13F-HR filed by Lombard Odier Asset Management (USA) Corp
Lombard Odier Asset Management (USA) Corp filed this 13F-HR for the quarter ended 2013-09-30, filed 2013-11-14, with 166 holding rows worth $1,993,733,000.
- Accession
- 0001140361-13-042695
- Filer
- CIK 1491719
- Filed
- 2013-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2013
A holdings report, 166 entries on the cover page, a total value of $1,993,733,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $1,993,733,000 with VALUE read as thousands by filing date, 13F file number 028-13939. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| iShares Russell 2000 ETF | 464287655 | SHS | 2,115,000 | $225,480,000 | thousands by filing date | put |
| GOODYEAR TIRE & RUBBER CO | 382550101 | COM | 2,904,100 | $65,197,000 | thousands by filing date | |
| SUPERVALU INC | 868536103 | COM | 6,811,888 | $56,062,000 | thousands by filing date | |
| GNC HLDGS INC | 36191G107 | COM CL A | 959,998 | $52,445,000 | thousands by filing date | |
| FOSSIL GROUP INC | 34988V106 | COMMON STOCK | 450,000 | $52,308,000 | thousands by filing date | |
| OPENLANE INC | 48238T109 | COM | 1,725,000 | $48,662,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 150,000 | $46,896,000 | thousands by filing date | |
| EAGLE MATLS INC COM | 26969P108 | Stock | 625,000 | $45,344,000 | thousands by filing date | |
| TIFFANY & CO NEW | 886547108 | COM | 500,000 | $38,311,000 | thousands by filing date | |
| RALPH LAUREN CORP | 751212101 | CL A | 225,000 | $37,064,000 | thousands by filing date | |
| YOUKU.COM INC | 98742U100 | COMMON STOCK-FO | 1,350,000 | $36,991,000 | thousands by filing date | |
| WHIRLPOOL CORP COM | 963320106 | Stock | 250,000 | $36,610,000 | thousands by filing date | |
| MASCO CORP | 574599106 | COM | 1,700,000 | $36,176,000 | thousands by filing date | |
| Anywhere Real Estate Inc | 75605Y106 | Common Stock | 772,000 | $33,211,000 | thousands by filing date | |
| IAC INTERACTIVECORP | 44919P508 | COM | 600,000 | $32,802,000 | thousands by filing date | |
| CARTERS INC | 146229109 | COM | 425,000 | $32,253,000 | thousands by filing date | |
| BRIGHT HORIZONS FAM SOL IN DEL COM | 109194100 | Stock | 900,000 | $32,247,000 | thousands by filing date | |
| CARMAX INC COM | 143130102 | Stock | 650,000 | $31,505,000 | thousands by filing date | |
| SPROUTS FMRS MKT INC COM | 85208M102 | Stock | 700,000 | $31,073,000 | thousands by filing date | |
| MOVADO GROUP INC COM | 624580106 | Stock | 710,000 | $31,063,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 860,000 | $30,935,000 | thousands by filing date | |
| BLOOMIN BRANDS INC | 094235108 | COM | 1,250,000 | $29,513,000 | thousands by filing date | |
| SINCLAIR BROADCAST GROUP INC | 829226109 | CL A | 873,074 | $29,266,000 | thousands by filing date | |
| NORWEGIAN CRUISE LINE HLDGS LT SHS | G66721104 | Stock | 925,000 | $28,536,000 | thousands by filing date | |
| GOODYEAR TIRE & RUBBER CO | 382550101 | COM | 1,212,000 | $27,211,000 | thousands by filing date | call |
| MARRIOTT VACATIONS WORLDWIDE C COM | 57164Y107 | Stock | 615,000 | $27,060,000 | thousands by filing date | |
| ARMSTRONG WORLD INDS INC NEW | 04247X102 | COM | 450,000 | $24,733,000 | thousands by filing date | |
