13F-HR filed by FIRST MANHATTAN CO. LLC.
FIRST MANHATTAN CO. LLC. filed this 13F-HR for the quarter ended 2013-09-30, filed 2013-10-29, with 1,432 holding rows worth $14,320,101,000.
- Accession
- 0001140361-13-039810
- Filer
- CIK 728083
- Filed
- 2013-10-29
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2013
A holdings report, 1,432 entries on the cover page, a total value of $14,320,101,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $14,320,101,000 with VALUE read as thousands by filing date, 13F file number 028-01260. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ELLINGTON FINANCIAL LLC | 288522303 | COM | 1,600 | $35,000 | thousands by filing date | |
| Cole Real Estate Investments | 19329V105 | COM | 2,900 | $35,000 | thousands by filing date | |
| LAUDER ESTEE COS INC CL A | 518439104 | Stock | 488 | $34,000 | thousands by filing date | |
| TORO CO | 891092108 | COM | 640 | $34,000 | thousands by filing date | |
| JOHN HANCOCK TAX-ADVANTAGED DI | 41013V100 | COM | 2,000 | $34,000 | thousands by filing date | |
| BLACKROCK MUNIHLDGS NY QLTY | 09255C106 | COM | 2,650 | $34,000 | thousands by filing date | |
| GRACE W R & CO DEL NEW COM | 38388F108 | Stock | 400 | $34,000 | thousands by filing date | |
| NV ENERGY INC | 67073Y106 | COM | 1,456 | $34,000 | thousands by filing date | |
| ARCH CAP GROUP LTD ORD | G0450A105 | Stock | 627 | $33,000 | thousands by filing date | |
| ALKERMES PLC | G01767105 | SHS | 1,000 | $33,000 | thousands by filing date | |
| PENNANTPARK INVESTMENT CORPORA | 708062104 | COM | 3,000 | $33,000 | thousands by filing date | |
| ORITANI FINANCIAL CORP | 68633D103 | COM | 2,050 | $33,000 | thousands by filing date | |
| GEEKNET INC | 36846Q203 | COM | 2,000 | $33,000 | thousands by filing date | |
| FIRSTENERGY CORP | 337932107 | COM | 900 | $32,000 | thousands by filing date | |
| INVESCO VALUE MUNICIPAL INCOME | 46132P108 | COM | 2,368 | $32,000 | thousands by filing date | |
| GOLAR LNG PARTNERS LP | Y2745C102 | COM UNITS LPI | 1,000 | $32,000 | thousands by filing date | |
| LENNAR CORP CL A | 526057104 | Stock | 900 | $31,000 | thousands by filing date | |
| EAST WEST BANCORP INC COM | 27579R104 | Stock | 1,000 | $31,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 100 | $30,000 | thousands by filing date | |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 200 | $30,000 | thousands by filing date | |
| UNITED AIRLS HLDGS INC COM | 910047109 | Stock | 1,000 | $30,000 | thousands by filing date | |
| TEJON RANCH CO | 879080109 | COMMON STOCK | 1,001 | $30,000 | thousands by filing date | |
| CENTRAL FED CORP | 15346Q202 | COM NEW | 22,627 | $30,000 | thousands by filing date | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 461 | $29,000 | thousands by filing date | |
| WHIRLPOOL CORP COM | 963320106 | Stock | 200 | $29,000 | thousands by filing date | |
| NEW AMERICA HIGH INCOME FUND I | 641876800 | COM NEW | 3,115 | $29,000 | thousands by filing date | |
| FRIEDMAN INDUSTRIES | 358435105 | COMMON STOCK | 2,904 | $29,000 | thousands by filing date | |
| CARVER BANCORP ORD | 146875604 | COM | 3,813 | $29,000 | thousands by filing date | |
