13F-HR filed by NOMURA HOLDINGS INC
NOMURA HOLDINGS INC filed this 13F-HR for the quarter ended 2013-09-30, filed 2013-11-14, with 2,309 holding rows worth $16,622,368,000.
- Accession
- 0001140361-13-042623
- Filer
- CIK 1163653
- Filed
- 2013-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2013
A holdings report, 3,980 entries on the cover page, a total value of $16,622,368,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $16,622,368,000 with VALUE read as thousands by filing date, 13F file number 028-10594. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerNOMURA SECURITIES INTERNATIONAL INC028-04983
- included managerNOMURA INTERNATIONAL PLC028-04985
- included managerNOMURA SECURITIES BERMUDA LTD028-04993
- included managerNOMURA GLOBAL FINANCIAL PRODUCTS INC028-15494
- included managerNomura Capital Markets plc028-15597
- included managerNOMURA SECURITIES CO LTD028-04979
- included managerNomura Corporate Research & Asset Management Inc.028-13982
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SPY | 78462F103 | SHS | 5,691,703 | $957,544,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 36,970,926 | $512,081,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 2,655,776 | $503,712,000 | thousands by filing date | |
| FORTRESS INVT GROUP LLC CL A | 34958B106 | COM | 60,568,275 | $480,912,000 | thousands by filing date | |
| EXPRESS SCRIPTS HLDG CO | 30219G108 | COM | 7,060,000 | $436,732,000 | thousands by filing date | call |
| Qualcomm Incorporated | 747525103 | COM | 6,484,900 | $436,205,000 | thousands by filing date | call |
| INGERSOLL-RAND PLC | G47791101 | SHS | 6,296,219 | $409,263,000 | thousands by filing date | |
| WILLIAMS COS INC COM | 969457100 | Stock | 7,341,200 | $266,957,000 | thousands by filing date | call |
| COGNIZANT TECHNOLOGY SOLUTIONS CL A | 192446102 | Stock | 2,982,100 | $244,846,000 | thousands by filing date | call |
| CHENIERE ENERGY INC COM NEW | 16411R208 | Stock | 7,163,128 | $244,068,000 | thousands by filing date | |
| TERADYNE INC COM | 880770102 | Stock | 13,000,000 | $214,449,000 | thousands by filing date | call |
| Apple Inc | 037833100 | COM | 443,131 | $211,641,000 | thousands by filing date | |
| SHERWIN WILLIAMS CO | 824348106 | COM | 1,100,000 | $200,060,000 | thousands by filing date | put |
| NOBLE CORP | H5833N103 | COMMON STOCK-FO | 5,232,900 | $197,448,000 | thousands by filing date | call |
| ConocoPhillips | 20825C104 | COM | 2,550,000 | $177,239,000 | thousands by filing date | put |
| Qualcomm Incorporated | 747525103 | COM | 2,617,000 | $176,032,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 1,014,604 | $171,804,000 | thousands by filing date | |
| AON PLC | G0408V102 | SHS CL A | 2,241,000 | $166,686,000 | thousands by filing date | put |
| United Parcel Service,Inc. Class B | 911312106 | COM | 1,816,300 | $165,956,000 | thousands by filing date | call |
| DEUTSCHE BK AG NAMEN AKT | D18190898 | Stock | 2,681,092 | $123,286,000 | thousands by filing date | call |
| Procter & Gamble Co | 742718109 | COM | 1,516,282 | $115,654,000 | thousands by filing date | |
| THE ADT CORPORATION | 00101J106 | COM | 2,825,000 | $115,158,000 | thousands by filing date | call |
| WILLIAMS COS INC COM | 969457100 | Stock | 3,123,745 | $113,593,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 1,270,818 | $109,699,000 | thousands by filing date | |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 9,508,643 | $106,256,000 | thousands by filing date | |
| EXPRESS SCRIPTS HLDG CO | 30219G108 | COM | 1,714,424 | $106,054,000 | thousands by filing date | |
| YAHOO INC | 984332106 | COM | 3,175,243 | $105,373,000 | thousands by filing date | |
| UBS AG | H89231338 | SHS | 5,050,000 | $103,728,000 | thousands by filing date | put |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 946,673 | $101,496,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 2,420,699 | $99,210,000 | thousands by filing date | |
| IAC INTERACTIVECORP | 44919P508 | COM | 1,815,000 | $99,001,000 | thousands by filing date | call |
| CHENIERE ENERGY INC COM NEW | 16411R208 | Stock | 2,895,700 | $98,665,000 | thousands by filing date | call |
| COGNIZANT TECHNOLOGY SOLUTIONS CL A | 192446102 | Stock | 1,129,000 | $92,697,000 | thousands by filing date | put |
| DEUTSCHE BK AG NAMEN AKT | D18190898 | Stock | 2,001,000 | $92,012,000 | thousands by filing date | put |
| META PLATFORMS INC CL A | 30303M102 | COM | 1,753,136 | $85,857,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 450,000 | $75,706,000 | thousands by filing date | put |
| TIME WARNER CABLE INC | 88732J207 | COM | 656,379 | $73,409,000 | thousands by filing date | |
| IAC INTERACTIVECORP | 44919P508 | COM | 1,340,000 | $73,092,000 | thousands by filing date | put |
| WYNN RESORTS LTD | 983134107 | COM | 435,000 | $68,713,000 | thousands by filing date | call |
| ARCHER DANIELS MIDLAND CO COM | 039483102 | Stock | 1,850,000 | $68,114,000 | thousands by filing date | put |
| COCA COLA ENTERPRISES INC NE | 19122T109 | COM | 1,655,000 | $66,563,000 | thousands by filing date | call |
| Merck & Co.,Inc. | 58933Y105 | COM | 1,373,600 | $65,524,000 | thousands by filing date | put |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 500,000 | $64,111,000 | thousands by filing date | put |
| NOBLE CORP | H5833N103 | COMMON STOCK-FO | 1,680,658 | $63,415,000 | thousands by filing date | |
| DOLLAR GEN CORP COM | 256677105 | Stock | 1,103,805 | $62,320,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 3,000,000 | $59,729,000 | thousands by filing date | put |
| Bank of America Corp | 060505104 | COM | 4,300,000 | $59,559,000 | thousands by filing date | call |
| 38259p508 | COM | 66,773 | $58,485,000 | thousands by filing date | ||
| GENERAL ELEC CO | 369604103 | COM | 2,299,096 | $55,021,000 | thousands by filing date | |
| Dow Chemical Company | 260543103 | COM | 1,425,000 | $54,839,000 | thousands by filing date | call |
