13F-HR filed by TOCQUEVILLE ASSET MANAGEMENT L.P.
TOCQUEVILLE ASSET MANAGEMENT L.P. filed this 13F-HR for the quarter ended 2013-12-31, filed 2014-01-30, with 1,401 holding rows worth $7,439,101,000.
- Accession
- 0001140361-14-003825
- Filer
- CIK 883961
- Filed
- 2014-01-30
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2013
A holdings report, 1,489 entries on the cover page, a total value of $7,439,101,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $7,439,101,000 with VALUE read as thousands by filing date, 13F file number 028-03589. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| POPE RES DEL LTD PARTNERSHIP | 732857107 | DEPOSITRY RCPT | 1,000 | $67,000 | thousands by filing date | |
| ICONIX BRAND GROUP INC | 451055107 | COM | 1,662 | $66,000 | thousands by filing date | |
| Orezone Gold Corp | 68616t109 | COM | 129,525 | $66,000 | thousands by filing date | |
| Rubicon Minerals Corp. | 780911954 | COM | 71,000 | $66,000 | thousands by filing date | |
| CARDINAL HEALTH INC | 14149Y108 | COM | 973 | $65,000 | thousands by filing date | |
| ARCHER DANIELS MIDLAND CO COM | 039483102 | Stock | 1,500 | $65,000 | thousands by filing date | |
| SIMON PPTY GROUP INC NEW COM | 828806109 | REIT | 427 | $65,000 | thousands by filing date | |
| EXAMWORKS GROUP INC COM | 30066A105 | COM | 2,167 | $65,000 | thousands by filing date | |
| Canadian Energy Service | 13566W108 | COM | 3,000 | $65,000 | thousands by filing date | |
| Crestwood Equity Partners | 226344109 | COM | 4,700 | $65,000 | thousands by filing date | |
| HUNTINGTON INGALLS INDS INC COM | 446413106 | Stock | 714 | $64,000 | thousands by filing date | |
| AMEREN CORP COM | 023608102 | Stock | 1,758 | $64,000 | thousands by filing date | |
| ENBRIDGE INC COM | 29250N105 | Stock | 1,435 | $63,000 | thousands by filing date | |
| CLEAN HARBORS INC COM | 184496107 | Stock | 1,050 | $63,000 | thousands by filing date | |
| FXCM INC | 302693106 | COM | 3,520 | $63,000 | thousands by filing date | |
| OILTANKING PARTNERS L P | 678049107 | UNIT LTD | 1,000 | $62,000 | thousands by filing date | |
| CALLIDUS SOFTWARE INC | 13123E500 | COM | 4,518 | $62,000 | thousands by filing date | |
| ASSOCIATED BANC-CORP | 045487105 | COM | 3,000 | $61,000 | thousands by filing date | |
| GOLAR LNG PARTNERS LP | Y2745C102 | COM UNITS LPI | 2,000 | $61,000 | thousands by filing date | |
| Starhub Ltd. | Y8152F132 | COM | 18,000 | $61,000 | thousands by filing date | |
| XCELENERGY INC | 98389B100 | COM | 2,161 | $60,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DELAWARE | 531229102 | CL A | 408 | $60,000 | thousands by filing date | |
| VERMILION ENERGY INC COM | 923725105 | Stock | 1,000 | $59,000 | thousands by filing date | |
| MODINE MFG CO COM | 607828100 | Stock | 4,613 | $59,000 | thousands by filing date | |
| SAIA INC | 78709Y105 | COM | 1,838 | $59,000 | thousands by filing date | |
| FUTUREFUEL CORP | 36116M106 | COMMON STOCK | 3,681 | $58,000 | thousands by filing date | |
| SEMGROUP CORP | 81663A105 | CL A | 893 | $58,000 | thousands by filing date | |
| ENBRIDGE ENERGY MANAGEMENT L | 29250x103 | SHS UNITS LLI | 2,037 | $58,000 | thousands by filing date | |
| GRAMERCY PPTY TR INC | 38489R100 | COM | 10,000 | $58,000 | thousands by filing date | |
| OREILLY AUTOMOTIVE INC COM | 67103H107 | Stock | 438 | $56,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U104 | SHS CL A | 630 | $56,000 | thousands by filing date | |
| COMPUTER SCIENCES CORP | 205363104 | COM | 1,000 | $56,000 | thousands by filing date | |
| FIFTH STREET FIN CORP COM | 31678A103 | COM | 6,000 | $56,000 | thousands by filing date | |
| Royal Dutch Shell Class B | G7690A118 | COM | 1,500 | $56,000 | thousands by filing date | |
| CUBIC CORP | 229669106 | COM | 1,050 | $55,000 | thousands by filing date | |
| HERSHEY CO COM | 427866108 | Stock | 552 | $54,000 | thousands by filing date | |
| EXPEDITORS INTL WASH INC COM | 302130109 | Stock | 1,200 | $53,000 | thousands by filing date | |
| GLOBAL PARTNERS LP | 37946R109 | COM UNITS | 1,500 | $53,000 | thousands by filing date | |
| SELECT INCOME REIT | 81618T100 | COM SH BEN INT | 2,000 | $53,000 | thousands by filing date | |
| Eldorado Gold Corporation | 284902954 | COM | 9,350 | $53,000 | thousands by filing date | |
| CINCINNATI FINL CORP COM | 172062101 | Stock | 1,000 | $52,000 | thousands by filing date | |
| NGL ENERGY PARTNERS LP | 62913M107 | COM UNIT REPST | 1,500 | $52,000 | thousands by filing date | |
| BOARDWALK PIPELINE PARTNERS | 096627104 | UT LTD PARTNER | 2,000 | $51,000 | thousands by filing date | |