| VIMPELCOM LTD | 92719A106 | SPONSORED ADR | 2,450 | $28,000 | thousands by filing date | |
| OBA Financial Services, Inc. | 67424G101 | Common Stock | 1,500 | $28,000 | thousands by filing date | |
| ZIONS BANCORPORATION | 989701107 | COM | 1,000 | $27,000 | thousands by filing date | |
| FRANCO NEV CORP COM | 351858105 | Stock | 600 | $27,000 | thousands by filing date | |
| AGILYSYS INC | 00847J105 | COM | 2,300 | $27,000 | thousands by filing date | |
| CAMERON INTERNATIONAL CORP | 13342B105 | COM | 478 | $27,000 | thousands by filing date | |
| ATLAS ENERGY LP | 04930A104 | COM UNITS LP | 500 | $27,000 | thousands by filing date | |
| CALLIDUS SOFTWARE INC | 13123E500 | COM | 3,000 | $27,000 | thousands by filing date | |
| GENTIVA HEALTH SERVICES | 37247A102 | COM | 2,273 | $27,000 | thousands by filing date | |
| THOMAS PPTYS GROUP INC | 884453101 | COM | 4,100 | $27,000 | thousands by filing date | |
| TREDEGAR CORP | 894650100 | COM | 1,000 | $26,000 | thousands by filing date | |
| EXTREME NETWORKS INC | 30226D106 | COM | 5,000 | $26,000 | thousands by filing date | |
| COHEN & STEERS QUALITY INCOME | 19247L106 | COM | 2,735 | $26,000 | thousands by filing date | |
| BLACKROCK | 09250E107 | EXCHANGE TRADED | 12,950 | $26,000 | thousands by filing date | |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 1,546 | $26,000 | thousands by filing date | |
| VISHAY INTERTECHNOLOGY INC COM | 928298108 | Stock | 1,946 | $25,000 | thousands by filing date | |
| ACCENDRA HEALTH INC | 690732102 | COM | 749 | $25,000 | thousands by filing date | |
| HEARTLAND EXPRESS INC | 422347104 | COM | 1,829 | $25,000 | thousands by filing date | |
| URBAN OUTFITTERS INC | 917047102 | COM | 700 | $25,000 | thousands by filing date | |
| NEWFIELD EXPL CO | 651290108 | COM | 940 | $25,000 | thousands by filing date | |
| FAIRWAY GROUP HLDGS CORP | 30603D109 | CL A | 1,000 | $25,000 | thousands by filing date | |
| BHP BILLITON LIMITED SPONSORED ADS | 088606108 | ADR | 370 | $24,000 | thousands by filing date | |
| BLACKSTONE GROUP LP | 09253U108 | COM UNIT LTD | 1,000 | $24,000 | thousands by filing date | |
| AVATAR HLDGS INC | 053494AG5 | NOTE 7.500% 2/1 | 23,000 | $24,000 | thousands by filing date | principal |
| MARTIN MIDSTREAM PRTNRS L P | 573331105 | UNIT L P INT | 500 | $23,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 5,900 | $22,000 | thousands by filing date | |
| Waste Management, Inc. | 94106L109 | COM | 540 | $22,000 | thousands by filing date | |
| TEXTRON INC COM | 883203101 | Stock | 800 | $22,000 | thousands by filing date | |
| ISHARES INC MSCI BRAZIL ETF | 464286400 | MSCI BRAZIL ETF | 471 | $22,000 | thousands by filing date | |
| TEMPLETON EMERGING MARKETS FUN | 880191101 | COM | 1,200 | $22,000 | thousands by filing date | |
| APOLLO SENIOR FLOATING RATE FU | 037636107 | COM | 1,250 | $22,000 | thousands by filing date | |
| SLR INVESTMENT CORP | 83413U100 | COM | 1,000 | $22,000 | thousands by filing date | |
| TECHNIPFMC PLC | 30249U101 | COM | 400 | $22,000 | thousands by filing date | |
| ALLERGAN INC | 018490102 | COM | 252 | $22,000 | thousands by filing date | |
