13F-HR filed by ASSETMARK, INC
ASSETMARK, INC filed this 13F-HR for the quarter ended 2013-09-30, filed 2013-11-14, with 380 holding rows worth $3,959,924,000.
- Accession
- 0001140361-13-042288
- Filer
- CIK 1344551
- Filed
- 2013-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2013
A holdings report, 380 entries on the cover page, a total value of $3,959,924,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $3,959,924,000 with VALUE read as thousands by filing date, 13F file number 028-11546. A later restatement replaced it, so the quarter does not use it. The resolved quarter.
Other managers
- included managerAqGen Liberty Holdings, LLC
- included managerAqGen Liberty Management II, Inc.
- included managerCenturion Capital Group Inc.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SPY | 78462F103 | SHS | 4,397,750 | $738,866,000 | thousands by filing date | |
| iShares Floating Rate Bond ETF | 46429B655 | SHS | 3,231,822 | $163,789,000 | thousands by filing date | |
| Vanguard FTSE Europe ETF | 922042874 | SHS | 2,547,397 | $138,833,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740C337 | S&P 500 VEQTOR | 976,031 | $136,117,000 | thousands by filing date | |
| ISHARES TR | 464287440 | 7-10 YR TRSY BD | 1,075,799 | $109,850,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 2,090,336 | $85,192,000 | thousands by filing date | |
| iShares MBS ETF | 464288588 | SHS | 729,108 | $77,227,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US ETF | 922042775 | SHS | 1,428,257 | $69,413,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A649 | ST STR AGGRE ETF | 1,153,809 | $65,732,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 377,551 | $63,768,000 | thousands by filing date | |
| Vanguard Total Bond Market ETF | 921937835 | SHS | 783,728 | $63,388,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 1,307,994 | $54,949,000 | thousands by filing date | |
| SPDW | 78463X889 | COM | 1,959,076 | $54,874,000 | thousands by filing date | |
| Vanguard Value ETF | 922908744 | SHS | 742,325 | $51,807,000 | thousands by filing date | |
| SPDR SERIES TRUST BLOOMBERG BR | 78464A417 | BLOOMBERG BRCLYS | 1,280,318 | $51,014,000 | thousands by filing date | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 532,686 | $48,783,000 | thousands by filing date | |
| ISHARES INC | 464286509 | MSCI CDA ETF | 1,713,324 | $48,504,000 | thousands by filing date | |
| ISHARES TR | 464288620 | SHS | 448,261 | $48,031,000 | thousands by filing date | |
| iShares U.S. Technology ETF | 464287721 | SHS | 607,499 | $47,871,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 786,628 | $47,693,000 | thousands by filing date | |
| Vanguard Growth | 922908736 | COM | 514,806 | $43,558,000 | thousands by filing date | |
| iShares Short Treasury Bond ETF | 464288679 | SHS | 380,576 | $41,962,000 | thousands by filing date | |
| ISHARES TR | 464287754 | US INDUSTRIALS | 462,562 | $41,871,000 | thousands by filing date | |
| ISHARES TR | 464287697 | U.S. UTILITS ETF | 445,738 | $41,850,000 | thousands by filing date | |
| ISHARES TR | 464287796 | U.S. ENERGY ETF | 883,996 | $41,636,000 | thousands by filing date | |
| ISHARES TR | 464287762 | US HLTHCARE ETF | 387,493 | $41,431,000 | thousands by filing date | |
| iShares U.S. Financials ETF | 464287788 | SHS | 562,448 | $41,216,000 | thousands by filing date | |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 360,278 | $38,334,000 | thousands by filing date | |
| Guggenheim S&P 500 Equal Weighted ETf | 78355W106 | Equity | 541,149 | $35,283,000 | thousands by filing date | |
| POWERSHARES | 73936Q769 | EXCHANGE TRADED | 1,376,620 | $33,975,000 | thousands by filing date | |
| ISHARES | 464286848 | EXCHANGE TRADED | 2,631,281 | $31,365,000 | thousands by filing date | |
| Vanguard FTSE Pacific ETF | 922042866 | SHS | 490,411 | $29,788,000 | thousands by filing date | |
| VGT | 92204A702 | SHS | 355,990 | $28,728,000 | thousands by filing date | |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 365,918 | $28,615,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 435,141 | $27,762,000 | thousands by filing date | |
| ISHARES TR | 464287887 | S&P SML 600 GWT | 256,080 | $27,749,000 | thousands by filing date | |
| iShares MSCI ACWI ex U.S. ETF | 464288240 | SHS | 607,826 | $27,243,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740C188 | IPATH S&P500 VIX | 1,844,188 | $27,108,000 | thousands by filing date | |