| Crestwood Mid Lp New | 226378107 | UNIT LTD PARTNER | 2,052 | $51,000 | thousands by filing date | |
| TECHNIPFMC PLC | 30249U101 | COM | 950 | $50,000 | thousands by filing date | |
| LACLEDE GROUP INC/THE | 505597104 | COM | 1,092 | $50,000 | thousands by filing date | |
| COLUMBUS MCKINNON CORP NY | 199333105 | COMMON STOCK | 1,755 | $48,000 | thousands by filing date | |
| Lincoln National Corporat | 524901105 | COM | 1,101 | $48,000 | thousands by filing date | |
| CSX Corporation | 126408103 | COM | 1,650 | $47,000 | thousands by filing date | |
| VARIAN MED SYS INC | 92220P105 | COM | 600 | $47,000 | thousands by filing date | |
| EHEALTH INC | 28238P109 | COM | 1,000 | $46,000 | thousands by filing date | |
| COMPUGEN LTD | M25722105 | ORD | 5,165 | $46,000 | thousands by filing date | |
| TWO HARBORS INVESTMENT CORP | 90187B101 | COMMON STOCK | 5,000 | $46,000 | thousands by filing date | |
| HEALTH MGMT ASSOC INC NEW | 421933102 | CL A | 3,500 | $46,000 | thousands by filing date | |
| AMERICAN EAGLE OUTFITTERS INC COM | 02553E106 | Stock | 3,100 | $45,000 | thousands by filing date | |
| D R HORTON INC COM | 23331A109 | Stock | 2,000 | $45,000 | thousands by filing date | |
| SOUTHWEST GAS HLDGS INC COM | 844895102 | Stock | 800 | $45,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. COM | 595017104 | Stock | 1,000 | $45,000 | thousands by filing date | |
| NORTHERN OIL & GAS INC NEV | 665531109 | COM | 3,000 | $45,000 | thousands by filing date | |
| CHARTER COMMUNICATION - A | 16117M305 | COM | 330 | $45,000 | thousands by filing date | |
| AMERIGAS PARTNERS MLP | 030975106 | COM | 1,000 | $45,000 | thousands by filing date | |
| STRAYER ED INC | 863236105 | COM | 1,273 | $44,000 | thousands by filing date | |
| DARDEN RESTAURANTS INC COM | 237194105 | Stock | 800 | $43,000 | thousands by filing date | |
| OSHKOSH CORP COM | 688239201 | Stock | 847 | $43,000 | thousands by filing date | |
| ALLEGIANT TRAVEL CO | 01748X102 | COM | 408 | $43,000 | thousands by filing date | |
| NEW RESIDENTIAL INVT CORP | 64828T102 | COM | 6,500 | $43,000 | thousands by filing date | |
| AUST & NZ BANK GRP | Q09504137 | COM | 1,500 | $43,000 | thousands by filing date | |
| CENTERPOINT ENERGY INC | 15189T107 | COM | 1,831 | $42,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 5,000 | $42,000 | thousands by filing date | |
| DISCOVERY INC | 25470F302 | COM SER C | 500 | $42,000 | thousands by filing date | |
| AON PLC | G0408V102 | SHS CL A | 500 | $42,000 | thousands by filing date | |
| KOPIN CORP | 500600101 | COMMON STOCK | 10,000 | $42,000 | thousands by filing date | |
| ABB LTD. | H0010V101 | COM | 1,600 | $42,000 | thousands by filing date | |
| NEWCASTLE INVT CORP | 65105M108 | COM | 7,300 | $42,000 | thousands by filing date | |
| BOC Hong Kong Holdings Ltd. | Y0920U103 | COM | 13,000 | $42,000 | thousands by filing date | |
| ENANTA PHARMACEUTICALS INC | 29251M106 | COM | 1,500 | $41,000 | thousands by filing date | |
| SanDisk Corporation | 80004C101 | COM | 575 | $41,000 | thousands by filing date | |
| LENNAR CORP CL A | 526057104 | Stock | 1,001 | $40,000 | thousands by filing date | |
| SILGAN HLDGS INC | 827048109 | COM | 828 | $40,000 | thousands by filing date | |
| Novartis AG | H5820Q150 | FOREIGN | 500 | $40,000 | thousands by filing date | |
| PERRIGO CO PLC SHS | G97822103 | Stock | 253 | $39,000 | thousands by filing date | |
| MESABI TR | 590672101 | CTF BEN INT | 1,750 | $39,000 | thousands by filing date | |
| COLUMBIA PROPERTY TRUST INC | 198287203 | COM NEW | 1,567 | $39,000 | thousands by filing date | |
| AFC ENTERPRISES INC | 00104Q107 | COM | 1,011 | $39,000 | thousands by filing date | |
| Resolution Limited, St. Peter | G7521S122 | COM | 6,700 | $39,000 | thousands by filing date | |
| ENTERGY CORP NEW COM | 29364G103 | Stock | 600 | $38,000 | thousands by filing date | |
| SIRIUS XM RADIO INC | 82967N108 | COM | 11,000 | $38,000 | thousands by filing date | |
| Kiska Metals Corporation | 497725101 | COM | 618,668 | $38,000 | thousands by filing date | |
| LEXMARK INTL NEW | 529771107 | CL A | 1,046 | $37,000 | thousands by filing date | |
| VECTREN CORP | 92240G101 | COM | 1,000 | $36,000 | thousands by filing date | |
| BPZ RESOURCES INC | 055639108 | COMMON STOCK | 20,000 | $36,000 | thousands by filing date | |
| STANDARD PAC CORP NEW | 85375C101 | COM | 4,000 | $36,000 | thousands by filing date | |
| Foundation Medicine Inc | 350465100 | COM | 1,500 | $36,000 | thousands by filing date | |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 1,500 | $35,000 | thousands by filing date | |
