13F-HR filed by CARRET ASSET MANAGEMENT, LLC
CARRET ASSET MANAGEMENT, LLC filed this 13F-HR for the quarter ended 2013-09-30, filed 2013-11-14, with 259 holding rows worth $450,624,000.
- Accession
- 0001140361-13-042700
- Filer
- CIK 791490
- Filed
- 2013-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2013
A holdings report, 259 entries on the cover page, a total value of $450,624,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $450,624,000 with VALUE read as thousands by filing date, 13F file number 028-01317. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Johnson & Johnson | 478160104 | COM | 140,573 | $12,186,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 503,836 | $12,037,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 207,068 | $10,703,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 87,731 | $10,659,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 123,678 | $10,641,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 55,948 | $10,360,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 19,192 | $9,150,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 129,990 | $9,036,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 79,069 | $8,975,000 | thousands by filing date | |
| DU PONT E I DE NEMOURS & CO | 263534109 | COM | 142,125 | $8,323,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 94,081 | $7,479,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 317,697 | $7,282,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 93,177 | $7,043,000 | thousands by filing date | |
| VODAFONE GP PLC | 92857W209 | ADR | 195,098 | $6,864,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 201,713 | $6,713,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 107,250 | $6,086,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 255,430 | $5,985,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 169,340 | $5,727,000 | thousands by filing date | |
| E M C CORP MASS | 268648102 | COM | 219,359 | $5,607,000 | thousands by filing date | |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 86,669 | $5,415,000 | thousands by filing date | |
| ANADARKO PETROLEUM CORP | 032511107 | COM | 57,717 | $5,367,000 | thousands by filing date | |
| TRAVELERS COMPANIES INC COM | 89417E109 | Stock | 61,492 | $5,213,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 68,658 | $5,185,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 152,941 | $5,073,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 75,663 | $4,880,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 64,776 | $4,791,000 | thousands by filing date | |
| CANADIANNATLRYCOF | 136375102 | STOK | 46,749 | $4,739,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 49,050 | $4,719,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 100,718 | $4,701,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 72,391 | $4,632,000 | thousands by filing date | |
| BERKSHIRE HATHAWAY INC DEL | 084670108 | CL A | 26 | $4,431,000 | thousands by filing date | |
| Southern Company | 842587107 | COM | 106,903 | $4,402,000 | thousands by filing date | |
| 38259p508 | COM | 4,877 | $4,272,000 | thousands by filing date | ||
| AMERICAN ELEC PWR CO INC COM | 025537101 | Stock | 98,081 | $4,252,000 | thousands by filing date | |
| NESTLE SA ADR | 641069406 | COM | 59,799 | $4,162,000 | thousands by filing date | |
| COMCAST CORP NEW | 20030N200 | CL A SPL | 95,793 | $4,153,000 | thousands by filing date | |
| CARPENTER TECHNOLOGY CORP | 144285103 | COM | 70,703 | $4,109,000 | thousands by filing date | |
| CHURCH & DWIGHT CO INC COM | 171340102 | Stock | 66,901 | $4,017,000 | thousands by filing date | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 24,946 | $3,947,000 | thousands by filing date | |
| ALLSTATE CORP COM | 020002101 | Stock | 77,584 | $3,922,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 83,315 | $3,727,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 116,762 | $3,669,000 | thousands by filing date | |