| ISHARES INC | 464286665 | MSCI PAC JP ETF | 560,141 | $26,691,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A607 | ST STR DOW REIT | 363,561 | $26,515,000 | thousands by filing date | |
| ISHARES TR | 464288752 | US HOME CONS ETF | 994,631 | $22,220,000 | thousands by filing date | |
| ISHARES TR | 464288281 | JPMORGAN USD EMG | 194,532 | $21,209,000 | thousands by filing date | |
| VTI | 922908769 | COM | 240,429 | $21,074,000 | thousands by filing date | |
| STATE STREET IG PUBLIC &PRIVATE CREDIT ETF | 78464A458 | ETF | 895,768 | $20,459,000 | thousands by filing date | |
| STATE STREET | 78464A425 | EXCHANGE TRADED | 840,717 | $20,362,000 | thousands by filing date | |
| Vanguard Small-Cap Growth ETF | 922908595 | SHS | 177,154 | $20,277,000 | thousands by filing date | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 164,734 | $18,701,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 386,456 | $17,933,000 | thousands by filing date | |
| ISHARES INC | 464286749 | MSCI SWITZERLAND | 572,543 | $17,909,000 | thousands by filing date | |
| STATE STREET | 78464A813 | EXCHANGE TRADED | 178,435 | $17,101,000 | thousands by filing date | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 200,560 | $16,628,000 | thousands by filing date | |
| SPDR CITI INTL GOVT INFLATION- | 78464A490 | FTSE INT GVT ETF | 277,994 | $16,566,000 | thousands by filing date | |
| Vanguard Small-Cap Value ETF | 922908611 | SHS | 181,799 | $16,406,000 | thousands by filing date | |
| ISHARES TR | 464287739 | U.S. REAL ES ETF | 256,303 | $16,350,000 | thousands by filing date | |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 149,294 | $16,004,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 383,681 | $15,399,000 | thousands by filing date | |
| iShares Core MSCI Emerging Markets ETF | 46434G103 | SHS | 307,591 | $14,964,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X863 | ST DOW INTL ETF | 347,277 | $14,631,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X400 | CMN | 197,627 | $14,630,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US Small-Cap ETF | 922042718 | SHS | 143,640 | $14,269,000 | thousands by filing date | |
| SPDR S&P Dividend ETF | 78464A763 | SHS | 206,967 | $14,268,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W208 | US HIGH DIVIDEND | 272,610 | $14,162,000 | thousands by filing date | |
| ISHARES TR | 464287168 | COM | 209,003 | $13,865,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A474 | ST SHOR CORP ETF | 439,909 | $13,523,000 | thousands by filing date | |
| ISHARES TR | 464288448 | INTL SEL DIV ETF | 361,605 | $13,112,000 | thousands by filing date | |
| iShares TIPS Bond ETF | 464287176 | SHS | 115,461 | $12,999,000 | thousands by filing date | |
| SPDR PORTFOLIO TIPS ETF | 78464A656 | PORTFLI TIPS ETF | 227,717 | $12,704,000 | thousands by filing date | |
| ISHARES 10 Y INVE GRADE COR B | 464289511 | 10+ YR INVST GRD | 205,456 | $11,407,000 | thousands by filing date | |
| Vanguard Short-Term Bond ETF | 921937827 | SHS | 141,890 | $11,404,000 | thousands by filing date | |
| ISHARES TR | 464287457 | COM | 133,985 | $11,318,000 | thousands by filing date | |
| ISHARESAGENCYBONDETF | 464288166 | STOK | 97,466 | $10,842,000 | thousands by filing date | |
| Vanguard FTSE Developed Markets ETF | 921943858 | SHS | 257,446 | $10,190,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X871 | ST INTL CAP ETF | 303,379 | $9,917,000 | thousands by filing date | |
| Vanguard Real Estate | 922908553 | SHS | 143,837 | $9,513,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X772 | S&P INTL ETF | 200,316 | $9,345,000 | thousands by filing date | |
| SPDR Portfolio Emerging Markets ETF | 78463X509 | SHS | 146,619 | $9,256,000 | thousands by filing date | |
| SPDR Series Trust | 78464A680 | SPDR Bloomberg 1-3 Month T-Bill ETF | 200,128 | $9,164,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C771 | SHS | 175,745 | $9,042,000 | thousands by filing date | |
| Vanguard High Dividend Yield ETF | 921946406 | SHS | 151,609 | $8,716,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUST | 73936T474 | INSUR NATL MUN | 358,190 | $8,262,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 62,979 | $8,073,000 | thousands by filing date | |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 34,626 | $7,837,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464a201 | ST STR SP600GRWO | 48,024 | $7,818,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 153,874 | $7,785,000 | thousands by filing date | |