| MYLAN INC | 628530107 | COM | 600 | $22,000 | thousands by filing date | |
| KINDER MORGAN INC DEL | 49456B119 | *W EXP 05/25/201 | 4,606 | $22,000 | thousands by filing date | |
| XPO INC COM | 983793100 | Stock | 1,000 | $21,000 | thousands by filing date | |
| BLACKROCK CORE BD TR | 09249E101 | SHS BEN INT | 1,666 | $21,000 | thousands by filing date | |
| AGCO CORP | 001084102 | COM | 350 | $21,000 | thousands by filing date | |
| NATIONAL FUEL GAS CO COM | 636180101 | Stock | 300 | $20,000 | thousands by filing date | |
| FRESENIUS MEDICAL CARE AG SPONSORED ADR | 358029106 | ADR | 620 | $20,000 | thousands by filing date | |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 9,000 | $20,000 | thousands by filing date | |
| APOLLO TACTICAL INCOME FD INC | 037638103 | COM | 1,250 | $20,000 | thousands by filing date | |
| Hologic | 436440AA9 | CONV | 20,000 | $20,000 | thousands by filing date | principal |
| VANGUARD | 92205F106 | Domestic Common | 750 | $20,000 | thousands by filing date | |
| MANULIFE FINL CORP | 56501R106 | COM | 1,164 | $19,000 | thousands by filing date | |
| SIMPSON MFG INC | 829073105 | COM | 600 | $19,000 | thousands by filing date | |
| GOVERNMENT PPTYS INCOME TR | 38376A103 | COM SHS BEN INT | 800 | $19,000 | thousands by filing date | |
| LIGHTBRIDGE CORP | 53224K104 | COMMON STOCK | 10,679 | $19,000 | thousands by filing date | |
| VIROPHARMA INC | 928241108 | COMMON STOCK | 500 | $19,000 | thousands by filing date | |
| ENERPLUS CORP | 292766102 | COM | 1,200 | $19,000 | thousands by filing date | |
| MANITOWOC COMPANY INC | 563571108 | COM | 1,000 | $19,000 | thousands by filing date | |
| ATLAS PIPELINE PARTNERS LP | 049392103 | UNIT L P INT | 500 | $19,000 | thousands by filing date | |
| DIGITAL GENERATION INC | 25400B108 | COM | 1,500 | $19,000 | thousands by filing date | |
| STAR SCIENTIFIC INC COM | 85517P101 | COM | 10,000 | $19,000 | thousands by filing date | |
| MICRON TECHNOLOGY INC | 595112AH6 | NOTE | 15,000 | $19,000 | thousands by filing date | principal |
| PEMBINA PIPELINE CORP COM | 706327103 | Stock | 573 | $18,000 | thousands by filing date | |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 1,387 | $18,000 | thousands by filing date | |
| EATON VANCE TAX ADVT DIV INC | 27828G107 | COM | 1,000 | $18,000 | thousands by filing date | |
| LAZARD LTD-CLASS A | G54050102 | SHS A | 500 | $18,000 | thousands by filing date | |
| FIRST NIAGARA FINANCIAL GROUP | 33582V108 | COM | 1,805 | $18,000 | thousands by filing date | |
| POST PPTYS INC | 737464107 | COM | 400 | $18,000 | thousands by filing date | |
| FIRST TR ISE REVERE NAT GAS | 33734J102 | COM | 1,000 | $18,000 | thousands by filing date | |
| BARRY (R.G.) | 068798107 | COM | 1,000 | $18,000 | thousands by filing date | |
| IJH | 464287507 | COM | 137 | $17,000 | thousands by filing date | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 175 | $17,000 | thousands by filing date | |
| HUNTINGTON BANCSHARES INC COM | 446150104 | Stock | 2,110 | $17,000 | thousands by filing date | |
| ISHARES TR | 464287440 | 7-10 YR TRSY BD | 168 | $17,000 | thousands by filing date | |
