13F-HR filed by Rathbones Group PLC
Rathbones Group PLC filed this 13F-HR for the quarter ended 2013-12-31, filed 2014-01-10, with 212 holding rows worth $1,002,336,000.
- Accession
- 0001140361-14-001684
- Filer
- CIK 1351991
- Filed
- 2014-01-10
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2013
A holdings report, 212 entries on the cover page, a total value of $1,002,336,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $1,002,340,000 with VALUE read as thousands by filing date, 13F file number 028-11582. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerRathbone Brothers plc028-11582
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Lockheed Martin Corporation | 539830109 | COM | 254,995 | $37,908,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 768,494 | $27,128,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 107,258 | $23,884,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 210,872 | $21,340,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 244,231 | $21,280,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 756,704 | $21,210,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 50,098 | $19,979,000 | thousands by filing date | |
| ROYAL BK CDA COM | 780087102 | Stock | 295,555 | $19,864,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 214,658 | $19,661,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 150,897 | $17,890,000 | thousands by filing date | |
| VALASSIS COMMUNICATIONS INC | 918866104 | COM | 500,000 | $17,125,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 29,703 | $16,664,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 629,484 | $16,338,000 | thousands by filing date | |
| BANK NOVA SCOTIA B C COM | 064149107 | Stock | 259,392 | $16,217,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 128,524 | $16,054,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 358,541 | $14,811,000 | thousands by filing date | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 222,328 | $14,498,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 255,440 | $13,960,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 219,452 | $12,834,000 | thousands by filing date | |
| PRECISION CASTPARTS CORP | 740189105 | COM | 46,510 | $12,525,000 | thousands by filing date | |
| BREAD FINANCIAL HOLDINGS INC | 018581108 | COM | 46,500 | $12,226,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 14,260 | $11,914,000 | thousands by filing date | |
| MICROS SYS INC | 594901100 | COM | 207,000 | $11,876,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 314,413 | $11,762,000 | thousands by filing date | |
| CONSTELLATION BRANDS INC CL A | 21036P108 | Stock | 165,210 | $11,627,000 | thousands by filing date | |
| CUMMINS INC COM | 231021106 | Stock | 81,943 | $11,552,000 | thousands by filing date | |
| B/E AEROSPACE INC | 073302101 | COM | 130,000 | $11,314,000 | thousands by filing date | |
| CROWN HLDGS INC COM | 228368106 | Stock | 252,635 | $11,260,000 | thousands by filing date | |
| LAS VEGAS SANDS CORP COM | 517834107 | Stock | 141,110 | $11,129,000 | thousands by filing date | |
| CARMAX INC COM | 143130102 | Stock | 235,000 | $11,050,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 58,723 | $11,015,000 | thousands by filing date | |
| TIFFANY & CO NEW | 886547108 | COM | 118,604 | $11,004,000 | thousands by filing date | |
| COGNIZANT TECHNOLOGY SOLUTIONS CL A | 192446102 | Stock | 108,375 | $10,944,000 | thousands by filing date | |
| KANSAS CITY SOUTHERN | 485170302 | COM NEW | 88,300 | $10,934,000 | thousands by filing date | |
| DECKERS OUTDOOR CORP | 243537107 | COM | 128,000 | $10,811,000 | thousands by filing date | |
| MASTEC INC COM | 576323109 | Stock | 330,000 | $10,798,000 | thousands by filing date | |
| MCCORMICK & CO INC COM NON VTG | 579780206 | Stock | 154,251 | $10,631,000 | thousands by filing date | |
| POLYONE CORP | 73179P106 | COM | 295,000 | $10,428,000 | thousands by filing date | |