| ISHARES 1-5 YEAR INVESTMENT GRADE CORPORATE BOND ETF | 464288646 | ETF | 73,123 | $7,698,000 | thousands by filing date | |
| ISHARES TR | 464288687 | COM | 201,738 | $7,666,000 | thousands by filing date | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 75,156 | $7,501,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X681 | INTL HLTH ETF | 175,687 | $7,332,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 344,988 | $6,867,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 170,172 | $6,773,000 | thousands by filing date | |
| ISHARES TR | 464288372 | COM | 167,006 | $6,308,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 184,420 | $6,117,000 | thousands by filing date | |
| iShares 0-5 Year TIPS Bond ETF | 46429B747 | SHS | 58,560 | $5,923,000 | thousands by filing date | |
| ISHARES TR | 464288257 | MSCI ACWI ETF | 108,755 | $5,864,000 | thousands by filing date | |
| Vaneck Vectors Gold Miners ETF | 57060u100 | COM | 232,100 | $5,807,000 | thousands by filing date | |
| BARCLAYS BK PLC IPTH NAT GAS | 06740P239 | COM | 207,929 | $5,652,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X301 | ST STR ASIA ETF | 74,735 | $5,613,000 | thousands by filing date | |
| Marsh & McLennan Companies,Inc. | 571748102 | COM | 127,001 | $5,531,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 81,275 | $5,471,000 | thousands by filing date | |
| POWERSHARES ETF TRUST INTL DIV | 73935X716 | COM | 301,943 | $5,218,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 53,163 | $4,973,000 | thousands by filing date | |
| WABTEC COM | 929740108 | Stock | 78,923 | $4,962,000 | thousands by filing date | |
| MAXIMUS INC | 577933104 | COM | 100,714 | $4,536,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 41,363 | $4,460,000 | thousands by filing date | |
| DU PONT E I DE NEMOURS & CO | 263534109 | COM | 75,929 | $4,446,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 49,583 | $4,293,000 | thousands by filing date | |
| PIONEER NATURAL RESOURCES CO | 723787107 | COM | 22,666 | $4,279,000 | thousands by filing date | |
| MICHAEL KORS HLDGS LTD | G60754101 | SHS | 56,694 | $4,225,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 34,696 | $4,143,000 | thousands by filing date | |
| POLARIS INC COM | 731068102 | Stock | 32,038 | $4,139,000 | thousands by filing date | |
| CATAMARAN CORP | 148887102 | COM | 89,961 | $4,134,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 143,071 | $4,110,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A516 | ST INTL BBG ETF | 69,883 | $4,079,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X103 | ST STR EUROP ETF | 110,576 | $4,045,000 | thousands by filing date | |
| CAESARSTONE LTD | M20598104 | ORD SHS | 87,202 | $3,983,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W604 | US SMALLCAP DIVD | 62,937 | $3,942,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 100,178 | $3,795,000 | thousands by filing date | |
| CHURCH & DWIGHT CO INC COM | 171340102 | Stock | 62,930 | $3,779,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 113,466 | $3,766,000 | thousands by filing date | |
| IMAX CORP | 45245E109 | COM | 120,603 | $3,647,000 | thousands by filing date | |
| SPDR Portfolio Long Term Corporate Bond ETF | 78464A367 | SHS | 98,049 | $3,624,000 | thousands by filing date | |
| ORIX CORP SPONSORED ADR | 686330101 | ADR | 44,056 | $3,605,000 | thousands by filing date | |
| VANGUARD INTL EQUITY INDEX F | 922042676 | COM | 63,486 | $3,601,000 | thousands by filing date | |
| TRIUMPH GROUP INC NEW | 896818101 | COM | 51,288 | $3,601,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A375 | ST INTER BD ETF | 105,913 | $3,574,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 47,143 | $3,564,000 | thousands by filing date | |
| FORTINET INC COM | 34959E109 | Stock | 174,458 | $3,535,000 | thousands by filing date | |
| Eaton Corp. Plc | G29183103 | COM | 51,280 | $3,530,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A334 | BLOMBERG BRC INT | 97,562 | $3,517,000 | thousands by filing date | |
| ISHARES TR | 464288414 | NATIONAL MUN ETF | 32,036 | $3,347,000 | thousands by filing date | |
| ISHARES INC | 464286103 | MSCI AUST ETF | 130,608 | $3,300,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W760 | INTL SMCAP DIV | 54,524 | $3,276,000 | thousands by filing date | |
| LKQ CORP COM | 501889208 | Stock | 102,374 | $3,263,000 | thousands by filing date | |
| KONINKLIJKE PHILIPS N V NY REGIS SHS NEW | 500472303 | ADR | 100,721 | $3,248,000 | thousands by filing date | |
