13F-HR filed by PRELUDE CAPITAL MANAGEMENT, LLC
PRELUDE CAPITAL MANAGEMENT, LLC filed this 13F-HR for the quarter ended 2013-12-31, filed 2014-02-14, with 1,578 holding rows worth $605,936,000.
- Accession
- 0001140361-14-007396
- Filer
- CIK 1387508
- Filed
- 2014-02-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2013
A holdings report, 1,578 entries on the cover page, a total value of $605,936,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $605,975,000 with VALUE read as thousands by filing date, 13F file number 028-12257. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SPY | 78462F103 | SHS | 137,900 | $25,469,000 | thousands by filing date | put |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 60,000 | $9,928,000 | thousands by filing date | call |
| GENERAL MTRS CO COM | 37045V100 | Stock | 162,753 | $6,652,000 | thousands by filing date | |
| STARWOOD PPTY TR INC COM | 85571B105 | REIT | 171,658 | $4,755,000 | thousands by filing date | |
| CONSTELLIUM NV-CLASS A | N22035104 | CL A | 203,833 | $4,743,000 | thousands by filing date | |
| LIFE TECHNOLOGIES CORP | 53217V109 | COM | 61,900 | $4,692,000 | thousands by filing date | |
| CONSOL ENERGY INC | 20854P109 | COM | 118,671 | $4,514,000 | thousands by filing date | |
| HALLIBURTON CO COM | 406216101 | Stock | 84,107 | $4,268,000 | thousands by filing date | |
| CORECIVIC INC | 22025Y407 | COM | 128,780 | $4,130,000 | thousands by filing date | |
| OCWEN FINL CORP | 675746309 | COM NEW | 70,100 | $3,887,000 | thousands by filing date | call |
| LIBERTY GLOBAL PLC | G5480U104 | SHS CL A | 43,365 | $3,859,000 | thousands by filing date | |
| Ashland | 044209104 | Common | 38,999 | $3,784,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 6,395 | $3,588,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 67,150 | $3,499,000 | thousands by filing date | |
| GENCORP INC | 368682100 | COM | 192,593 | $3,471,000 | thousands by filing date | |
| TESORO CORP | 881609101 | COM | 59,200 | $3,463,000 | thousands by filing date | call |
| HUDSON CITY BANCORP | 443683107 | COM | 362,467 | $3,418,000 | thousands by filing date | |
| LIBERTY INTERACTIVE CORP | 53071M880 | LBT VENT COM A | 26,099 | $3,199,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 83,110 | $3,137,000 | thousands by filing date | |
| HARRIS TEETER SUPERMARKETS I | 414585109 | COM | 63,400 | $3,129,000 | thousands by filing date | |
| OCWEN FINL CORP | 675746309 | COM NEW | 55,439 | $3,074,000 | thousands by filing date | |
| JOS A BANK CLOTHIERS INC | 480838101 | COM | 53,357 | $2,922,000 | thousands by filing date | |
| NISOURCE INC COM | 65473P105 | Stock | 85,694 | $2,818,000 | thousands by filing date | |
| VALEANT PHARMACEUTICALS INTL | 91911K102 | COM | 23,805 | $2,795,000 | thousands by filing date | |
| CAMECO CORP COM | 13321L108 | Stock | 133,674 | $2,776,000 | thousands by filing date | |
| RYMAN HOSPITALITY PPTYS INC COM | 78377T107 | REIT | 66,165 | $2,764,000 | thousands by filing date | |
| LinnCo, LLC | 535782106 | LTD | 89,720 | $2,764,000 | thousands by filing date | |
| NORTHSTAR RLTY FIN CORP | 66704R100 | COM | 205,444 | $2,763,000 | thousands by filing date | |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 99,929 | $2,745,000 | thousands by filing date | |
| IAC INTERACTIVECORP | 44919P508 | COM | 39,000 | $2,677,000 | thousands by filing date | call |
| PowerShares QQQ Trust Unit Ser | 73935A104 | COM | 30,000 | $2,639,000 | thousands by filing date | put |
| SCORPIO TANKERS INC | Y7542C106 | COMMON STOCK-FO | 222,807 | $2,627,000 | thousands by filing date | |
| BRE PROPERTIES INC | 05564E106 | CL A | 45,618 | $2,496,000 | thousands by filing date | |
| ALTISOURCE RESIDENTIAL CORP | 02153W100 | CL B | 82,645 | $2,488,000 | thousands by filing date | |
| FLOTEK INDS INC DEL | 343389102 | COM | 121,378 | $2,436,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 29,962 | $2,311,000 | thousands by filing date | |
| HERTZ GLOBAL HLDGS INC N | 42805T105 | COM | 78,288 | $2,241,000 | thousands by filing date | |
| EOG RES INC COM | 26875P101 | Stock | 13,342 | $2,239,000 | thousands by filing date | |
| Gulfport Energy | 402635304 | COM | 34,442 | $2,174,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 28,479 | $2,144,000 | thousands by filing date | |
| TESSERA TECHNOLOGIES INC | 88164L100 | COM | 104,515 | $2,060,000 | thousands by filing date | |
| COMMONWEALTH REIT | 203233101 | COMMON STOCK | 87,500 | $2,040,000 | thousands by filing date | |
| CONTINENTAL RES INC | 212015101 | COM | 18,122 | $2,039,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 22,285 | $2,008,000 | thousands by filing date | |
| HEALTH MGMT ASSOC INC NEW | 421933102 | CL A | 153,000 | $2,004,000 | thousands by filing date | |
| VIROPHARMA INC | 928241108 | COMMON STOCK | 40,000 | $1,994,000 | thousands by filing date | |
| CARRIZO OIL & GAS INC | 144577103 | COM | 43,669 | $1,955,000 | thousands by filing date | |
| COMPUWARE CORP | 205638109 | COM | 173,293 | $1,943,000 | thousands by filing date | |
| BROADCOM CORP | 111320107 | CL A | 65,192 | $1,933,000 | thousands by filing date | |
| INTEROIL CORP | 460951106 | COM | 37,519 | $1,932,000 | thousands by filing date | |
| KODIAK OIL & GAS CORP | 50015Q100 | COM | 171,091 | $1,918,000 | thousands by filing date | |
| 38259p508 | COM | 1,706 | $1,912,000 | thousands by filing date | ||
| ALLISON TRANSMISSION HLDGS I | 01973R101 | COM | 68,303 | $1,886,000 | thousands by filing date | |
| CABLEVISION SYS CORP | 12686C109 | CL A NY CABLVS | 101,713 | $1,824,000 | thousands by filing date | |
| NAVIGATOR HLDGS LTD SHS | Y62132108 | Stock | 67,310 | $1,813,000 | thousands by filing date | |
| TESSERA TECHNOLOGIES INC | 88164L100 | COM | 91,200 | $1,798,000 | thousands by filing date | call |