| Citigroup Inc. | 172967424 | COM | 1,118,373 | $54,368,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 426,232 | $51,829,000 | thousands by filing date | |
| SBA COMMUNICATIONS CORP | 78388J106 | COMMON STOCK | 633,327 | $50,778,000 | thousands by filing date | call |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 1,040,834 | $50,751,000 | thousands by filing date | |
| ISHARES TR | 464287739 | U.S. REAL ES ETF | 760,520 | $48,527,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 1,014,730 | $48,406,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 750,000 | $48,309,000 | thousands by filing date | call |
| Microsoft Corp | 594918104 | COM | 1,448,978 | $48,197,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 255,386 | $47,859,000 | thousands by filing date | |
| PowerShares QQQ Trust Unit Ser | 73935A104 | COM | 606,505 | $47,812,000 | thousands by filing date | |
| AIR PRODS & CHEMS INC | 009158106 | COM | 443,099 | $47,252,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 898,239 | $46,675,000 | thousands by filing date | |
| METLIFE INC COM | 59156R108 | Stock | 990,921 | $46,492,000 | thousands by filing date | |
| TWENTY FIRST CENTY FOX INC | 90130A101 | CL A | 1,356,195 | $45,360,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 517,564 | $44,867,000 | thousands by filing date | |
| UBS AG | H89231338 | SHS | 2,130,000 | $43,751,000 | thousands by filing date | call |
| Netflix, Inc | 64110L106 | COM | 139,848 | $43,257,000 | thousands by filing date | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 667,778 | $42,948,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 676,672 | $42,755,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 364,658 | $41,411,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 2,000,000 | $39,819,000 | thousands by filing date | call |
| Coca-Cola Company | 191216100 | COM | 1,041,279 | $39,583,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 336,594 | $39,003,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 123,478 | $38,367,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 1,098,847 | $37,218,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 894,578 | $37,143,000 | thousands by filing date | |
| ACTIVE NETWORK INC | 00506D100 | COM | 2,584,587 | $36,991,000 | thousands by filing date | |
| Micron Technology,Inc. | 595112103 | COM | 2,082,644 | $36,337,000 | thousands by filing date | |
| SBA COMMUNICATIONS CORP | 78388J106 | COMMON STOCK | 450,000 | $36,079,000 | thousands by filing date | put |
| Morgan Stanley | 617446448 | COM | 1,335,631 | $35,733,000 | thousands by filing date | |
| MYRIAD GENETICS INC | 62855J104 | COM | 1,500,000 | $35,622,000 | thousands by filing date | put |
| NUVASIVE INC | 670704105 | COM | 1,433,120 | $35,074,000 | thousands by filing date | call |
| CABLEVISION SYS CORP | 12686C109 | CL A NY CABLVS | 2,053,093 | $34,600,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 664,900 | $34,535,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 1,189,170 | $34,082,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 521,507 | $33,592,000 | thousands by filing date | |
| AON PLC | G0408V102 | SHS CL A | 450,000 | $33,471,000 | thousands by filing date | call |
| Bank of America Corp | 060505104 | COM | 2,265,600 | $31,381,000 | thousands by filing date | put |
| Apple Inc | 037833100 | COM | 65,000 | $31,044,000 | thousands by filing date | call |
| PHILLIPS 66 COM | 718546104 | Stock | 533,964 | $30,883,000 | thousands by filing date | |
| COOPER TIRE & RUBR CO | 216831107 | COM | 1,000,000 | $30,696,000 | thousands by filing date | put |
| SanDisk Corporation | 80004C101 | COM | 512,633 | $30,501,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 406,157 | $30,044,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 337,380 | $29,214,000 | thousands by filing date | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 350,000 | $29,033,000 | thousands by filing date | call |
| JOHNSON CONTROLS INT F | 478366107 | COM | 689,108 | $28,671,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 342,853 | $28,596,000 | thousands by filing date | |
| DELL INC | 24702R101 | COM | 2,023,726 | $27,849,000 | thousands by filing date | |
| WYNN RESORTS LTD | 983134107 | COM | 175,000 | $27,643,000 | thousands by filing date | put |
| COGNIZANT TECHNOLOGY SOLUTIONS CL A | 192446102 | Stock | 335,959 | $27,584,000 | thousands by filing date | |
| DOLLAR TREE INC COM | 256746108 | Stock | 478,524 | $27,381,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 251,412 | $26,660,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 301,019 | $26,613,000 | thousands by filing date | |
| WYNN RESORTS LTD | 983134107 | COM | 168,226 | $26,573,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 462,671 | $26,430,000 | thousands by filing date | |
| Equinix, Inc. | 29444U502 | EQIX | 142,649 | $26,193,000 | thousands by filing date | |
| TORONTO DOMINION BK ONT COM NEW | 891160509 | Stock | 291,000 | $26,173,000 | thousands by filing date | put |
| THE ADT CORPORATION | 00101J106 | COM | 630,000 | $25,681,000 | thousands by filing date | put |
| Cisco Systems,Inc. | 17275R102 | COM | 1,077,662 | $25,233,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 328,410 | $24,920,000 | thousands by filing date | |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 310,541 | $24,236,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 517,733 | $24,203,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 1,026,752 | $23,545,000 | thousands by filing date | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 680,264 | $23,215,000 | thousands by filing date | |
| TEXTRON INC COM | 883203101 | Stock | 835,000 | $23,104,000 | thousands by filing date | call |
| COMMONWEALTH REIT | 203233101 | COMMON STOCK | 1,038,619 | $22,812,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 286,392 | $22,794,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 630,965 | $22,712,000 | thousands by filing date | |