| SOTHEBYS | 835898107 | COM | 195,830 | $10,418,000 | thousands by filing date | |
| WHOLE FOODS MKT INC | 966837106 | COM | 174,875 | $10,113,000 | thousands by filing date | |
| KRAFT FOODS GROUP INC | 50076Q106 | COM | 185,997 | $10,027,000 | thousands by filing date | |
| HUNT J B TRANS SVCS INC COM | 445658107 | Stock | 127,000 | $9,817,000 | thousands by filing date | |
| MELCO RESORTS & ENTERTAINMENT | 585464100 | ADR | 250,000 | $9,805,000 | thousands by filing date | |
| DOLLAR TREE INC COM | 256746108 | Stock | 173,000 | $9,761,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 105,240 | $9,483,000 | thousands by filing date | |
| PPG INDS INC COM | 693506107 | Stock | 49,000 | $9,293,000 | thousands by filing date | |
| TRIPADVISOR INC | 896945201 | COM | 112,150 | $9,289,000 | thousands by filing date | |
| EOG RES INC COM | 26875P101 | Stock | 55,000 | $9,231,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 175,085 | $9,124,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 111,945 | $9,113,000 | thousands by filing date | |
| PETSMART INC | 716768106 | COM | 123,000 | $8,948,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 269,898 | $8,267,000 | thousands by filing date | |
| Marsh & McLennan Companies,Inc. | 571748102 | COM | 170,241 | $8,233,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 214,689 | $8,229,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 153,277 | $8,095,000 | thousands by filing date | |
| QUANTA SVCS INC | 74762E102 | COM | 252,142 | $7,958,000 | thousands by filing date | |
| Concho Resources Inc. | 20605P101 | COM | 69,000 | $7,452,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 163,522 | $7,424,000 | thousands by filing date | |
| E M C CORP MASS | 268648102 | COM | 293,647 | $7,385,000 | thousands by filing date | |
| CANADIAN IMPERIAL BANK OF COMM COM | 136069101 | Stock | 85,401 | $7,292,000 | thousands by filing date | |
| KODIAK OIL & GAS CORP | 50015Q100 | COM | 650,000 | $7,287,000 | thousands by filing date | |
| DR PEPPER SNAPPLE GROUP INC | 26138E109 | COM | 146,630 | $7,144,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 73,540 | $6,719,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 36,005 | $6,650,000 | thousands by filing date | |
| RAYTHEON CO | 755111507 | COM NEW | 71,800 | $6,512,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 66,400 | $6,443,000 | thousands by filing date | |
| GALLAGHER ARTHUR J & CO COM | 363576109 | Stock | 122,385 | $5,744,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 354,446 | $5,519,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 64,922 | $5,385,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 119,440 | $4,585,000 | thousands by filing date | |
| ISHARES INC MSCI SPAIN ETF | 464286764 | MSCI SPAIN ETF | 117,998 | $4,551,000 | thousands by filing date | |
| BANK MONTREAL MEDIUM COM | 063671101 | Stock | 62,714 | $4,179,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 117,644 | $4,136,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 52,110 | $3,981,000 | thousands by filing date | |
| ISHARES INC | 464286665 | MSCI PAC JP ETF | 84,763 | $3,961,000 | thousands by filing date | |
| HOLLYFRONTIER CORP | 436106108 | COM | 78,820 | $3,917,000 | thousands by filing date | |
| EBAY INC. COM | 278642103 | Stock | 68,795 | $3,774,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 62,878 | $3,342,000 | thousands by filing date | |
| ISHARES TR | 464287168 | COM | 46,030 | $3,284,000 | thousands by filing date | |
| YAHOO INC | 984332106 | COM | 80,175 | $3,242,000 | thousands by filing date | |
| NEWMONT CORP | 651639106 | COM | 135,329 | $3,117,000 | thousands by filing date | |
| CORNING INC | 219350105 | COM | 169,105 | $3,013,000 | thousands by filing date | |
| TORONTO DOMINION BK ONT COM NEW | 891160509 | Stock | 31,873 | $3,003,000 | thousands by filing date | |