| COBALT INTL ENERGY INC | 19075F106 | COM | 107,997 | $1,777,000 | thousands by filing date | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 19,124 | $1,754,000 | thousands by filing date | |
| ACCURAY INC | 004397AC9 | BOND | 1,000,000 | $1,731,000 | thousands by filing date | principal |
| SEADRILL ORD | G7945E105 | COM | 41,884 | $1,719,000 | thousands by filing date | |
| SEMGROUP CORP | 81663A105 | CL A | 26,054 | $1,700,000 | thousands by filing date | |
| LAS VEGAS SANDS CORP COM | 517834107 | Stock | 21,531 | $1,698,000 | thousands by filing date | |
| DOMINION DIAMOND CORP | 257287102 | COM | 117,995 | $1,694,000 | thousands by filing date | |
| E M C CORP MASS | 268648102 | COM | 66,867 | $1,682,000 | thousands by filing date | |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 10,000 | $1,655,000 | thousands by filing date | put |
| KERYX BIOPHARMACEUTICALS | 492515101 | COMMON STOCK | 127,500 | $1,651,000 | thousands by filing date | |
| Ashland | 044209104 | Common | 16,900 | $1,640,000 | thousands by filing date | call |
| COTERRA ENERGY INC COM | 127097103 | Stock | 42,036 | $1,629,000 | thousands by filing date | |
| Duke Energy Corporation | 26441C204 | COM | 23,558 | $1,626,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U104 | SHS CL A | 18,200 | $1,620,000 | thousands by filing date | call |
| DAVITA INC COM | 23918K108 | Stock | 25,204 | $1,597,000 | thousands by filing date | |
| BLACKHAWK NETWORK HOLDING INC | 09238E104 | COMMON STOCK | 63,077 | $1,593,000 | thousands by filing date | |
| CF INDUSTRIES HOLD COM | 125269100 | Stock | 6,751 | $1,573,000 | thousands by filing date | |
| YAHOO INC | 984332106 | COM | 38,662 | $1,563,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 38,200 | $1,561,000 | thousands by filing date | call |
| VIVUS INC | 928551100 | COM | 171,200 | $1,554,000 | thousands by filing date | call |
| DIAMONDBACK ENERGY INC COM | 25278X109 | Stock | 29,335 | $1,551,000 | thousands by filing date | |
| HEWLETT PACKARD CO | 428236103 | COM | 54,546 | $1,526,000 | thousands by filing date | |
| FORESTAR GROUP, INC. | 346233109 | COMMON STOCK | 71,013 | $1,510,000 | thousands by filing date | |
| THE ADT CORPORATION | 00101J106 | COM | 36,918 | $1,494,000 | thousands by filing date | |
| Equinix, Inc. | 29444U502 | EQIX | 8,365 | $1,484,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 19,521 | $1,466,000 | thousands by filing date | |
| STERLING FINL CORP WASH | 859319303 | COM NEW | 42,986 | $1,465,000 | thousands by filing date | |
| CIMAREX ENERGY CO COM | 171798101 | Stock | 13,913 | $1,460,000 | thousands by filing date | |
| UGI CORP NEW COM | 902681105 | Stock | 35,058 | $1,454,000 | thousands by filing date | |
| CMS ENERGY CORP COM | 125896100 | Stock | 54,042 | $1,447,000 | thousands by filing date | |
| DAUCH CORP | 024061103 | COM | 70,600 | $1,444,000 | thousands by filing date | |
| ULTRATECH INC | 904034105 | COM | 49,250 | $1,428,000 | thousands by filing date | |
| CHORD ENERGY CORPORATION | 674215108 | COMMON STOCK | 30,235 | $1,420,000 | thousands by filing date | |
| Anywhere Real Estate Inc | 75605Y106 | Common Stock | 28,675 | $1,419,000 | thousands by filing date | |
| HILLSHIRE BRANDS CO | 432589109 | COM | 42,400 | $1,418,000 | thousands by filing date | call |
| GENCORP INC | 368682100 | COM | 78,200 | $1,409,000 | thousands by filing date | call |
| WESTERN DIGITAL CORP | 958102105 | COM | 16,784 | $1,408,000 | thousands by filing date | |
| NETAPP INC COM | 64110D104 | Stock | 34,179 | $1,406,000 | thousands by filing date | |
| EBAY INC. COM | 278642103 | Stock | 25,276 | $1,387,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 7,500 | $1,385,000 | thousands by filing date | call |
| JOS A BANK CLOTHIERS INC | 480838101 | COM | 25,000 | $1,369,000 | thousands by filing date | put |
| DIREXION SHS ETF TR | 25459Y488 | DLY SC BEAR3XNEW | 80,000 | $1,358,000 | thousands by filing date | call |
| KIRBY CORP | 497266106 | COM | 13,637 | $1,353,000 | thousands by filing date | |
| The Jones Group Inc | 48020T101 | COM | 90,300 | $1,351,000 | thousands by filing date | |
| VEEVA SYS INC CL A COM | 922475108 | Stock | 42,000 | $1,348,000 | thousands by filing date | put |
| CONSTELLATION BRANDS INC CL A | 21036P108 | Stock | 18,730 | $1,318,000 | thousands by filing date | |
| SEAGATE TECHNOLOGY PLC | G7945M107 | SHS | 23,093 | $1,297,000 | thousands by filing date | |
| HARRIS CORP INC | 413875105 | COM | 18,470 | $1,289,000 | thousands by filing date | |
| NRG YIELD INC | 62942X108 | CL C | 31,951 | $1,278,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 25,500 | $1,264,000 | thousands by filing date | |
| XPO LOGISTICS INC | 983793AA8 | NOTE | 750,000 | $1,260,000 | thousands by filing date | principal |
| EXTERRAN HLDGS INC | 30225X103 | COM | 36,665 | $1,254,000 | thousands by filing date | |
| ARQ INC | 00770C101 | COM | 23,045 | $1,250,000 | thousands by filing date | |
| NOBLE CORP | H5833N103 | COMMON STOCK-FO | 32,797 | $1,229,000 | thousands by filing date | |
| EXELIXIS INC | 30161QAC8 | NOTE 4.250% 8/1 | 1,000,000 | $1,225,000 | thousands by filing date | principal |
| U S SILICA HLDGS INC | 90346E103 | COM | 35,746 | $1,219,000 | thousands by filing date | |
| RDA MICROELECTRONICS INC | 749394102 | SPONSORED ADR | 67,200 | $1,202,000 | thousands by filing date | |
| GROUPON INC | 399473107 | COMMON STOCK | 101,700 | $1,197,000 | thousands by filing date | |
| VISTEON CORP | 92839U206 | COM NEW | 14,418 | $1,181,000 | thousands by filing date | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 13,334 | $1,180,000 | thousands by filing date | |
| GROUPON INC | 399473107 | COMMON STOCK | 100,000 | $1,177,000 | thousands by filing date | call |
| HUNTSMAN CORP | 447011107 | COM | 47,064 | $1,158,000 | thousands by filing date | |
| WESTERN REFNG INC | 959319104 | COM | 27,239 | $1,155,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 44,081 | $1,144,000 | thousands by filing date | |