| NOVO-NORDISK A S ADR | 670100205 | ADR | 19,064 | $3,226,000 | thousands by filing date | |
| ARM HLDGS PLC | 042068106 | SPONSORED ADR | 64,896 | $3,123,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 35,749 | $3,076,000 | thousands by filing date | |
| INFORMATICA CORP | 45666Q102 | COM | 78,174 | $3,046,000 | thousands by filing date | |
| TOYOTA MOTOR CORP ADS | 892331307 | ADR | 23,757 | $3,042,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 61,883 | $3,002,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 89,954 | $2,994,000 | thousands by filing date | |
| HOLOGIC INC | 436440101 | COM | 143,184 | $2,957,000 | thousands by filing date | |
| iShares MSCI EAFE Value ETF | 464288877 | SHS | 53,265 | $2,898,000 | thousands by filing date | |
| EAST WEST BANCORP INC COM | 27579R104 | Stock | 87,179 | $2,785,000 | thousands by filing date | |
| Danaher Corporation | 235851102 | COM | 39,757 | $2,756,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 112,597 | $2,690,000 | thousands by filing date | |
| SANOFI SA SPONSORED ADR | 80105N105 | ADR | 50,681 | $2,566,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 22,118 | $2,511,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 34,742 | $2,415,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W315 | EMER MKT HIGH FD | 46,587 | $2,408,000 | thousands by filing date | |
| BAXTER INTL INC | 071813109 | COM | 35,649 | $2,342,000 | thousands by filing date | |
| ISHARES TR | 464287713 | US TELECOM ETF | 83,113 | $2,292,000 | thousands by filing date | |
| GROUPE CGI INC | 39945C109 | CL A SUB VTG | 64,912 | $2,278,000 | thousands by filing date | |
| Vanguard Mid-Cap Value ETF | 922908512 | SHS | 31,081 | $2,276,000 | thousands by filing date | |
| ALCATEL-LUCENT | 013904305 | SPONSORED ADR | 643,801 | $2,273,000 | thousands by filing date | |
| VANGUARD BD INDEX FDS | 921937793 | LONG TERM BOND | 27,351 | $2,271,000 | thousands by filing date | |
| VEOLIA ENVIRONNEMENT F | 92334N103 | Equity | 131,850 | $2,257,000 | thousands by filing date | |
| AFFILIATED MANAGERS GROUP COM | 008252108 | Stock | 12,334 | $2,253,000 | thousands by filing date | |
| AGILENT TECHNOLOGIES INC COM | 00846U101 | Stock | 43,836 | $2,247,000 | thousands by filing date | |
| Gulfport Energy | 402635304 | COM | 34,922 | $2,247,000 | thousands by filing date | |
| VALEANT PHARMACEUTICALS INTL | 91911K102 | COM | 21,424 | $2,235,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q835 | INTL CORP BOND | 76,321 | $2,231,000 | thousands by filing date | |
| CIT GROUP INC COM NEW | 125581801 | Stock | 45,326 | $2,211,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X799 | DYN PHRMA PORT | 48,036 | $2,211,000 | thousands by filing date | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 453,909 | $2,183,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 11,397 | $2,178,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 18,402 | $2,162,000 | thousands by filing date | |
| LAS VEGAS SANDS CORP COM | 517834107 | Stock | 31,805 | $2,112,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 43,769 | $2,084,000 | thousands by filing date | |
| SEADRILL ORD | G7945E105 | COM | 46,015 | $2,074,000 | thousands by filing date | |
| AIR PRODS & CHEMS INC | 009158106 | COM | 19,285 | $2,055,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 16,855 | $2,048,000 | thousands by filing date | |
| CONAGRA FOODS INC | 205887102 | COM | 67,324 | $2,043,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 27,915 | $1,999,000 | thousands by filing date | |
| CERNER CORP | 156782104 | COM | 37,903 | $1,992,000 | thousands by filing date | |
| PRIVATEBANCORP INC | 742962103 | COM | 92,335 | $1,976,000 | thousands by filing date | |
| RIO TINTO PLC SPONSORED ADR | 767204100 | ADR | 39,642 | $1,933,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 23,192 | $1,926,000 | thousands by filing date | |
| CENTENE CORP DEL COM | 15135B101 | Stock | 29,788 | $1,905,000 | thousands by filing date | |
| COMERICAINC | 200340107 | COM | 48,284 | $1,898,000 | thousands by filing date | |
| ZIONS BANCORPORATION | 989701107 | COM | 68,611 | $1,881,000 | thousands by filing date | |
| BIO RAD LABS INC | 090572207 | CL A | 15,959 | $1,876,000 | thousands by filing date | |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 24,342 | $1,857,000 | thousands by filing date | |