| OCEAN RIG UDW INC | Y64354205 | COMMON STOCK-FO | 1,339,745 | $24,383,000 | thousands by filing date | |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 1,000,000 | $24,188,000 | thousands by filing date | put |
| Lowes Companies,Inc. | 548661107 | COM | 500,000 | $23,805,000 | thousands by filing date | |
| TEXAS ROADHOUSE INC COM | 882681109 | Stock | 875,000 | $22,995,000 | thousands by filing date | |
| SINA CORP | G81477104 | ORD | 275,000 | $22,322,000 | thousands by filing date | |
| NORTEK INC | 656559309 | COM NEW | 314,972 | $21,641,000 | thousands by filing date | |
| CHIPOTLEMEXICANGRILLI | 169656105 | STOK | 50,000 | $21,435,000 | thousands by filing date | |
| BEST BUY INC COM | 086516101 | Stock | 500,000 | $18,749,000 | thousands by filing date | |
| ANACOR PHARMACEUTICALS INC | 032420101 | COM | 1,700,000 | $18,054,000 | thousands by filing date | |
| HOWARD HUGHES CORPORATION | 44267D107 | COMMON STOCK | 159,683 | $17,943,000 | thousands by filing date | |
| FIESTA RESTAURANT GROUP INC | 31660B101 | COM | 455,647 | $17,160,000 | thousands by filing date | |
| MARRIOTT INTL INC NEW CL A | 571903202 | Stock | 400,000 | $16,824,000 | thousands by filing date | |
| ITT EDUCATIONAL SERVICES INC | 45068B109 | COM | 500,000 | $15,501,000 | thousands by filing date | |
| HD SUPPLY HLDGS INC | 40416M105 | COM | 700,000 | $15,379,000 | thousands by filing date | |
| WARNER CHILCOTT PLC IRELAND | G94368100 | SHS A | 635,000 | $14,510,000 | thousands by filing date | |
| TENET HEALTHCARE CORP COM NEW | 88033G407 | Stock | 350,000 | $14,417,000 | thousands by filing date | |
| BON-TON STORES INC | 09776J101 | COM | 1,366,194 | $14,413,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 300,000 | $13,884,000 | thousands by filing date | |
| OPENTABLE INC | 68372A104 | COM | 195,000 | $13,647,000 | thousands by filing date | |
| DIAMOND FOODS INC | 252603105 | COM | 550,000 | $12,969,000 | thousands by filing date | |
| HEADWATERS INC | 42210P102 | COMMON STOCK | 1,440,000 | $12,946,000 | thousands by filing date | |
| AUXILIUM PHARMACEUTICALS | 05334D107 | COMMON STOCK | 700,000 | $12,740,000 | thousands by filing date | |
| FELCOR LODGING TR INC | 31430F101 | COM | 2,009,263 | $12,376,000 | thousands by filing date | |
| PERRIGO CO PLC F | 714290103 | COM | 93,002 | $11,475,000 | thousands by filing date | |
| MADDEN STEVEN LTD | 556269108 | COM | 200,000 | $10,766,000 | thousands by filing date | |
| EAGLE BULK SHIPPING INC | Y2187A119 | SHS | 1,360,794 | $9,770,000 | thousands by filing date | |
| REPROS THERAPEUTICS INC | 76028H209 | COM | 350,000 | $9,380,000 | thousands by filing date | |
| URBAN OUTFITTERS INC | 917047102 | COM | 250,000 | $9,192,000 | thousands by filing date | |
| ELAN PLC | 284131208 | ADR | 550,000 | $8,569,000 | thousands by filing date | |
| E TRADE FINANCIAL CORP | 269246401 | COM NEW | 500,000 | $8,250,000 | thousands by filing date | |
| PANERA BREAD CO | 69840W108 | CL A | 50,000 | $7,926,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 95,000 | $7,889,000 | thousands by filing date | |
| VERISIGN INC | 92343EAD4 | CORPORATE OBLIG | 5,000,000 | $7,858,000 | thousands by filing date | principal |
| BERRY GLOBAL GROUP INC | 08579W103 | COM | 385,000 | $7,688,000 | thousands by filing date | |
| LIFE TECHNOLOGIES CORP | 53217V109 | COM | 101,354 | $7,584,000 | thousands by filing date | |