| DRESSER-RAND GROUP INC | 261608103 | COM | 360,942 | $22,524,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 224,333 | $21,580,000 | thousands by filing date | |
| DOLLAR GEN CORP COM | 256677105 | Stock | 377,800 | $21,330,000 | thousands by filing date | call |
| RALPH LAUREN CORP | 751212101 | CL A | 129,017 | $21,274,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 336,633 | $21,160,000 | thousands by filing date | |
| HALLIBURTON CO COM | 406216101 | Stock | 436,892 | $21,053,000 | thousands by filing date | |
| INTERNATIONAL GAME TECHNOLOG | 459902102 | COM | 1,075,370 | $20,403,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 614,102 | $20,278,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 1,198,530 | $20,227,000 | thousands by filing date | |
| American Tower Corporation | 03027X100 | COM | 269,090 | $19,959,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 41,200 | $19,677,000 | thousands by filing date | put |
| ILLUMINA INC | 452327109 | COM | 240,000 | $19,399,000 | thousands by filing date | call |
| Comcast Corp | 20030N101 | COM | 426,220 | $19,196,000 | thousands by filing date | |
| ARCHER DANIELS MIDLAND CO COM | 039483102 | Stock | 514,872 | $18,957,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 267,565 | $18,598,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 94,810 | $18,336,000 | thousands by filing date | |
| EXPEDIA GROUP INC COM NEW | 30212P303 | Stock | 345,480 | $17,900,000 | thousands by filing date | |
| ISHARES | 464286848 | EXCHANGE TRADED | 1,501,106 | $17,867,000 | thousands by filing date | |
| QUANTA SVCS INC | 74762E102 | COM | 644,827 | $17,758,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 157,790 | $17,699,000 | thousands by filing date | |
| TESORO CORP | 881609101 | COM | 402,029 | $17,679,000 | thousands by filing date | |
| EBAY INC. COM | 278642103 | Stock | 316,867 | $17,645,000 | thousands by filing date | |
| DANA INC | 235825205 | COM | 758,727 | $17,328,000 | thousands by filing date | |
| MOLYCORP INC DEL | 608753109 | COM | 2,610,000 | $17,284,000 | thousands by filing date | put |
| Deere & Company | 244199105 | COM | 207,708 | $16,955,000 | thousands by filing date | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 452,976 | $16,939,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 156,372 | $16,875,000 | thousands by filing date | |
| SHERWIN WILLIAMS CO | 824348106 | COM | 92,391 | $16,803,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 221,034 | $16,709,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 825,632 | $16,438,000 | thousands by filing date | |
| KBR INC COM | 48242W106 | Stock | 488,861 | $15,956,000 | thousands by filing date | |
| TIME WARNER INC | 887317303 | COM NEW | 241,451 | $15,891,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DELAWARE | 531229102 | CL A | 106,759 | $15,720,000 | thousands by filing date | |
| ANADARKO PETROLEUM CORP | 032511107 | COM | 167,865 | $15,608,000 | thousands by filing date | |
| NATIONAL OILWELL VARCO INC | 637071101 | COM | 198,718 | $15,525,000 | thousands by filing date | |
| KAISER ALUMINUM CORP | 483007704 | COM PAR $0.01 | 217,323 | $15,475,000 | thousands by filing date | |
| COMMONWEALTH REIT | 203233101 | COMMON STOCK | 700,000 | $15,374,000 | thousands by filing date | call |
| Accenture Plc Class A | G1151C101 | COM | 206,508 | $15,216,000 | thousands by filing date | |
| CF INDUSTRIES HOLD COM | 125269100 | Stock | 71,845 | $15,131,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 211,756 | $15,110,000 | thousands by filing date | |
| USBANCORPDEL | 902973304 | COM NEW | 409,374 | $14,982,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 22,124 | $14,913,000 | thousands by filing date | |
| ENERGY XXI (BERMUDA) LTD | G10082140 | USD UNRS SHS | 500,100 | $14,872,000 | thousands by filing date | call |
| Union Pacific Corporation | 907818108 | COM | 94,263 | $14,676,000 | thousands by filing date | |
| E M C CORP MASS | 268648102 | COM | 570,079 | $14,655,000 | thousands by filing date | |
| PHH CORP | 693320AN3 | CORPORATE OBLIG | 13,426,000 | $14,634,000 | thousands by filing date | principal |
| NIKE,Inc. Class B | 654106103 | COM | 203,317 | $14,525,000 | thousands by filing date | |
| AMERICAN CAPITAL AGENCY CORP | 02503X105 | COMMON STOCK | 632,028 | $14,270,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 246,000 | $14,228,000 | thousands by filing date | call |
| T-Mobile US,Inc. | 872590104 | COM | 548,294 | $14,226,000 | thousands by filing date | |
| RYDER SYS INC COM | 783549108 | Stock | 238,520 | $14,194,000 | thousands by filing date | |
| TRANSDIGM GROUP INC COM | 893641100 | Stock | 100,388 | $13,928,000 | thousands by filing date | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 87,650 | $13,874,000 | thousands by filing date | |
| CUMMINS INC COM | 231021106 | Stock | 104,075 | $13,832,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 107,684 | $13,807,000 | thousands by filing date | |
| DIRECTV | 25490A309 | COM | 230,222 | $13,787,000 | thousands by filing date | |
| Dow Chemical Company | 260543103 | COM | 355,636 | $13,686,000 | thousands by filing date | |
| CANADIAN IMPERIAL BANK OF COMM COM | 136069101 | Stock | 171,300 | $13,664,000 | thousands by filing date | put |
| Eaton Corp. Plc | G29183103 | COM | 197,724 | $13,630,000 | thousands by filing date | |
| MICRON TECHNOLOGY INC | 595112AK9 | DEBT | 8,465,000 | $13,624,000 | thousands by filing date | principal |
| CHICAGO BRIDGE & IRON CO NV | 167250109 | N Y REGISTRY SH | 200,263 | $13,575,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 404,531 | $13,572,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 381,233 | $13,568,000 | thousands by filing date | |
| CBS CORP NEW | 124857202 | CL B | 243,129 | $13,421,000 | thousands by filing date | |
| VODAFONE GP PLC | 92857W209 | ADR | 380,712 | $13,383,000 | thousands by filing date | |
| iShares MBS ETF | 464288588 | SHS | 126,105 | $13,355,000 | thousands by filing date | |