| HARTFORD INSURANCE GROUP INC COM | 416515104 | Stock | 116,453 | $3,624,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 29,596 | $3,534,000 | thousands by filing date | |
| EMERSON ELEC CO COM | 291011104 | Stock | 54,529 | $3,528,000 | thousands by filing date | |
| METLIFE INC COM | 59156R108 | Stock | 73,467 | $3,449,000 | thousands by filing date | |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 44,886 | $3,443,000 | thousands by filing date | |
| CORNING INC | 219350105 | COM | 228,373 | $3,332,000 | thousands by filing date | |
| PARKER-HANNIFIN CORP COM | 701094104 | Stock | 29,780 | $3,238,000 | thousands by filing date | |
| ISHARES TR | 464287101 | S&P 100 ETF | 42,120 | $3,152,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 42,762 | $2,879,000 | thousands by filing date | |
| APACHE CORP | 037411105 | COM | 33,750 | $2,873,000 | thousands by filing date | |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 39,397 | $2,854,000 | thousands by filing date | |
| SYSCOCORP | 871829107 | COM | 88,710 | $2,824,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 83,139 | $2,759,000 | thousands by filing date | |
| VIACOM INC | 92553P201 | CL B | 32,832 | $2,744,000 | thousands by filing date | |
| USBANCORPDEL | 902973304 | COM NEW | 63,661 | $2,329,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 25,258 | $2,232,000 | thousands by filing date | |
| WELLTOWER INC | 42217K106 | COM | 34,490 | $2,151,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 45,789 | $2,119,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 27,598 | $2,093,000 | thousands by filing date | |
| Applied Materials,Inc. | 038222105 | COM | 116,030 | $2,034,000 | thousands by filing date | |
| HORMEL FOODS CORP COM | 440452100 | Stock | 47,800 | $2,013,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 18,666 | $2,013,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 21,278 | $2,005,000 | thousands by filing date | |
| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 53,266 | $1,975,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 67,732 | $1,946,000 | thousands by filing date | |
| HARRIS CORP INC | 413875105 | COM | 32,055 | $1,901,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 41,763 | $1,884,000 | thousands by filing date | |
| FEDEX CORP COM | 31428X106 | Stock | 16,296 | $1,860,000 | thousands by filing date | |
| BHP BILLITON LIMITED SPONSORED ADS | 088606108 | ADR | 26,937 | $1,791,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 37,255 | $1,774,000 | thousands by filing date | |
| EASTMAN CHEM CO COM | 277432100 | Stock | 22,134 | $1,724,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 29,590 | $1,711,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 40,570 | $1,676,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 12,360 | $1,584,000 | thousands by filing date | |
| Deere & Company | 244199105 | COM | 19,375 | $1,577,000 | thousands by filing date | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 15,960 | $1,471,000 | thousands by filing date | |
| MARATHON OIL CORP | 565849106 | COM | 41,685 | $1,454,000 | thousands by filing date | |
| WALGREEN CO | 931422109 | COM | 26,825 | $1,443,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 075896100 | COM | 18,550 | $1,435,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 7,500 | $1,433,000 | thousands by filing date | |
| BLACKSTONE GROUP LP | 09253U108 | COM UNIT LTD | 57,300 | $1,426,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 101,887 | $1,406,000 | thousands by filing date | |
| BANK OF NY MELLON CORP COM | 064058100 | Stock | 45,766 | $1,382,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 33,731 | $1,375,000 | thousands by filing date | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 23,194 | $1,375,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 14,461 | $1,353,000 | thousands by filing date | |