| Automatic Data Processing,Inc. | 053015103 | COM | 25,225 | $1,826,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 31,802 | $1,805,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 18,652 | $1,795,000 | thousands by filing date | |
| TUPPERWARE BRANDS CORP | 899896104 | COM | 20,609 | $1,780,000 | thousands by filing date | |
| FOOT LOCKER INC | 344849104 | COM | 52,255 | $1,774,000 | thousands by filing date | |
| OMNICOM GROUP INC COM | 681919106 | Stock | 27,656 | $1,754,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 19,770 | $1,747,000 | thousands by filing date | |
| AMERICAN ELEC PWR CO INC COM | 025537101 | Stock | 39,873 | $1,728,000 | thousands by filing date | |
| WILLIAMS COS INC COM | 969457100 | Stock | 47,373 | $1,722,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 45,477 | $1,718,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 19,372 | $1,679,000 | thousands by filing date | |
| MOLSON COORS BEVERAGE CO CL B | 60871R209 | Stock | 33,421 | $1,675,000 | thousands by filing date | |
| BEACON ROOFING SUPPLY INC | 073685109 | COM | 45,401 | $1,674,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 10,705 | $1,663,000 | thousands by filing date | |
| YUM BRANDS INC COM | 988498101 | Stock | 22,861 | $1,632,000 | thousands by filing date | |
| E M C CORP MASS | 268648102 | COM | 63,562 | $1,625,000 | thousands by filing date | |
| EMERSON ELEC CO COM | 291011104 | Stock | 25,089 | $1,623,000 | thousands by filing date | |
| PG&E CORP COM | 69331C108 | Stock | 39,597 | $1,620,000 | thousands by filing date | |
| WISDOMTREE TRUST | 97717W828 | ASIA PAC EXJP FD | 24,100 | $1,599,000 | thousands by filing date | |
| LORILLARD INC | 544147101 | COM | 35,689 | $1,598,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X176 | TECH ALPHADEX | 58,453 | $1,590,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 35,464 | $1,578,000 | thousands by filing date | |
| Accenture Plc Class A | G1151C101 | COM | 21,380 | $1,574,000 | thousands by filing date | |
| BECTON DICKINSON & CO | 075887109 | COM | 15,680 | $1,568,000 | thousands by filing date | |
| Vanguard Utilities ETF | 92204A876 | SHS | 19,122 | $1,561,000 | thousands by filing date | |
| SYSCOCORP | 871829107 | COM | 48,227 | $1,535,000 | thousands by filing date | |
| PINNACLE FOODS INC DEL | 72348P104 | COM | 57,412 | $1,520,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 18,802 | $1,507,000 | thousands by filing date | |
| American Tower Corporation | 03027X100 | COM | 20,312 | $1,506,000 | thousands by filing date | |
| ISHARES TR | 464288661 | 3 7 YR TREAS BD | 12,404 | $1,505,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X385 | ENERGY SEC POR | 29,879 | $1,488,000 | thousands by filing date | |
| DRIL-QUIP INC | 262037104 | COM | 12,746 | $1,463,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 18,106 | $1,439,000 | thousands by filing date | |
| PERRIGO CO PLC F | 714290103 | COM | 11,360 | $1,402,000 | thousands by filing date | |
| PANERA BREAD CO | 69840W108 | CL A | 8,832 | $1,400,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 18,132 | $1,396,000 | thousands by filing date | |
| NATIONAL GRID PLC | 636274300 | SPONSORED ADR NE | 23,478 | $1,386,000 | thousands by filing date | |
| COVANTA HLDG CORP | 22282E102 | COM | 64,077 | $1,370,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 11,827 | $1,324,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W281 | EMG MKTS SMCAP | 28,176 | $1,314,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 17,995 | $1,307,000 | thousands by filing date | |
| TREEHOUSE FOODS INC COM | 89469A104 | Stock | 19,511 | $1,304,000 | thousands by filing date | |
| Equinix, Inc. | 29444U502 | EQIX | 6,946 | $1,276,000 | thousands by filing date | |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 95,404 | $1,274,000 | thousands by filing date | |
| TRW AUTOMOTIVE HLDGS CORP | 87264S106 | COM | 17,494 | $1,247,000 | thousands by filing date | |
| RACKSPACE HOSTING INC | 750086100 | COM | 23,173 | $1,223,000 | thousands by filing date | |
| MEDASSETS INC | 584045108 | COM | 47,694 | $1,212,000 | thousands by filing date | |
| GREAT PLAINS ENERGY INC | 391164100 | COM | 54,258 | $1,205,000 | thousands by filing date | |
| Vanguard Communication Services ETF | 92204A884 | SHS | 14,877 | $1,202,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 114,178 | $1,187,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 15,483 | $1,174,000 | thousands by filing date | |
| D R HORTON INC COM | 23331A109 | Stock | 60,418 | $1,174,000 | thousands by filing date | |