| ENPRO INC | 29355X107 | COM | 125,000 | $7,526,000 | thousands by filing date | |
| BLACKSTONE GROUP LP | 09253U108 | COM UNIT LTD | 300,000 | $7,467,000 | thousands by filing date | |
| NYSE EURONEXT | 629491101 | COM | 175,000 | $7,347,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 15,000 | $7,151,000 | thousands by filing date | |
| DAUCH CORP | 024061103 | COM | 359,700 | $7,093,000 | thousands by filing date | |
| SanDisk Corporation | 80004C101 | COM | 115,000 | $6,844,000 | thousands by filing date | |
| ASSURED GUARANTY LTD COM | G0585R106 | Stock | 358,363 | $6,719,000 | thousands by filing date | |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 150,000 | $6,225,000 | thousands by filing date | |
| SALIX PHARMACEUTICALS INC | 795435106 | COM | 90,000 | $6,019,000 | thousands by filing date | |
| GRAPHIC PACKAGING HLDG CO COM | 388689101 | Stock | 700,000 | $5,992,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 35,500 | $5,964,000 | thousands by filing date | put |
| CONSTELLIUM NV-CLASS A | N22035104 | CL A | 295,300 | $5,729,000 | thousands by filing date | |
| ELAN PLC | 284131208 | ADR | 340,000 | $5,297,000 | thousands by filing date | put |
| NV ENERGY INC | 67073Y106 | COM | 203,700 | $4,809,000 | thousands by filing date | put |
| AETNA INC NEW | 00817Y108 | COM | 75,000 | $4,802,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 95,000 | $4,773,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U104 | SHS CL A | 60,000 | $4,761,000 | thousands by filing date | |
| TYCO INTERNATIONAL LTD | H89128104 | SHS | 130,000 | $4,547,000 | thousands by filing date | |
| NOODLES & CO | 65540B105 | COM CL A | 100,000 | $4,286,000 | thousands by filing date | put |
| VIROPHARMA INC | 928241108 | COMMON STOCK | 105,000 | $4,127,000 | thousands by filing date | |
| DELL INC | 24702R101 | COM | 300,000 | $4,125,000 | thousands by filing date | call |
| COMVERSE INC | 20585P105 | COM | 124,000 | $3,962,000 | thousands by filing date | |
| JOHNSON CONTROLS INT F | 478366107 | COM | 95,000 | $3,943,000 | thousands by filing date | |
| WILLIAM LYON HOMES-CL A | 552074700 | CL A | 193,800 | $3,938,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 57,000 | $3,840,000 | thousands by filing date | |
| MOLEX INC | 608554200 | COMMON STOCK | 100,000 | $3,828,000 | thousands by filing date | |
| D.R. HORTON INC | 23331ABB4 | NOTE | 2,500,000 | $3,825,000 | thousands by filing date | principal |
| HARRIS TEETER SUPERMARKETS I | 414585109 | COM | 75,000 | $3,689,000 | thousands by filing date | |
| VALEANT PHARMACEUTICALS INTL | 91911K102 | COM | 35,000 | $3,652,000 | thousands by filing date | |
| ANN INC | 035623107 | COM | 100,000 | $3,621,000 | thousands by filing date | put |
| KAYDON CORP | 486587108 | COM | 100,000 | $3,552,000 | thousands by filing date | |
| LinnCo, LLC | 535782106 | LTD | 120,000 | $3,502,000 | thousands by filing date | call |
| SIRIUS XM RADIO INC | 82967N108 | COM | 859,000 | $3,324,000 | thousands by filing date | |
| SBA COMMUNICATIONS CORP | 78388J106 | COMMON STOCK | 41,000 | $3,299,000 | thousands by filing date | |
| 38259p508 | COM | 3,700 | $3,241,000 | thousands by filing date | ||
| HCA Healthcare Inc | 40412C101 | COM | 75,000 | $3,206,000 | thousands by filing date | |