| DUKE REALTY CORP | 264411505 | COM NEW | 2,300 | $35,000 | thousands by filing date | |
| BLUEBIRD BIO INC | 09609G100 | COM | 1,600 | $34,000 | thousands by filing date | |
| PIEDMONT REALTY TRUST INC | 720190206 | COM CL A | 2,088 | $34,000 | thousands by filing date | |
| SCANSOURCE INC | 806037107 | COM | 800 | $34,000 | thousands by filing date | |
| STERLING BANCORP DEL | 85917A100 | COM | 2,525 | $34,000 | thousands by filing date | |
| TRIPADVISOR INC | 896945201 | COM | 400 | $33,000 | thousands by filing date | |
| LEVEL 3 COMMUNICATIONS INC | 52729N308 | COM NEW | 1,000 | $33,000 | thousands by filing date | |
| AGL RES INC | 001204106 | COM | 700 | $33,000 | thousands by filing date | |
| LIBERTY INTERACTIVE CORP | 53071M104 | INT COM SER A | 1,125 | $33,000 | thousands by filing date | |
| ALBEMARLE CORP | 012653101 | COM | 500 | $32,000 | thousands by filing date | |
| SAFETY INS GROUP INC | 78648T100 | COM | 575 | $32,000 | thousands by filing date | |
| TWITTER INC | 90184L102 | COM | 500 | $32,000 | thousands by filing date | |
| SCHULMAN (A.) INC | 808194104 | COM | 900 | $32,000 | thousands by filing date | |
| Lihua International Inc. | 532352101 | COM | 5,675 | $32,000 | thousands by filing date | |
| HANG SENG BANK LTD. | y30327103 | COM | 2,000 | $32,000 | thousands by filing date | |
| Centric Health Corp | 15641A100 | COM | 100,000 | $32,000 | thousands by filing date | |
| CAPITAL PRODUCT PARTNERS L P | Y11082107 | COM UNIT LP | 3,000 | $31,000 | thousands by filing date | |
| GANNETT INC | 364730101 | COM | 1,000 | $30,000 | thousands by filing date | |
| NEW MTN FIN CORP | 647551100 | COM | 2,000 | $30,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020Y100 | COM | 2,000 | $30,000 | thousands by filing date | |
| DENTSPLY INTL INC | 249030107 | COM | 600 | $29,000 | thousands by filing date | |
| HARLEY DAVIDSON INC COM | 412822108 | Stock | 400 | $28,000 | thousands by filing date | |
| FIRST AMERN FINL CORP | 31847R102 | COM | 1,000 | $28,000 | thousands by filing date | |
| MAGNACHIP SEMICONDUCTOR CORP | 55933J203 | CMN | 1,437 | $28,000 | thousands by filing date | |
| BLACKSTONE MORTGAGE TRUST INC COM CL A | 09257W100 | REIT | 1,000 | $27,000 | thousands by filing date | |
| Concho Resources Inc. | 20605P101 | COM | 250 | $27,000 | thousands by filing date | |
| KEPPEL CORP LTD | Y4722Z120 | COMMON STOCK | 3,000 | $27,000 | thousands by filing date | |
| OCEANFIRST FINL CORP | 675234108 | COM | 1,500 | $26,000 | thousands by filing date | |
| OREXIGEN THERAPEUTICS INC | 686164104 | COMMON STOCK | 4,700 | $26,000 | thousands by filing date | |
| FREIGHTCAR AMER INC | 357023100 | COM | 886 | $24,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 1,500 | $23,000 | thousands by filing date | |
| RELIANCE INC | 759509102 | COM | 300 | $23,000 | thousands by filing date | |
| STERICYCLE INC | 858912108 | COM | 200 | $23,000 | thousands by filing date | |
| Astronics Class B Convertible | 046433207 | COM | 450 | $23,000 | thousands by filing date | |
| Lafarge SA | f54432111 | COM | 300 | $22,000 | thousands by filing date | |
| LEUCADIA NATL CORP | 527288104 | COM | 750 | $21,000 | thousands by filing date | |
| China Mobile Ltd. F (941 HK) | Y14965100 | COM | 2,000 | $21,000 | thousands by filing date | |
| LinnCo, LLC | 535782106 | LTD | 672 | $21,000 | thousands by filing date | |
| RAYONIER INC COM | 754907103 | REIT | 475 | $20,000 | thousands by filing date | |
| SYMANTEC CORP | 871503108 | COM | 850 | $20,000 | thousands by filing date | |
| COLONY CAP INC | 19624R106 | CL A | 1,000 | $20,000 | thousands by filing date | |
| FAMILY DLR STORES INC | 307000109 | COM | 306 | $20,000 | thousands by filing date | |
| CBS CORP NEW | 124857202 | CL B | 298 | $19,000 | thousands by filing date | |
| AIR TRANSPORT SERVICES GRP I | 00922R105 | COM | 2,400 | $19,000 | thousands by filing date | |
| CAREFUSION CORP | 14170T101 | COM | 486 | $19,000 | thousands by filing date | |
| HUDSON CITY BANCORP | 443683107 | COM | 2,000 | $19,000 | thousands by filing date | |
| WISDOMTREE INC | 97717P104 | COM | 1,000 | $18,000 | thousands by filing date | |
| WSFS FINL CORP | 929328102 | COM | 235 | $18,000 | thousands by filing date | |
| SELECT MED HLDGS CORP | 81619Q105 | COM | 1,579 | $18,000 | thousands by filing date | |
| COM DEV INTERNATIONAL LTD | 199907106 | COM | 5,000 | $18,000 | thousands by filing date | |
| Condor Resources Inc | 20676U104 | COM | 250,000 | $18,000 | thousands by filing date | |
| Micron Technology,Inc. | 595112103 | COM | 800 | $17,000 | thousands by filing date | |
