAPITAL 7.875 XIII | 173080201 | PREFERR | 40 | $1,000 | thousands by filing date | |
| JP MORGAN CHASE & CO | 46637G124 | COM | 56 | $1,000 | thousands by filing date | |
| CHICAGO BRIDGE & IRON CO NV | 167250109 | N Y REGISTRY SH | 16 | $1,000 | thousands by filing date | |
| PHARMACYCLICS INC | 716933106 | COM | 10 | $1,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06739F390 | ADR 2 PREF 2 | 42 | $1,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H776 | SP ADR 7.1%PF3 | 62 | $1,000 | thousands by filing date | |
| GOLDMAN SACHS GROUP $1.625 PFD | 38144G184 | PREFERRED | 69 | $1,000 | thousands by filing date | |
| GOLDMAN SACHS GROUP INC 6.125% $1.53125 PFD | 38145X111 | PREFERRED | 67 | $1,000 | thousands by filing date | |
| ING GROUP NV 7.2% $1.8 PFD | 456837301 | PREFERRED | 42 | $1,000 | thousands by filing date | |
| AEGON NV $2 PFD | 007924608 | PREFERRED | 38 | $1,000 | thousands by filing date | |
| AEGON NV 6.375 $1.594 PFD | 007924301 | PREFERRED | 82 | $1,000 | thousands by filing date | |
| VORNADO RLTY L P PINES 7.875%3 | 929043602 | PFD | 60 | $1,000 | thousands by filing date | |
| CAPITAL ONE FINL 6.00% | 14040H402 | PRF | 68 | $1,000 | thousands by filing date | |
| BB&T CORP 5.625% PFD | 054937404 | ps | 76 | $1,000 | thousands by filing date | |
| GENERAL ELECTRIC CAP CORP 4.875% | 369622428 | PREFERRED | 51 | $1,000 | thousands by filing date | |
| CITIGROUP CAPITAL IX | 173066200 | PRD | 47 | $1,000 | thousands by filing date | |
| JPMORGAN CHASE 5.5% PFD | 48126E750 | PRD | 91 | $1,000 | thousands by filing date | |
| ING GROEP N V | 456837202 | PRF | 53 | $1,000 | thousands by filing date | |
| Citigroup 5.8% B1 Call 4/18 QD | 172967366 | PFD | 49 | $1,000 | thousands by filing date | |
| BNY MELLON | 064058209 | PFD | 75 | $1,000 | thousands by filing date | |
| Integrys Holding, 6PFD Due 08/01/73 | 45822P204 | PFD | 64 | $1,000 | thousands by filing date | |
| Wells Fargo & 5.85 PFD PFD Ser Q | 949746556 | PFD | 68 | $1,000 | thousands by filing date | |
| Government National Mortgage Association II 8.00% 10/20/25 | 36202CKP7 | MBS 30yr | 1,651 | $1,000 | thousands by filing date | |
| Government National Mortgage Association 8.00% 4/20/25 | 36202CF57 | MBS 30yr | 1,067 | $1,000 | thousands by filing date | |
| Government National Mortgage Association 8.00% 8/20/28 | 36202C4S9 | MBS 30yr | 1,281 | $1,000 | thousands by filing date | |
| Government National Mortgage Association 10.50% 12/15/20 | 362203FT3 | MBS 30yr | 999 | $1,000 | thousands by filing date | |
| Government National Mortgage Association 10.50% 2/15/16 | 36215NS88 | MBS 30yr | 1,509 | $1,000 | thousands by filing date | |
| Government National Mortgage Association 10.50% 3/15/19 | 362192MX1 | MBS 30yr | 1,941 | $1,000 | thousands by filing date | |
| Government National Mortgage Association 10.50% 6/15/19 | 36220B6N8 | MBS 30yr | 1,731 | $1,000 | thousands by filing date | |
| Government National Mortgage Association 10.50% 6/15/19 | 36220BRH8 | MBS 30yr | 1,312 | $1,000 | thousands by filing date | |
| Government National Mortgage Association 10.50% 7/15/19 | 36217FAM1 | MBS 30yr | 1,890 | $1,000 | thousands by filing date | |
| Government National Mortgage Association 10.50% 7/15/19 | 36220B6V0 | MBS 30yr | 1,032 | $1,000 | thousands by filing date | |
| Government National Mortgage Association 10.50% 7/15/20 | 36220XB95 | MBS 30yr | 1,238 | $1,000 | thousands by filing date | |
| Government National Mortgage Association 10.50% 8/15/19 | 36220HSG6 | MBS 30yr | 1,065 | $1,000 | thousands by filing date | |
| Government National Mortgage Association 10.50% 8/15/20 | 362200JD0 | MBS 30yr | 1,822 | $1,000 | thousands by filing date | |
| Government National Mortgage Association 10.50% 9/15/18 | 36219F4R5 | MBS 30yr | 1,283 | $1,000 | thousands by filing date | |
| Government National Mortgage Assoc 8.50% 10/15/29 | 36207KWT3 | MBS 30yr | 1,765 | $1,000 | thousands by filing date | |
| Government National Mortgage Assoc 8.50% 10/15/29 | 36211JSN8 | MBS 30yr | 1,161 | $1,000 | thousands by filing date | |
| Government National Mortgage Assoc 8.50% 11/15/24 | 36205BH47 | MBS 30yr | 1,456 | $1,000 | thousands by filing date | |
| Government National Mortgage Assoc 8.50% 5/15/27 | 36207TYM7 | MBS 30yr | 1,069 | $1,000 | thousands by filing date | |
| Government National Mortgage Assoc 8.50% 9/15/29 | 36207KWM8 | MBS 30yr | 1,029 | $1,000 | thousands by filing date | |