| Automatic Data Processing,Inc. | 053015103 | COM | 18,671 | $1,351,000 | thousands by filing date | |
| EXELON CORP COM | 30161N101 | Stock | 45,545 | $1,350,000 | thousands by filing date | |
| KAYNE ANDERSON ENRGY TTL RT | 48660P104 | COM | 43,390 | $1,299,000 | thousands by filing date | |
| AFLAC INC COM | 001055102 | Stock | 20,815 | $1,290,000 | thousands by filing date | |
| MEDTRONIC INC | 585055106 | COM | 23,966 | $1,276,000 | thousands by filing date | |
| KRAFT FOODS GROUP INC | 50076Q106 | COM | 23,926 | $1,256,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259107 | SPON ADR B | 17,847 | $1,229,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 1,816 | $1,222,000 | thousands by filing date | |
| NEWELL BRANDS INC COM | 651229106 | Stock | 42,263 | $1,162,000 | thousands by filing date | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 17,411 | $1,120,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 13,159 | $1,093,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 14,780 | $1,074,000 | thousands by filing date | |
| AMERIPRISE FINL INC COM | 03076C106 | Stock | 11,671 | $1,063,000 | thousands by filing date | |
| HERSHEY CO COM | 427866108 | Stock | 11,000 | $1,017,000 | thousands by filing date | |
| ONEOK PARTNERS LP LTD PARTN | 68268N103 | UNIT | 19,165 | $1,016,000 | thousands by filing date | |
| XYLEM INC COM | 98419M100 | Stock | 35,590 | $994,000 | thousands by filing date | |
| NCR VOYIX CORPORATION | 62886E108 | COM | 24,720 | $979,000 | thousands by filing date | |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 12,525 | $969,000 | thousands by filing date | |
| JOHNSON CONTROLS INT F | 478366107 | COM | 22,865 | $949,000 | thousands by filing date | |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 12,363 | $943,000 | thousands by filing date | |
| MOLYCORP INC $0.055 PFD | 608753208 | PREFERRED | 46,150 | $941,000 | thousands by filing date | |
| VANGUARD STAR FD | 921909107 | Equity Mutual Fu | 39,791 | $915,000 | thousands by filing date | |
| iShares Russell Midcap ETF | 464287499 | SHS | 6,555 | $912,000 | thousands by filing date | |
| Eaton Corp. Plc | G29183103 | COM | 13,065 | $899,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 7,618 | $895,000 | thousands by filing date | |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 10,205 | $893,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 18,191 | $882,000 | thousands by filing date | |
| DENTSPLY INTL INC | 249030107 | COM | 20,285 | $881,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 23,029 | $872,000 | thousands by filing date | |
| Vanguard Value ETF | 922908744 | SHS | 12,138 | $847,000 | thousands by filing date | |
| L-3 COMMUNICATIONS HLDGS INC | 502424104 | COM | 8,785 | $830,000 | thousands by filing date | |
| FIDELITY CONTRAFUND | 316071109 | MFD | 8,888 | $829,000 | thousands by filing date | |
| AMETEK INC COM | 031100100 | Stock | 17,700 | $815,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 23,214 | $797,000 | thousands by filing date | |
| BAXTER INTL INC | 071813109 | COM | 12,050 | $792,000 | thousands by filing date | |
| PROSHARES TR | 74347B201 | PSHS ULTSH 20YRS | 10,300 | $775,000 | thousands by filing date | |
| ISHARES INC MSCI HONG KG ETF | 464286871 | MSCI HONG KG ETF | 37,050 | $742,000 | thousands by filing date | |
| PROSHARES TR | 74347R313 | PSHS ULSHT 7-10Y | 25,050 | $732,000 | thousands by filing date | |
| KINDER MORGAN ENERGY PARTNER | 494550106 | UT LTD PARTNER | 9,127 | $729,000 | thousands by filing date | |
| PRINCIPAL FINANCIAL GROUP INC COM | 74251V102 | Stock | 16,808 | $720,000 | thousands by filing date | |
| FIFTH THIRD BANCORP COM | 316773100 | Stock | 39,071 | $705,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 8,111 | $702,000 | thousands by filing date | |
| TIFFANY & CO NEW | 886547108 | COM | 9,094 | $697,000 | thousands by filing date | |