| INVESTORS BANCORP INC | 46146P102 | COM | 801 | $17,000 | thousands by filing date | |
| ONCOLYTICS BIOTECH INC | 682310107 | COM | 7,000 | $17,000 | thousands by filing date | |
| NORDSTROM INC | 655664100 | COM | 300 | $16,000 | thousands by filing date | |
| VMWARE, INC. | 928563402 | CL A COM | 200 | $16,000 | thousands by filing date | |
| NUVEEN SELECT TAX FREE INCOM | 67063X100 | SH BEN INT | 1,268 | $16,000 | thousands by filing date | |
| CHINA MOBILE LIMITED | 16941M109 | SPONSORED ADR | 300 | $16,000 | thousands by filing date | |
| GALECTIN THERAPEUTICS INC | 363225202 | COMMON STOCK | 1,667 | $16,000 | thousands by filing date | |
| MESA RTY TR | 590660106 | UNIT BEN INT | 700 | $16,000 | thousands by filing date | |
| NUSTAR GP HOLDINGS LLC | 67059L102 | COMMON STOCK | 750 | $16,000 | thousands by filing date | |
| CLIFFS NATURAL RESOURCES | 18683K101 | COMMON STOCK | 800 | $16,000 | thousands by filing date | |
| SEQUENOM INC COM NEW | 817337405 | COM | 6,000 | $16,000 | thousands by filing date | |
| CAVCO INDS INC DEL | 149568107 | COM | 270 | $15,000 | thousands by filing date | |
| NUVEEN SELECT TAX-FREE INCOM | 67062F100 | SH BEN INT | 1,186 | $15,000 | thousands by filing date | |
| TRIPADVISOR INC | 896945201 | COM | 200 | $15,000 | thousands by filing date | |
| NUVEEN SELECT TAX FREE INCOM | 67063C106 | SH BEN INT | 1,212 | $15,000 | thousands by filing date | |
| Intrcontinentalexchange | 45865V100 | COM | 85 | $15,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 813 | $15,000 | thousands by filing date | |
| IBERIABANK CORP | 450828108 | COM | 300 | $15,000 | thousands by filing date | |
| VITESSE SEMICONDUCTOR CORP | 928497304 | COM NEW | 5,000 | $15,000 | thousands by filing date | |
| REGENCY CTRS CORP COM | 758849103 | REIT | 300 | $14,000 | thousands by filing date | |
| APOGEE ENTERPRISES INC | 037598109 | COM | 500 | $14,000 | thousands by filing date | |
| CABOT CORP | 127055101 | COM | 350 | $14,000 | thousands by filing date | |
| MARCUS CORPORATION | 566330106 | COMMON STOCK | 1,000 | $14,000 | thousands by filing date | |
| MV OIL TR | 553859109 | TR UNITS | 500 | $14,000 | thousands by filing date | |
| BLACKROCK N J MUN INCOME TR | 09248J101 | SH BEN INT | 1,070 | $14,000 | thousands by filing date | |
| ACXIOM CORP | 005125109 | COMMON STOCK | 500 | $14,000 | thousands by filing date | |
| THOMPSON CREEK METALS CO INC | 884768102 | COMMON STOCK | 4,000 | $14,000 | thousands by filing date | |
| COMMONWEALTH REIT | 203233101 | COMMON STOCK | 675 | $14,000 | thousands by filing date | |
| ALEXCO RESOURCE CORP | 01535P106 | COM | 10,000 | $14,000 | thousands by filing date | |
| B/E AEROSPACE INC | 073302101 | COM | 200 | $14,000 | thousands by filing date | |
| NAVIOS MARITIME HOLDINGS INC | Y62196103 | COM | 2,000 | $14,000 | thousands by filing date | |
| EDISON INTL COM | 281020107 | Stock | 291 | $13,000 | thousands by filing date | |
| BRANDYWINE RLTY TR | 105368203 | SH BEN INT NEW | 1,000 | $13,000 | thousands by filing date | |
| NEUBERGER BERMAN REAL ESTATE S | 64190A103 | COM | 3,028 | $13,000 | thousands by filing date | |
| OHR PHARMACEUTICAL INC | 67778H200 | COMMON STOCK | 1,667 | $13,000 | thousands by filing date | |
