13F-HR filed by ANGELO GORDON & CO., L.P.
ANGELO GORDON & CO., L.P. filed this 13F-HR for the quarter ended 2013-12-31, filed 2014-02-14, with 70 holding rows worth $1,277,958,000.
- Accession
- 0001140361-14-007767
- Filer
- CIK 860662
- Filed
- 2014-02-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2013
A holdings report, 70 entries on the cover page, a total value of $1,277,958,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $1,277,958,000 with VALUE read as thousands by filing date, 13F file number 028-02616. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ALLIANCE DATA SYSTEMS CORP CONV DTD 5/15/2010 4.75% 5/15/2014 | 018581AC2 | CONVERTIBLE | 22,927,000 | $126,471,000 | thousands by filing date | principal |
| LIFE TECHNOLOGIES CORP | 53217V109 | COM | 1,500,000 | $113,700,000 | thousands by filing date | call |
| GENERAL MTRS CO | 37045V118 | *W EXP 07/10/201 | 1,712,972 | $70,009,000 | thousands by filing date | |
| CEMEX SAB DE CV | 151290BC6 | NOTE 3.750% 3/1 | 51,000,000 | $69,169,000 | thousands by filing date | principal |
| VODAFONE GP PLC | 92857W209 | ADR | 1,575,000 | $61,913,000 | thousands by filing date | |
| FAIRPOINT COMMUNICATIONS INC | 305560302 | COM NEW | 5,128,325 | $58,001,000 | thousands by filing date | |
| QUAD / GRAPHICS INC | 747301109 | COM CL A | 2,102,522 | $57,252,000 | thousands by filing date | |
| WESCO INTERNATIONAL INC | 95082PAH8 | CNV | 13,737,000 | $44,491,000 | thousands by filing date | principal |
| SPY | 78462F103 | SHS | 200,000 | $36,938,000 | thousands by filing date | put |
| ALCOA INC | 013817AT8 | NOTE 5.250% 3/1 | 21,000,000 | $34,781,000 | thousands by filing date | principal |
| MYLAN INC | 628530AJ6 | CORPORATE OBLIG | 10,500,000 | $34,427,000 | thousands by filing date | principal |
| LENDER PROCESSING SVCS INC | 52602E102 | COM | 900,000 | $33,642,000 | thousands by filing date | |
| GENERAL MTRS CO | 37045V126 | *W EXP 07/10/201 | 759,587 | $31,044,000 | thousands by filing date | |
| TRW AUTOMOTIVE INC | 87264MAH2 | NOTE 3.500%12/0 | 11,500,000 | $29,167,000 | thousands by filing date | principal |
| T-Mobile US,Inc. | 872590104 | COM | 830,000 | $27,921,000 | thousands by filing date | |
| ARCELORMITTAL | L0302D178 | PREFERRED STOCK | 1,030,000 | $26,555,000 | thousands by filing date | principal |
| GENERAL MTRS CO | 37045V134 | WAR | 600,000 | $24,522,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061GAD3 | CNV | 7,047,000 | $24,506,000 | thousands by filing date | principal |
| CROWN CASTLE CNV PFD | 228227500 | PFDs, REITs, | 238,500 | $23,939,000 | thousands by filing date | |
| HUDSON CITY BANCORP | 443683107 | COM | 2,300,000 | $21,689,000 | thousands by filing date | |
| ENERSYS 3.375 | 29275YAA0 | NOTE | 11,750,000 | $20,717,000 | thousands by filing date | principal |
| THERAVANCE INC | 88338TAB0 | CORPORATE OBLIG | 13,500,000 | $19,626,000 | thousands by filing date | principal |
| XILINX INC | 983919AD3 | SDCV 3.125% 3/1 | 12,000,000 | $18,998,000 | thousands by filing date | principal |
| AK STL CORP | 001546AP5 | NOTE 5.000%11/1 | 11,450,000 | $18,485,000 | thousands by filing date | principal |
| FORD MTR CO COM | 345370860 | Stock | 1,040,400 | $16,053,000 | thousands by filing date | |
| RESPONSYS INC | 761248103 | COM | 535,000 | $14,664,000 | thousands by filing date | |
| CUBIST PHARMACEUTICALS INC | 229678107 | COM | 181,500 | $12,500,000 | thousands by filing date | |
| DOMINION RES INC VA NEW | 25746U885 | UNIT 07/01/2016 | 225,000 | $12,220,000 | thousands by filing date | |
| Starwood Property Trust, Inc. | 85571BAB1 | CONV | 10,500,000 | $11,616,000 | thousands by filing date | principal |
| TRINITY INDS INC | 896522109 | COM | 195,700 | $10,670,000 | thousands by filing date | |
| PHH CORP | 693320AN3 | CORPORATE OBLIG | 10,000,000 | $10,669,000 | thousands by filing date | principal |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 396,437 | $10,010,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 348,400 | $9,043,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC | 595017AB0 | SDCV 2.125%12/1 | 5,000,000 | $8,678,000 | thousands by filing date | principal |