| MARATHON OIL CORP | 565849106 | COM | 378,310 | $13,200,000 | thousands by filing date | |
| Vaneck Vectors Gold Miners ETF | 57060u100 | COM | 524,200 | $13,193,000 | thousands by filing date | |
| PROSHARES TR II | 74347W395 | FUND | 150,370 | $13,189,000 | thousands by filing date | |
| ENERGIZER HLDGS INC | 29266R108 | COM | 144,318 | $13,187,000 | thousands by filing date | |
| DOMTAR CORP | 257559203 | COM NEW | 165,126 | $13,104,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 282,526 | $13,070,000 | thousands by filing date | |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 225,890 | $13,064,000 | thousands by filing date | |
| THERAVANCE INC | 88338T104 | COMMON STOCK | 319,503 | $13,057,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 151,035 | $13,038,000 | thousands by filing date | call |
| SIMON PPTY GROUP INC NEW COM | 828806109 | REIT | 87,379 | $12,972,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020Y100 | COM | 690,944 | $12,927,000 | thousands by filing date | |
| ENDO HEALTH SOLUTIONS INC | 29264FAB2 | BOND | 8,132,000 | $12,905,000 | thousands by filing date | principal |
| Intuitive Surgical,Inc. | 46120E602 | COM | 34,235 | $12,886,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC | 595017AB0 | SDCV 2.125%12/1 | 8,210,000 | $12,853,000 | thousands by filing date | principal |
| 3M CO COM | 88579Y101 | Stock | 106,885 | $12,767,000 | thousands by filing date | |
| YUM BRANDS INC COM | 988498101 | Stock | 178,669 | $12,765,000 | thousands by filing date | |
| E M C CORP MASS | 268648AM4 | NOTE 1.750%12/0 | 7,970,000 | $12,732,000 | thousands by filing date | principal |
| Honeywell Technologies | 438516106 | COM | 153,006 | $12,724,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 368,220 | $12,695,000 | thousands by filing date | |
| LEVEL 3 COMMUNICATIONS INC | 52729NBR0 | NOTE 6.500%10/0 | 8,448,000 | $12,680,000 | thousands by filing date | principal |
| HEWLETT PACKARD CO | 428236103 | COM | 600,499 | $12,610,000 | thousands by filing date | |
| ENSCO PLC | G3157S106 | SHS CLASS A | 234,179 | $12,595,000 | thousands by filing date | |
| TRIPADVISOR INC | 896945201 | COM | 165,608 | $12,563,000 | thousands by filing date | |
| BAXTER INTL INC | 071813109 | COM | 191,191 | $12,562,000 | thousands by filing date | |
| TOTAL SYS SVCS INC | 891906109 | COM | 427,512 | $12,560,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 280,144 | $12,533,000 | thousands by filing date | |
| Eli Lilly and Company | 532457108 | COM | 247,903 | $12,480,000 | thousands by filing date | |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 334,811 | $12,480,000 | thousands by filing date | |
| EXPAND ENERGY CORP | 165167BZ9 | CORPORATE OBLIG | 12,524,000 | $12,411,000 | thousands by filing date | principal |
| FOREST OIL CORP | 346091705 | COM PAR $0.01 | 2,077,107 | $12,397,000 | thousands by filing date | |
| CELGENE CORP | 151020104 | COM | 80,725 | $12,392,000 | thousands by filing date | |
| Cole Real Estate Investments | 19329V105 | COM | 1,008,975 | $12,368,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 131,992 | $12,347,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 300,000 | $12,295,000 | thousands by filing date | put |
| LIBERTY GLOBAL PLC | G5480U104 | SHS CL A | 153,417 | $12,170,000 | thousands by filing date | |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 80,575 | $12,164,000 | thousands by filing date | |
| CONSOLIDATED EDISON INC | 209115104 | COM | 219,701 | $12,104,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 130,775 | $11,949,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 075896100 | COM | 153,769 | $11,869,000 | thousands by filing date | |
| FEDEX CORP COM | 31428X106 | Stock | 103,519 | $11,809,000 | thousands by filing date | |
| DU PONT E I DE NEMOURS & CO | 263534109 | COM | 201,030 | $11,785,000 | thousands by filing date | |
| METLIFE INC COM | 59156R108 | Stock | 250,000 | $11,729,000 | thousands by filing date | call |
| IAC INTERACTIVECORP | 44919P508 | COM | 213,638 | $11,653,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 1,313,838 | $11,587,000 | thousands by filing date | |
| GOODYEAR TIRE & RUBBER CO | 382550101 | COM | 513,380 | $11,538,000 | thousands by filing date | |
| ISHARES INC MSCI BRAZIL ETF | 464286400 | MSCI BRAZIL ETF | 239,237 | $11,467,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 99,511 | $11,456,000 | thousands by filing date | |
| CHESAPEAKE ENERGY CORP | 165167BW6 | NOTE 2.750%11/1 | 11,000,000 | $11,413,000 | thousands by filing date | principal |
| Southern Company | 842587107 | COM | 276,709 | $11,385,000 | thousands by filing date | |
| CHENIERE ENERGY INC COM NEW | 16411R208 | Stock | 330,400 | $11,258,000 | thousands by filing date | put |
| MONSANTO CO NEW | 61166W101 | COM | 107,737 | $11,257,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 361,178 | $11,229,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 235,657 | $11,221,000 | thousands by filing date | |
| NEWMONT CORP | 651639106 | COM | 398,575 | $11,177,000 | thousands by filing date | |
| VIACOM INC | 92553P201 | CL B | 132,715 | $11,097,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 338,479 | $11,077,000 | thousands by filing date | |
| MICRON TECHNOLOGY INC | 595112AX1 | NOTE 3.125% 5/0 | 6,329,000 | $10,982,000 | thousands by filing date | principal |
| RAPTOR PHARMACEUTICAL CORP | 75382F106 | COM | 736,362 | $10,936,000 | thousands by filing date | |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 149,933 | $10,883,000 | thousands by filing date | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 182,888 | $10,850,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 169,382 | $10,832,000 | thousands by filing date | |
| ECOLAB INC COM | 278865100 | Stock | 110,126 | $10,824,000 | thousands by filing date | |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 101,576 | $10,809,000 | thousands by filing date | |
