13F-HR filed by NEUBERGER BERMAN GROUP LLC
NEUBERGER BERMAN GROUP LLC filed this 13F-HR for the quarter ended 2013-12-31, filed 2014-02-11, with 1,610 holding rows worth $97,285,311,000.
- Accession
- 0001140361-14-005812
- Filer
- CIK 1465109
- Filed
- 2014-02-11
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2013
A holdings report, 1,807 entries on the cover page, a total value of $97,285,311,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $97,285,311,000 with VALUE read as thousands by filing date, 13F file number 028-13573. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerNB Alternatives Advisers LLC028-13575
- included managerNEUBERGER BERMAN LLC028-00454
- included managerNeuberger Berman Management LLC - DE028-13574
- included managerNeuberger Berman Trust Co N.A.028-13985
- included managerNeuberger Berman Trust Co of Delaware N.A.028-13986
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| HFF INC | 40418F108 | CL A | 8,610 | $231,000 | thousands by filing date | |
| PROLOGIS INC 3.250 | 74340XAT8 | NOTE 3.250% 3/1 | 207,000 | $231,000 | thousands by filing date | principal |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 4,653 | $230,000 | thousands by filing date | |
| Breitburn Energy Ptnr Lp | 106776107 | COM UT LTD PTN | 11,250 | $229,000 | thousands by filing date | |
| ECHO GLOBAL LOGISTICS INC | 27875T101 | COM | 10,592 | $228,000 | thousands by filing date | |
| ROBERT HALF INC. COM | 770323103 | Stock | 5,405 | $227,000 | thousands by filing date | |
| ALLETE INC | 018522300 | COM NEW | 4,543 | $227,000 | thousands by filing date | |
| INTERXION HOLDING N.V | N47279109 | SHS | 9,560 | $226,000 | thousands by filing date | |
| HARRIS CORP INC | 413875105 | COM | 3,208 | $224,000 | thousands by filing date | |
| GRUPO TELEVISA S A B | 40049J206 | SPON ADR REP ORD | 7,345 | $222,000 | thousands by filing date | |
| MAIDEN HOLDINGS LTD | G5753U112 | SHS | 20,315 | $222,000 | thousands by filing date | |
| iShares Core MSCI Emerging Markets ETF | 46434G103 | SHS | 4,445 | $221,000 | thousands by filing date | |
| TENARIS S A SPONSORED ADS | 88031M109 | ADR | 5,035 | $220,000 | thousands by filing date | |
| ABIOMED INC | 003654100 | COM | 8,220 | $220,000 | thousands by filing date | |
| KAISER ALUMINUM CORP | 483007704 | COM PAR $0.01 | 3,100 | $218,000 | thousands by filing date | |
| HARBINGER GROUP INC | 41146A106 | COM | 18,396 | $218,000 | thousands by filing date | |
| NEW YORK TIMES CO MTN BE CL A | 650111107 | Stock | 13,465 | $214,000 | thousands by filing date | |
| ALLEGHANY CORP DEL | 017175100 | COM | 534 | $214,000 | thousands by filing date | |
| MULTI-COLOR | 625383104 | COM | 5,670 | $214,000 | thousands by filing date | |
| FIRST LONG IS CORP | 320734106 | COM | 5,000 | $214,000 | thousands by filing date | |
| FIESTA RESTAURANT GROUP INC | 31660B101 | COM | 4,081 | $213,000 | thousands by filing date | |
| TRIQUINT SEMICONDUCTOR INC | 89674K103 | COM | 25,435 | $212,000 | thousands by filing date | |
| JANUS CAPITAL GROUP INC | 47102X105 | COMMON STOCK | 17,074 | $211,000 | thousands by filing date | |
| EDUCATION MANAGEMENT CORP | 28140M103 | COM | 20,894 | $211,000 | thousands by filing date | |
| ISHARES | 464286848 | EXCHANGE TRADED | 17,247 | $209,000 | thousands by filing date | |
| FRESH MKT INC | 35804H106 | COM | 5,165 | $209,000 | thousands by filing date | |
| VTI | 922908769 | COM | 2,159 | $207,000 | thousands by filing date | |
| UNISYS CORP | 909214306 | COMMON STOCK | 6,158 | $207,000 | thousands by filing date | |
| PBF ENERGY INC | 69318G106 | CL A | 6,475 | $204,000 | thousands by filing date | |
| HANCOCK WHITNEY CORPORATION | 410120109 | COM | 5,571 | $204,000 | thousands by filing date | |
| ESTERLINE TECHNOLOGIES CORP | 297425100 | COM | 2,000 | $204,000 | thousands by filing date | |