| ENCORE CAP GROUP INC | 292554102 | COM | 25,207 | $1,154,000 | thousands by filing date | |
| EPL Oil & Gas, Inc. | 26883D108 | COM | 30,703 | $1,139,000 | thousands by filing date | |
| STERICYCLE INC | 858912108 | COM | 9,853 | $1,137,000 | thousands by filing date | |
| POWERSHARES DB GOLD FUND | 73936B606 | DB G | 25,303 | $1,133,000 | thousands by filing date | |
| WATERS CORP COM | 941848103 | Stock | 10,568 | $1,122,000 | thousands by filing date | |
| POWERSHARES | 73936B408 | EXCHANGE TRADED | 43,336 | $1,096,000 | thousands by filing date | |
| CARRIZO OIL & GAS INC | 144577103 | COM | 28,881 | $1,077,000 | thousands by filing date | |
| NATIONAL OILWELL VARCO INC | 637071101 | COM | 13,720 | $1,072,000 | thousands by filing date | |
| POWERSHS DB MULTI SECT COMM | 73936B101 | DB ENERGY FUND | 37,643 | $1,060,000 | thousands by filing date | |
| CRACKER BARREL OLD CTRY STOR | 22410J106 | COM | 10,105 | $1,043,000 | thousands by filing date | |
| EXPEDITORS INTL WASH INC COM | 302130109 | Stock | 23,562 | $1,038,000 | thousands by filing date | |
| AMEREN CORP COM | 023608102 | Stock | 29,656 | $1,033,000 | thousands by filing date | |
| China Yuchai Intl Ltd | G21082105 | COM | 42,601 | $1,013,000 | thousands by filing date | |
| COVIDIEN PLC | G2554F113 | SHS | 16,483 | $1,004,000 | thousands by filing date | |
| FIRST INTERSTATE BANCSYSTEM IN | 32055Y201 | COM CL A | 40,753 | $984,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 5,192 | $961,000 | thousands by filing date | |
| POWERSHARES FTSE | 73936T854 | ASIA PAC EX-JP | 16,712 | $940,000 | thousands by filing date | |
| TATA MTRS LTD | 876568502 | SPONSORED ADR | 35,167 | $936,000 | thousands by filing date | |
| BRF SA | 10552T107 | SPONSORED ADR | 38,025 | $933,000 | thousands by filing date | |
| EDISON INTL COM | 281020107 | Stock | 20,201 | $930,000 | thousands by filing date | |
| WPP PLC NEW ADR | 92937A102 | ADR | 8,987 | $925,000 | thousands by filing date | |
| ATHENAHEALTH INC | 04685W103 | COMMON STOCK | 8,514 | $924,000 | thousands by filing date | |
| AMERICAN EQUITY INVT LIFE | 025676206 | COMMON STOCK | 43,404 | $921,000 | thousands by filing date | |
| AES CORP COM | 00130H105 | Stock | 69,120 | $919,000 | thousands by filing date | |
| EXELON CORP COM | 30161N101 | Stock | 30,646 | $908,000 | thousands by filing date | |
| HANGER INC | 41043F208 | COMMON STOCK | 26,753 | $903,000 | thousands by filing date | |
| VANGUARD INDEX FDS | 922908413 | S&P 500 ETF SH | 11,512 | $886,000 | thousands by filing date | |
| TAIWAN SEMICONDUCTOR MFG | 874039100 | SPONSORED ADS | 50,910 | $863,000 | thousands by filing date | |
| VIRTUSA CORP | 92827P102 | COM | 29,579 | $860,000 | thousands by filing date | |
| CHICAGO BRIDGE & IRON CO NV | 167250109 | N Y REGISTRY SH | 12,652 | $857,000 | thousands by filing date | |
| SONIC AUTOMOTIVE INC | 83545G102 | CL A | 35,922 | $855,000 | thousands by filing date | |
| COMPANHIA DE BEBIDAS DAS AME | 20441W203 | SPON ADR PFD | 22,128 | $849,000 | thousands by filing date | |
| PHILIPPINE LONG DISTANCE TEL | 718252604 | SPONSORED ADR | 12,499 | $848,000 | thousands by filing date | |
| PRAXAIR INC | 74005P104 | COM | 6,952 | $836,000 | thousands by filing date | |
| PACWEST BANCORP DEL | 695263103 | COM | 24,324 | $834,000 | thousands by filing date | |
| HUANENG PWR INTL INC | 443304100 | SPON ADR H SHS | 20,779 | $832,000 | thousands by filing date | |
| TURKCELL ILETISIM SPON ADR NEW | 900111204 | ADR | 56,135 | $828,000 | thousands by filing date | |
| MTS SYSTEMS CORP | 553777103 | COM | 12,844 | $827,000 | thousands by filing date | |
| ULTRAPAR PARTICIPACOES SA | 90400P101 | SP ADR REP COM | 33,607 | $826,000 | thousands by filing date | |
| ARUBA NETWORKS INC | 043176106 | COM | 48,351 | $805,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 10,738 | $794,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 15,253 | $788,000 | thousands by filing date | |
| GOLAR LNG LTD | G9456A100 | SHS | 20,929 | $788,000 | thousands by filing date | |
| INSPERITY INC | 45778Q107 | COM | 20,830 | $783,000 | thousands by filing date | |
| UMPQUA HOLDINGS | 904214103 | COM | 48,071 | $780,000 | thousands by filing date | |
| HELEN OF TROY CORP LTD | G4388N106 | COM | 17,391 | $770,000 | thousands by filing date | |
| ANN INC | 035623107 | COM | 21,155 | $766,000 | thousands by filing date | |
| CREDICORP LTD | G2519Y108 | COM | 5,929 | $762,000 | thousands by filing date | |