| SYNOPSYS INC COM | 871607107 | Stock | 286,587 | $10,808,000 | thousands by filing date | |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 200,000 | $10,792,000 | thousands by filing date | put |
| MELCO RESORTS & ENTERTAINMENT | 585464100 | ADR | 336,385 | $10,703,000 | thousands by filing date | |
| MEDTRONIC INC | 585055106 | COM | 200,936 | $10,693,000 | thousands by filing date | |
| PRECISION CASTPARTS CORP | 740189105 | COM | 46,628 | $10,636,000 | thousands by filing date | |
| ADVANCE AUTO PARTS INC | 00751Y106 | COM | 127,765 | $10,556,000 | thousands by filing date | |
| WHIRLPOOL CORP COM | 963320106 | Stock | 71,633 | $10,501,000 | thousands by filing date | |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 899,100 | $10,435,000 | thousands by filing date | put |
| TENNECO INC | 880349105 | COM | 206,183 | $10,419,000 | thousands by filing date | |
| TRW AUTOMOTIVE HLDGS CORP | 87264S106 | COM | 145,388 | $10,371,000 | thousands by filing date | |
| WALGREEN CO | 931422109 | COM | 192,412 | $10,361,000 | thousands by filing date | |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 133,407 | $10,318,000 | thousands by filing date | |
| ACTAVIS INC | 00507K103 | COM | 71,152 | $10,245,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 226,951 | $10,135,000 | thousands by filing date | |
| UNITED STATES OIL FUND LP | 91232N108 | UNITS | 273,048 | $10,064,000 | thousands by filing date | |
| QEP RESOURCES INC | 74733V100 | COM | 360,292 | $9,980,000 | thousands by filing date | |
| SOHU.COM INC | 83408W103 | COMMON STOCK | 125,145 | $9,866,000 | thousands by filing date | |
| ALLIANT TECHSYSTEMS 3.000/15/24 | 018804AK0 | NOTE | 7,508,000 | $9,835,000 | thousands by filing date | principal |
| ALLSTATE CORP COM | 020002101 | Stock | 193,726 | $9,801,000 | thousands by filing date | |
| MACYS INC COM | 55616P104 | Stock | 226,010 | $9,772,000 | thousands by filing date | |
| SODASTREAM INTERNATIONAL | M9068E105 | LTD | 155,992 | $9,767,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 127,943 | $9,648,000 | thousands by filing date | |
| AON PLC | G0408V102 | SHS CL A | 129,324 | $9,619,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R775 | ACTIVE BD ETF | 89,689 | $9,494,000 | thousands by filing date | |
| AGILENT TECHNOLOGIES INC COM | 00846U101 | Stock | 184,677 | $9,470,000 | thousands by filing date | |
| TECHNIPFMC PLC | 30249U101 | COM | 169,701 | $9,398,000 | thousands by filing date | |
| SHIP FINANCE INTL LTD | G81075106 | SHS | 613,157 | $9,396,000 | thousands by filing date | |
| MASCO CORP | 574599106 | COM | 440,228 | $9,372,000 | thousands by filing date | |
| MOLINA HEALTHCARE INC | 60855R100 | COM | 263,128 | $9,367,000 | thousands by filing date | |
| CONAGRA FOODS INC | 205887102 | COM | 306,903 | $9,313,000 | thousands by filing date | |
| ONEOK INC NEW | 682680103 | COM | 175,000 | $9,308,000 | thousands by filing date | call |
| THE ADT CORPORATION | 00101J106 | COM | 226,188 | $9,221,000 | thousands by filing date | |
| PRICELINE GRP INC | 741503403 | COM NEW | 9,106 | $9,208,000 | thousands by filing date | |
| HCP INC | 40414L109 | COM | 224,180 | $9,192,000 | thousands by filing date | |
| MANITOWOC COMPANY INC | 563571108 | COM | 469,532 | $9,173,000 | thousands by filing date | |
| BIOGEN INC COM | 09062X103 | Stock | 38,461 | $9,169,000 | thousands by filing date | |
| EASTMAN CHEM CO COM | 277432100 | Stock | 117,393 | $9,148,000 | thousands by filing date | |
| ENERGY XXI (BERMUDA) LTD | G10082140 | USD UNRS SHS | 307,165 | $9,135,000 | thousands by filing date | |
| LEAR CORP COM NEW | 521865204 | Stock | 127,448 | $9,131,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 96,625 | $9,124,000 | thousands by filing date | |
| CENTURYLINK INC | 156700106 | COM | 288,255 | $9,064,000 | thousands by filing date | |
| DELPHI AUTOMOTIVE PLC | G27823106 | COMMON STOCK-FO | 155,220 | $9,055,000 | thousands by filing date | |
| VMWARE, INC. | 928563402 | CL A COM | 109,721 | $8,896,000 | thousands by filing date | |
| CHARLES RIV LABS INTL INC | 159864107 | COM | 192,095 | $8,884,000 | thousands by filing date | |
| VANTIV INC | 92210H105 | CL A | 317,080 | $8,861,000 | thousands by filing date | |
| CARMAX INC COM | 143130102 | Stock | 181,451 | $8,806,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 68,812 | $8,780,000 | thousands by filing date | |
| NAVISTAR INTL CORP | 63934EAL2 | NOTE | 8,590,000 | $8,749,000 | thousands by filing date | principal |
| MONSTER BEVERAGE CORP NE | 611740101 | COM | 166,119 | $8,721,000 | thousands by filing date | |
| NORTEK INC | 656559309 | COM NEW | 126,885 | $8,718,000 | thousands by filing date | |
| NOBLE CORP | H5833N103 | COMMON STOCK-FO | 230,000 | $8,678,000 | thousands by filing date | put |
| NIELSEN HOLDINGS N V | N63218106 | COM | 238,445 | $8,670,000 | thousands by filing date | |
| ROCKET COMPANIES CLA A CLASS A | 772739207 | COM | 83,967 | $8,641,000 | thousands by filing date | |
| DISCOVER FINL SVCS | 254709108 | COM | 170,119 | $8,603,000 | thousands by filing date | |
| MEAD JOHNSON NUTRITION CO | 582839106 | COM | 115,164 | $8,574,000 | thousands by filing date | |
| ALLERGAN INC | 018490102 | COM | 93,680 | $8,488,000 | thousands by filing date | |
| TURQUOISE HILL RESOURCES LTD | 900435108 | COMMON STOCK-FO | 1,893,792 | $8,426,000 | thousands by filing date | |
| NAVIDEA BIOPHARMACEUTICALS I | 63937X103 | COM | 3,135,578 | $8,300,000 | thousands by filing date | |
| Automatic Data Processing,Inc. | 053015103 | COM | 114,294 | $8,277,000 | thousands by filing date | |
| EMERSON ELEC CO COM | 291011104 | Stock | 127,049 | $8,225,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 1,263,692 | $8,221,000 | thousands by filing date | |
| APACHE CORP | 037411105 | COM | 96,202 | $8,193,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 340,000 | $8,137,000 | thousands by filing date | call |
| ALCOA INC | 013817101 | COM | 1,000,676 | $8,135,000 | thousands by filing date | |
| SYSCOCORP | 871829107 | COM | 254,659 | $8,106,000 | thousands by filing date | |