| GREENHILL & CO INC COM | 395259104 | Stock | 279 | $13,000 | thousands by filing date | |
| Q | 74876Y101 | Stock | 300 | $13,000 | thousands by filing date | |
| COMPANHIA DE BEBIDAS DAS AME | 20441W203 | SPON ADR PFD | 350 | $13,000 | thousands by filing date | |
| CURIS INC | 231269101 | COM | 3,000 | $13,000 | thousands by filing date | |
| NEW RESIDENTIAL INVT CORP | 64828T102 | COM | 2,000 | $13,000 | thousands by filing date | |
| MFS CHARTER INCOME TR | 552727109 | SH BEN INT | 1,341 | $12,000 | thousands by filing date | |
| WD 40 CO COM | 929236107 | Stock | 200 | $12,000 | thousands by filing date | |
| MASCO CORP | 574599106 | COM | 600 | $12,000 | thousands by filing date | |
| JACOBS ENGINEERING GROUP INC | 469814107 | COM | 214 | $12,000 | thousands by filing date | |
| STATOIL ASA | 85771P102 | SPONSORED ADR | 550 | $12,000 | thousands by filing date | |
| DELTIC TIMBER CORP | 247850100 | COMMON STOCK | 188 | $12,000 | thousands by filing date | |
| COVANCE INC | 222816100 | COM | 150 | $12,000 | thousands by filing date | |
| FUELCELL ENERGY INC COM | 35952H106 | COM | 10,000 | $12,000 | thousands by filing date | |
| BARCLAYS BANK PLC 8.125% P | 06739H362 | ADR PFD SR 5 | 507 | $12,000 | thousands by filing date | |
| FIVE BELOW INC COM | 33829M101 | Stock | 260 | $11,000 | thousands by filing date | |
| VIRTUS INVT PARTNERS INC COM | 92828Q109 | Stock | 70 | $11,000 | thousands by filing date | |
| CARTERS INC | 146229109 | COM | 150 | $11,000 | thousands by filing date | |
| CNA FINL CORP | 126117100 | COM | 300 | $11,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME | 67072T108 | COM | 1,000 | $11,000 | thousands by filing date | |
| GOODYEAR TIRE & RUBBER CO | 382550101 | COM | 500 | $11,000 | thousands by filing date | |
| NATIONAL GRID PLC | 636274300 | SPONSORED ADR NE | 200 | $11,000 | thousands by filing date | |
| Lowes Companies Inc | 42222G108 | LOW | 360 | $11,000 | thousands by filing date | |
| NEWCASTLE INVT CORP | 65105M108 | COM | 2,000 | $11,000 | thousands by filing date | |
| RTI INTL METALS INC 3.000 | 74973WAA5 | NOTE 3.000%12/0 | 10,000 | $11,000 | thousands by filing date | principal |
| IEC ELECTRS CORP NEW | 44949L105 | COM | 3,100 | $11,000 | thousands by filing date | |
| GERON CORP | 374163103 | COM | 3,200 | $10,000 | thousands by filing date | |
| SMITH & NEPHEW PLC SPDN ADR NEW | 83175M205 | ADR | 162 | $10,000 | thousands by filing date | |
| WESBANCO INC | 950810101 | COM | 367 | $10,000 | thousands by filing date | |
| INVESCO MUNI OPPORTUNITY TRUST | 46132C107 | COM | 918 | $10,000 | thousands by filing date | |
| WPX ENERGY INC | 98212B103 | COM | 544 | $10,000 | thousands by filing date | |
| PRICELINE GRP INC | 741503403 | COM NEW | 10 | $10,000 | thousands by filing date | |
| SPDR SERIES TRUST BLOOMBERG BR | 78464A417 | BLOOMBERG BRCLYS | 257 | $10,000 | thousands by filing date | |
| MERITOR INC | 59001K100 | COMMON STOCK | 1,291 | $10,000 | thousands by filing date | |
| HSBC HLDGS PLC | 404280604 | ADR A 1/40PF A | 418 | $10,000 | thousands by filing date | |