| Prologis,Inc. | 74340W103 | COM | 213,700 | $7,896,000 | thousands by filing date | |
| JINKOSOLAR HLDG CO LTD | 47759TAA8 | NOTE 4.000% 5/1 | 6,500,000 | $7,028,000 | thousands by filing date | principal |
| AIRTRAN HLDGS INC | 00949PAD0 | NOTE 5.250%11/0 | 3,881,000 | $6,564,000 | thousands by filing date | principal |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 250,000 | $6,313,000 | thousands by filing date | put |
| PRICELINE GRP INC | 741503403 | COM NEW | 5,400 | $6,277,000 | thousands by filing date | |
| AG MTG INVT TR INC | 001228105 | COM | 400,000 | $6,256,000 | thousands by filing date | |
| ANR 4.875 12/20 | 02076XAF9 | Bond 30/360P2 U | 5,500,000 | $5,933,000 | thousands by filing date | principal |
| THOMPSON CREEK METALS CO INC | 884768300 | UNIT 99/99/9999 | 450,000 | $5,868,000 | thousands by filing date | |
| BLACKSTONE MTG TR INC | 09257WAA8 | NOTE 5.250pcnt12/0 | 4,870,000 | $5,126,000 | thousands by filing date | principal |
| ELY 3.75 08/19 | 131193AC8 | Bond 30/360P2 U | 4,000,000 | $4,925,000 | thousands by filing date | principal |
| NEWMONT CORP | 651639106 | COM | 206,600 | $4,758,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 40,000 | $4,552,000 | thousands by filing date | |
| SOLARFUN POWER HOLDINGS CO L | 83415UAB4 | NOTE 3.500% 1/1 | 5,000,000 | $4,547,000 | thousands by filing date | principal |
| JOS A BANK CLOTHIERS INC | 480838101 | COM | 80,000 | $4,382,000 | thousands by filing date | |
| RPM INTL INC COM | 749685103 | Stock | 102,200 | $4,242,000 | thousands by filing date | |
| STANLEY BLACK & DECKER INC | 854502804 | UNIT 11/17/20166 | 40,000 | $4,116,000 | thousands by filing date | |
| VANTAGE DRILLING COMPANY | G93205AA3 | NOTE 7.875% 9/0 | 3,495,000 | $4,107,000 | thousands by filing date | principal |
| DOMINION RES INC VA NEW | 25746U703 | UNIT 04/01/2013 | 75,000 | $4,073,000 | thousands by filing date | |
| CONSUMER PORTFOLIO SERVICES | 210502100 | COMMON STOCK | 409,390 | $3,844,000 | thousands by filing date | call |
| PULSE ELECTRONICS CORP | 74586WAA4 | NOTE 7.00%12/1 | 5,000,000 | $3,700,000 | thousands by filing date | principal |
| RAS 4 10/1/33 | 749227AB0 | Bond 30/360P2 U | 3,500,000 | $3,465,000 | thousands by filing date | principal |
| AMERICAN CAP MTG INVT CORP | 02504A104 | COM | 198,000 | $3,457,000 | thousands by filing date | |
| LAM RESEARCH CORP | 512807108 | COM | 61,300 | $3,338,000 | thousands by filing date | |
| AMERICAN RLTY CAP PPTYS INC | 02917TAB0 | NOTE 3.750%12/1 | 3,000,000 | $3,039,000 | thousands by filing date | principal |
| CINEDIGM CORP COM | 172406100 | COM | 1,377,613 | $2,783,000 | thousands by filing date | |
| PPL CORP | 69351T114 | UNIT 99/99/9999S | 50,000 | $2,637,000 | thousands by filing date | |
| HUDSON CITY BANCORP | 443683107 | COM | 250,000 | $2,358,000 | thousands by filing date | put |
| AMERICAN RLTY CAP PPTYS INC | 02917TAA2 | NOTE 3.000% 8/0 | 2,000,000 | $1,999,000 | thousands by filing date | principal |
| GAIN CAP HLDGS INC | 36268WAA8 | NOTE 4.125%12/0 | 2,000,000 | $1,861,000 | thousands by filing date | principal |
| NUANCE COMMUNICATIONS INC | 67020Y100 | COM | 72,800 | $1,107,000 | thousands by filing date | |
| KBHOME | 48666K109 | COM | 48,700 | $890,000 | thousands by filing date | |
| SWIFT TRANSPORTATION CO | 87074U101 | COM | 36,275 | $806,000 | thousands by filing date | |
| OCLARO INC | 67555N206 | COM | 320,963 | $799,000 | thousands by filing date | |
| RLJ ENTMT INC | 74965F104 | COM | 80,000 | $383,000 | thousands by filing date | |
| ZAIS FINANCIAL CORP | 98886K108 | COM | 17,214 | $276,000 | thousands by filing date | |
| OFFICE DEPOT INC | 676220106 | COM | 31,500 | $167,000 | thousands by filing date | call |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140361-14-007767 | this filing | 2014-02-14 | acceptance time not in the bulk data set |