| PRINCIPAL FINANCIAL GROUP INC COM | 74251V102 | Stock | 350 | $17,000 | thousands by filing date | |
| ENERSYS COM | 29275Y102 | Stock | 245 | $17,000 | thousands by filing date | |
| ALGONQUIN POWER & UTILITIES CO COM | 015857105 | Stock | 2,500 | $17,000 | thousands by filing date | |
| BLACKROCK INC CL A COM | 09247X101 | COM | 53 | $17,000 | thousands by filing date | |
| COVIDIEN PLC | G2554F113 | SHS | 252 | $17,000 | thousands by filing date | |
| NAVIOS MARITIME HOLDINGS INC | Y62196103 | COM | 1,547 | $17,000 | thousands by filing date | |
| American Tower Corporation | 03027X100 | COM | 199 | $16,000 | thousands by filing date | |
| SCIENCE APPLICATIONS INTL CORP COM | 808625107 | Stock | 474 | $16,000 | thousands by filing date | |
| HARTFORD INSURANCE GROUP INC COM | 416515104 | Stock | 430 | $16,000 | thousands by filing date | |
| SOTHEBYS | 835898107 | COM | 300 | $16,000 | thousands by filing date | |
| HOLLYFRONTIER CORP | 436106108 | COM | 327 | $16,000 | thousands by filing date | |
| ATLAS AIR WORLDWIDE HOLDINGS I | 049164205 | COM NEW | 400 | $16,000 | thousands by filing date | |
| Toronto-Dominion Bank/The | 002897222 | Common Stock - Foreign | 175 | $16,000 | thousands by filing date | |
| THE ADT CORPORATION | 00101J106 | COM | 394 | $16,000 | thousands by filing date | |
| NOVADAQ TECHNOLOGIES INC COMMON | 66987G102 | COM | 1,000 | $16,000 | thousands by filing date | |
| LULULEMON ATHLETICA INC | 550021109 | COM | 250 | $15,000 | thousands by filing date | |
| LEIDOS HOLDINGS INC COM | 525327102 | Stock | 324 | $15,000 | thousands by filing date | |
| NEUSTAR INC | 64126X201 | CL A | 300 | $15,000 | thousands by filing date | |
| NANOVIRICIDES INC | 630087203 | COM NEW | 3,215 | $15,000 | thousands by filing date | |
| TE CONNECTIVITY LTD | H84989104 | SHS | 250 | $14,000 | thousands by filing date | |
| CABOT MICROELECTRONICS CORP | 12709P103 | COM | 300 | $14,000 | thousands by filing date | |
| TECH DATA CORP | 878237106 | COM | 273 | $14,000 | thousands by filing date | |
| HIPCRICKET INC NEW COM | 433507100 | COM | 30,000 | $14,000 | thousands by filing date | |
| Bayer AG | D07112119 | COM | 100 | $14,000 | thousands by filing date | |
| NRJ Group | F6637Z112 | COM | 1,400 | $14,000 | thousands by filing date | |
| FIRSTENERGY CORP | 337932107 | COM | 400 | $13,000 | thousands by filing date | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 250 | $13,000 | thousands by filing date | |
| DTE ENERGY CO COM | 233331107 | Stock | 200 | $13,000 | thousands by filing date | |
| SEMPRA COM | 816851109 | Stock | 150 | $13,000 | thousands by filing date | |
| NACCO INDUSTRIES INC CLASS A | 629579103 | COM | 210 | $13,000 | thousands by filing date | |
| PLATINUM UNDERWRITER HLDGS L | G7127P100 | COM | 220 | $13,000 | thousands by filing date | |
| PUBLIC STORAGE COM | 74460D109 | REIT | 80 | $12,000 | thousands by filing date | |
| MGE ENERGY INC | 55277P104 | COM | 200 | $12,000 | thousands by filing date | |
| TRUBRIDGE INC | 205306103 | COM | 200 | $12,000 | thousands by filing date | |
| VESTAS WIND SYS AS SHS | K9773J128 | COM | 400 | $12,000 | thousands by filing date | |
| FIRST POTOMAC RLTY TR | 33610F109 | COM | 1,000 | $12,000 | thousands by filing date | |
| MACYS INC COM | 55616P104 | Stock | 212 | $11,000 | thousands by filing date | |
| MOLSON COORS BEVERAGE CO CL B | 60871R209 | Stock | 200 | $11,000 | thousands by filing date | |
| POST HLDGS INC | 737446104 | COM | 218 | $11,000 | thousands by filing date | |
| ROWAN COMPANIES PLC | G7665A101 | SHS CL A | 300 | $11,000 | thousands by filing date | |
| EAGLE BULK SHIPPING INC | Y2187A101 | COM | 2,500 | $11,000 | thousands by filing date | |
| COSTA INC | 22149T102 | CL A | 501 | $11,000 | thousands by filing date | |
| Dunnedin Ventures Inc | 265824102 | COM | 284,870 | $11,000 | thousands by filing date | |
| GATX CORP COM | 361448103 | Stock | 200 | $10,000 | thousands by filing date | |
| WW GRAINGER INC COM | 384802104 | Stock | 40 | $10,000 | thousands by filing date | |
| TAKE-TWO INTERACTIVE SOFTWARE COM | 874054109 | Stock | 600 | $10,000 | thousands by filing date | |
| MARRIOTT INTL INC NEW CL A | 571903202 | Stock | 200 | $10,000 | thousands by filing date | |
| STARZ | 85571Q102 | COM SER A | 350 | $10,000 | thousands by filing date | |
| HSBC Holdings PLC | G4634U169 | COM | 960 | $10,000 | thousands by filing date | |
| Ivanhoe Mines Ltd (pvt) | 46581Q102 | COM | 5,360 | $10,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 590 | $9,000 | thousands by filing date | |
| EDISON INTL COM | 281020107 | Stock | 200 | $9,000 | thousands by filing date | |