| CHESAPEAKE ENERGY CORP | 165167CB1 | NOTE 2.250%12/1 | 219,000 | $204,000 | thousands by filing date | principal |
| ISHARES TR | 464287564 | SELECT US REIT | 2,700 | $202,000 | thousands by filing date | |
| STEEL DYNAMICS INC | 858119AP5 | CORPORATE OBLIG | 172,000 | $202,000 | thousands by filing date | principal |
| RTI INTL METALS INC | 74973W107 | COM | 5,915 | $202,000 | thousands by filing date | |
| INVESTORS BANCORP INC | 46146P102 | COM | 7,881 | $202,000 | thousands by filing date | |
| NORTHWEST BANCSHARES INC COM | 667340103 | Stock | 13,630 | $201,000 | thousands by filing date | |
| BARCLAYS IPTH SRS B S&P SHRT TRM ETN | 06742E711 | IPATH S&P500 VIX | 4,715 | $201,000 | thousands by filing date | |
| EURONET WORLDWIDE INC COM | 298736109 | Stock | 4,185 | $200,000 | thousands by filing date | |
| KINROSS GOLD CORP | 496902404 | COM | 45,192 | $198,000 | thousands by filing date | |
| NUVEEN GA DIVID | 67072B107 | COM | 16,832 | $197,000 | thousands by filing date | |
| ELECTRO RENT CORP | 285218103 | COM | 10,500 | $194,000 | thousands by filing date | |
| VISHAY INTERTECHNOLOGY INC COM | 928298108 | Stock | 14,540 | $193,000 | thousands by filing date | |
| AG MTG INVT TR INC | 001228105 | COM | 12,264 | $192,000 | thousands by filing date | |
| AEGON N V | 007924103 | NY REGISTRY SHS | 20,053 | $190,000 | thousands by filing date | |
| ALPHATEC HOLDINGS INC | 02081G102 | COM | 94,575 | $190,000 | thousands by filing date | |
| Taser Intl Inc | 87651B104 | COM | 11,655 | $185,000 | thousands by filing date | |
| HARMONIC INC | 413160102 | COM | 24,881 | $184,000 | thousands by filing date | |
| 8X8 INC | 282914100 | COMMON STOCK | 17,613 | $179,000 | thousands by filing date | |
| ING GROEP N.V. SPONSORED ADR | 456837103 | ADR | 12,712 | $178,000 | thousands by filing date | |
| KKR FINL HLDGS LLC | 48248A306 | COM | 14,500 | $177,000 | thousands by filing date | |
| HUDSON CITY BANCORP | 443683107 | COM | 18,692 | $176,000 | thousands by filing date | |
| CVR Partners, LP | 126633106 | LTD | 10,691 | $176,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN INCOME FUN | 01881E101 | COM | 24,500 | $175,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW | 84860W102 | COM | 16,535 | $163,000 | thousands by filing date | |
| PLANET PAYMENT INC | U72603118 | SHS | 57,708 | $160,000 | thousands by filing date | |
| DENNYS CORP | 24869P104 | COM | 22,140 | $159,000 | thousands by filing date | |
| AVX CORP NEW | 002444107 | COM | 11,439 | $159,000 | thousands by filing date | |
| FIRST BANCORP CORPORATION | 318672706 | COM NEW | 25,503 | $158,000 | thousands by filing date | |
| FAIRCHILD SEMICONDUCTOR | 303726103 | COMMON STOCK | 11,620 | $155,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A108 | COM | 32,569 | $151,000 | thousands by filing date | |
| GERDAU SA SPON ADR REP PFD | 373737105 | ADR | 18,942 | $149,000 | thousands by filing date | |
| INNERWORKINGS INC | 45773Y105 | COM | 18,861 | $147,000 | thousands by filing date | |
| TURQUOISE HILL RESOURCES LTD | 900435108 | COMMON STOCK-FO | 43,596 | $144,000 | thousands by filing date | |
| FARMERS NATL BANC CORP | 309627107 | COMMON STOCK | 21,848 | $143,000 | thousands by filing date | |
| ASTRONOVA INC | 04638F108 | COM | 10,312 | $139,000 | thousands by filing date | |
| CTC MEDIA INC | 12642X106 | COM | 10,034 | $139,000 | thousands by filing date | |
| WINDSTREAM HLDGS INC | 97382A101 | COM | 17,177 | $137,000 | thousands by filing date | |
| BOSTON PRIVATE FINL HLDGS INC COM | 101119105 | Stock | 10,245 | $129,000 | thousands by filing date | |
| ORBITZ WORLDWIDE INC | 68557K109 | COM | 17,945 | $129,000 | thousands by filing date | |
| CALLAWAY GOLF CO | 131193104 | COM | 15,130 | $128,000 | thousands by filing date | |
