13F-HR filed by Allworth Financial LP
Allworth Financial LP filed this 13F-HR for the quarter ended 2013-09-30, filed 2013-11-14, with 74 holding rows worth $192,895,000.
- Accession
- 0001140361-13-042746
- Filer
- CIK 1555170
- Filed
- 2013-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2013
A holdings report, 75 entries on the cover page, a total value of $192,895,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $192,894,000 with VALUE read as thousands by filing date, 13F file number 028-15046. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| VTI | 922908769 | COM | 1,377,151 | $120,707,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 415,460 | $16,674,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 336917109 | SHS | 289,521 | $6,034,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 126,302 | $4,272,000 | thousands by filing date | |
| VANGUARD INDEX FDS | 922908637 | LARGE CAP ETF | 42,341 | $3,275,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 125,288 | $2,872,000 | thousands by filing date | |
| ISHARES TR | 464288448 | INTL SEL DIV ETF | 77,194 | $2,799,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 5,346 | $2,549,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 26,917 | $2,316,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 16,953 | $2,060,000 | thousands by filing date | |
| ISHARES TR | 464287168 | COM | 30,961 | $2,054,000 | thousands by filing date | |
| VODAFONE GP PLC | 92857W209 | ADR | 48,020 | $1,689,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 7,924 | $1,467,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 10,884 | $1,235,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 7,974 | $1,022,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 41,781 | $998,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 5,441 | $914,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 23,555 | $784,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 20,672 | $783,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 16,371 | $764,000 | thousands by filing date | |
| FRANKLIN RESOURCES INC COM | 354613101 | Stock | 14,562 | $736,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 8,459 | $733,000 | thousands by filing date | |
| BERKSHIRE HATHAWAY INC DEL | 084670108 | CL A | 4 | $682,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 8,977 | $679,000 | thousands by filing date | |
| HEWLETT PACKARD CO | 428236103 | COM | 29,378 | $617,000 | thousands by filing date | |
| PowerShares QQQ Trust Unit Ser | 73935A104 | COM | 7,822 | $617,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 40,844 | $564,000 | thousands by filing date | |
| Waste Connections | 941053100 | COM | 12,070 | $548,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 7,010 | $532,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 6,341 | $504,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 4,191 | $492,000 | thousands by filing date | |
| PG&E CORP COM | 69331C108 | Stock | 11,672 | $478,000 | thousands by filing date | |
| Southern Company | 842587107 | COM | 11,316 | $466,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 11,254 | $465,000 | thousands by filing date | |
| ROCKWELL AUTOMATION INC COM | 773903109 | Stock | 4,114 | $440,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 9,734 | $439,000 | thousands by filing date | |
| MEDTRONIC INC | 585055106 | COM | 8,183 | $436,000 | thousands by filing date | |
| EDISON INTL COM | 281020107 | Stock | 9,441 | $435,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 ETF | 464287622 | ETF | 4,444 | $418,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 12,264 | $407,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 10,297 | $354,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 20,816 | $351,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 3,720 | $322,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 4,980 | $321,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 1,869 | $316,000 | thousands by filing date | |
| Vanguard Growth | 922908736 | COM | 3,729 | $316,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 4,045 | $299,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R775 | ACTIVE BD ETF | 2,816 | $298,000 | thousands by filing date | |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 1,961 | $296,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 2,396 | $276,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 4,187 | $267,000 | thousands by filing date | |
| ROCKWELL COLLINS INC | 774341101 | COM | 3,939 | $267,000 | thousands by filing date | |
| Chubb Corporation | 171232101 | Equity | 2,884 | $257,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W281 | EMG MKTS SMCAP | 5,419 | $253,000 | thousands by filing date | |
| CORELOGIC INC COM USD0.00001 | 21871D905 | Common Stock | 9,365 | $253,000 | thousands by filing date | |
| UNILEVER PLC | 904767704 | SPON ADR NEW | 6,427 | $248,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 8,379 | $241,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 2,135 | $239,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259206 | SPONS ADR A | 3,588 | $236,000 | thousands by filing date | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 5,330 | $224,000 | thousands by filing date | |
| Vanguard Small-Cap Value ETF | 922908611 | SHS | 2,343 | $211,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 3,019 | $210,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 4,411 | $204,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 1,823 | $175,000 | thousands by filing date | |
| MAXWELL TECHNOLOGIES INC | 577767106 | COMMON STOCK | 15,000 | $136,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 5,407 | $127,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 915 | $76,000 | thousands by filing date | |
| CENVEO INC | 15670S105 | COM | 25,511 | $75,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 835 | $40,000 | thousands by filing date | |
| Sierra Vista Bank | 82651b105 | COM | 10,000 | $25,000 | thousands by filing date | |
| CENTURYLINK INC | 156700106 | COM | 775 | $24,000 | thousands by filing date | |
| ADVANCED CELL TECHNOLOGY INC. | 00752K105 | COM | 20,000 | $1,000 | thousands by filing date | |
| MARRIOTT INTL FRAC CUSIP FROM | FHB903208 | COMMON STOCK | 34,441 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AIG Fractional CUSIP | ACG874152 | Com | 45,985 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140361-13-042746 | this filing | 2013-11-14 | acceptance time not in the bulk data set |