| China Yuchai Intl Ltd | G21082105 | COM | 433 | $9,000 | thousands by filing date | |
| AMERICAN WOODMARK CORP | 030506109 | COM | 220 | $9,000 | thousands by filing date | |
| BABCOCK & WILCOX CO NEW | 05615F102 | COM | 250 | $9,000 | thousands by filing date | |
| STAR SCIENTIFIC INC COM | 85517P101 | COM | 8,000 | $9,000 | thousands by filing date | |
| LIFE PARTNERS HOLDINGS INC | 53215T106 | COM | 5,076 | $9,000 | thousands by filing date | |
| Homefed | 43739d307 | COM | 237 | $9,000 | thousands by filing date | |
| Vanguard Small-Cap ETF | 922908751 | SHS | 75 | $8,000 | thousands by filing date | |
| NORTHERN TR CORP COM | 665859104 | Stock | 125 | $8,000 | thousands by filing date | |
| BUNGE LTD | G16962105 | COM | 100 | $8,000 | thousands by filing date | |
| BASIC ENERGY SERVICES INC | 06985P100 | COMMON STOCK | 532 | $8,000 | thousands by filing date | |
| QUALITY SYS INC | 747582104 | COM | 400 | $8,000 | thousands by filing date | |
| MONTPELIER RE HLDGS LTD SH | G62185106 | COM | 261 | $8,000 | thousands by filing date | |
| TERRACE ENERGY CORP COM | 88103M102 | COM | 3,800 | $8,000 | thousands by filing date | |
| WESTERN DIGITAL CORP | 958102105 | COM | 82 | $7,000 | thousands by filing date | |
| HORACE MANN EDUCATORS CORP NEW COM | 440327104 | Stock | 212 | $7,000 | thousands by filing date | |
| KONINKLIJKE PHILIPS N V NY REGIS SHS NEW | 500472303 | ADR | 183 | $7,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 162 | $7,000 | thousands by filing date | |
| INSIGHT ENTERPRISES INC | 45765U103 | COM | 308 | $7,000 | thousands by filing date | |
| INSTEEL INDS INC | 45774W108 | COM | 300 | $7,000 | thousands by filing date | |
| JAKKS PACIFIC INC | 47012E106 | COMMON STOCK | 1,000 | $7,000 | thousands by filing date | |
| FALCON OIL & GAS LTD COM | 306071101 | SHS | 40,000 | $7,000 | thousands by filing date | |
| NEWLINK GENETICS CORP | 651511107 | COM | 300 | $7,000 | thousands by filing date | |
| OUTERWALL INC | 690070107 | COM | 101 | $7,000 | thousands by filing date | |
| Allied World Assurance Co | 026192226 | COM | 59 | $7,000 | thousands by filing date | |
| KLA CORP | 482480100 | COM | 100 | $6,000 | thousands by filing date | |
| GERON CORP | 374163103 | COM | 1,200 | $6,000 | thousands by filing date | |
| ELBIT SYS LTD ORD | M3760D101 | Stock | 100 | $6,000 | thousands by filing date | |
| AERCAP HOLDINGS NV SHS | N00985106 | Stock | 162 | $6,000 | thousands by filing date | |
| SYMETRA FINANCIAL CORP | 87151Q106 | COMMON STOCK | 300 | $6,000 | thousands by filing date | |
| AMERICAN NATL INS | 028591105 | COMMON STOCK | 53 | $6,000 | thousands by filing date | |
| Pentair Inc | H6169Q108 | PNR | 73 | $6,000 | thousands by filing date | |
| FBL FINL GROUP INC | 30239F106 | CL A | 123 | $6,000 | thousands by filing date | |
| BALDWIN + LYONS INC -CL B | 057755209 | CL B | 211 | $6,000 | thousands by filing date | |
| MAIDEN HOLDINGS LTD | 036419750 | Common | 520 | $6,000 | thousands by filing date | |
| B COMMUNICATIONS LTD | M15629104 | SHS | 339 | $6,000 | thousands by filing date | |
| Franklin Credit Management | 353491103 | COM | 29,025 | $6,000 | thousands by filing date | |
| CNA FINL CORP | 126117100 | COM | 111 | $5,000 | thousands by filing date | |
| STEWART INFORMATION SVCS COR | 860372101 | COM | 142 | $5,000 | thousands by filing date | |
| BEAZER HOMES USA INC | 07556Q881 | COMMON STOCK | 200 | $5,000 | thousands by filing date | |
| LAKELAND INDS INC | 511795106 | COM | 968 | $5,000 | thousands by filing date | |
| NATIONAL WESTERN | 638522102 | COMMON STOCK | 21 | $5,000 | thousands by filing date | |
| WISCONSIN ENERGY CORP | 976657106 | COMMON STOCK | 120 | $5,000 | thousands by filing date | |
| WELLTOWER INC | 42217K106 | COM | 97 | $5,000 | thousands by filing date | |
| IRSA INVERSIONES Y REP S A SPON GDS ECH 10 | 450047204 | ADR | 400 | $5,000 | thousands by filing date | |
| ATWOOD OCEANICS INC | 050095108 | COM | 90 | $5,000 | thousands by filing date | |
| HILLSHIRE BRANDS CO | 432589109 | COM | 140 | $5,000 | thousands by filing date | |
| NAM TAI ELECTRS INC | 629865205 | COM PAR $0.02 | 642 | $5,000 | thousands by filing date | |
| URANIUM PARTN CORP COM | 917017105 | Common Stock | 1,000 | $5,000 | thousands by filing date | |
| WENDYS CO COM | 95058W100 | Stock | 425 | $4,000 | thousands by filing date | |
| SKYWEST INC COM | 830879102 | Stock | 255 | $4,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 62 | $4,000 | thousands by filing date | |
| LANTRONIX INC | 516548203 | COMMON STOCK | 2,499 | $4,000 | thousands by filing date | |