| EMERSON ELEC CO COM | 291011104 | Stock | 40,689 | $2,856,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 50,626 | $2,534,000 | thousands by filing date | |
| SanDisk Corporation | 80004C101 | COM | 34,951 | $2,465,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 32,600 | $2,421,000 | thousands by filing date | |
| ISHARES INC MSCI UTD KINGD | 464286699 | COM | 115,721 | $2,416,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 22,976 | $2,400,000 | thousands by filing date | |
| BCE INC COM NEW | 05534B760 | Stock | 54,541 | $2,361,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 13,916 | $2,338,000 | thousands by filing date | |
| Deere & Company | 244199105 | COM | 25,504 | $2,329,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 32,597 | $2,303,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q835 | INTL CORP BOND | 77,558 | $2,289,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 28,107 | $2,212,000 | thousands by filing date | |
| DOLLAR GEN CORP COM | 256677105 | Stock | 35,955 | $2,169,000 | thousands by filing date | |
| CELGENE CORP | 151020104 | COM | 12,577 | $2,125,000 | thousands by filing date | |
| TEMPLETON EMERGING MARKETS FUN | 880191101 | COM | 121,085 | $2,119,000 | thousands by filing date | |
| POTASH CORP OF SASKATCHEWAN | 73755L107 | COMMON STOCK-FO | 51,332 | $2,097,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 49,627 | $2,074,000 | thousands by filing date | |
| THOMSON REUTERS CORP | 884903105 | COM | 54,838 | $2,073,000 | thousands by filing date | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 10,972 | $1,945,000 | thousands by filing date | |
| Morgan Stanley | 617446448 | COM | 59,943 | $1,880,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 12,845 | $1,802,000 | thousands by filing date | |
| SYSCOCORP | 871829107 | COM | 48,942 | $1,767,000 | thousands by filing date | |
| VODAFONE GP PLC | 92857W209 | ADR | 43,790 | $1,721,000 | thousands by filing date | |
| Vaneck Vectors Gold Miners ETF | 57060u100 | COM | 79,163 | $1,673,000 | thousands by filing date | |
| DOVER CORP COM | 260003108 | Stock | 16,895 | $1,631,000 | thousands by filing date | |
| ISHARES INC MSCI GERMANY ETF | 464286806 | MSCI GERMANY ETF | 49,330 | $1,567,000 | thousands by filing date | |
| AGNICO EAGLE MINES LTD COM | 008474108 | Stock | 58,300 | $1,538,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W851 | JAPN HEDGE EQT | 30,203 | $1,536,000 | thousands by filing date | |
| QUANEX BLDG PRODS CORP COM | 747619104 | Stock | 76,095 | $1,516,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 15,965 | $1,450,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 12,635 | $1,438,000 | thousands by filing date | |
| RACKSPACE HOSTING INC | 750086100 | COM | 34,835 | $1,363,000 | thousands by filing date | |
| PARKER-HANNIFIN CORP COM | 701094104 | Stock | 10,450 | $1,344,000 | thousands by filing date | |
| ISHARES | 464286848 | EXCHANGE TRADED | 110,615 | $1,343,000 | thousands by filing date | |
| PRUDENTIAL PLC ADR | 74435K204 | ADR | 29,000 | $1,305,000 | thousands by filing date | |
| MANULIFE FINL CORP | 56501R106 | COM | 64,600 | $1,275,000 | thousands by filing date | |
| GENERAL MILLS INC COM | 370334104 | Stock | 25,495 | $1,272,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 10,753 | $1,249,000 | thousands by filing date | |
| PLUM CREEK TIMBER CO INC | 729251108 | COM | 26,026 | $1,210,000 | thousands by filing date | |
| ISHARES TR | 464288422 | S&P DEV EX-US | 31,278 | $1,169,000 | thousands by filing date | |
| YUM BRANDS INC COM | 988498101 | Stock | 15,240 | $1,152,000 | thousands by filing date | |
| IMPERIAL OIL LTD COM NEW | 453038408 | Stock | 25,485 | $1,128,000 | thousands by filing date | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 21,866 | $1,063,000 | thousands by filing date | |
| Vanguard Total Bond Market ETF | 921937835 | SHS | 12,975 | $1,039,000 | thousands by filing date | |
| AMETEK INC COM | 031100100 | Stock | 19,700 | $1,038,000 | thousands by filing date | |