| PROSHARES TR | 74347R214 | PSHS ULT NASB | 7,562 | $1,138,000 | thousands by filing date | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 22,553 | $1,137,000 | thousands by filing date | |
| ASIAINFO-LINKAGE INC | 04518A104 | COM | 94,886 | $1,135,000 | thousands by filing date | |
| WUXI PHARMATECH CAYMAN INC | 929352102 | SPONS ADR SHS | 29,120 | $1,118,000 | thousands by filing date | |
| EMERALD OIL INC | 29101U209 | COM NEW | 145,407 | $1,114,000 | thousands by filing date | |
| LOUISIANA PAC CORP COM | 546347105 | Stock | 59,900 | $1,109,000 | thousands by filing date | |
| SEADRILL ORD | G7945E105 | COM | 27,000 | $1,109,000 | thousands by filing date | call |
| FIRST REPUBLIC BANK/SAN FRANCI | 33616C100 | COM | 21,100 | $1,105,000 | thousands by filing date | |
| STARWOOD PROPERTY TRUST INC | 85571BAA3 | CORPORATE OBLIG | 1,000,000 | $1,104,000 | thousands by filing date | principal |
| NQ MOBILE INC | 64118U108 | ADR REPR CL A | 75,000 | $1,103,000 | thousands by filing date | |
| SYNERGY RES CORP | 87164P103 | COM | 116,676 | $1,080,000 | thousands by filing date | |
| SANDRIDGE ENERGY INC | 80007P307 | COM | 176,673 | $1,072,000 | thousands by filing date | |
| VODAFONE GP PLC | 92857W209 | ADR | 27,000 | $1,061,000 | thousands by filing date | call |
| Crown Castle | 228227104 | COM | 14,300 | $1,050,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 20,500 | $1,047,000 | thousands by filing date | |
| ITC HLDGS CORP | 465685105 | COM | 10,907 | $1,045,000 | thousands by filing date | |
| PULTE GROUP INC COM | 745867101 | Stock | 50,921 | $1,037,000 | thousands by filing date | |
| METHANEX CORP COM | 59151K108 | Stock | 17,512 | $1,037,000 | thousands by filing date | |
| PIONEER NATURAL RESOURCES CO | 723787107 | COM | 5,628 | $1,036,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 26,974 | $1,032,000 | thousands by filing date | |
| MARIN SOFTWARE INC | 56804T106 | COM | 100,018 | $1,024,000 | thousands by filing date | |
| DIRECTV | 25490A309 | COM | 14,740 | $1,018,000 | thousands by filing date | |
| EV ENERGY PARTNERS LP | 26926V107 | COM UNITS | 30,000 | $1,018,000 | thousands by filing date | call |
| DUNKIN BRANDS GROUP INC | 265504100 | COM | 20,900 | $1,007,000 | thousands by filing date | |
| AMERICAN CAMPUS COMMUNITIES | 024835100 | COM | 31,100 | $1,002,000 | thousands by filing date | |
| Adobe Inc | 00724F101 | COM | 16,710 | $1,001,000 | thousands by filing date | |
| MDC PARTNERS INC | 552697104 | CL A SUB VTG | 39,153 | $999,000 | thousands by filing date | |
| PATTERSON-UTI ENERGY INC | 703481101 | COM | 39,084 | $990,000 | thousands by filing date | |
| Cole Real Estate Investments | 19329V105 | COM | 69,800 | $980,000 | thousands by filing date | |
| SUSSER HOLDINGS CORP | 869233106 | COMMON STOCK | 14,928 | $978,000 | thousands by filing date | |
| ESSEX PPTY TR INC COM | 297178105 | REIT | 6,800 | $976,000 | thousands by filing date | |
| DTE ENERGY CO COM | 233331107 | Stock | 14,625 | $971,000 | thousands by filing date | |
| SINCLAIR BROADCAST GROUP INC | 829226109 | CL A | 27,000 | $965,000 | thousands by filing date | |
| DARLING INGREDIENTS INC COM | 237266101 | Stock | 46,187 | $964,000 | thousands by filing date | |
| UNITED RENTALS INC COM | 911363109 | Stock | 12,310 | $960,000 | thousands by filing date | |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 37,800 | $954,000 | thousands by filing date | |
| CREE INC | 225447101 | COM | 14,900 | $932,000 | thousands by filing date | |
| OCEANEERING INTL INC | 675232102 | COM | 11,781 | $929,000 | thousands by filing date | |
| Albany Molecular Research Conv | 012423AA7 | CONV | 1,000,000 | $928,000 | thousands by filing date | principal |
| AK STEEL HOLDING CORP | 001547108 | COM | 112,400 | $922,000 | thousands by filing date | |
| Morgan Stanley | 617446448 | COM | 29,250 | $917,000 | thousands by filing date | |
| EXPRESS SCRIPTS HLDG CO | 30219G108 | COM | 13,050 | $917,000 | thousands by filing date | |
| HOME INNS & HOTELS MGMT INC | 43713W107 | SPON ADR | 21,000 | $916,000 | thousands by filing date | |
| CBL & ASSOCIATES PROPERTIES IN | 124830100 | COM | 50,900 | $914,000 | thousands by filing date | |
| CNH INDL N V SHS | N20944109 | Stock | 80,000 | $908,000 | thousands by filing date | |
| PARKER DRILLING CO | 701081101 | COMMON STOCK | 111,607 | $907,000 | thousands by filing date | |
| TRINITY BIOTECH PLC | 896438306 | SPON ADR NEW | 36,000 | $905,000 | thousands by filing date | |
| ARES COML REAL ESTATE CORP | 04013V108 | COM | 68,977 | $904,000 | thousands by filing date | |
| KKR FINL HLDGS LLC | 48248A306 | COM | 74,166 | $904,000 | thousands by filing date | |
| VIACOM INC | 92553P201 | CL B | 10,335 | $903,000 | thousands by filing date | |
| HDFC BANK LTD SPONSORED ADS | 40415F101 | ADR | 26,080 | $898,000 | thousands by filing date | |
| DIAMONDROCK HOSPITALITY CO | 252784301 | COM | 77,740 | $898,000 | thousands by filing date | |
| MELCO RESORTS & ENTERTAINMENT | 585464100 | ADR | 22,900 | $898,000 | thousands by filing date | |
| TJX Companies Inc | 872540109 | COM | 13,990 | $892,000 | thousands by filing date | |
| QEP RESOURCES INC | 74733V100 | COM | 28,999 | $889,000 | thousands by filing date | |
| STATOIL ASA | 85771P102 | SPONSORED ADR | 36,669 | $885,000 | thousands by filing date | |
| ARMSTRONG WORLD INDS INC NEW | 04247X102 | COM | 15,330 | $883,000 | thousands by filing date | |
| F5 INC COM | 315616102 | Stock | 9,700 | $881,000 | thousands by filing date | |
| PowerShares QQQ Trust Unit Ser | 73935A104 | COM | 10,000 | $880,000 | thousands by filing date | call |
| META PLATFORMS INC CL A | 30303M102 | COM | 16,050 | $877,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 11,175 | $876,000 | thousands by filing date | |