| BONANZA CREEK ENERGY INC | 097793103 | COMMON STOCK | 100 | $4,000 | thousands by filing date | |
| Bowater Inc | 09066L105 | COMMON STOCKS | 1,200 | $4,000 | thousands by filing date | |
| FERRO CORP | 315405100 | COM | 300 | $4,000 | thousands by filing date | |
| ANIXTER INTL INC | 035290105 | COM | 45 | $4,000 | thousands by filing date | |
| ALBERTSONS CO SHS CL A CLASS CLASS A | 039380100 | COM | 1,000 | $4,000 | thousands by filing date | |
| FAIRWAY GROUP HLDGS CORP | 30603D109 | CL A | 200 | $4,000 | thousands by filing date | |
| AOL INC | 00184X105 | COM | 78 | $4,000 | thousands by filing date | |
| CALAMOS ASSET MANAGEMENT A | 12811R104 | COM | 360 | $4,000 | thousands by filing date | |
| FBR & CO | 30247C400 | COM NEW | 144 | $4,000 | thousands by filing date | |
| PLURISTEM THERAPEUTICS INC | 72940R102 | COM | 1,000 | $4,000 | thousands by filing date | |
| Tax Exempt Secs Tr UT Natl Tr | 876946104 | COM | 13 | $4,000 | thousands by filing date | |
| GRUPO FINANCIERO GALICIA | 399909100 | SPONSORED ADR | 325 | $3,000 | thousands by filing date | |
| DOLBY LABORATORIES INC COM CL A | 25659T107 | Stock | 70 | $3,000 | thousands by filing date | |
| MAGIC SOFTWARE ENTERPRISES LTD ORD | 559166103 | Stock | 482 | $3,000 | thousands by filing date | |
| SIMMONS 1ST NATL CORP | 828730200 | CL A $1 PAR | 86 | $3,000 | thousands by filing date | |
| AAR CORP | 000361105 | COM | 117 | $3,000 | thousands by filing date | |
| KADANT INC | 48282T104 | COM | 79 | $3,000 | thousands by filing date | |
| CHESAPEAKE UTILS CORP | 165303108 | COM | 44 | $3,000 | thousands by filing date | |
| UNITED FIRE GROUP INC | 910340108 | COMMON STOCK | 105 | $3,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD SILVER | 153501101 | COM | 200 | $3,000 | thousands by filing date | |
| CRAWFORD & CO | 224633107 | COM | 310 | $3,000 | thousands by filing date | |
| CSS INDS INC | 125906107 | COMMON STOCK | 107 | $3,000 | thousands by filing date | |
| ENSCO PLC | G3157S106 | SHS CLASS A | 47 | $3,000 | thousands by filing date | |
| CAPELLA EDUCATION CO | 139594105 | COM | 39 | $3,000 | thousands by filing date | |
| EPL Oil & Gas, Inc. | 26883D108 | COM | 92 | $3,000 | thousands by filing date | |
| PHH CORP | 693320202 | COM NEW | 114 | $3,000 | thousands by filing date | |
| STANCORP FINL GROUP INC | 852891100 | COM | 39 | $3,000 | thousands by filing date | |
| SPARTAN STORES INC | 846822104 | COM | 131 | $3,000 | thousands by filing date | |
| MANNING + NAPIER INC | 56382Q102 | CL A | 181 | $3,000 | thousands by filing date | |
| CELLCOM ISRAEL LTD | M2196U109 | SHS | 213 | $3,000 | thousands by filing date | |
| INTERNATIONAL STEM CELL CORP C | 460378102 | COM | 12,400 | $3,000 | thousands by filing date | |
| OTTER TAIL CORP | 689648103 | COM | 60 | $2,000 | thousands by filing date | |
| CACI INTL INC CL A | 127190304 | Stock | 24 | $2,000 | thousands by filing date | |
| ELECTRONIC ARTS INC COM | 285512109 | Stock | 99 | $2,000 | thousands by filing date | |
| AKAMAI TECHNOLOGIES INC COM | 00971T101 | Stock | 50 | $2,000 | thousands by filing date | |
| TEXAS ROADHOUSE INC COM | 882681109 | Stock | 63 | $2,000 | thousands by filing date | |
| PRIMERICA INC | 74164M108 | COM | 44 | $2,000 | thousands by filing date | |
| CALIFORNIA WTR SVC GROUP | 130788102 | COM | 80 | $2,000 | thousands by filing date | |
| MAN TECH INTERNATIONAL CORP | 564563104 | CL A | 53 | $2,000 | thousands by filing date | |
| GREEN PLAINS INC | 393222104 | COM | 91 | $2,000 | thousands by filing date | |
| WESTPAC BANKING CORP | 961214301 | SPONSORED ADR | 56 | $2,000 | thousands by filing date | |
| QUAD / GRAPHICS INC | 747301109 | COM CL A | 59 | $2,000 | thousands by filing date | |
| COSAN LTD | G25343107 | SHS A | 113 | $2,000 | thousands by filing date | |
| SENIOR HSG PPTYS TR | 81721M109 | SH BEN INT | 80 | $2,000 | thousands by filing date | |
| BANCO MACRO S A | 05961W105 | SPON ADR B | 95 | $2,000 | thousands by filing date | |
| UNISYS CORP | 909214306 | COMMON STOCK | 64 | $2,000 | thousands by filing date | |
| STEALTHGAS INC | Y81669106 | COM | 159 | $2,000 | thousands by filing date | |
| PDL BIOPHARMA INC | 69329Y104 | COM | 191 | $2,000 | thousands by filing date | |
| DELEK US HOLDINGS INC | 246647101 | COMMON STOCK | 65 | $2,000 | thousands by filing date | |
| KIMBALL INTL INC | 494274103 | CL B | 161 | $2,000 | thousands by filing date | |
| CVR Partners, LP | 126633106 | LTD | 115 | $2,000 | thousands by filing date | |
| TRIPLE-S MGMT CORP | 896749108 | CL B | 95 | $2,000 | thousands by filing date | |
| UNITED STATIONERS INC | 913004107 | COM | 48 | $2,000 | thousands by filing date | |