| TJX Companies Inc | 872540109 | COM | 16,038 | $1,022,000 | thousands by filing date | |
| REYNOLDS AMERICAN INC | 761713106 | COMMON STOCK | 20,220 | $1,011,000 | thousands by filing date | |
| ISHARES INC MSCI HONG KG ETF | 464286871 | MSCI HONG KG ETF | 48,390 | $997,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 20,206 | $993,000 | thousands by filing date | |
| WALGREEN CO | 931422109 | COM | 16,801 | $965,000 | thousands by filing date | |
| LOEWS CORP COM | 540424108 | Stock | 20,000 | $965,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259107 | SPON ADR B | 12,830 | $964,000 | thousands by filing date | |
| GOLDCORP INC NEW | 380956409 | COM | 44,210 | $958,000 | thousands by filing date | |
| ITT CORP | 450911201 | COM | 21,750 | $944,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259206 | SPONS ADR A | 13,104 | $934,000 | thousands by filing date | |
| BT GROUP-ADR | 05577E101 | ADR | 13,000 | $821,000 | thousands by filing date | |
| iShares Global 100 ETF | 464287572 | SHS | 10,195 | $787,000 | thousands by filing date | |
| XYLEM INC COM | 98419M100 | Stock | 22,500 | $779,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 34,359 | $771,000 | thousands by filing date | |
| BLACKSTONE GROUP LP | 09253U108 | COM UNIT LTD | 24,000 | $756,000 | thousands by filing date | |
| Waste Management, Inc. | 94106L109 | COM | 15,930 | $715,000 | thousands by filing date | |
| HEWLETT PACKARD CO | 428236103 | COM | 25,389 | $710,000 | thousands by filing date | |
| KELLANOVA | 487836108 | COM | 11,411 | $697,000 | thousands by filing date | |
| Adobe Inc | 00724F101 | COM | 10,900 | $653,000 | thousands by filing date | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 12,800 | $645,000 | thousands by filing date | |
| CAMECO CORP COM | 13321L108 | Stock | 31,010 | $643,000 | thousands by filing date | |
| SOCIEDAD QUIMICA Y MINERA DE C | 833635105 | SPON ADR SER B | 24,510 | $634,000 | thousands by filing date | |
| ENBRIDGE INC COM | 29250N105 | Stock | 14,472 | $632,000 | thousands by filing date | |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 10,000 | $619,000 | thousands by filing date | |
| ATI INC COM | 01741R102 | Stock | 16,500 | $588,000 | thousands by filing date | |
| DIEBOLD NXDF INC | 253651103 | COM | 17,500 | $578,000 | thousands by filing date | |
| ENCANA CORP | 292505104 | COM | 31,210 | $563,000 | thousands by filing date | |
| USBANCORPDEL | 902973304 | COM NEW | 13,642 | $551,000 | thousands by filing date | |
| METLIFE INC COM | 59156R108 | Stock | 10,160 | $548,000 | thousands by filing date | |
| GLAXOSMITHKLINE PLC-ADR | 37733W105 | SPONSORED ADR | 10,259 | $548,000 | thousands by filing date | |
| ABRDN GLOBAL INCOME FUND INC | 003013109 | COM | 50,430 | $524,000 | thousands by filing date | |
| ISHARES TR | 464288448 | INTL SEL DIV ETF | 13,635 | $517,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X202 | EURO STOXX 50 | 12,261 | $517,000 | thousands by filing date | |
| MYLAN INC | 628530107 | COM | 11,900 | $516,000 | thousands by filing date | |
| TYSON FOODS INC CL A | 902494103 | Stock | 15,310 | $512,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 13,186 | $498,000 | thousands by filing date | |
| ISHARES INC | 464286509 | MSCI CDA ETF | 16,910 | $493,000 | thousands by filing date | |
| SUNCOR ENERGY INC NEW COM | 867224107 | Stock | 13,900 | $487,000 | thousands by filing date | |
| ARCELORMITTAL FUNSPONSORED ADR 1 ADR REPS 1 ORD SHS | 03938L104 | COM | 23,500 | $419,000 | thousands by filing date | |
| LKQ CORP COM | 501889208 | Stock | 10,700 | $352,000 | thousands by filing date | |
| ASCENA RETAIL GROUP INC | 04351G101 | COM | 16,230 | $343,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P500 L | 73937B779 | COM | 10,000 | $332,000 | thousands by filing date | |