| Government National Mortgage Association 10.50% 12/15/15 | 36215VSK3 | MBS 30yr | 1,675 | $1,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 13 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Vertex Pharmaceuticals Incorporated | 92532F100 | COM | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MURPHY USA INC COM | 626755102 | Stock | 18 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Goldman Sachs Series D Pref | 38144G804 | Preferred Stock | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GOLDMAN SACHS PFD VARIABLE RAT | 38143Y665 | PREFERR | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MORGAN STANLEY PFD A 1/1000 | 61747S504 | PREFERR | 23 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| US BANCORP | 902973155 | Common Stock | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HSBC HLDGS PLC | 404280604 | ADR A 1/40PF A | 33 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VORNADO REALTY 5.4 PFDPFD SER L | 929042844 | PREFERRED STOCK | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BARCLAYS BANK PLC | 06739H511 | ADS7.75%PFD S4 | 24 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ROYAL BK SCOTLAND GROUP PL | 780097754 | ADR PREF SHS Q | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ROYAL BK SCOTLAND GROUP PL | 780097770 | ADR PREF SER N | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ROYAL BK SCOTLAND GROUP PL | 780097796 | SP ADR PREF M | 29 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BARCLAYS BANK PLC 8.125% P | 06739H362 | ADR PFD SR 5 | 31 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DB Cont Capital Trust III 7.6% Preferred | 25154A108 | Pfd Stk | 35 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Dominion Res Inc Enhanced Jr Sub Notes 2009A | 25746U604 | Com | 26 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Wells Fargo & Co 8.0% PFD Non Cum Cl J | 949746879 | Pfd Stk | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ING GROUP N V PERP HYB CAP | 456837608 | PRD | 43 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Hartford Financial Serv | 416518504 | COM | 19 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GENERAL ELEC CAP $1.219 PFD | 369622410 | PREFERRED | 45 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DIGITAL REALTY TRUST $1.75 PFD | 253868707 | PREFERRED | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KIMCO RLTY CORP $1.5 PFD | 49446R794 | PREFERRED | 30 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DTE ENERGY CO $1.313 PFD | 233331701 | PREFERRED | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DUKE ENERGY CORP $1.281 PFD | 26441C303 | PREFERRED | 19 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| STANLEY BLACK & DECKER INC $1.438 PFD | 854502705 | PREFERRED | 34 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| STATE STR CORP PFD | 857477509 | PREFERRED | 39 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MORGAN STANLEY CAPITAL TRUST 6.45% $1.6125 PFD | 61753R200 | PREFERRED | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MORGAN STANLEY CP TR III $0.0625 PFD | 617460209 | PREFERRED | 23 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BB&T CORP $1.4625 PFD | 054937206 | PREFERRED | 19 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| US BANCORP DEL DEP $1.625 PFD Ser F | 902973833 | PREFERRED | 36 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AEGON NV PFD | 007924509 | PREFERRED | 35 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| JPM CHASE CAPITAL XXIX 6.7% $1.675 PFD | 48125E207 | PREFERRED | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BANK OF AMERICA CORP 6.375% $1.594 PFD | 060505617 | PREFERRED | 19 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PUBLIC STORAGE 6.875% $1.7188 PFD | 74460D182 | PREFERRED | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PUBLIC STORAGE DEP $1.475 PFD | 74460W206 | PREFERRED | 28 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALLSTATE CORP PFD | 020002309 | PREFERRED | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RAYMOND JAMES FINANCIAL INC SR NT 6.9 PFD | 754730208 | PREFERRED | 13 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| REGENCY CTRS CORP $1.65625 PFD | 758849707 | PREFERRED | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VORNADO RLTY TR $1.425 PFD | 929042851 | PREFERRED | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NATIONAL RETAIL PROPERTIES | 637417601 | PFD | 26 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| QWEST CORP | 74913G204 | PFD | 31 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| QWEST CORP | 74913G501 | PFD | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ROYAL BANK SCOTLAND GRP PLC 6.6% PFD SER B | 780097739 | PFD | 26 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BB&T CORPORATION 5.20% SER G NON-CUM PFD | 054937800 | PFD | 38 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| US Bancorp | 902973817 | PFD | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Wells Fargo Pfd | 949746747 | PFD | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BofA Preferred | 060505740 | PFD | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MERRILL LYNCH 6.45% | 590199204 | PRF | 40 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MORGAN STANLEY 6.6% C11 | 61750K208 | PRF | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BANK OF AMERICA | 060505831 | PFD | 36 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ENTERGY ARKANSAS | 29364D761 | PFD | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KIMCO PFD H 6.90% H K | 49446R828 | PREFERR | 22 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MORGAN STNLY CAP 5.75%33 | 617466206 | ps | 19 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PRUDENTIAL FIN 5.75%52 | 744320607 | ps | 22 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| US BANCORP 5.15% PFD SERIES H | 902973791 | PREFERR | 18 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VENTAS REALTY LP 5.450% PREFER | 92276M204 | PREFERR | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VORNADO REALTY TRUST 6.875% SE | 929042869 | PREFERR | 14 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MORGAN STANLEY 6.600% PFD | 617461207 | PREFERR | 18 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MORGAN STANLEY CAP TRUST #4 PF | 617462205 | PREFERR | 18 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PUBLIC STORAGE 5.20% SERIES X | 74460W107 | PREFERR | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COMCAST CORP NEW NT 61 | 20030N606 | PREFERR | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WELLS FARGO & COMPANY 5.125% P | 949746721 | PREFERR | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SUNTRUST BANKS 5.875% SERIES E | 867914889 | PREFERR | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TELEPHONE & DATA SYSTEM 7.000% | 879433837 | PREFERR | 19 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DEUTSCHE BANK CAPITAL FUNDING VIII 6.375% | 25153U204 | PREFERRED | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SENIOR HOUSING PROP TRUST 5.625% | 81721M208 | PREFERRED | 22 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Public Storage 6.35% Pfd Series R | 74460d125 | com | 29 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Weingarten Realty 6.5% Pfd Series F | 948741889 | com | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Weingarten Realty 8.1% Notes (c091514) | 948741848 | com | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Digital Realty Trust 6.625% Pfd Series F | 253868806 | com | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Hospitality Properties Trust- | 44106M607 | PFD | 27 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Qwest Corporation 7.50% Notes | 74913G303 | PFD | 33 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GOLDMAN SACHS 5.95% PFD SER I | 38145G209 | PRD | 30 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KIMCO REALTY CORP | 49446R778 | PRD | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CITY NATL CORP SER C | 17800x202 | PREFERRED | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GE CAPITAL CORP | 369622394 | PREFERRED | 46 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KIMCO RLTY CORP DEP1/1000PFD K | 49446R745 | PFD | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PS BUSINESS PKS INC CALIF DEP | 69360J685 | PFD | 31 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PS BUSINESS PKS INC CALIF S R1 | 69360J669 | PFD | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PUBLIC STORAGE PFD T 1/1000TH | 74460W404 | PFD | 34 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| REALTY INCOME CORP PFD CL F | 756109807 | PFD | 30 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| REGENCY CTRS CORP PFD SER 7 6 | 758849806 | PFD | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CITIGROUP CAPITAL XVII | 17311H209 | PRF | 13 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRST NIAGARA FINANCIAL GROUP | 33582V207 | PRF | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AEGON NV PERPETUAL | 007924400 | PRF | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ING GROEP N V | 456837400 | PRF | 14 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ING GROEP N V | 456837509 | PRF | 23 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MERRILL LYNCH CAPITAL | 59024T203 | PRF | 26 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PRUDENTIAL FINANCIAL INC | 744320706 | PRF | 29 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PUBLIC STORAGE DEP SHS | 74460W602 | PRF | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| UNITED STATES CELLULAR | 911684405 | PRF | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ENTERGY ARKANSAS INC | 29364D779 | PRF | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ENTERGY