| EOG RES INC COM | 26875P101 | Stock | 47,626 | $8,060,000 | thousands by filing date | |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 179,784 | $8,058,000 | thousands by filing date | |
| FUSION-IO INC | 36112J107 | COMMON STOCK | 597,860 | $8,030,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W851 | JAPN HEDGE EQT | 166,333 | $7,970,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 900,000 | $7,937,000 | thousands by filing date | call |
| ONYX PHARMACEUTICALS INC | 683399109 | COM | 63,085 | $7,859,000 | thousands by filing date | |
| Texas Instruments Incorporated | 882508104 | COM | 194,818 | $7,844,000 | thousands by filing date | |
| Duke Energy Corporation | 26441C204 | COM | 116,734 | $7,810,000 | thousands by filing date | |
| FASTENAL CO COM | 311900104 | Stock | 155,280 | $7,803,000 | thousands by filing date | |
| AETNA INC NEW | 00817Y108 | COM | 121,599 | $7,790,000 | thousands by filing date | |
| ICU MED INC | 44930G107 | COM | 113,067 | $7,678,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 192,064 | $7,651,000 | thousands by filing date | |
| CLOROX CO DEL | 189054109 | COM | 93,367 | $7,650,000 | thousands by filing date | |
| HERCULES TECHNOLOGY GROWTH | 427096AB8 | CNV | 5,866,000 | $7,583,000 | thousands by filing date | principal |
| PPL CORP COM | 69351T106 | Stock | 247,526 | $7,522,000 | thousands by filing date | |
| AUTODESK INC COM | 052769106 | Stock | 181,003 | $7,452,000 | thousands by filing date | |
| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 200,905 | $7,446,000 | thousands by filing date | |
| LYONDELLBASELL INDUSTRIES NV SHS - A - | N53745100 | Stock | 101,590 | $7,442,000 | thousands by filing date | |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 484,063 | $7,440,000 | thousands by filing date | |
| OMNICARE INC | 681904108 | COM | 133,971 | $7,430,000 | thousands by filing date | |
| OCWEN FINL CORP | 675746309 | COM NEW | 132,441 | $7,393,000 | thousands by filing date | |
| FEDERAL REALTY INVESTMENT TRUS | 313747206 | SH BEN INT NEW | 72,568 | $7,369,000 | thousands by filing date | |
| GENERAL MILLS INC COM | 370334104 | Stock | 153,639 | $7,361,000 | thousands by filing date | |
| DU PONT E I DE NEMOURS & CO | 263534109 | COM | 125,000 | $7,328,000 | thousands by filing date | call |
| CHARTER COMMUNICATION - A | 16117M305 | COM | 54,246 | $7,304,000 | thousands by filing date | |
| ALERE INC | 01449J105 | COM | 237,545 | $7,278,000 | thousands by filing date | |
| MASTEC INC | 576323AL3 | NOTE 4.000% 6/1 | 3,731,000 | $7,238,000 | thousands by filing date | principal |
| PVH CORPORATION COM | 693656100 | Stock | 60,579 | $7,195,000 | thousands by filing date | |
| Pentair Inc | H6169Q108 | PNR | 110,019 | $7,155,000 | thousands by filing date | |
| L-3 COMMUNICATIONS CORP | 502413AW7 | DEBT 3.000% 8/0 | 6,552,000 | $7,135,000 | thousands by filing date | principal |
| CAPITAL ONE FINL CORP | 14040H105 | COM | 103,646 | $7,128,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 459,849 | $7,121,000 | thousands by filing date | |
| SEMPRA COM | 816851109 | Stock | 82,831 | $7,099,000 | thousands by filing date | |
| INTEROIL CORP | 460951106 | COM | 99,351 | $7,097,000 | thousands by filing date | |
| BROOKFIELD OFFICE PPTYS INC | 112900105 | COM | 373,542 | $7,067,000 | thousands by filing date | |
| ONEOK INC NEW | 682680103 | COM | 132,812 | $7,064,000 | thousands by filing date | |
| VISTEON CORP | 92839U206 | COM NEW | 93,289 | $7,057,000 | thousands by filing date | |
| BREAD FINANCIAL HOLDINGS INC | 018581108 | COM | 33,257 | $7,032,000 | thousands by filing date | |
| VERISIGN INC | 92343EAD4 | CORPORATE OBLIG | 4,486,000 | $7,030,000 | thousands by filing date | principal |
| JUNIPER NETWORKS INC | 48203R104 | COM | 351,545 | $6,994,000 | thousands by filing date | |
| LIFE TECHNOLOGIES CORP | 53217V109 | COM | 93,290 | $6,982,000 | thousands by filing date | |
| COMPUWARE CORP | 205638109 | COM | 623,506 | $6,972,000 | thousands by filing date | |
| FOSSIL GROUP INC | 34988V106 | COMMON STOCK | 59,894 | $6,968,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 85,985 | $6,898,000 | thousands by filing date | |
| TYSON FOODS INC CL A | 902494103 | Stock | 242,254 | $6,866,000 | thousands by filing date | |
| HEALTH CARE REIT INC | 42217KAR7 | NOTE | 5,554,000 | $6,859,000 | thousands by filing date | principal |
| MOSAIC CO COM | 61945C103 | Stock | 158,236 | $6,813,000 | thousands by filing date | |
| HARMAN INTL INDS INC | 413086109 | COM | 102,710 | $6,810,000 | thousands by filing date | |
| COBALT INTL ENERGY INC | 19075F106 | COM | 273,326 | $6,803,000 | thousands by filing date | |
| TRAVELERS COMPANIES INC COM | 89417E109 | Stock | 79,777 | $6,768,000 | thousands by filing date | |
| JOY GLOBAL INC | 481165108 | COM | 125,511 | $6,756,000 | thousands by filing date | |
| TJX Companies Inc | 872540109 | COM | 119,750 | $6,752,000 | thousands by filing date | |
| WEYERHAEUSER CO COM NEW | 962166104 | REIT | 235,556 | $6,743,000 | thousands by filing date | |
| STARZ | 85571Q102 | COM SER A | 241,392 | $6,733,000 | thousands by filing date | |
| GAP INC COM | 364760108 | Stock | 166,614 | $6,711,000 | thousands by filing date | |
| RAYMOND JAMES FINL INC COM | 754730109 | Stock | 160,675 | $6,700,000 | thousands by filing date | |
| WESTERN DIGITAL CORP | 958102105 | COM | 105,549 | $6,694,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 182,972 | $6,680,000 | thousands by filing date | |
| PULTE GROUP INC COM | 745867101 | Stock | 400,474 | $6,612,000 | thousands by filing date | |
| CARDINAL HEALTH INC | 14149Y108 | COM | 126,640 | $6,603,000 | thousands by filing date | |
| COVIDIEN PLC | G2554F113 | SHS | 108,357 | $6,602,000 | thousands by filing date | |
| CENTERPOINT ENERGY INC | 15189T107 | COM | 274,721 | $6,589,000 | thousands by filing date | |
| FLUOR CORP | 343412102 | COM | 92,564 | $6,571,000 | thousands by filing date | |
| Danaher Corporation | 235851102 | COM | 94,445 | $6,549,000 | thousands by filing date | |
