13F-HR filed by CASPIAN CAPITAL LP
CASPIAN CAPITAL LP filed this 13F-HR for the quarter ended 2013-09-30, filed 2013-11-13, with 16 holding rows worth $204,606,000.
- Accession
- 0001140361-13-042239
- Filer
- CIK 1518999
- Filed
- 2013-11-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2013
A holdings report, 16 entries on the cover page, a total value of $204,606,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $204,606,000 with VALUE read as thousands by filing date, 13F file number 028-14846. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| DYNEGY INC NEW DEL | 26817R108 | COM | 2,699,787 | $52,160,000 | thousands by filing date | |
| DRYSHIPS INC. | 262498AB4 | NOTE 5.000%12/0 | 30,500,000 | $29,795,000 | thousands by filing date | principal |
| SUNCOKE ENERGY PARTNERS LP | 86722Y101 | COMMON STOCK | 839,447 | $19,979,000 | thousands by filing date | |
| IRON MTN INC NEW REIT | 462846106 | COM | 726,661 | $19,634,000 | thousands by filing date | |
| GENERAL MTRS CO | 37045V209 | JR PFD CNV SRB | 371,405 | $18,626,000 | thousands by filing date | |
| ASSURED GUARANTY LTD COM | G0585R106 | Stock | 777,120 | $14,571,000 | thousands by filing date | |
| Anglogold Ashanti Plc | 035128206 | Common | 960,000 | $12,749,000 | thousands by filing date | put |
| HARBINGER GROUP INC | 41146A106 | COM | 860,012 | $8,918,000 | thousands by filing date | |
| DINE BRANDS GLOBAL INC | 254423106 | COM | 99,225 | $6,847,000 | thousands by filing date | |
| DIGITAL GENERATION INC | 25400B108 | COM | 497,164 | $6,428,000 | thousands by filing date | |
| Ambac Financial Group Wt 4/30/2023 | 023139116 | *W EXP 04/30/202 | 515,000 | $6,216,000 | thousands by filing date | |
| OCTAVE SPECIALTY GROUP INC | 023139884 | COM NEW | 222,402 | $4,034,000 | thousands by filing date | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 584,848 | $2,813,000 | thousands by filing date | |
| GENTIVA HEALTH SERVICES | 37247A102 | COM | 100,000 | $1,204,000 | thousands by filing date | |
| K12 INC | 48273U102 | COM | 11,667 | $360,000 | thousands by filing date | |
| NII HOLDINGS INC | 62913F201 | COMMON STOCK | 44,800 | $272,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140361-13-042239 | this filing | 2013-11-13 | acceptance time not in the bulk data set |