13F-HR filed by Transamerica Financial Advisors, LLC
Transamerica Financial Advisors, LLC filed this 13F-HR for the quarter ended 2013-12-31, filed 2014-01-21, with 609 holding rows worth $920,454,000.
- Accession
- 0001140361-14-002586
- Filer
- CIK 1502149
- Filed
- 2014-01-21
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2013
A holdings report, 609 entries on the cover page, a total value of $920,454,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $920,454,000 with VALUE read as thousands by filing date, 13F file number 028-14018. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerTRANSAMERICA CORP028-00136
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| NEW GOLD INC CDA | 644535106 | COM | 835 | $5,000 | thousands by filing date | |
| AVIS BUDGET GROUP INC | 053774105 | COM | 117 | $5,000 | thousands by filing date | |
| PIMCO CALIFORNIA MUNICIPAL INC | 72200M108 | COM | 500 | $5,000 | thousands by filing date | |
| MID PENN BANCORP INC | 59540G107 | COMMON STOCK | 304 | $5,000 | thousands by filing date | |
| ST JUDE MED INC | 790849103 | COM | 77 | $5,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 562 | $5,000 | thousands by filing date | |
| MORGANS HOTEL GROUP CO | 61748W108 | COM | 500 | $5,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 73 | $4,000 | thousands by filing date | |
| TECK RESOURCES LTD CL B | 878742204 | Stock | 122 | $4,000 | thousands by filing date | |
| GAMCO GLOBAL GOLD NAT RES & | 36465A109 | COM SH BEN INT | 400 | $4,000 | thousands by filing date | |
| MATTEL INC | 577081102 | COM | 70 | $4,000 | thousands by filing date | |
| ROYCE VALUE TRUST | 780910105 | COM | 227 | $4,000 | thousands by filing date | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 600 | $4,000 | thousands by filing date | |
| ELDORADO GOLD CORP NEW | 284902103 | COM | 610 | $4,000 | thousands by filing date | |
| WELLTOWER INC | 42217K106 | COM | 59 | $4,000 | thousands by filing date | |
| TYCO INTERNATIONAL LTD | H89128104 | SHS | 75 | $4,000 | thousands by filing date | |
| UNS ENERGY CORP | 903119105 | COM | 62 | $4,000 | thousands by filing date | |
| ALPINE TOTAL DYNAMIC DIVID F | 021060108 | COM SBI | 872 | $4,000 | thousands by filing date | |
| DWS HIGH INCOME TR | 23337C208 | SHS NEW | 432 | $4,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 24 | $3,000 | thousands by filing date | |
| CONSOLIDATED EDISON INC | 209115104 | COM | 41 | $3,000 | thousands by filing date | |
| BCE INC COM NEW | 05534B760 | Stock | 58 | $3,000 | thousands by filing date | |
| BLOCK H & R INC COM | 093671105 | Stock | 103 | $3,000 | thousands by filing date | |
| MCKESSON CORP COM | 58155Q103 | Stock | 14 | $3,000 | thousands by filing date | |
| OLIN CORP | 680665205 | COM PAR $1 | 103 | $3,000 | thousands by filing date | |
| BAXTER INTL INC | 071813109 | COM | 36 | $3,000 | thousands by filing date | |
| SUNPOWER CORP | 867652406 | COM | 100 | $3,000 | thousands by filing date | |
| ABB LTD-ADR | 000375204 | SPONSORED ADR | 100 | $3,000 | thousands by filing date | |
| CST BRANDS INC | 12646R105 | COM | 55 | $3,000 | thousands by filing date | |
| APPLE INC | 037833900 | CALL | 9 | $3,000 | thousands by filing date | call |
| HCP INC | 40414L109 | COM | 62 | $3,000 | thousands by filing date | |
| FAB UNVL CORP COM | 302771100 | COM | 2,125 | $3,000 | thousands by filing date | |