| AVNET INC COM | 053807103 | Stock | 16,450 | $686,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259206 | SPONS ADR A | 10,410 | $684,000 | thousands by filing date | |
| GREIF INC | 397624107 | CL A | 13,800 | $677,000 | thousands by filing date | |
| BECTON DICKINSON & CO | 075887109 | COM | 6,646 | $665,000 | thousands by filing date | |
| FIRST EAGLE GLOBAL A | 32008F507 | NTF EQUITY FUNDS | 12,339 | $660,000 | thousands by filing date | |
| Dow Chemical Company | 260543103 | COM | 17,082 | $656,000 | thousands by filing date | |
| STANLEY BLACK & DECKER INC COM | 854502101 | Stock | 7,180 | $650,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 5,885 | $627,000 | thousands by filing date | |
| DIAGEO PLC SPON ADR NEW | 25243Q205 | ADR | 4,923 | $626,000 | thousands by filing date | |
| Duke Energy Corporation | 26441C204 | COM | 9,344 | $624,000 | thousands by filing date | |
| CAMDEN PPTY TR SH BEN INT | 133131102 | REIT | 10,141 | $623,000 | thousands by filing date | |
| ISHARES INDIA 50 ETF | 464289529 | UIT EXCHANGE TRADED | 29,635 | $623,000 | thousands by filing date | |
| GENERAL MILLS INC COM | 370334104 | Stock | 12,845 | $616,000 | thousands by filing date | |
| ALCOA INC | 013817101 | COM | 75,150 | $610,000 | thousands by filing date | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 9,935 | $606,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 3,325 | $559,000 | thousands by filing date | |
| FIRSTMERIT CORP | 337915102 | COM | 25,431 | $552,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 14,481 | $547,000 | thousands by filing date | |
| SPECTRA ENERGY CORP | 847560109 | COM | 15,949 | $546,000 | thousands by filing date | |
| ELME COMMUNITIES | 939653101 | SH BEN INT | 21,205 | $536,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 11,233 | $535,000 | thousands by filing date | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 12,620 | $530,000 | thousands by filing date | |
| Chubb Corporation | 171232101 | Equity | 5,788 | $517,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 4,025 | $513,000 | thousands by filing date | |
| Progressive Corporation | 743315103 | COM | 18,700 | $509,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 6,307 | $506,000 | thousands by filing date | |
| YUM BRANDS INC COM | 988498101 | Stock | 7,090 | $506,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 76,950 | $501,000 | thousands by filing date | |
| TWEEDY BRN GLOBAL VALUE | 901165100 | IFD | 18,727 | $497,000 | thousands by filing date | |
| AETNA INC NEW | 00817Y108 | COM | 7,750 | $496,000 | thousands by filing date | |
| F N B CORP | 302520101 | COM | 40,758 | $494,000 | thousands by filing date | |
| PLUM CREEK TIMBER CO INC | 729251108 | COM | 10,545 | $494,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US ETF | 922042775 | SHS | 9,985 | $485,000 | thousands by filing date | |
| Waste Management, Inc. | 94106L109 | COM | 11,672 | $481,000 | thousands by filing date | |
| AQUA AMERICA INC | 03836W103 | COM | 18,941 | $468,000 | thousands by filing date | |
| LAM RESEARCH CORP | 512807108 | COM | 9,025 | $462,000 | thousands by filing date | |
| Adobe Inc | 00724F101 | COM | 8,875 | $461,000 | thousands by filing date | |
| DR PEPPER SNAPPLE GROUP INC | 26138E109 | COM | 9,791 | $439,000 | thousands by filing date | |
| ISHARES INC | 464286103 | MSCI AUST ETF | 17,330 | $438,000 | thousands by filing date | |
| KONINKLIJKE PHILIPS N V NY REGIS SHS NEW | 500472303 | ADR | 13,134 | $424,000 | thousands by filing date | |
| BOARDWALK PIPELINE PARTNERS | 096627104 | UT LTD PARTNER | 13,800 | $419,000 | thousands by filing date | |
| UNUM GROUP COM | 91529Y106 | Stock | 13,725 | $418,000 | thousands by filing date | |
| AMERICAN WTR WKS CO INC NEW COM | 030420103 | Stock | 10,025 | $414,000 | thousands by filing date | |
| XCELENERGY INC | 98389B100 | COM | 14,585 | $403,000 | thousands by filing date | |
| CERNER CORP | 156782104 | COM | 7,500 | $394,000 | thousands by filing date | |