| HHGREGG INC | 42833L108 | COM | 166 | $2,000 | thousands by filing date | |
| ALON USA ENERGY INC | 020520102 | COM | 95 | $2,000 | thousands by filing date | |
| PARTNER COMMUNICATIONS CO LT | 70211M109 | ADR | 197 | $2,000 | thousands by filing date | |
| Internet Gold Golden Lines Ltd | 011564470 | CMN | 245 | $2,000 | thousands by filing date | |
| Terastor Corp Ser-E Pfd | 8807779E9 | COM | 1,891 | $2,000 | thousands by filing date | |
| Tax Exempt Secs Tr UT Natl Tr | 876946427 | COM | 5 | $2,000 | thousands by filing date | |
| Terastor Corp Ser-A Pfd | 8807779B5 | COM | 1,668 | $2,000 | thousands by filing date | |
| Terastor Corp Ser-B Pfd | 8807779C3 | COM | 1,984 | $2,000 | thousands by filing date | |
| ENNIS INC COM | 293389102 | Stock | 78 | $1,000 | thousands by filing date | |
| EVEREST GROUP LTD COM | G3223R108 | Stock | 9 | $1,000 | thousands by filing date | |
| FIRST INDL RLTY TR INC COM | 32054K103 | REIT | 58 | $1,000 | thousands by filing date | |
| VISHAY INTERTECHNOLOGY INC COM | 928298108 | Stock | 67 | $1,000 | thousands by filing date | |
| TARGA RES CORP COM | 87612G101 | Stock | 7 | $1,000 | thousands by filing date | |
| ERIE INDTY CO CL A | 29530P102 | Stock | 9 | $1,000 | thousands by filing date | |
| MARRIOTT VACATIONS WORLDWIDE C COM | 57164Y107 | Stock | 20 | $1,000 | thousands by filing date | |
| UNIVERSAL CORP VA MTNS BK ENT COM | 913456109 | Stock | 17 | $1,000 | thousands by filing date | |
| BENCHMARK ELECTRS INC COM | 08160H101 | Stock | 42 | $1,000 | thousands by filing date | |
| INTERDIGITAL INC COM | 45867G101 | Stock | 38 | $1,000 | thousands by filing date | |
| LOGITECH INTL S A SHS | H50430232 | Stock | 57 | $1,000 | thousands by filing date | |
| CROCS INC COM | 227046109 | Stock | 37 | $1,000 | thousands by filing date | |
| CBIZ INC | 124805102 | COM | 118 | $1,000 | thousands by filing date | |
| PORTLAND GEN ELEC CO | 736508847 | COM NEW | 34 | $1,000 | thousands by filing date | |
| KAISER ALUMINUM CORP | 483007704 | COM PAR $0.01 | 9 | $1,000 | thousands by filing date | |
| RENEWABLE ENERGY GROUP INC | 75972A301 | COM NEW | 52 | $1,000 | thousands by filing date | |
| KOPPERS HOLDINGS INC | 50060P106 | COM | 19 | $1,000 | thousands by filing date | |
| CST BRANDS INC | 12646R105 | COM | 21 | $1,000 | thousands by filing date | |
| AIRCASTLE LTD | G0129K104 | COM | 61 | $1,000 | thousands by filing date | |
| NPK INTERNATIONAL INC | 651718504 | COMMON STOCK | 108 | $1,000 | thousands by filing date | |
| NEENAH PAPER INC | 640079109 | COM | 15 | $1,000 | thousands by filing date | |
| THE BRAND HOUSE COLLECTIVE I | 497498105 | COM | 27 | $1,000 | thousands by filing date | |
| BLACK BOX CORP | 091826107 | COMMON STOCK | 22 | $1,000 | thousands by filing date | |
| UIL HOLDINGS CORPORATION | 902748102 | COMMON STOCK | 29 | $1,000 | thousands by filing date | |
| ARRAY BIOPHARMA INC COM | 04269X105 | Stock | 250 | $1,000 | thousands by filing date | |
| Walter Energy Inc | 93317Q105 | COM | 66 | $1,000 | thousands by filing date | |
| CHIPMOS TECH BERMUDA LTD | G2110R114 | SHS | 42 | $1,000 | thousands by filing date | |
| ENDURANCE SPECIALTY HLDGS LT | G30397106 | SHS | 15 | $1,000 | thousands by filing date | |
| QLOGIC CORP | 747277101 | COM | 118 | $1,000 | thousands by filing date | |
| REPUBLIC AWYS HLDGS INC | 760276105 | COM | 69 | $1,000 | thousands by filing date | |
| NEVSUN RES LTD | 64156L101 | COM | 231 | $1,000 | thousands by filing date | |
| ANN INC | 035623107 | COM | 17 | $1,000 | thousands by filing date | |
| GLOBAL POWER EQUIPMENT GRP I | 37941P306 | COM PAR $0.01 | 38 | $1,000 | thousands by filing date | |
| SEASPAN CORP | Y75638109 | SHS | 34 | $1,000 | thousands by filing date | |
| KEYON COMMUNICATIONS HOLDINGS | 493312201 | COM | 340,604 | $1,000 | thousands by filing date | |
| KEPPEL REIT UNIT REIT | Y4740G104 | COM | 840 | $1,000 | thousands by filing date | |
| WINTHROP RLTY TR | 976391102 | SH BEN INT | 127 | $1,000 | thousands by filing date | |
| Terastor Corp Ser-F Pfd | 8807779F6 | COM | 649 | $1,000 | thousands by filing date | |
| SilverWillow Energy Corp. | 828513101 | COM | 3,500 | $1,000 | thousands by filing date | |