| SPRINT CORP | 85207U105 | COM SER 1 | 11,952 | $128,000 | thousands by filing date | |
| GRAFTECH INTERNATIONAL LTD | 384313102 | COMMON STOCK | 11,300 | $127,000 | thousands by filing date | |
| COMPANHIA DE SANEAMENTO BASICO SPONSORED ADR | 20441A102 | ADR | 11,122 | $126,000 | thousands by filing date | |
| VIVUS INC | 928551100 | COM | 13,550 | $123,000 | thousands by filing date | |
| Anglogold Ashanti Plc | 035128206 | Common | 10,315 | $121,000 | thousands by filing date | |
| BGC PARTNERS INC | 05541T101 | CL A | 18,681 | $113,000 | thousands by filing date | |
| GIANT INTERACTIVE GROUP INC | 374511103 | ADR | 10,000 | $112,000 | thousands by filing date | |
| TRIANGLE PETE CORP | 89600B201 | COM NEW | 13,085 | $109,000 | thousands by filing date | |
| ELDORADO GOLD CORP NEW | 284902103 | COM | 18,754 | $107,000 | thousands by filing date | |
| SANDRIDGE ENERGY INC | 80007P307 | COM | 17,500 | $106,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 12,493 | $101,000 | thousands by filing date | |
| ING | 44977W106 | EXCHANGE TRADED | 17,310 | $101,000 | thousands by filing date | |
| COMPANHIA SIDERURGICA NACION | 20440W105 | SPONSORED ADR | 15,906 | $99,000 | thousands by filing date | |
| FELCOR LODGING TR INC | 31430F101 | COM | 12,000 | $98,000 | thousands by filing date | |
| BANK OF AMERICA CORPORATION | 060505146 | *W EXP 01/16/201 | 15,155 | $98,000 | thousands by filing date | |
| ARRAY BIOPHARMA INC COM | 04269X105 | Stock | 19,270 | $97,000 | thousands by filing date | |
| PENGROWTH ENERGY CORP | 70706P104 | COMMON STOCK-FO | 15,000 | $93,000 | thousands by filing date | |
| SYNERGY RES CORP | 87164P103 | COM | 10,000 | $93,000 | thousands by filing date | |
| EQUAL ENERGY LTD | 29390Q109 | COM | 16,536 | $88,000 | thousands by filing date | |
| CIA ENERGETICA DE MINAS GERA | 204409601 | SP ADR N-V PFD | 10,429 | $81,000 | thousands by filing date | |
| THERAPEUTICSMD INC | 88338N107 | COM | 14,439 | $75,000 | thousands by filing date | |
| INTERVEST BANCSHARES CORP-A | 460927106 | COM | 10,000 | $75,000 | thousands by filing date | |
| GSE SYS INC | 36227k106 | COM | 43,557 | $70,000 | thousands by filing date | |
| VONAGE HLDGS CORP | 92886T201 | COM | 19,692 | $66,000 | thousands by filing date | |
| GOLD FIELDS LTD SPONSORED ADR | 38059T106 | ADR | 19,438 | $62,000 | thousands by filing date | |
| FUELCELL ENERGY INC COM | 35952H106 | COM | 43,525 | $61,000 | thousands by filing date | |
| TRANSATLANTIC PETROLEUM LTD | G89982105 | SHS | 66,628 | $57,000 | thousands by filing date | |
| EXCO RESOURCES INC | 269279402 | COMMON STOCK | 10,562 | $56,000 | thousands by filing date | |
| PUTNAM PREMIER INCOME TR | 746853100 | SH BEN INT | 10,000 | $54,000 | thousands by filing date | |
| SYNOVUS FINANCIAL CORP | 87161C105 | COM | 15,000 | $54,000 | thousands by filing date | |
| AVANIR PHARMACEUTICALS INC | 05348P401 | CL A NEW | 15,079 | $51,000 | thousands by filing date | |
| AXIA ENERGIA SA | 15234Q207 | SPONSORED ADR | 16,281 | $42,000 | thousands by filing date | |
| NII HOLDINGS INC | 62913F201 | COMMON STOCK | 12,618 | $35,000 | thousands by filing date | |
| CHIMERA INVESTMENT CORP | 16934Q109 | COMMON STOCK | 10,000 | $31,000 | thousands by filing date | |
| OI S.A. | 670851203 | SPN ADR REP PFD | 19,384 | $31,000 | thousands by filing date | |
| HARMONY GOLD MINING CO LTD SPONSORED ADR | 413216300 | ADR | 11,434 | $29,000 | thousands by filing date | |
| CLEVELAND BIOLABS INC | 185860103 | COM | 20,000 | $23,000 | thousands by filing date | |
| KID BRANDS, INC. COM | 49375T100 | COM | 15,701 | $16,000 | thousands by filing date | |
| INTELLICHECK MOBILISA INC | 45817G102 | COM | 14,100 | $7,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140361-14-005812 | this filing | 2014-02-11 | acceptance time not in the bulk data set |