13F-HR filed by MANGROVE PARTNERS IM, LLC
MANGROVE PARTNERS IM, LLC filed this 13F-HR for the quarter ended 2013-09-30, filed 2013-11-14, with 35 holding rows worth $200,432,000.
- Accession
- 0001140361-13-042829
- Filer
- CIK 1535392
- Filed
- 2013-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2013
A holdings report, 35 entries on the cover page, a total value of $200,432,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $200,432,000 with VALUE read as thousands by filing date, 13F file number 028-15348. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| LORILLARD INC | 544147101 | COM | 600,000 | $26,868,000 | thousands by filing date | put |
| AMERICAN CAP MTG INVT CORP | 02504A104 | COM | 752,400 | $14,875,000 | thousands by filing date | |
| WORLD ACCEP CORPORATION | 981419104 | COM | 164,800 | $14,819,000 | thousands by filing date | call |
| LAMAR ADVERTISING | 512815101 | COMMON STOCK | 246,819 | $11,608,000 | thousands by filing date | |
| INTEROIL CORP | 460951106 | COM | 148,200 | $10,568,000 | thousands by filing date | put |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 211,341 | $10,278,000 | thousands by filing date | |
| RUSH ENTERPRISES INC CL B | 781846308 | COMMON STOCK | 385,291 | $8,777,000 | thousands by filing date | |
| ASTA FUNDING INC | 046220109 | COM | 871,054 | $7,744,000 | thousands by filing date | |
| RYMAN HOSPITALITY PPTYS INC COM | 78377T107 | REIT | 205,715 | $7,099,000 | thousands by filing date | |
| ARENA PHARMECEUTICALS INC | 040047102 | COMMON STOCK | 1,281,400 | $6,753,000 | thousands by filing date | put |
| STEEL PARTNERS HLDGS L P | 85814R107 | LTD PRTRSHIP U | 422,888 | $6,352,000 | thousands by filing date | |
| BONANZA CREEK ENERGY INC | 097793103 | COMMON STOCK | 127,811 | $6,168,000 | thousands by filing date | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 473,700 | $6,049,000 | thousands by filing date | put |
| MYRIAD GENETICS INC | 62855J104 | COM | 250,000 | $5,875,000 | thousands by filing date | put |
| APOLLO RESIDENTIAL MORTGAGE | 03763V102 | COM | 400,000 | $5,836,000 | thousands by filing date | |
| INTEROIL CORP | 460951106 | COM | 81,225 | $5,792,000 | thousands by filing date | |
| CELGENE CORP | 151020112 | RIGHT 12/31/2030 | 711,933 | $5,724,000 | thousands by filing date | |
| ANNALY CAP MGMT INC | 035710AA0 | NOTE 4.000% 2/1 | 5,000,000 | $5,460,000 | thousands by filing date | principal |
| WALTER INVT MGMT CORP | 93317W102 | COM | 126,939 | $5,019,000 | thousands by filing date | |
| TESLA MOTORS INC 1.500 | 88160RAA9 | NOTE 1.500% 6/0 | 2,000,000 | $3,387,000 | thousands by filing date | principal |
| DHT HOLDINGS INC | Y2065G121 | SHS NEW | 769,397 | $3,362,000 | thousands by filing date | |
| CYS INVTS INC | 12673A108 | COM | 300,000 | $2,439,000 | thousands by filing date | |
| AMERICAN CAPITAL AGENCY CORP | 02503X105 | COMMON STOCK | 106,700 | $2,409,000 | thousands by filing date | |
| UNILIFE CORP NEW | 90478E103 | COM | 709,564 | $2,356,000 | thousands by filing date | |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 202,500 | $2,345,000 | thousands by filing date | |
| HATTERAS FINL CORP | 41902R103 | COM | 118,500 | $2,217,000 | thousands by filing date | |
| FIRST MARBLEHEAD CORP/THE | 320771108 | COM | 2,684,274 | $2,201,000 | thousands by filing date | |
| ANWORTH MORTGAGE ASSET CP | 037347101 | COM | 377,200 | $1,822,000 | thousands by filing date | |
| U S AIRWAYS GROUP INC | 90341W108 | COM | 87,000 | $1,650,000 | thousands by filing date | |
| MFA FINL INC | 55272X102 | COM | 200,000 | $1,490,000 | thousands by filing date | |
| TELEPHONE & DATA SYS INC | 879433829 | COM NEW | 46,900 | $1,386,000 | thousands by filing date | |
| INVESCO MORTGAGE CAPITAL INC | 46131B100 | COM | 46,700 | $719,000 | thousands by filing date | |
| DENDREON CORP | 24823Q107 | COM | 200,000 | $586,000 | thousands by filing date | put |
| SUNTECH PWR HLDGS CO LTD | 86800C104 | ADR | 123,800 | $210,000 | thousands by filing date | put |
| Bowater Inc | 09066L105 | COMMON STOCKS | 49,700 | $189,000 | thousands by filing date | put |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140361-13-042829 | this filing | 2013-11-14 | acceptance time not in the bulk data set |