| BARRICK GOLD CORP | 067901108 | COM | 17,919 | $316,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W422 | INDIA ERNGS FD | 17,998 | $314,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 22,200 | $306,000 | thousands by filing date | |
| VALE S A | 91912E105 | SPONSORED ADS | 19,420 | $296,000 | thousands by filing date | |
| CENOVUS ENERGY INC | 15135U109 | COM | 10,004 | $286,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E861 | COPPER MNR ETF | 30,461 | $285,000 | thousands by filing date | |
| ENDOLOGIX INC | 29266S106 | COM | 16,000 | $279,000 | thousands by filing date | |
| INDEXIQ ETF TR HDG MACTRK | 45409B206 | ETF | 10,229 | $268,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 15,670 | $251,000 | thousands by filing date | |
| iShares Silver Trust | 46428Q109 | COM | 12,829 | $240,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V101 | SP ADR NON VTG | 16,120 | $237,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 14,325 | $221,000 | thousands by filing date | |
| TAIWAN SEMICONDUCTOR MFG | 874039100 | SPONSORED ADS | 11,863 | $207,000 | thousands by filing date | |
| SILVER WHEATON CORP | 828336107 | COM | 10,000 | $202,000 | thousands by filing date | |
| POWERSHS DB MULTI SECT COMM DB | 73936B705 | COM | 11,437 | $193,000 | thousands by filing date | |
| BANCO SANTANDER BRASIL S.A. AD | 05967A107 | ADS REP 1 UNIT | 28,500 | $174,000 | thousands by filing date | |
| WESTERN UN CO COM | 959802109 | Stock | 10,000 | $173,000 | thousands by filing date | |
| NEKTAR THERAPEUTICS | 640268108 | COM | 15,100 | $171,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD SILVER | 153501101 | COM | 12,000 | $158,000 | thousands by filing date | |
| BROCADE COMMUNICATIONS SYS I | 111621306 | COM NEW | 17,500 | $155,000 | thousands by filing date | |
| Misonix Inc | 604871103 | COM | 21,000 | $118,000 | thousands by filing date | |
| AMBEV SA SPONSORED ADR | 02319V103 | ADR | 15,000 | $110,000 | thousands by filing date | |
| NEW GOLD INC CDA | 644535106 | COM | 20,000 | $105,000 | thousands by filing date | |
| ABERDEEN INDONESIA FUND INC(IF) | 00305P106 | COM | 12,627 | $104,000 | thousands by filing date | |
| EXELIXIS INC COM | 30161Q104 | Stock | 16,500 | $101,000 | thousands by filing date | |
| CADIZ INC | 127537207 | COM NEW | 13,900 | $97,000 | thousands by filing date | |
| GRAN TIERRA ENERGY INC | 38500T101 | COM | 13,067 | $96,000 | thousands by filing date | |
| APRICUS BIOSCIENCES INC | 03832V109 | COM | 35,000 | $93,000 | thousands by filing date | |
| LEXICON PHARMACEUTICALS INC | 528872104 | COM | 43,980 | $79,000 | thousands by filing date | |
| WAVE SYSTEMS CORP-CL A | 943526400 | COMMON | 82,291 | $75,000 | thousands by filing date | |
| Almaden Minerals Ltd | 020283107 | COM | 60,000 | $70,000 | thousands by filing date | |
| ELDORADO GOLD CORP NEW | 284902103 | COM | 12,159 | $69,000 | thousands by filing date | |
| MOUNTAIN PROV DIAMONDS INC COM NEW ISIN #CA62426E4022 SEDOL #2607948 | 62426E402 | Equities | 13,432 | $67,000 | thousands by filing date | |
| IVANHOE ENERGY INC | 465790301 | COM NEW | 106,529 | $64,000 | thousands by filing date | |
| TURQUOISE HILL RESOURCES LTD | 900435108 | COMMON STOCK-FO | 12,300 | $41,000 | thousands by filing date | |
| HECLA MNG CO | 422704106 | COM | 11,250 | $35,000 | thousands by filing date | |
| BURCON NUTRASCIENCE CORP | 120831102 | COM | 10,000 | $31,000 | thousands by filing date | |
| DYNAVAX TECHNOLOGIES CORP | 268158102 | COM | 12,000 | $24,000 | thousands by filing date | |
| RUBICON MINERALS CORP | 780911103 | COM | 15,000 | $14,000 | thousands by filing date | |
| DENISON MINES CORP | 248356107 | COM | 10,049 | $12,000 | thousands by filing date | |
| TURQUOISE HILL RESOURCES LTD | 900435116 | COMMON STOCK-FO | 12,300 | $12,000 | thousands by filing date | |
| BACTERIN INTERNATIONAL HLDGS INC. | 05644R101 | COM | 10,000 | $5,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140361-14-001684 | this filing | 2014-01-10 | acceptance time not in the bulk data set |