| TAKE-TWO INTERACTIVE SOFTWARE COM | 874054109 | Stock | 358,903 | $6,521,000 | thousands by filing date | |
| NEWS CORP NEW CL A | 65249B109 | Stock | 404,597 | $6,506,000 | thousands by filing date | |
| WW GRAINGER INC COM | 384802104 | Stock | 24,723 | $6,489,000 | thousands by filing date | |
| STATE STR CORP COM | 857477103 | Stock | 98,265 | $6,479,000 | thousands by filing date | |
| Adobe Inc | 00724F101 | COM | 124,604 | $6,472,000 | thousands by filing date | |
| DELUXE CORP MEDIUM TERM NTS COM | 248019101 | Stock | 155,499 | $6,462,000 | thousands by filing date | |
| UNILEVER N V | 904784709 | N Y SHS NEW | 170,819 | $6,451,000 | thousands by filing date | |
| ISHARES TR | 464287739 | U.S. REAL ES ETF | 100,000 | $6,381,000 | thousands by filing date | put |
| BLACKROCK INC CL A COM | 09247X101 | COM | 23,545 | $6,376,000 | thousands by filing date | |
| SHERWIN WILLIAMS CO | 824348106 | COM | 35,000 | $6,366,000 | thousands by filing date | call |
| SANDISK CORP | 80004CAD3 | CORPORATE OBLIG | 4,788,000 | $6,363,000 | thousands by filing date | principal |
| BARNES & NOBLE INC | 067774109 | COMMON STOCK | 490,000 | $6,352,000 | thousands by filing date | call |
| PHH CORP | 693320202 | COM NEW | 267,285 | $6,335,000 | thousands by filing date | |
| BARRICK GOLD CORP | 067901108 | COM | 338,543 | $6,303,000 | thousands by filing date | |
| HESS CORP | 42809H107 | COM | 80,824 | $6,259,000 | thousands by filing date | |
| GENERAL GROWTH PPTYS INC NEW | 370023103 | COM | 323,687 | $6,251,000 | thousands by filing date | |
| COTERRA ENERGY INC COM | 127097103 | Stock | 165,826 | $6,184,000 | thousands by filing date | |
| DEALERTRACK TECHNOLOGIES INC | 242309102 | COM | 144,519 | $6,150,000 | thousands by filing date | |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 70,035 | $6,134,000 | thousands by filing date | |
| FOOT LOCKER INC | 344849104 | COM | 179,362 | $6,079,000 | thousands by filing date | |
| SPRINT CORP | 85207U105 | COM SER 1 | 971,500 | $6,030,000 | thousands by filing date | |
| PANERA BREAD CO | 69840W108 | CL A | 37,735 | $6,026,000 | thousands by filing date | |
| QLIK TECHNOLOGIES INC | 74733T105 | COM | 175,073 | $6,015,000 | thousands by filing date | |
| M & T BK CORP COM | 55261F104 | Stock | 53,537 | $5,986,000 | thousands by filing date | |
| EAGLE MATLS INC COM | 26969P108 | Stock | 82,296 | $5,978,000 | thousands by filing date | |
| TELEPHONE & DATA SYS INC | 879433829 | COM NEW | 200,986 | $5,939,000 | thousands by filing date | |
| MCKESSON CORP COM | 58155Q103 | Stock | 46,179 | $5,922,000 | thousands by filing date | |
| BAXTER INTL INC | 071813109 | COM | 90,000 | $5,913,000 | thousands by filing date | put |
| ASCENA RETAIL GROUP INC | 04351G101 | COM | 300,000 | $5,913,000 | thousands by filing date | put |
| TESLA MOTORS INC 1.500 | 88160RAA9 | NOTE 1.500% 6/0 | 3,507,000 | $5,909,000 | thousands by filing date | principal |
| LEVEL 3 COMMUNICATIONS INC | 52729N308 | COM NEW | 221,179 | $5,894,000 | thousands by filing date | |
| SINA CORP | G81477104 | ORD | 72,622 | $5,891,000 | thousands by filing date | |
| MYLAN INC | 628530107 | COM | 154,090 | $5,881,000 | thousands by filing date | |
| TERADATA CORP DEL | 88076W103 | COM | 105,516 | $5,879,000 | thousands by filing date | |
| HORNBECK OFFSHORE SVCS INC N | 440543106 | COM | 102,298 | $5,878,000 | thousands by filing date | |
| LEXMARK INTL NEW | 529771107 | CL A | 177,387 | $5,865,000 | thousands by filing date | |
| XILINX INC | 983919101 | COM | 124,937 | $5,852,000 | thousands by filing date | |
| CALPINE CORP | 131347304 | COM | 300,666 | $5,847,000 | thousands by filing date | |
| PACCAR INC COM | 693718108 | Stock | 104,612 | $5,822,000 | thousands by filing date | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 732,119 | $5,819,000 | thousands by filing date | |
| HERBALIFE LTD | G4412G101 | COM SHS | 83,395 | $5,812,000 | thousands by filing date | |
| DISH NETWORK CORPORATION | 25470M109 | CL A | 129,129 | $5,805,000 | thousands by filing date | |
| BANK OF NY MELLON CORP COM | 064058100 | Stock | 191,983 | $5,798,000 | thousands by filing date | |
| FIFTH THIRD BANCORP COM | 316773100 | Stock | 321,272 | $5,795,000 | thousands by filing date | |
| PRAXAIR INC | 74005P104 | COM | 47,629 | $5,723,000 | thousands by filing date | |
| LORILLARD INC | 544147101 | COM | 127,881 | $5,714,000 | thousands by filing date | |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 91,464 | $5,711,000 | thousands by filing date | |
| DTE ENERGY CO COM | 233331107 | Stock | 86,337 | $5,693,000 | thousands by filing date | |
| VERINT SYS INC | 92343X100 | COM | 153,462 | $5,687,000 | thousands by filing date | |
| TIDEWATER INC | 886423102 | COM | 95,594 | $5,671,000 | thousands by filing date | |
| AFLAC INC COM | 001055102 | Stock | 91,316 | $5,662,000 | thousands by filing date | |
| TEXTRON INC COM | 883203101 | Stock | 204,029 | $5,646,000 | thousands by filing date | |
| REGIONS FINANCIAL CORP NEW COM | 7591EP100 | Stock | 605,615 | $5,614,000 | thousands by filing date | |
| MATTEL INC | 577081102 | COM | 133,917 | $5,614,000 | thousands by filing date | |
| FIFTH & PAC COS INC | 316645100 | COM | 222,396 | $5,587,000 | thousands by filing date | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 60,531 | $5,579,000 | thousands by filing date | |
| KANSAS CITY SOUTHERN | 485170302 | COM NEW | 51,032 | $5,568,000 | thousands by filing date | |
| POWERSHARES | 73936Q769 | EXCHANGE TRADED | 225,584 | $5,567,000 | thousands by filing date | |
| Intuit Inc. | 461202103 | COM | 83,909 | $5,564,000 | thousands by filing date | |
| ACE LTD | H0023R105 | SHS | 59,362 | $5,561,000 | thousands by filing date | |
| CORNING INC | 219350105 | COM | 378,696 | $5,536,000 | thousands by filing date | |
| RESMED INC COM | 761152107 | Stock | 104,280 | $5,519,000 | thousands by filing date | |
| KROGER CO COM | 501044101 | Stock | 136,227 | $5,498,000 | thousands by filing date | |