| REED ELSEVIER N V | 758204200 | SPONS ADR NEW | 41,337 | $875,000 | thousands by filing date | |
| EDISON INTL COM | 281020107 | Stock | 18,868 | $874,000 | thousands by filing date | |
| KILROY REALTY CORP COM | 49427F108 | REIT | 17,390 | $873,000 | thousands by filing date | |
| RECEPTOS, INC. | 756207106 | COMMON STOCK | 30,000 | $870,000 | thousands by filing date | |
| SELECT INCOME REIT | 81618T100 | COM SH BEN INT | 32,494 | $869,000 | thousands by filing date | |
| HOSPITALITY PROPERTIES TRUST | 44106M102 | COM SH BEN INT | 32,100 | $868,000 | thousands by filing date | |
| TELEFLEX INC | 879369AA4 | NOTE 3.875% 8/0 | 550,000 | $868,000 | thousands by filing date | principal |
| LASALLE HOTEL PROPERTIES | 517942108 | COM | 28,100 | $867,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 9,001 | $856,000 | thousands by filing date | |
| DELEK US HOLDINGS INC | 246647101 | COMMON STOCK | 24,781 | $853,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 6,787 | $848,000 | thousands by filing date | |
| LEGGETT & PLATT INC | 524660107 | COM | 27,345 | $846,000 | thousands by filing date | |
| XPO INC COM | 983793100 | Stock | 32,000 | $841,000 | thousands by filing date | |
| WESTERN UN CO COM | 959802109 | Stock | 48,740 | $841,000 | thousands by filing date | |
| XOMA CORP DEL | 98419J107 | COM | 125,000 | $841,000 | thousands by filing date | |
| KBR INC COM | 48242W106 | Stock | 26,350 | $840,000 | thousands by filing date | |
| ENCORE CAP GROUP INC | 292554AC6 | NOTE 3.000%11/2 | 500,000 | $840,000 | thousands by filing date | principal |
| L-3 COMMUNICATIONS HLDGS INC | 502424104 | COM | 7,853 | $839,000 | thousands by filing date | |
| INCYTE CORP COM | 45337C102 | Stock | 16,465 | $834,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 14,200 | $830,000 | thousands by filing date | |
| DUKE REALTY CORP | 264411505 | COM NEW | 55,000 | $827,000 | thousands by filing date | |
| MENS WEARHOUSE INC | 587118100 | COM | 16,175 | $826,000 | thousands by filing date | |
| LSI CORPORATION | 502161102 | COM | 74,800 | $825,000 | thousands by filing date | |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 16,800 | $824,000 | thousands by filing date | |
| Micron Technology,Inc. | 595112103 | COM | 37,850 | $823,000 | thousands by filing date | |
| HELIX ENERGY SOLUTIONS GRP INC COM | 42330P107 | Stock | 34,997 | $811,000 | thousands by filing date | |
| TAUBMAN CTRS INC | 876664103 | COM | 12,690 | $811,000 | thousands by filing date | |
| LENDER PROCESSING SVCS INC | 52602E102 | COM | 21,700 | $811,000 | thousands by filing date | |
| ANNALY CAP MGMT INC | 035710AB8 | NOTE 5.000% 5/1 | 800,000 | $810,000 | thousands by filing date | principal |
| RYLAND GROUP INC | 783764103 | COM | 18,600 | $807,000 | thousands by filing date | |
| KANSAS CITY SOUTHERN | 485170302 | COM NEW | 6,500 | $805,000 | thousands by filing date | |
| PACTERA TECHNOLOGY INTERNATIONAL | 695255109 | COMMON STOCK-FO | 112,600 | $805,000 | thousands by filing date | |
| ATWOOD OCEANICS INC | 050095108 | COM | 15,001 | $801,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 9,720 | $800,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 2,000 | $798,000 | thousands by filing date | put |
| Verizon Communications Inc | 92343V104 | COM | 16,192 | $796,000 | thousands by filing date | |
| PEBBLEBROOK HOTEL TR | 70509V100 | COM | 25,800 | $794,000 | thousands by filing date | |
| SODASTREAM INTERNATIONAL | M9068E105 | LTD | 16,000 | $794,000 | thousands by filing date | |
| OCEANEERING INTL INC | 675232102 | COM | 10,000 | $789,000 | thousands by filing date | put |
| NOVAGOLD RES INC | 66987EAA5 | NOTE 5.500% 5/0 | 800,000 | $785,000 | thousands by filing date | principal |
| STEALTHGAS INC | Y81669106 | COM | 76,716 | $782,000 | thousands by filing date | |
| LIBERTY INTERACTIVE CORP | 53071M104 | INT COM SER A | 26,604 | $781,000 | thousands by filing date | |
| FRESENIUS MEDICAL CARE AG SPONSORED ADR | 358029106 | ADR | 5,081 | $779,000 | thousands by filing date | |
| PENNYMAC MTG INVT TR COM | 70931T103 | REIT | 33,900 | $778,000 | thousands by filing date | |
| NPK INTERNATIONAL INC | 651718504 | COMMON STOCK | 63,337 | $778,000 | thousands by filing date | |
| REPROS THERAPEUTICS INC | 76028H126 | *W EXP 02/08/201 | 49,000 | $774,000 | thousands by filing date | |
| DIAMOND OFFSHORE DRILLING IN | 25271C102 | COM | 13,530 | $770,000 | thousands by filing date | |
| ECOPETROL S A SPONSORED ADS | 279158109 | ADR | 20,001 | $769,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 24,700 | $757,000 | thousands by filing date | |
| CANADIAN PACIFIC RAILWAYS | 13645T100 | COM | 5,000 | $757,000 | thousands by filing date | |
| ALLETE INC | 018522300 | COM NEW | 15,176 | $757,000 | thousands by filing date | |
| NOBLE ENERGY INC | 655044105 | COM | 11,112 | $757,000 | thousands by filing date | |
| TRW AUTOMOTIVE HLDGS CORP | 87264S106 | COM | 10,165 | $756,000 | thousands by filing date | |
| TOWERS WATSON & CO | 891894107 | CL A | 5,890 | $752,000 | thousands by filing date | |
| WEIGHT WATCHERS INTL INC | 948626106 | COM | 22,500 | $741,000 | thousands by filing date | call |
| NextEra Energy,Inc. | 65339F101 | COM | 8,637 | $739,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 19,733 | $738,000 | thousands by filing date | |
| LYONDELLBASELL INDUSTRIES NV SHS - A - | N53745100 | Stock | 9,189 | $738,000 | thousands by filing date | |
| YONGYE INTL INC | 98607B106 | COM | 115,000 | $736,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 6,445 | $735,000 | thousands by filing date | |
| MERITAGE HOMES CORP COM | 59001A102 | Stock | 15,300 | $734,000 | thousands by filing date | |
| NEWCASTLE INVT CORP | 65105M108 | COM | 127,600 | $732,000 | thousands by filing date | |
| MAGNUM HUNTER RES CORP COM | 55973B102 | COM | 100,005 | $731,000 | thousands by filing date | |