| H & Q HEALTHCARE INVESTORS | 404052102 | SH BEN INT | 16,400 | $393,000 | thousands by filing date | |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 25,140 | $389,000 | thousands by filing date | |
| SCHWAB SMALL CAP INDEX FUND | 808509848 | MUTUAL | 14,311 | $386,000 | thousands by filing date | |
| EASTGROUP PPTYS INC | 277276101 | COM | 6,499 | $385,000 | thousands by filing date | |
| FULTON FINL CORP PA | 360271100 | COM | 31,651 | $370,000 | thousands by filing date | |
| THIRD AVENUE VALUE INSTL | 884116104 | Common Stock | 6,435 | $367,000 | thousands by filing date | |
| FIDELITY OTC PORTFOLIO | 316389105 | Common, Large Cap Growth | 4,761 | $359,000 | thousands by filing date | |
| CONSOLIDATED EDISON INC | 209115104 | COM | 6,470 | $357,000 | thousands by filing date | |
| PITNEY BOWES INC COM | 724479100 | Stock | 19,360 | $352,000 | thousands by filing date | |
| FIDELITY SPARAN EXTENDED MKT I | 315911883 | FD | 6,900 | $348,000 | thousands by filing date | |
| LANDAUER INC | 51476K103 | COM | 6,740 | $345,000 | thousands by filing date | |
| SAP SE SPON ADR | 803054204 | ADR | 4,650 | $344,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 22,038 | $341,000 | thousands by filing date | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 4,715 | $328,000 | thousands by filing date | |
| CENOVUS ENERGY INC | 15135U109 | COM | 10,979 | $328,000 | thousands by filing date | |
| DODGE & COX INT'L | 256206103 | IFD | 8,019 | $325,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 6,450 | $324,000 | thousands by filing date | |
| RYDER SYS INC COM | 783549108 | Stock | 5,402 | $323,000 | thousands by filing date | |
| VORNADO RLTY TR | 929042109 | SH BEN INT | 3,831 | $322,000 | thousands by filing date | |
| GLAXOSMITHKLINE PLC-ADR | 37733W105 | SPONSORED ADR | 6,189 | $311,000 | thousands by filing date | |
| BEAM INC | 073730103 | COMMON STOCK | 4,775 | $309,000 | thousands by filing date | |
| SUNCOR ENERGY INC NEW COM | 867224107 | Stock | 8,455 | $303,000 | thousands by filing date | |
| FIDELITY SMALL CAP DISCOVERY F | 315912600 | FD | 10,178 | $302,000 | thousands by filing date | |
| WELLS FARGO & CO NEW | 949746119 | *W EXP 10/28/201 | 21,450 | $301,000 | thousands by filing date | |
| FIDELITY PA MUNI INCOME FD | 316344209 | FD | 27,699 | $301,000 | thousands by filing date | |
| VALEANT PHARMACEUTICALS INTL | 91911K102 | COM | 2,874 | $300,000 | thousands by filing date | |
| HALLIBURTON CO COM | 406216101 | Stock | 6,200 | $299,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 1,745 | $295,000 | thousands by filing date | |
| PLAINS ALL AMERN PIPELINE L | 726503105 | UNIT LTD PARTN | 5,600 | $295,000 | thousands by filing date | |
| CLOROX CO DEL | 189054109 | COM | 3,600 | $294,000 | thousands by filing date | |
| MONSANTO CO NEW | 61166W101 | COM | 2,820 | $294,000 | thousands by filing date | |
| ALLERGAN INC | 018490102 | COM | 3,220 | $291,000 | thousands by filing date | |
| PRUDENTIAL JENN EQTY OPPOR-Z | 74437E800 | FD | 14,440 | $290,000 | thousands by filing date | |
| ENSCO PLC | G3157S106 | SHS CLASS A | 5,224 | $281,000 | thousands by filing date | |
| AXA SA FSPONSORED ADR 1 ADR REPS 1 ORD SHS | 054536107 | ADR | 11,917 | $275,000 | thousands by filing date | |
| SANOFI SA SPONSORED ADR | 80105N105 | ADR | 5,300 | $268,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A108 | COM | 63,355 | $265,000 | thousands by filing date | |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 4,520 | $261,000 | thousands by filing date | |
| HARTFORD CAPITAL APPREC-I | 416649309 | FD | 5,877 | $259,000 | thousands by filing date | |
| AMERICAN CENTY MUT FDS GROWTH | 025083106 | FD | 8,081 | $257,000 | thousands by filing date | |
| HELMERICH & PAYNE INC | 423452101 | COM | 3,700 | $255,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 3,040 | $254,000 | thousands by filing date | |
| FLEX LTD ORD | Y2573F102 | Stock | 27,750 | $252,000 | thousands by filing date | |