| NAVIGANT CONSULTING INC | 63935N107 | COM | 700 | $10,000 | thousands by filing date | |
| AVX CORP NEW | 002444107 | COM | 800 | $10,000 | thousands by filing date | |
| SKILLED HEALTHCARE GROU-CL A | 83066R107 | CL A | 2,500 | $10,000 | thousands by filing date | |
| CINCINNATI BELL INC NEW | 171871403 | PFD CV DEP1/20 | 245 | $10,000 | thousands by filing date | |
| CADENCE DESIGN SYSTEM INC COM | 127387108 | Stock | 700 | $9,000 | thousands by filing date | |
| NEW GOLD INC CDA | 644535106 | COM | 1,601 | $9,000 | thousands by filing date | |
| DNP SELECT INCOME FD INC | 23325P104 | COM | 1,000 | $9,000 | thousands by filing date | |
| MAUI LAND PINEAPPLE CO | 577345101 | COMMON STOCK | 2,228 | $9,000 | thousands by filing date | |
| ROWAN COMPANIES PLC | G7665A101 | SHS CL A | 250 | $9,000 | thousands by filing date | |
| INTEGRATED DEVICE TECHNOLOGY INC | 458118106 | COMMON STOCK | 1,000 | $9,000 | thousands by filing date | |
| QLT INC | 746927102 | COMMON STOCK | 2,000 | $9,000 | thousands by filing date | |
| ASTORIA FINANCIAL CORP | 046265104 | COMMON STOCK | 803 | $9,000 | thousands by filing date | |
| LEVEL 3 COMMUNICATIONS INC | 52729N308 | COM NEW | 343 | $9,000 | thousands by filing date | |
| XL GROUP PLC | G98290102 | SHS | 300 | $9,000 | thousands by filing date | |
| AMERICAN CAPITAL LTD | 02503Y103 | COM | 682 | $9,000 | thousands by filing date | |
| NUVEEN QUALITY INC MUNI FUND | 670977107 | mf | 752 | $9,000 | thousands by filing date | |
| STILLWATER MINING CO | 86074QAF9 | CNV | 10,000 | $9,000 | thousands by filing date | principal |
| TONIX PHARMACEUTICALS HOLDING | 890260201 | COM NEW | 2,500 | $9,000 | thousands by filing date | |
| iShares S&P 500 Growth ETF | 464287309 | SHS | 100 | $8,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 200 | $8,000 | thousands by filing date | |
| DAVITA INC COM | 23918K108 | Stock | 144 | $8,000 | thousands by filing date | |
| ROYAL BK CDA COM | 780087102 | Stock | 125 | $8,000 | thousands by filing date | |
| WEYERHAEUSER CO COM NEW | 962166104 | REIT | 288 | $8,000 | thousands by filing date | |
| CHATHAM LODGING TR | 16208T102 | COM | 500 | $8,000 | thousands by filing date | |
| XEROX CORP | 984121103 | COM | 800 | $8,000 | thousands by filing date | |
| INVESCO WATER RESOURCES ETF | 73935X575 | COM | 350 | $8,000 | thousands by filing date | |
| PEABODY ENERGY CORP | 704549104 | COM | 510 | $8,000 | thousands by filing date | |
| Targa Resources Partners, LP | 87611X105 | LTD | 170 | $8,000 | thousands by filing date | |
| PHARMACYCLICS INC | 716933106 | COM | 60 | $8,000 | thousands by filing date | |
| AMER MUN INCOME PORT INC | 027649102 | COM | 600 | $8,000 | thousands by filing date | |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 95 | $7,000 | thousands by filing date | |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 500 | $7,000 | thousands by filing date | |
| FMC CORP COM NEW | 302491303 | Stock | 100 | $7,000 | thousands by filing date | |
| KROGER CO COM | 501044101 | Stock | 181 | $7,000 | thousands by filing date | |
| COEUR MNG INC COM NEW | 192108504 | Stock | 600 | $7,000 | thousands by filing date | |