| ADVANTAGE OIL & GAS LTD | 00765F101 | COMMON STOCK-FO | 500 | $3,000 | thousands by filing date | |
| CHIMERA INVESTMENT CORP | 16934Q109 | COMMON STOCK | 900 | $3,000 | thousands by filing date | |
| CORECIVIC INC | 22025Y407 | COM | 88 | $3,000 | thousands by filing date | |
| BROADCOM CORP | 111320107 | CL A | 100 | $3,000 | thousands by filing date | |
| SIERRA WIRELESS INC | 826516106 | COM | 100 | $3,000 | thousands by filing date | |
| RUBICON MINERALS CORP | 780911103 | COM | 2,490 | $3,000 | thousands by filing date | |
| CALAMOS STRATEGIC TOTAL RETU | 128125101 | COM SH BEN INT | 100 | $2,000 | thousands by filing date | |
| VANGUARD BD INDEX FDS | 921937793 | LONG TERM BOND | 19 | $2,000 | thousands by filing date | |
| PATTERSON COS INC | 703395103 | COM | 36 | $2,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 100 | $2,000 | thousands by filing date | |
| TE CONNECTIVITY LTD | H84989104 | SHS | 25 | $2,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A151 | SST SPDR BLOOMBE | 30 | $2,000 | thousands by filing date | |
| PROSHARES TR | 74347X849 | INDX FD | 38 | $2,000 | thousands by filing date | |
| JP MORGAN CHASE & CO | 46625H365 | EXCHANGE TRADED | 26 | $2,000 | thousands by filing date | |
| BEMIS INC | 081437105 | COM | 48 | $2,000 | thousands by filing date | |
| COVIDIEN PLC | G2554F113 | SHS | 25 | $2,000 | thousands by filing date | |
| Automatic Data Processing,Inc. | 053015103 | COM | 1 | $1,000 | thousands by filing date | |
| SPDR Bloomberg Emerging Markets Local Bond ETF | 78464A391 | SHS | 1 | $1,000 | thousands by filing date | |
| Vanguard Extended Market ETF | 922908652 | SHS | 1 | $1,000 | thousands by filing date | |
| Vanguard Growth | 922908736 | COM | 1 | $1,000 | thousands by filing date | |
| Vanguard Intermediate-Term Treasury ETF | 92206C706 | SHS | 8 | $1,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C847 | COM | 2 | $1,000 | thousands by filing date | |
| Vanguard Short-Term Treasury ETF | 92206C102 | SHS | 1 | $1,000 | thousands by filing date | |
| Vanguard Small-Cap ETF | 922908751 | SHS | 1 | $1,000 | thousands by filing date | |
| VTI | 922908769 | COM | 1 | $1,000 | thousands by filing date | |
| CARDINAL HEALTH INC | 14149Y108 | COM | 3 | $1,000 | thousands by filing date | |
| EQUITY RESIDENTIAL | 29476L107 | SH BEN INT | 1 | $1,000 | thousands by filing date | |
| WALGREEN CO | 931422109 | COM | 6 | $1,000 | thousands by filing date | |
| EQUIFAX INC COM | 294429105 | Stock | 1 | $1,000 | thousands by filing date | |
| GENUINE PARTS CO COM | 372460105 | Stock | 2 | $1,000 | thousands by filing date | |
| NORTHERN DYNASTY MINERALS LTD COM NEW | 66510M204 | Stock | 500 | $1,000 | thousands by filing date | |
| KIMCO REALTY CORP COM | 49446R109 | REIT | 1 | $1,000 | thousands by filing date | |
| PUBLIC STORAGE COM | 74460D109 | REIT | 1 | $1,000 | thousands by filing date | |
| CENCORA INC COM | 03073E105 | Stock | 3 | $1,000 | thousands by filing date | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 1 | $1,000 | thousands by filing date | |
| AUTOZONE INC COM | 053332102 | Stock | 1 | $1,000 | thousands by filing date | |
| SKYWORKS SOLUTIONS INC COM | 83088M102 | Stock | 25 | $1,000 | thousands by filing date | |
| CINCINNATI FINL CORP COM | 172062101 | Stock | 1 | $1,000 | thousands by filing date | |
| M & T BK CORP COM | 55261F104 | Stock | 1 | $1,000 | thousands by filing date | |