| INVESCO CONVERT SEC-Y | 00888W700 | FD | 10,339 | $247,000 | thousands by filing date | |
| VANGUARD WINDSOR-ADM | 922018403 | ETF | 3,820 | $241,000 | thousands by filing date | |
| AIR PRODS & CHEMS INC | 009158106 | COM | 2,250 | $240,000 | thousands by filing date | |
| Texas Instruments Incorporated | 882508104 | COM | 5,900 | $238,000 | thousands by filing date | |
| FIDELITY GLOBAL BALANCED FD | 316345404 | FD | 9,103 | $235,000 | thousands by filing date | |
| VANGUARD INDEX FDS | 922908496 | 500 IDX FD SHS | 1,824 | $234,000 | thousands by filing date | |
| HANCOCK HORIZON DIVERSIFIED IN | 41012R787 | FD | 10,638 | $233,000 | thousands by filing date | |
| JANUS FUND INC | 471023101 | FD | 6,078 | $229,000 | thousands by filing date | |
| NEUBERGER BERMAN LARGE CAP DIS | 641224373 | FD | 26,724 | $228,000 | thousands by filing date | |
| FPA CRESCENT FUND | 30254T759 | Equity Mutual Fu | 7,021 | $225,000 | thousands by filing date | |
| VANGUARD 500 INDEX FD ADMIRAL | 922908710 | Equity Mutual Fu | 1,431 | $222,000 | thousands by filing date | |
| Fidelity Blue Chip Growth Fund | 316389303 | ETF | 3,794 | $222,000 | thousands by filing date | |
| Vanguard FTSE Europe ETF | 922042874 | SHS | 4,000 | $218,000 | thousands by filing date | |
| Schwab U.S. Large-Cap ETF | 808524201 | SHS | 5,245 | $211,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 6,368 | $211,000 | thousands by filing date | |
| ISHARES TR | 464287168 | COM | 3,165 | $210,000 | thousands by filing date | |
| Eli Lilly and Company | 532457108 | COM | 4,150 | $209,000 | thousands by filing date | |
| FIDELITY LOW-PRICED STOCK | 316345305 | MFD | 4,401 | $206,000 | thousands by filing date | |
| BARON SMALL CAP INSTL | 068278803 | EQUITY FUNDS | 6,215 | $206,000 | thousands by filing date | |
| ISHARES INC MSCI BRAZIL ETF | 464286400 | MSCI BRAZIL ETF | 4,240 | $203,000 | thousands by filing date | |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 886 | $201,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 11,698 | $197,000 | thousands by filing date | |
| WESTERN UN CO COM | 959802109 | Stock | 10,550 | $197,000 | thousands by filing date | |
| ARTIO INT'L EQUITY FUND II | 04315J837 | FD | 16,071 | $191,000 | thousands by filing date | |
| JPMORGAN TR I INTERM TF BD S | 4812a0441 | FD | 17,369 | $189,000 | thousands by filing date | |
| FIRST CONNECTICUT BANCORP | 319850103 | COM | 10,000 | $147,000 | thousands by filing date | |
| WELLS FARGO ADVANTAGE TOT RET | 94975J631 | FD | 11,515 | $147,000 | thousands by filing date | |
| ISHARES | 464286848 | EXCHANGE TRADED | 12,246 | $146,000 | thousands by filing date | |
| ING GROEP N.V. SPONSORED ADR | 456837103 | ADR | 12,806 | $145,000 | thousands by filing date | |
| NUVEEN S&P 500 BUY-WRITE INCOM COM | 6706ER101 | CEF | 11,126 | $134,000 | thousands by filing date | |
| SEQUENOM INC COM NEW | 817337405 | COM | 44,050 | $118,000 | thousands by filing date | |
| FORTESCUE METAL GROUP LTD SHS | q39360104 | COM | 22,400 | $99,000 | thousands by filing date | |
| L+L ENERGY INC | 50162D100 | COM | 70,000 | $88,000 | thousands by filing date | |
| NEUBERGER BERMAN REAL ESTATE S | 64190A103 | COM | 18,041 | $82,000 | thousands by filing date | |
| BANK OF AMERICA CORPORATION | 060505146 | *W EXP 01/16/201 | 13,000 | $79,000 | thousands by filing date | |
| LIGHTBRIDGE CORP | 53224K104 | COMMON STOCK | 17,086 | $31,000 | thousands by filing date | |
| CHINA PHARMA HOLDINGS INC | 16941T104 | COM | 44,894 | $13,000 | thousands by filing date | |
| FUSE SCIENCE INC | 36113J106 | COM | 87,940 | $6,000 | thousands by filing date | |
| AASTROM BIOSCIENCES INC | 00253U404 | COM PAR$ | 14,000 | $4,000 | thousands by filing date | |
| INDEPENDENCE ENERGY CORP | 45343Y205 | COM | 325,000 | $1,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140361-13-042700 | this filing | 2013-11-14 | acceptance time not in the bulk data set |