| AES CORP COM | 00130H105 | Stock | 49,992 | $725,000 | thousands by filing date | |
| CAPITALSOURCE INC | 14055X102 | COM | 50,400 | $724,000 | thousands by filing date | |
| REX ENERGY CORPORATION | 761565100 | COM | 36,669 | $723,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 45,000 | $721,000 | thousands by filing date | put |
| GRAPHIC PACKAGING HLDG CO COM | 388689101 | Stock | 74,500 | $715,000 | thousands by filing date | |
| ALIGN TECHNOLOGY INC COM | 016255101 | Stock | 12,500 | $714,000 | thousands by filing date | put |
| MASCO CORP | 574599106 | COM | 31,374 | $714,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 25,934 | $704,000 | thousands by filing date | |
| NEXSTAR MEDIA GROUP INC COMMON STOCK | 65336K103 | Stock | 12,500 | $697,000 | thousands by filing date | |
| CALLIDUS SOFTWARE INC | 13123E500 | COM | 50,000 | $687,000 | thousands by filing date | |
| JABIL INC COM | 466313103 | Stock | 38,564 | $673,000 | thousands by filing date | |
| PBF ENERGY INC | 69318G106 | CL A | 21,251 | $669,000 | thousands by filing date | |
| SEMPRA COM | 816851109 | Stock | 7,446 | $668,000 | thousands by filing date | |
| TEXAS INDUSTRIES INC | 882491103 | COM | 9,700 | $667,000 | thousands by filing date | |
| UNITED THERAPEUTICS CORP DEL COM | 91307C102 | Stock | 5,876 | $664,000 | thousands by filing date | |
| Apollo Global Management | 037612306 | COM | 20,932 | $662,000 | thousands by filing date | |
| Broadcom Inc | Y0486S104 | Common | 12,500 | $661,000 | thousands by filing date | |
| ALERE INC | 01449J105 | COM | 18,197 | $659,000 | thousands by filing date | |
| O-I GLASS, INC. | 690768403 | COM | 18,360 | $657,000 | thousands by filing date | |
| FIRST INDL RLTY TR INC COM | 32054K103 | REIT | 37,400 | $653,000 | thousands by filing date | |
| BONANZA CREEK ENERGY INC | 097793103 | COMMON STOCK | 15,032 | $653,000 | thousands by filing date | |
| HI-TECH PHARMACAL CO INC | 42840B101 | COMMON STOCK | 15,000 | $651,000 | thousands by filing date | |
| iShares MSCI Mexico ETF | 464286822 | SHS | 9,500 | $646,000 | thousands by filing date | |
| ALEXANDERS INC COM | 014752109 | REIT | 1,957 | $646,000 | thousands by filing date | |
| HCA Healthcare Inc | 40412C101 | COM | 13,450 | $642,000 | thousands by filing date | |
| ROSETTA RESOURCES INC | 777779307 | COM | 13,333 | $641,000 | thousands by filing date | |
| TRINITY INDS INC | 896522109 | COM | 11,744 | $640,000 | thousands by filing date | |
| DICKS SPORTING GOODS INC COM | 253393102 | Stock | 10,975 | $638,000 | thousands by filing date | |
| ISHARES TR | 464287739 | U.S. REAL ES ETF | 10,000 | $631,000 | thousands by filing date | call |
| GROUP 1 AUTOMOTIVE INC | 398905AE9 | FRNT | 500,000 | $631,000 | thousands by filing date | principal |
| EAGLE MATLS INC COM | 26969P108 | Stock | 8,140 | $630,000 | thousands by filing date | |
| HESS CORP | 42809H107 | COM | 7,576 | $629,000 | thousands by filing date | |
| AEGEAN MARINE PETROLEUM NETW | Y0017S102 | SHS | 56,000 | $628,000 | thousands by filing date | |
| XEROX CORP | 984121103 | COM | 51,545 | $627,000 | thousands by filing date | |
| MORGANS HOTEL GROUP CO | 61748W108 | COM | 77,028 | $626,000 | thousands by filing date | |
| SUNGY MOBILE LTD | 86737M100 | ADR | 30,500 | $626,000 | thousands by filing date | |
| DECKERS OUTDOOR CORP | 243537107 | COM | 7,400 | $625,000 | thousands by filing date | call |
| TATA MTRS LTD | 876568502 | SPONSORED ADR | 20,001 | $616,000 | thousands by filing date | |
| VITAL ENERGY INC | 516806106 | COMMON STOCK | 22,241 | $616,000 | thousands by filing date | |
| MBIA INC | 55262C100 | COMMON STOCK | 51,231 | $612,000 | thousands by filing date | |
| Prologis,Inc. | 74340W103 | COM | 16,490 | $609,000 | thousands by filing date | |
| REGENERON PHARMACEUTICALS COM | 75886F107 | Stock | 2,212 | $609,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 9,623 | $609,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 11,550 | $600,000 | thousands by filing date | |
| ROYAL BANK OF SCOT-SPON ADR | 780097689 | SPON | 81,900 | $595,000 | thousands by filing date | |
| CHECK POINT SOFTWARE TECH LTD ORD | M22465104 | Stock | 9,200 | $593,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 15,070 | $593,000 | thousands by filing date | |
| UNS ENERGY CORP | 903119105 | COM | 9,900 | $593,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 7,520 | $591,000 | thousands by filing date | |
| NOVO-NORDISK A S ADR | 670100205 | ADR | 3,230 | $591,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW | 84860W102 | COM | 60,000 | $590,000 | thousands by filing date | |
| CHINA LODGING GROUP LTD | 16949N109 | SPONSORED ADR | 19,100 | $582,000 | thousands by filing date | |
| SOUTHWEST GAS HLDGS INC COM | 844895102 | Stock | 10,400 | $581,000 | thousands by filing date | |
| COCA COLA ENTERPRISES INC NE | 19122T109 | COM | 13,169 | $581,000 | thousands by filing date | |
| ROUNDY'S INC | 779268101 | COM | 58,900 | $581,000 | thousands by filing date | |
| DENBURY RES INC | 247916208 | COM NEW | 35,279 | $580,000 | thousands by filing date | |
| PRICELINE GRP INC | 741503403 | COM NEW | 497 | $578,000 | thousands by filing date | |
| ACADIA PHARMACEUTICALS INC | 004225108 | COM | 23,020 | $575,000 | thousands by filing date | |
| ALIGN TECHNOLOGY INC COM | 016255101 | Stock | 10,000 | $571,000 | thousands by filing date | |
| COVIDIEN PLC | G2554F113 | SHS | 8,320 | $567,000 | thousands by filing date | |
| FRESH MKT INC | 35804H106 | COM | 14,000 | $567,000 | thousands by filing date | |
| RIGNET INC | 766582100 | COM | 11,829 | $567,000 | thousands by filing date | |
| MONRO INC | 610236101 | COMMON STOCK | 10,000 | $564,000 | thousands by filing date | call |
| International Business Machines Corporation | 459200101 | COM | 3,000 | $563,000 | thousands by filing date | put |