| TAL INTERNATIONAL GROUP | 874083108 | COMMON STOCK | 16,292 | $761,000 | thousands by filing date | |
| NORTHWESTERN ENERGY GROUP INC COM NEW | 668074305 | Stock | 16,803 | $755,000 | thousands by filing date | |
| KLA CORP | 482480100 | COM | 12,285 | $748,000 | thousands by filing date | |
| BLACKROCK INC CL A COM | 09247X101 | COM | 2,756 | $746,000 | thousands by filing date | |
| URS CORP NEW | 903236107 | COM | 13,817 | $743,000 | thousands by filing date | |
| MAINSOURCE FINANCIAL GP INC | 56062Y102 | COM | 48,631 | $739,000 | thousands by filing date | |
| QUALITY DISTR INC FLA | 74756M102 | COM | 79,046 | $730,000 | thousands by filing date | |
| CYPRESS SEMICONDUCTOR CORP | 232806109 | COM | 78,045 | $729,000 | thousands by filing date | |
| Vanguard Intermediate-Term Bond ETF | 921937819 | SHS | 8,697 | $726,000 | thousands by filing date | |
| LYONDELLBASELL INDUSTRIES NV SHS - A - | N53745100 | Stock | 9,539 | $699,000 | thousands by filing date | |
| MASTEC INC COM | 576323109 | Stock | 22,940 | $695,000 | thousands by filing date | |
| HDFC BANK LTD SPONSORED ADS | 40415F101 | ADR | 22,402 | $690,000 | thousands by filing date | |
| MYR GROUP INC | 55405W104 | COM | 28,411 | $690,000 | thousands by filing date | |
| Vanguard Intermediate-Term Corporate Bond ETF | 92206C870 | SHS | 8,257 | $689,000 | thousands by filing date | |
| CMS ENERGY CORP COM | 125896100 | Stock | 26,174 | $689,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 1,436 | $685,000 | thousands by filing date | |
| FOMENTO ECONOMICO MEXICANO S A SPON ADR UNITS | 344419106 | ADR | 7,023 | $682,000 | thousands by filing date | |
| KOPPERS HOLDINGS INC | 50060P106 | COM | 15,940 | $680,000 | thousands by filing date | |
| ENSCO PLC | G3157S106 | SHS CLASS A | 12,500 | $672,000 | thousands by filing date | |
| SEMPRA COM | 816851109 | Stock | 7,605 | $651,000 | thousands by filing date | |
| SYNGENTA AG ADR | 87160A100 | SPONS ADR | 7,885 | $641,000 | thousands by filing date | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 10,731 | $636,000 | thousands by filing date | |
| GENESCO INC | 371532102 | COM | 9,623 | $631,000 | thousands by filing date | |
| PERFICIENT INC | 71375U101 | COM | 32,955 | $605,000 | thousands by filing date | |
| EQT CORP COM | 26884L109 | Stock | 6,697 | $594,000 | thousands by filing date | |
| ISHARES CMBS ETF | 46429B366 | CMBS ETF | 11,473 | $592,000 | thousands by filing date | |
| FLUOR CORP | 343412102 | COM | 8,080 | $573,000 | thousands by filing date | |
| LIFECOREBIOMEDICALINC | 514766104 | STOK | 46,645 | $569,000 | thousands by filing date | |
| PPL CORP COM | 69351T106 | Stock | 18,073 | $549,000 | thousands by filing date | |
| WPX ENERGY INC | 98212B103 | COM | 27,644 | $532,000 | thousands by filing date | |
| ISHARES TR | 464288653 | 10-20 YR TRS ETF | 4,240 | $531,000 | thousands by filing date | |
| TD SYNNEX CORPORATION COM | 87162W100 | Stock | 7,965 | $489,000 | thousands by filing date | |
| HILLTOP HLDGS INC | 432748101 | COM | 25,263 | $467,000 | thousands by filing date | |
| CECO ENVIRONMENTAL CORP | 125141101 | COM | 32,894 | $463,000 | thousands by filing date | |
| ANDERSONS INC COM | 034164103 | Stock | 6,592 | $461,000 | thousands by filing date | |
| NRG ENERGY INC COM NEW | 629377508 | Stock | 16,822 | $460,000 | thousands by filing date | |
| Dow Chemical Company | 260543103 | COM | 11,818 | $454,000 | thousands by filing date | |
| POWERSHS DB MULTI SECT COMM DB | 73936B705 | COM | 26,854 | $449,000 | thousands by filing date | |
| Vanguard Small-Cap ETF | 922908751 | SHS | 4,217 | $432,000 | thousands by filing date | |
| DATALINK CORP | 237934104 | COMMON STOCK | 31,356 | $424,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 11,777 | $419,000 | thousands by filing date | |
| PACIFIC CONTINENTAL CORP | 69412V108 | COMMON STOCK | 31,972 | $419,000 | thousands by filing date | |
| CALPINE CORP | 131347304 | COM | 21,428 | $416,000 | thousands by filing date | |
| NUCOR CORP COM | 670346105 | Stock | 8,431 | $413,000 | thousands by filing date | |
| KELLY SVCS INC | 488152208 | CL A | 20,879 | $407,000 | thousands by filing date | |
| AGL RES INC | 001204106 | COM | 8,371 | $385,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X867 | CMN | 7,834 | $369,000 | thousands by filing date | |
| UGI CORP NEW COM | 902681105 | Stock | 9,014 | $353,000 | thousands by filing date | |
| CHENIERE ENERGY INC COM NEW | 16411R208 | Stock | 10,144 | $346,000 | thousands by filing date | |