| CME Group Inc. Class A | 12572Q105 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INVESCO LTD SHS | G491BT108 | Stock | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AUTOZONE INC COM | 053332102 | Stock | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AZZ INC COM | 002474104 | Stock | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LAUDER ESTEE COS INC CL A | 518439104 | Stock | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| JUNIPER NETWORKS INC | 48203R104 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| XILINX INC | 983919101 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INTERPUBLIC GROUP COS | 460690100 | COM | 26 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AEGON N V | 007924103 | NY REGISTRY SHS | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TD AMERITRADE HLDG CORP | 87236Y108 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ADVANCED SEMICONDUCTOR ENGR | 00756M404 | SPONSORED ADR | 39 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PATRIOT COAL CORP | 70336T104 | COMMON STOCK | 60 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NEWS CORP INC | 65248E104 | COMMON STOCK | 16 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BB LIQUIDATING INC | 05532D107 | COM | 211 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Hugoton Royalty Trust | 444717102 | COM | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Sedona Corporation Xxx Registration Revoked By | 815677109 | 0 | 12,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Softbrands Inc ACQUIRED | 83402A990 | COM | 91 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CHIQUITA BRANDS INTL INC | 170032809 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ENZON PHARMACEUTICALS INC | 293904108 | COM | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ACCELRYS INC | 00430U103 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KINDER MORGAN MANAGMENT,LLC | EKE55U103 | COM | 150,854 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Fairpoint Communications Inc/O | 305560104 | COM | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Citadel Broadcasting Corp | 17285T106 | Com | 1,058 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DE Master Blenders 1753 NV | N2563N109 | COM | 1,100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FURNITURE BRANDS INTL INC | 360921100 | CMN | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SUPERCONDUCTOR TECHNOLOGIES | 867931404 | COM PAR $0.001 | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BENGUET CORP | 081851206 | COM | 77 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AVIZA TECHNOLOGY INC | 05381A105 | COM | 145 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Aura Systems, Inc. | 051526200 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Franklin Credit Holding Corp | 353487200 | COM | 29,025 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BB LIQUIDATING INC - CLASS B | 05532D206 | Com | 211 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PUDA COAL INC XXX | 744674300 | Common Stock | 4,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TRANS GLOBAL GROUP INC | 89324A109 | COMMON STOCK | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MANSFELDER METALS LTD COM | 56418U101 | COM | 1,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Q MED INC | 747914109 | COMMON STOCK | 900 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Rainier Pacific Financial Group Inc | 75087U101 | Common / Ordinary Stock | 117 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VIRTUALSCOPICS INC | 928269208 | COM NEW | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Cache Exploration Inc | 12715T107 | COM | 5,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Reeves Telecom LP (NOT QUOTED) | 75865P209 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Refocus Group Inc | 75865x202 | COM | 165 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Schoolwurks Inc (DELISTED) | 80802m103 | COM | 4,070 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Tsingyuan Brewery Ltd. | 89853G105 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Umicore Strip VVPR | B95505176 | COM | 1,250 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| I-Carauction.com Inc (DELISTED | 44934H200 | COM | 81 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| A21 Inc (Certificate) | 002184109 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Concept Digital Inc (NOT QUOTE | 20589Y102 | COM | 1,234 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Terastor Corp | 8807779A7 | COM | 162 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Terastor Corp Ser-C Pfd | 8807779D1 | COM | 432 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Continental Fuels Inc COM NEW | 21144m203 | COM | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Hydrogen Power Inc | 44887a103 | COM | 250 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140361-14-003825 | this filing | 2014-01-30 | acceptance time not in the bulk data set |