| ISOFTSTONE HLDGS LTD | 46489B108 | SPONSORED ADS | 110,000 | $563,000 | thousands by filing date | |
| FINISAR CORP | 31787A507 | COM NEW | 23,500 | $562,000 | thousands by filing date | |
| NEW ORIENTAL EDUCATION & TECHN | 647581107 | SPON ADR | 17,800 | $561,000 | thousands by filing date | |
| CELGENE CORP | 151020104 | COM | 3,318 | $561,000 | thousands by filing date | |
| VERINT SYS INC | 92343X100 | COM | 13,048 | $560,000 | thousands by filing date | |
| VECTREN CORP | 92240G101 | COM | 15,752 | $559,000 | thousands by filing date | |
| URBAN OUTFITTERS INC | 917047102 | COM | 15,000 | $557,000 | thousands by filing date | |
| TWENTY FIRST CENTY FOX INC | 90130A101 | CL A | 15,751 | $554,000 | thousands by filing date | |
| TRONOX LTD | Q9235V101 | SHS CL A | 24,000 | $554,000 | thousands by filing date | |
| CANADIAN SOLAR INC | 136635109 | COM | 18,385 | $548,000 | thousands by filing date | |
| JOS A BANK CLOTHIERS INC | 480838101 | COM | 10,000 | $548,000 | thousands by filing date | call |
| NORTHWESTERN ENERGY GROUP INC COM NEW | 668074305 | Stock | 12,589 | $545,000 | thousands by filing date | |
| ALCOA INC | 013817101 | COM | 51,210 | $544,000 | thousands by filing date | |
| COLONY CAP INC | 19624R106 | CL A | 26,750 | $543,000 | thousands by filing date | |
| CAMERON INTERNATIONAL CORP | 13342B105 | COM | 9,090 | $541,000 | thousands by filing date | |
| WESTLAKE CORPORATION | 960413102 | COM | 4,412 | $539,000 | thousands by filing date | |
| ATHENAHEALTH INC | 04685W103 | COMMON STOCK | 4,000 | $538,000 | thousands by filing date | |
| ATHENAHEALTH INC | 04685W103 | COMMON STOCK | 4,000 | $538,000 | thousands by filing date | put |
| GREEN PLAINS INC | 393222104 | COM | 27,600 | $535,000 | thousands by filing date | |
| GIVEN IMAGING LTD | M52020100 | ORD | 17,800 | $535,000 | thousands by filing date | |
| QUALITY DISTR INC FLA | 74756M102 | COM | 41,521 | $533,000 | thousands by filing date | |
| VIVUS INC | 928551100 | COM | 58,750 | $533,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 4,600 | $531,000 | thousands by filing date | put |
| FIRSTENERGY CORP | 337932107 | COM | 16,059 | $530,000 | thousands by filing date | |
| FORTINET INC COM | 34959E109 | Stock | 27,724 | $530,000 | thousands by filing date | |
| HEALTHSOUTH CORP | 421924309 | COM NEW | 15,900 | $530,000 | thousands by filing date | put |
| TWO HARBORS INVESTMENT CORP | 90187B101 | COMMON STOCK | 57,000 | $529,000 | thousands by filing date | |
| TRULIA INC | 897888103 | COM | 15,000 | $529,000 | thousands by filing date | |
| ALEXION PHARMACEUTICALS INC | 015351109 | COM | 3,972 | $528,000 | thousands by filing date | |
| PPL CORP COM | 69351T106 | Stock | 17,505 | $527,000 | thousands by filing date | |
| CBRE GROUP INC CL A | 12504L109 | Stock | 20,000 | $526,000 | thousands by filing date | |
| SOUTH JERSEY INDUSTRIES INC | 838518108 | COM | 9,363 | $524,000 | thousands by filing date | |
| SPRINT CORP | 85207U105 | COM SER 1 | 48,472 | $521,000 | thousands by filing date | |
| INFOBLOX INC | 45672H104 | COM | 15,700 | $518,000 | thousands by filing date | |
| REPUBLIC AWYS HLDGS INC | 760276105 | COM | 48,315 | $516,000 | thousands by filing date | |
| Stryker Corporation | 863667101 | COM | 6,850 | $515,000 | thousands by filing date | |
| ARUBA NETWORKS INC | 043176106 | COM | 28,700 | $514,000 | thousands by filing date | |
| GOODRICH PETE CORP | 382410405 | COM NEW | 30,161 | $513,000 | thousands by filing date | |
| AEROVIRONMENT INC COM | 008073108 | Stock | 17,500 | $510,000 | thousands by filing date | |
| EV ENERGY PARTNERS LP | 26926V107 | COM UNITS | 15,000 | $509,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 VALUE ETF | 464287598 | ETF | 5,374 | $506,000 | thousands by filing date | |
| E M C CORP MASS | 268648102 | COM | 20,000 | $503,000 | thousands by filing date | put |
| FIRST SOLAR INC COM | 336433107 | Stock | 9,089 | $497,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 32,000 | $497,000 | thousands by filing date | |
| MURPHY OIL CORP COM | 626717102 | Stock | 7,593 | $493,000 | thousands by filing date | |
| INTERMUNE INC | 45884X103 | COM | 33,191 | $489,000 | thousands by filing date | |
| TAUBMAN CTRS INC | 876664103 | COM | 7,600 | $486,000 | thousands by filing date | call |
| NUANCE COMMUNICATIONS | 67020YAF7 | CORPORATE OBLIG | 500,000 | $486,000 | thousands by filing date | principal |
| BROOKDALE SR LIVING INC | 112463104 | COM | 17,800 | $484,000 | thousands by filing date | |
| GSV CAPITAL CORP | 36191J101 | COM | 40,000 | $484,000 | thousands by filing date | |
| HUNTINGTON BANCSHARES INC COM | 446150104 | Stock | 50,000 | $483,000 | thousands by filing date | call |
| WELLTOWER INC | 42217K106 | COM | 9,000 | $482,000 | thousands by filing date | |
| JONES LANG LASALLE INC COM | 48020Q107 | Stock | 4,700 | $481,000 | thousands by filing date | |
| BROOKFIELD OFFICE PPTYS INC | 112900105 | COM | 25,000 | $481,000 | thousands by filing date | |
| ENDO HEALTH SOLUTIONS INC | 29264F205 | COM | 7,120 | $480,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 5,271 | $479,000 | thousands by filing date | |
| ISHARES TR | 464287630 | RUS 2000 VAL ETF | 4,750 | $473,000 | thousands by filing date | |
| E2OPEN INC | 29788A104 | COM | 19,722 | $472,000 | thousands by filing date | |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 20,000 | $470,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 8,500 | $469,000 | thousands by filing date | |
| GENERAL GROWTH PPTYS INC NEW | 370023103 | COM | 23,200 | $466,000 | thousands by filing date | |
| GOODYEAR TIRE & RUBBER CO | 382550101 | COM | 19,394 | $463,000 | thousands by filing date | |
| SanDisk Corporation | 80004C101 | COM | 6,569 | $463,000 | thousands by filing date | |
| AVALONBAY CMNTYS INC COM | 053484101 | REIT | 3,900 | $461,000 | thousands by filing date | |