| Micron Technology,Inc. | 595112103 | COM | 183,000 | $3,197,000 | thousands by filing date | |
| SODASTREAM INTERNATIONAL | M9068E105 | LTD | 50,000 | $3,118,000 | thousands by filing date | put |
| CENCORA INC COM | 03073E105 | Stock | 50,000 | $3,055,000 | thousands by filing date | |
| ALEXION PHARMACEUTICALS INC | 015351109 | COM | 25,000 | $2,904,000 | thousands by filing date | |
| ACADIA PHARMACEUTICALS INC | 004225108 | COM | 100,000 | $2,747,000 | thousands by filing date | |
| CUMMINS INC COM | 231021106 | Stock | 20,000 | $2,657,000 | thousands by filing date | |
| WCI CMNTYS INC | 92923C807 | COM PAR $0.01 | 151,500 | $2,615,000 | thousands by filing date | |
| MBIA INC | 55262C100 | COMMON STOCK | 255,354 | $2,612,000 | thousands by filing date | |
| BOISE INC | 09746Y105 | COMMON STOCK | 200,000 | $2,520,000 | thousands by filing date | |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 67,000 | $2,493,000 | thousands by filing date | |
| CAL DIVE INTL INC DEL | 12802T101 | COM | 1,215,944 | $2,493,000 | thousands by filing date | |
| Micron Technology,Inc. | 595112103 | COM | 140,000 | $2,446,000 | thousands by filing date | put |
| LEVEL 3 COMMUNICATIONS INC | 52729NBR0 | NOTE 6.500%10/0 | 1,500,000 | $2,303,000 | thousands by filing date | principal |
| DELL INC | 24702R101 | COM | 160,274 | $2,207,000 | thousands by filing date | |
| FINISAR CORP | 31787AAK7 | NOTE 5.000%10/1 | 1,000,000 | $2,206,000 | thousands by filing date | principal |
| MASCO CORP | 574599106 | COM | 100,000 | $2,127,000 | thousands by filing date | call |
| STILLWATER MINING COMPAN | 86074QAL6 | NOTE | 2,000,000 | $2,116,000 | thousands by filing date | principal |
| SOURCEFIRE INC | 83616T108 | COMMON STOCK | 27,579 | $2,094,000 | thousands by filing date | |
| EXPEDIA GROUP INC COM NEW | 30212P303 | Stock | 40,000 | $2,072,000 | thousands by filing date | |
| DISH NETWORK CORPORATION | 25470M109 | CL A | 46,000 | $2,070,000 | thousands by filing date | |
| DELL INC | 24702R101 | COM | 150,000 | $2,063,000 | thousands by filing date | put |
| SUPERVALU INC | 868536103 | COM | 249,800 | $2,056,000 | thousands by filing date | call |
| KEYW HLDG CORP | 493723100 | COM | 150,000 | $2,018,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 40,000 | $2,009,000 | thousands by filing date | put |
| ASCENA RETAIL GROUP INC | 04351G101 | COM | 100,000 | $1,993,000 | thousands by filing date | put |
| DRYSHIPS INC. | 262498AB4 | NOTE 5.000%12/0 | 2,000,000 | $1,981,000 | thousands by filing date | principal |
| SIRIUS XM RADIO INC | 82967N108 | COM | 500,000 | $1,938,000 | thousands by filing date | call |
| CBS CORP NEW | 124857202 | CL B | 35,000 | $1,931,000 | thousands by filing date | |
| MOLEX INC | 608554101 | COM | 50,000 | $1,926,000 | thousands by filing date | |
| ELLIE MAE INC | 28849P100 | COM | 60,000 | $1,921,000 | thousands by filing date | |
| MU 2.375 5/1/32 | 595112AW3 | Bond 30/360P2 U | 1,000,000 | $1,917,000 | thousands by filing date | principal |
| TAKE-TWO INTERACTIVE SOFTWARE COM | 874054109 | Stock | 105,000 | $1,907,000 | thousands by filing date | |
| MICRON TECHNOLOGY INC | 595112AX1 | NOTE 3.125% 5/0 | 1,000,000 | $1,907,000 | thousands by filing date | principal |
| Concur Technologies, Inc. | 206708109 | COM | 17,000 | $1,879,000 | thousands by filing date | call |