| CITRIX SYSTEMS INC | 177376100 | COM | 77,906 | $5,498,000 | thousands by filing date | |
| NORTHERN TR CORP COM | 665859104 | Stock | 100,483 | $5,474,000 | thousands by filing date | |
| Stryker Corporation | 863667101 | COM | 80,731 | $5,468,000 | thousands by filing date | |
| Crown Castle | 228227104 | COM | 74,877 | $5,459,000 | thousands by filing date | |
| LIFEPOINT HEALTH INC | 53219LAH2 | CORPORATE OBLIG | 5,175,000 | $5,434,000 | thousands by filing date | principal |
| ICONIX BRAND GROUP INC | 451055107 | COM | 163,484 | $5,431,000 | thousands by filing date | |
| CIGNA CORPORATION | 125509109 | COM | 70,588 | $5,429,000 | thousands by filing date | |
| D R HORTON INC COM | 23331A109 | Stock | 279,308 | $5,419,000 | thousands by filing date | |
| ARCHER DANIELS MIDLAND CO COM | 039483102 | Stock | 146,816 | $5,406,000 | thousands by filing date | call |
| RYMAN HOSPITALITY PPTYS INC COM | 78377T107 | REIT | 156,192 | $5,396,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 119,560 | $5,385,000 | thousands by filing date | call |
| NUCOR CORP COM | 670346105 | Stock | 109,796 | $5,381,000 | thousands by filing date | |
| NETAPP INC COM | 64110D104 | Stock | 126,303 | $5,381,000 | thousands by filing date | |
| SOLARCITY CORP | 83416T100 | COM | 155,207 | $5,366,000 | thousands by filing date | |
| MERCADOLIBREINC | 58733R102 | STOK | 39,611 | $5,352,000 | thousands by filing date | |
| HAWAIIAN HOLDINGS INC | 419879AD3 | NOTE 5.000% 3/1 | 4,609,000 | $5,349,000 | thousands by filing date | principal |
| GAMESTOP CORP | 36467W109 | CL A | 107,376 | $5,338,000 | thousands by filing date | |
| XEROX CORP | 984121103 | COM | 517,812 | $5,324,000 | thousands by filing date | |
| FLEETCOR TECHNOLOGIES INC | 339041105 | COM | 48,313 | $5,323,000 | thousands by filing date | |
| ELECTRONIC ARTS INC COM | 285512109 | Stock | 207,491 | $5,313,000 | thousands by filing date | |
| URBAN OUTFITTERS INC | 917047102 | COM | 143,909 | $5,310,000 | thousands by filing date | |
| Chubb Corporation | 171232101 | Equity | 59,394 | $5,302,000 | thousands by filing date | |
| Applied Materials,Inc. | 038222105 | COM | 300,000 | $5,262,000 | thousands by filing date | call |
| SYNAPTICS INC COM | 87157D109 | Stock | 119,132 | $5,261,000 | thousands by filing date | |
| SOLARWINDS INC | 83416B109 | COM | 148,843 | $5,259,000 | thousands by filing date | |
| RAYTHEON CO | 755111507 | COM NEW | 68,106 | $5,250,000 | thousands by filing date | |
| AES CORP COM | 00130H105 | Stock | 394,484 | $5,246,000 | thousands by filing date | |
| AMERICAN ELEC PWR CO INC COM | 025537101 | Stock | 120,784 | $5,228,000 | thousands by filing date | |
| GREEN MTN COFFEE ROASTERS IN | 393122106 | COM | 68,729 | $5,176,000 | thousands by filing date | |
| KRAFT FOODS GROUP INC | 50076Q106 | COM | 98,139 | $5,158,000 | thousands by filing date | |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 252,310 | $5,155,000 | thousands by filing date | |
| SMUCKER J M CO | 832696405 | COM NEW | 48,629 | $5,134,000 | thousands by filing date | |
| EDWARDS LIFESCIENCES CORP COM | 28176E108 | Stock | 73,479 | $5,126,000 | thousands by filing date | |
| SOTHEBYS | 835898107 | COM | 104,282 | $5,121,000 | thousands by filing date | |
| PIONEER NATURAL RESOURCES CO | 723787107 | COM | 27,053 | $5,101,000 | thousands by filing date | |
| FRANKLIN RESOURCES INC COM | 354613101 | Stock | 100,812 | $5,099,000 | thousands by filing date | |
| TERADYNE INC COM | 880770102 | Stock | 307,539 | $5,074,000 | thousands by filing date | |
| STILLWATER MINING COMPAN | 86074QAL6 | NOTE | 4,813,000 | $5,054,000 | thousands by filing date | principal |
| BAKER HUGHES INC | 057224107 | COM | 102,578 | $5,039,000 | thousands by filing date | |
| Prologis,Inc. | 74340W103 | COM | 133,388 | $5,037,000 | thousands by filing date | |
| BROADCOM CORP | 111320107 | CL A | 193,325 | $5,031,000 | thousands by filing date | |
| SPDR S&P Homebuilders ETF | 78464A888 | SHS | 164,103 | $5,022,000 | thousands by filing date | |
| BARNES & NOBLE INC | 067774109 | COMMON STOCK | 387,071 | $5,019,000 | thousands by filing date | |
| TE CONNECTIVITY LTD | H84989104 | SHS | 96,250 | $4,986,000 | thousands by filing date | |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 64,997 | $4,967,000 | thousands by filing date | |
| PG&E CORP COM | 69331C108 | Stock | 121,144 | $4,961,000 | thousands by filing date | |
| GEO GROUP INC | 36159R103 | COMMON STOCK | 148,940 | $4,958,000 | thousands by filing date | |
| AUTOZONE INC COM | 053332102 | Stock | 11,659 | $4,914,000 | thousands by filing date | |
| CUBIST PHARMACEUTICALS INC | 229678AD9 | NOTE | 2,169,000 | $4,893,000 | thousands by filing date | principal |
| CHIPOTLEMEXICANGRILLI | 169656105 | STOK | 11,324 | $4,854,000 | thousands by filing date | |
| COMPUTER SCIENCES CORP | 205363104 | COM | 93,500 | $4,831,000 | thousands by filing date | |
| RED HAT INC | 756577102 | COM | 104,454 | $4,826,000 | thousands by filing date | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 52,655 | $4,823,000 | thousands by filing date | |
| BEAM INC | 073730103 | COMMON STOCK | 74,282 | $4,799,000 | thousands by filing date | |
| CONNS INC | 208242107 | COM | 95,559 | $4,785,000 | thousands by filing date | |
| Applied Materials,Inc. | 038222105 | COM | 272,038 | $4,771,000 | thousands by filing date | |
| EXELON CORP COM | 30161N101 | Stock | 161,017 | $4,771,000 | thousands by filing date | |
| LINEAR TECH INC | 535678AC0 | CORPORATE OBLIG | 4,442,000 | $4,731,000 | thousands by filing date | principal |
| REINSURANCE GROUP AMER INC COM NEW | 759351604 | Stock | 70,626 | $4,730,000 | thousands by filing date | |
| BECTON DICKINSON & CO | 075887109 | COM | 47,165 | $4,722,000 | thousands by filing date | |
| DARDEN RESTAURANTS INC COM | 237194105 | Stock | 101,443 | $4,713,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140361-13-042623 | this filing | 2013-11-14 | acceptance time not in the bulk data set |