| AVALONBAY CMNTYS INC COM | 053484101 | REIT | 1 | $1,000 | thousands by filing date | |
| BXP INC COM | 101121101 | REIT | 1 | $1,000 | thousands by filing date | |
| COTERRA ENERGY INC COM | 127097103 | Stock | 1 | $1,000 | thousands by filing date | |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 2 | $1,000 | thousands by filing date | |
| ISHARES TR | 464287739 | U.S. REAL ES ETF | 1 | $1,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06738C778 | DJUBS CMDT ETN36 | 17 | $1,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R775 | ACTIVE BD ETF | 4 | $1,000 | thousands by filing date | |
| SOUTHERN COPPER CORP | 84265V105 | COM | 1 | $1,000 | thousands by filing date | |
| BALL CORP | 058498106 | COM | 1 | $1,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X301 | ST STR ASIA ETF | 1 | $1,000 | thousands by filing date | |
| Mallinckrodt Plc | G5785G107 | SHS | 3 | $1,000 | thousands by filing date | |
| FLIR SYS INC | 302445101 | COM | 12 | $1,000 | thousands by filing date | |
| PIPER SANDLER COMPANIES | 724078100 | COM | 1 | $1,000 | thousands by filing date | |
| MCGRAW HILL FINL INC | 580645109 | COM | 5 | $1,000 | thousands by filing date | |
| TIFFANY & CO NEW | 886547108 | COM | 3 | $1,000 | thousands by filing date | |
| PLUM CREEK TIMBER CO INC | 729251108 | COM | 1 | $1,000 | thousands by filing date | |
| AON PLC | G0408V102 | SHS CL A | 1 | $1,000 | thousands by filing date | |
| PROSHARES TR | 74347B201 | PSHS ULTSH 20YRS | 12 | $1,000 | thousands by filing date | |
| Chubb Corporation | 171232101 | Equity | 3 | $1,000 | thousands by filing date | |
| Lineage, Inc. | 536020100 | COM | 1 | $1,000 | thousands by filing date | |
| iShares Gold Trust | 464285105 | ISHARES | 44 | $1,000 | thousands by filing date | |
| APARTMENT INVT & MGMT CO | 03748R101 | CL A | 4 | $1,000 | thousands by filing date | |
| AETNA INC NEW | 00817Y108 | COM | 2 | $1,000 | thousands by filing date | |
| FIVE STAR SENIOR LIVING | 33832D106 | COMMON STOCK | 50 | $1,000 | thousands by filing date | |
| H & Q LIFE SCIENCES INVS | 404053100 | EXCHANGE TRADED | 1 | $1,000 | thousands by filing date | |
| Pentair Inc | H6169Q108 | PNR | 6 | $1,000 | thousands by filing date | |
| THE ADT CORPORATION | 00101J106 | COM | 12 | $1,000 | thousands by filing date | |
| BARD C R INC | 067383109 | COM | 3 | $1,000 | thousands by filing date | |
| LSI CORPORATION | 502161102 | COM | 12 | $1,000 | thousands by filing date | |
| NORTHEAST UTILS | 664397106 | COM | 4 | $1,000 | thousands by filing date | |
| APEX SILVER MINES LTD ORD | 37950E853 | COM | 34 | $1,000 | thousands by filing date | |
| ALCATEL-LUCENT | 013904305 | SPONSORED ADR | 44 | $1,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUSTHI | 73936T557 | COM | 1 | $1,000 | thousands by filing date | |
| MKT VECTORS EMRG MKT LCL C | 57060U522 | ETF | 1 | $1,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M431 | GUGG BULL 2014 | 8 | $1,000 | thousands by filing date | |
| NORTHERN LTS ETF TR | 66537H105 | ARROW DJ GLOBL | 31 | $1,000 | thousands by filing date | |
| GLOBAL X FDS GLB X | 37950E499 | FERTIL | 48 | $1,000 | thousands by filing date | |
| PROSHARES VIX | 74347W684 | VIX MDTRM FUTR | 43 | $1,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140361-14-002586 | this filing | 2014-01-21 | acceptance time not in the bulk data set |