| SILICON IMAGE INC | 82705T102 | COM | 350,000 | $1,869,000 | thousands by filing date | |
| RESPONSYS INC | 761248103 | COM | 112,000 | $1,848,000 | thousands by filing date | |
| Q | 74876Y101 | Stock | 40,000 | $1,795,000 | thousands by filing date | |
| SHFL ENTMT INC | 78423R105 | COM | 75,000 | $1,725,000 | thousands by filing date | |
| TIME WARNER INC | 887317303 | COM NEW | 26,000 | $1,711,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC | 595017AB0 | SDCV 2.125%12/1 | 1,000,000 | $1,701,000 | thousands by filing date | principal |
| TERADYNE INC COM | 880770102 | Stock | 101,000 | $1,669,000 | thousands by filing date | |
| TIVO INC | 888706108 | COM | 130,000 | $1,617,000 | thousands by filing date | |
| MCKESSON CORP COM | 58155Q103 | Stock | 10,000 | $1,283,000 | thousands by filing date | |
| MAIDENFORM BRANDS INC | 560305104 | COM | 50,000 | $1,175,000 | thousands by filing date | |
| TWENTY FIRST CENTY FOX INC | 90130A101 | CL A | 35,000 | $1,173,000 | thousands by filing date | |
| BROOKDALE SENIOR LIVING | 112463AA2 | NOTE | 1,000,000 | $1,173,000 | thousands by filing date | principal |
| YAHOO INC | 984332106 | COM | 35,000 | $1,161,000 | thousands by filing date | |
| Broadcom Inc | Y0486S104 | Common | 25,000 | $1,078,000 | thousands by filing date | |
| VERSO PAPER CORP | 92531L108 | COM | 1,375,721 | $1,045,000 | thousands by filing date | |
| MICHAEL BAKER CORP | 057149106 | COM | 25,000 | $1,012,000 | thousands by filing date | |
| MILLENNIAL MEDIA INC | 60040N105 | COM | 140,000 | $990,000 | thousands by filing date | |
| DOLE PLC ORD SHS | 256603101 | COM | 72,000 | $981,000 | thousands by filing date | put |
| SERVICE CORP INTL COM | 817565104 | Stock | 50,000 | $931,000 | thousands by filing date | call |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 75,000 | $750,000 | thousands by filing date | |
| DOLE PLC ORD SHS | 256603101 | COM | 51,900 | $707,000 | thousands by filing date | |
| CITRIX SYSTEMS INC | 177376100 | COM | 10,000 | $706,000 | thousands by filing date | |
| STEWART ENTERPRISES INC | 860370105 | CL A | 52,500 | $690,000 | thousands by filing date | call |
| Lineage, Inc. | 536020100 | COM | 20,000 | $518,000 | thousands by filing date | call |
| GREENWAY MED TECHNOLOGIES IN | 39679B103 | COM | 25,000 | $516,000 | thousands by filing date | |
| Berry Petroleum | 085789105 | COM | 10,000 | $431,000 | thousands by filing date | |
| RDA MICROELECTRONICS INC | 749394102 | SPONSORED ADR | 25,000 | $382,000 | thousands by filing date | |
| SONIC AUTOMOTIVE INC | 83545G102 | CL A | 15,500 | $369,000 | thousands by filing date | |
| LENDER PROCESSING SVCS INC | 52602E102 | COM | 10,000 | $333,000 | thousands by filing date | |
| OFFICE DEPOT INC | 676220106 | COM | 67,250 | $325,000 | thousands by filing date | |
| SAFEWAY INC | 786514208 | COM NEW | 10,000 | $320,000 | thousands by filing date | |
| SANOFI | 80105N113 | COMMON STOCK-FO | 150,000 | $303,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020Y100 | COM | 10,000 | $187,000 | thousands by filing date | |
| MORGANS HOTEL GROUP CO | 61748W108 | COM | 20,000 | $154,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140361-13-042695 | this filing | 2013-11-14 | acceptance time not in the bulk data set |