| Vanguard Mid-Cap ETF | 922908629 | SHS | 3,317 | $340,000 | thousands by filing date | |
| HALLIBURTON CO COM | 406216101 | Stock | 7,050 | $339,000 | thousands by filing date | |
| CASH AMER INTL INC | 14754D100 | COM | 7,363 | $333,000 | thousands by filing date | |
| SPDR SER TR | 78464A359 | BBG CONV SEC ETF | 6,806 | $308,000 | thousands by filing date | |
| ATMOS ENERGY CORP COM | 049560105 | Stock | 6,929 | $295,000 | thousands by filing date | |
| INSIGHT ENTERPRISES INC | 45765U103 | COM | 14,741 | $279,000 | thousands by filing date | |
| WESTLAKE CORPORATION | 960413102 | COM | 2,193 | $230,000 | thousands by filing date | |
| ISHARES TR | 464288711 | GLOB UTILITS ETF | 4,841 | $212,000 | thousands by filing date | |
| SEMGROUP CORP | 81663A105 | CL A | 3,509 | $200,000 | thousands by filing date | |
| Southern Company | 842587107 | COM | 4,374 | $180,000 | thousands by filing date | |
| VECTREN CORP | 92240G101 | COM | 4,697 | $157,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 4,428 | $139,000 | thousands by filing date | |
| ROPER TECHNOLOGIES INC COM | 776696106 | Stock | 1,049 | $139,000 | thousands by filing date | |
| VANGUARD MALVERN FDS | 922020805 | SHS | 2,199 | $109,000 | thousands by filing date | |
| ALLSTATE CORP COM | 020002101 | Stock | 2,024 | $102,000 | thousands by filing date | |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 3,170 | $77,000 | thousands by filing date | |
| TWENTY FIRST CENTY FOX INC | 90130A101 | CL A | 2,163 | $72,000 | thousands by filing date | |
| ALLERGAN INC | 018490102 | COM | 767 | $69,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 636 | $68,000 | thousands by filing date | |
| iShares S&P 500 Growth ETF | 464287309 | SHS | 722 | $65,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W101 | ENH US LCP ETF | 2,222 | $60,000 | thousands by filing date | |
| IJH | 464287507 | COM | 455 | $56,000 | thousands by filing date | |
| HMS HLDGS CORP | 40425J101 | COM | 1,894 | $41,000 | thousands by filing date | |
| ISHARES TR | 464287648 | RUS 2000 GRW ETF | 231 | $29,000 | thousands by filing date | |
| FTSE RAFI Internat'l Dev Mkts | 73936T789 | COM | 594 | $25,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W200 | ENH US SCP ETF | 904 | $25,000 | thousands by filing date | |
| ISHARES TR | 464287606 | S&P MC 400GR ETF | 162 | $23,000 | thousands by filing date | |
| iShares S&P 500 Value ETF | 464287408 | SHS | 278 | $22,000 | thousands by filing date | |
| ISHARES TR | 464288356 | CALIF MUN BD ETF | 160 | $17,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B761 | FND INV GR CP | 679 | $17,000 | thousands by filing date | |
| ISHARES TR | 464287630 | RUS 2000 VAL ETF | 178 | $16,000 | thousands by filing date | |
| PowerShares QQQ Trust Unit Ser | 73935A104 | COM | 196 | $15,000 | thousands by filing date | |
| iShares S&P Mid-Cap 400 Value ETF | 464287705 | SHS | 106 | $11,000 | thousands by filing date | |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 100 | $8,000 | thousands by filing date | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 181 | $7,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUSTHI | 73936T557 | COM | 297 | $6,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J182 | EMERG MKT ALPH | 180 | $4,000 | thousands by filing date | |
| ISHARES TR | 464288828 | US HLTHCR PR ETF | 33 | $3,000 | thousands by filing date | |
| NISOURCE INC COM | 65473P105 | Stock | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES RUSSELL 1000 VALUE ETF | 464287598 | ETF | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ROSS STORES INC COM | 778296103 | Stock | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WILLIAMS SONOMA INC COM | 969904101 | Stock | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MADDEN STEVEN LTD | 556269108 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Mallinckrodt Plc | G5785G107 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RED HAT INC | 756577102 | COM | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CLIFFS NATURAL RESOURCES | 18683K101 | COMMON STOCK | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KYOCERA CORP -SPONS ADR | 501556203 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PROSH ULTRAPRO SHORT S&P 500 | 74348A632 | CMN | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140361-13-042288 | this filing | 2013-11-14 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001140361-14-005815 | base | 2014-02-11 | acceptance time not in the bulk data set |