| DECKERS OUTDOOR CORP | 243537107 | COM | 5,441 | $460,000 | thousands by filing date | |
| RITCHIE BROS AUCTIONEERS | 767744105 | COM | 20,001 | $459,000 | thousands by filing date | |
| BIOGEN INC COM | 09062X103 | Stock | 1,640 | $458,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A730 | S&P OILGAS EXP | 6,667 | $457,000 | thousands by filing date | |
| SL GREEN REALTY CORP | 78440X101 | COM | 4,900 | $453,000 | thousands by filing date | |
| XO GROUP INC | 983772104 | COM | 30,495 | $453,000 | thousands by filing date | |
| NAVIGATORS GROUP INC | 638904102 | COM | 7,150 | $452,000 | thousands by filing date | |
| TITAN INTERNATIONAL INC | 88830M102 | COMMON STOCK | 25,000 | $450,000 | thousands by filing date | |
| SIMON PPTY GROUP INC NEW COM | 828806109 | REIT | 2,950 | $449,000 | thousands by filing date | |
| VMWARE, INC. | 928563402 | CL A COM | 5,000 | $449,000 | thousands by filing date | put |
| BANK OF IRELAND-SPONS ADR | 46267Q202 | SPNS | 372,700 | $448,000 | thousands by filing date | |
| CIGNA CORPORATION | 125509109 | COM | 5,100 | $446,000 | thousands by filing date | |
| DIGITAL GENERATION INC | 25400B108 | COM | 34,900 | $445,000 | thousands by filing date | |
| CSX Corporation | 126408103 | COM | 15,400 | $443,000 | thousands by filing date | |
| VEEVA SYS INC CL A COM | 922475108 | Stock | 13,800 | $443,000 | thousands by filing date | call |
| Netflix, Inc | 64110L106 | COM | 1,200 | $442,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 8,000 | $442,000 | thousands by filing date | put |
| MCG CAPITAL CORP | 58047P107 | COM | 100,000 | $440,000 | thousands by filing date | |
| EVEREST GROUP LTD COM | G3223R108 | Stock | 2,810 | $438,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 12,425 | $437,000 | thousands by filing date | |
| Rentech Nitrogen Partners, LP | 760113100 | LTD | 24,815 | $437,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 5,258 | $436,000 | thousands by filing date | |
| PROSHARES TR | 74347R107 | PSHS ULT S&P 500 | 4,250 | $436,000 | thousands by filing date | |
| ILLUMINA INC | 452327109 | COM | 3,945 | $436,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 12,290 | $434,000 | thousands by filing date | |
| WPX ENERGY INC | 98212B103 | COM | 21,300 | $434,000 | thousands by filing date | |
| FEDEX CORP COM | 31428X106 | Stock | 3,000 | $431,000 | thousands by filing date | |
| POPULAR INC | 733174700 | COM NEW | 15,000 | $431,000 | thousands by filing date | put |
| ARCHER DANIELS MIDLAND CO COM | 039483102 | Stock | 9,901 | $430,000 | thousands by filing date | |
| VIRNETX HLDG CORP | 92823T108 | COM | 22,000 | $427,000 | thousands by filing date | |
| TYSON FOODS INC CL A | 902494103 | Stock | 12,725 | $426,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 26,400 | $423,000 | thousands by filing date | |
| GREEN MTN COFFEE ROASTERS IN | 393122106 | COM | 5,600 | $423,000 | thousands by filing date | call |
| ROYAL CARIBBEAN GROUP COM | V7780T103 | Stock | 8,900 | $422,000 | thousands by filing date | |
| JAZZ PHARMACEUTICALS PLC SHS USD | G50871105 | Stock | 3,300 | $418,000 | thousands by filing date | |
| PUBLIC STORAGE COM | 74460D109 | REIT | 2,775 | $418,000 | thousands by filing date | |
| MAGICJACK VOCALTEC LTD | M6787E101 | SHS | 34,900 | $416,000 | thousands by filing date | |
| SAFEWAY INC | 786514208 | COM NEW | 12,700 | $414,000 | thousands by filing date | |
| EXAR CORP | 300645108 | COMMON STOCK | 35,000 | $413,000 | thousands by filing date | |
| WEATHERFORD INTL LTD | H27013103 | COMMON STOCK-FO | 26,668 | $413,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 4,500 | $412,000 | thousands by filing date | |
| SILVER SPRING NETWORKS INC | 82817Q103 | COM | 19,500 | $410,000 | thousands by filing date | |
| CHATHAM LODGING TR | 16208T102 | COM | 20,000 | $409,000 | thousands by filing date | |
| Lee Enterprises Inc | 523768109 | COM | 118,000 | $409,000 | thousands by filing date | |
| PVH CORPORATION COM | 693656100 | Stock | 3,000 | $408,000 | thousands by filing date | |
| BXP INC COM | 101121101 | REIT | 4,040 | $405,000 | thousands by filing date | |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 6,528 | $404,000 | thousands by filing date | |
| MVC CAPITAL INC | 553829102 | COM | 29,756 | $402,000 | thousands by filing date | |
| TRANSCANADA CORP | 89353D107 | COM | 8,800 | $402,000 | thousands by filing date | |
| NEWFIELD EXPL CO | 651290108 | COM | 16,339 | $402,000 | thousands by filing date | |
| TALISMAN ENERGY INC | 87425E103 | COM | 34,495 | $402,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 2,700 | $401,000 | thousands by filing date | |
| VERISIGN INC COM | 92343E102 | Stock | 6,714 | $401,000 | thousands by filing date | |
| CIRRUS LOGIC INC COM | 172755100 | Stock | 19,613 | $401,000 | thousands by filing date | |
| CENTURYLINK INC | 156700106 | COM | 12,576 | $401,000 | thousands by filing date | |
| COMPUTER SCIENCES CORP | 205363104 | COM | 7,120 | $398,000 | thousands by filing date | |
| BLACKSTONE MORTGAGE TRUST INC COM CL A | 09257W100 | REIT | 14,600 | $396,000 | thousands by filing date | |
| VMWARE, INC. | 928563402 | CL A COM | 4,392 | $394,000 | thousands by filing date | |
| XILINX INC | 983919101 | COM | 8,550 | $393,000 | thousands by filing date | |
| HEWLETT PACKARD CO | 428236103 | COM | 14,000 | $392,000 | thousands by filing date | put |
| POTASH CORP OF SASKATCHEWAN | 73755L107 | COMMON STOCK-FO | 11,900 | $392,000 | thousands by filing date | |
| ALNYLAM PHARMACEUTICALS INC COM | 02043Q107 | Stock | 6,085 | $391,000 | thousands by filing date | |
| PACKAGING CORP AMER COM | 695156109 | Stock | 6,149 | $389,000 | thousands by filing date | |
| ECHOSTAR CORP | 278768106 | CL A | 7,816 | $389,000 | thousands by filing date | |
| FOSTER WHEELER AG | H27178104 | COM | 11,650 | $384,000 | thousands by filing date | |