MISSISSIPPI 2051 1ST MTG BN | 29364N835 | PREFERRED STOCK | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NEXTERA ENERGY CAPITAL 5.7% | 65339K605 | PREFERRED STOCK | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PUBLIC STORAGE 6.5% PFD PERP SERIES | 74460D141 | PREFERRED STOCK | 19 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PPL Corp. 5.9% | 69352P202 | PRD | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Protective Life 6.25% Callable | 743674608 | PFD | 18 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Scana Corp 7.70% 2065 Cl1/2015 | 80589m201 | PFD | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Telephone & Data 6.875% Cl 11/ | 879433845 | PFD | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CenturyLink SnNotes 7.0% 2050 | 74913G402 | PFD | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DTE Energy 6.5% Jr Sub Call 12 | 233331602 | PFD | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Deutsche Bank 8.05% Prp Cl6/18 | 25150l108 | PFD | 13 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Affiliated Mgrs Senior Nt 5.25 | 008252868 | PRD | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Nextera Energy Ser H 5.625% du | 65339K704 | PRD | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TORCHMARK CORP | 891027302 | PFD | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WELLS FARGO | 949746655 | PFD | 14 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALEXANDRIA REAL | 015271703 | PFD | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BB&T CORPORATION | 054937602 | PFD | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NEXTERA ENERGY | 65339K803 | PFD | 22 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Entergy TX 7.875% 06/01/2039 | 29365T203 | Pfd Stk | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PS Bus Parks 6.45% | 69360J719 | PFD | 19 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Public Storage 5.3 | 74460W800 | PFD | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Allstate Corp 5.62 | 020002408 | PFD | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CITIGROUP CAP XI6% CAP SEC TRUPSCALLABLE 9/27/09 | 17307Q205 | EQUITIES | 26 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COUNTRYWIDE CAP IVGTD TR PFD SECS | 22238E206 | EQUITIES | 26 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TCF FINL CORP DELDEP SHS REPSTG1/1000 | 872277207 | EQUITIES | 16 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BERKLEY CORPORATION | 084423409 | PUBLIC | 18 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HEALTH CARE REIT SERIES J | 42217K700 | PUBLIC | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NEXTERA ENERGY 5.00% SER J | 65339K886 | PUBLIC | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DIGITAL RLTY TR - PFD G | 253868889 | EQPFD | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| UBS PFD TR IV | 90263W201 | EQPFD | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMER FINANCIAL GP INC HLDG CO | 025932500 | PRF | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GOLDMAN SACHS GROUP INC | 38145G308 | PRF | 13 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ENTERGY LOUISIANA LLC 1ST MTG | 29364w306 | PFD | 19 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMG Pfd 6.375% | 008252876 | Pfd | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AFLAC INC 5.5%52SUB DE | 001055300 | pfd | 21 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMERICAN FINANCIAL GROUP | 025932401 | STOCK | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Citigroup Inc | 172967358 | COM | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| National Retail Properties Inc | 637417809 | Preferred Stock | 23 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALLSTATE CORP 675 1688 PFD | 020002606 | COMMON | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Entergy Ark Inc 1ST | 29364D753 | Equity | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GNMA PL 001790M 824 | 36202B7B5 | GIN | 156 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ENTERGY LO | 29364W405 | Preferred Stock | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GNMA PASS-THRU M SINGLE FAMILY | 36202B5R2 | SINGLE FAMILY | 54 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Government National Mortgage Association 7.00% 3/20/23 | 36202BA88 | MBS 30yr | 271 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Federal National Mortgage Association 10.00% 10/1/17 | 313614SD2 | MBS 30yr | 36 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140361-13-041681 | superseded | 2013-11-12 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001140361-14-012284 | this filing | 2014-03-12 | acceptance time not in the bulk data set |