| EXTRA SPACE STORAGE INC COM | 30225T102 | REIT | 9,100 | $383,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U120 | SHS CL C | 4,546 | $383,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 9,900 | $380,000 | thousands by filing date | call |
| PAREXEL INTL CORP | 699462107 | COM | 8,400 | $380,000 | thousands by filing date | |
| NUTRI SYS INC NEW | 67069D108 | COM | 23,065 | $379,000 | thousands by filing date | |
| IAC INTERACTIVECORP | 44919P508 | COM | 5,500 | $378,000 | thousands by filing date | |
| MEAD JOHNSON NUTRITION CO | 582839106 | COM | 4,500 | $377,000 | thousands by filing date | |
| FIRSTHAND TECHNOLOGY VALUE F | 33766Y100 | COM | 16,231 | $376,000 | thousands by filing date | |
| CARDINAL HEALTH INC | 14149Y108 | COM | 5,609 | $375,000 | thousands by filing date | |
| SM ENERGY COMPANY COM | 78454L100 | Stock | 4,515 | $375,000 | thousands by filing date | |
| iShares Gold Trust | 464285105 | ISHARES | 32,000 | $374,000 | thousands by filing date | call |
| OCI PARTNERS LP | 67091N108 | COM UNIT REP LP | 13,544 | $374,000 | thousands by filing date | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 5,720 | $373,000 | thousands by filing date | |
| SKYWORKS SOLUTIONS INC COM | 83088M102 | Stock | 12,950 | $370,000 | thousands by filing date | |
| GAMESTOP CORP | 36467W109 | CL A | 7,400 | $365,000 | thousands by filing date | call |
| THERAPEUTICSMD INC | 88338N107 | COM | 70,000 | $365,000 | thousands by filing date | |
| AVG TECHNOLOGIES | N07831105 | SHS | 21,200 | $365,000 | thousands by filing date | |
| HANESBRANDS INC | 410345102 | COM | 5,175 | $364,000 | thousands by filing date | |
| CHARTER COMMUNICATION - A | 16117M305 | COM | 2,658 | $364,000 | thousands by filing date | |
| RIVERBED TECHNOLOGY INC | 768573107 | COM | 20,050 | $363,000 | thousands by filing date | |
| CELANESE CORP DEL COM | 150870103 | Stock | 6,520 | $361,000 | thousands by filing date | |
| PANTRY INC | 698657103 | COM | 21,428 | $360,000 | thousands by filing date | |
| CANADIANNATLRYCOF | 136375102 | STOK | 6,300 | $359,000 | thousands by filing date | |
| OSHKOSH CORP COM | 688239201 | Stock | 7,125 | $359,000 | thousands by filing date | |
| BEAM INC | 073730103 | COMMON STOCK | 5,248 | $357,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061G101 | COM | 5,056 | $356,000 | thousands by filing date | |
| EXPEDIA GROUP INC COM NEW | 30212P303 | Stock | 5,100 | $355,000 | thousands by filing date | |
| TRIPADVISOR INC | 896945201 | COM | 4,250 | $352,000 | thousands by filing date | |
| RUCKUS WIRELESS INC | 781220108 | COM | 24,600 | $349,000 | thousands by filing date | |
| WATERS CORP COM | 941848103 | Stock | 3,470 | $347,000 | thousands by filing date | |
| TESORO CORP | 881609101 | COM | 5,850 | $342,000 | thousands by filing date | |
| MILLENNIAL MEDIA INC | 60040N105 | COM | 47,000 | $342,000 | thousands by filing date | |
| VERIFONE SYS INC | 92342Y109 | COM | 12,700 | $341,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W847 | DAILY SMALL CAP | 20,000 | $339,000 | thousands by filing date | |
| VODAFONE GP PLC | 92857W209 | ADR | 8,595 | $338,000 | thousands by filing date | |
| TUMI HLDGS INC | 89969Q104 | COM | 15,000 | $338,000 | thousands by filing date | |
| SANFILIPPO JOHN B & SON INC | 800422107 | COM | 13,520 | $334,000 | thousands by filing date | |
| ECOLAB INC COM | 278865100 | Stock | 3,190 | $333,000 | thousands by filing date | |
| GAMESTOP CORP | 36467W109 | CL A | 6,755 | $333,000 | thousands by filing date | |
| AKAMAI TECHNOLOGIES INC COM | 00971T101 | Stock | 7,000 | $330,000 | thousands by filing date | put |
| ISIS PHARMACEUTICALS INC | 464330109 | COM | 8,202 | $327,000 | thousands by filing date | |
| VOLCANO CORPORATION | 928645100 | COM | 14,923 | $326,000 | thousands by filing date | |
| ALLERGAN INC | 018490102 | COM | 2,930 | $325,000 | thousands by filing date | |
| PERION NETWORK LTD | M78673106 | COMMON STOCK USD.01 | 26,679 | $323,000 | thousands by filing date | |
| NEWMONT CORP | 651639106 | COM | 13,913 | $320,000 | thousands by filing date | |
| CBS CORP NEW | 124857202 | CL B | 5,000 | $319,000 | thousands by filing date | |
| MULTIMEDIA GAMES HOLDING CO | 625453105 | COM | 10,000 | $314,000 | thousands by filing date | |
| CHURCHILL DOWNS INC | 171484108 | COM | 3,488 | $313,000 | thousands by filing date | |
| AMERICAN CAPITAL LTD | 02503Y103 | COM | 20,000 | $313,000 | thousands by filing date | |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 2,726 | $312,000 | thousands by filing date | |
| CHINA MING YANG WIND ADR | 16951C108 | EQUITY | 127,200 | $312,000 | thousands by filing date | |
| EBIX INC | 278715206 | COM NEW | 21,075 | $310,000 | thousands by filing date | |
| XL GROUP PLC | G98290102 | SHS | 9,750 | $310,000 | thousands by filing date | |
| NORTHEAST UTILS | 664397106 | COM | 7,278 | $309,000 | thousands by filing date | |
| HARTFORD INSURANCE GROUP INC COM | 416515104 | Stock | 8,500 | $308,000 | thousands by filing date | |
| HEADWATERS INC | 42210P102 | COMMON STOCK | 31,400 | $307,000 | thousands by filing date | |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 6,600 | $303,000 | thousands by filing date | |
| LINCOLN NATL CORP IND COM | 534187109 | Stock | 5,875 | $303,000 | thousands by filing date | |
| HELMERICH & PAYNE INC | 423452101 | COM | 3,590 | $302,000 | thousands by filing date | |
| ALBANY MOLECULAR RESH | 012423109 | COMMON STOCK | 30,000 | $302,000 | thousands by filing date | |
| HARBINGER GROUP INC | 41146A106 | COM | 25,477 | $302,000 | thousands by filing date | |
| SONUS NETWORKS INC | 835916107 | COM | 95,400 | $301,000 | thousands by filing date | |
| METROCORP BANCSHARES INC | 591650106 | COM | 20,000 | $301,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140361-14-007396 | this filing | 2014-02-14 | acceptance time not in the bulk data set |