| AFFILIATED MANAGERS GROUP COM | 008252108 | Stock | 39 | $7,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829F108 | COM | 750 | $7,000 | thousands by filing date | |
| NUVEEN NEW YORK AMT QLT MUNI | 670656107 | COM | 620 | $7,000 | thousands by filing date | |
| ASTRONOVA INC | 04638F108 | COM | 700 | $7,000 | thousands by filing date | |
| CAPITAL BANK FINANCIAL CORP | 139794101 | COMMON STOCK | 336 | $7,000 | thousands by filing date | |
| SanDisk Corporation | 80004C101 | COM | 134 | $7,000 | thousands by filing date | |
| COTT CORP QUE | 22163N106 | COM | 1,000 | $7,000 | thousands by filing date | |
| PENN WEST PETE LTD NEW | 707887105 | COM | 630 | $7,000 | thousands by filing date | |
| PENNSYLVANIA RL ESTATE INVT | 709102107 | SH BEN INT | 400 | $7,000 | thousands by filing date | |
| VICAL INC | 925602104 | COM | 6,000 | $7,000 | thousands by filing date | |
| HIGHER ONE HOLDINGS INC | 42983D104 | COM | 995 | $7,000 | thousands by filing date | |
| NUVEEN MUN ADVANTAGE FD IN | 67062H106 | COM | 600 | $7,000 | thousands by filing date | |
| NASDAQ OMX GROUP INC 2.500 | 631103AA6 | NOTE 2.500% 8/1 | 7,000 | $7,000 | thousands by filing date | principal |
| ProShares UltraShort Russell 2000 ETF | 74348A202 | Com | 525 | $7,000 | thousands by filing date | |
| CELGENE CORP | 151020112 | RIGHT 12/31/2030 | 1,000 | $7,000 | thousands by filing date | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 195 | $6,000 | thousands by filing date | |
| CINTAS CORP COM | 172908105 | Stock | 129 | $6,000 | thousands by filing date | |
| HARMONY GOLD MINING CO LTD SPONSORED ADR | 413216300 | ADR | 2,000 | $6,000 | thousands by filing date | |
| ESCO TECHNOLOGIES INC | 296315104 | COM | 200 | $6,000 | thousands by filing date | |
| TERADATA CORP DEL | 88076W103 | COM | 115 | $6,000 | thousands by filing date | |
| PUTMAN HIGH INCOME SEC FUND | 746779107 | SHS BEN INT | 844 | $6,000 | thousands by filing date | |
| BERKSHIRE BANCORP INC | 084597202 | COMMON STOCK | 870 | $6,000 | thousands by filing date | |
| NUVEEN PA INVT QUALITY MUN F | 670972108 | COM | 525 | $6,000 | thousands by filing date | |
| TCF FINL CORP | 872275102 | COM | 478 | $6,000 | thousands by filing date | |
| FRANCESCAS HLDGS CORP | 351793104 | COM | 335 | $6,000 | thousands by filing date | |
| GENERAL MTRS CO | 37045V118 | *W EXP 07/10/201 | 235 | $6,000 | thousands by filing date | |
| CLICKSOFTWARE TECHNOLOGIES L | M25082104 | ORD | 1,000 | $6,000 | thousands by filing date | |
| Powershs Exch Trad Fd Tr | 73935X500 | WNDRHLL CLN EN | 1,025 | $6,000 | thousands by filing date | |
| POWERSHARES WILDERHILL PRG | 73935X161 | ETF | 240 | $6,000 | thousands by filing date | |
| YINGLI GREEN ENERGY HLDG CO | 98584B103 | ADR | 1,000 | $6,000 | thousands by filing date | |
| NUVEEN INVT QUALITY MUN FD I | 67062E103 | COM | 450 | $6,000 | thousands by filing date | |
| SPARTON CORP | 847235108 | COM | 254 | $6,000 | thousands by filing date | |
| UNITED STATES NATL GAS FUND | 912318201 | UNIT PAR $0.001 | 375 | $6,000 | thousands by filing date | |
| SPDR S&P Dividend ETF | 78464A763 | SHS | 80 | $5,000 | thousands by filing date | |
| EDWARDS LIFESCIENCES CORP COM | 28176E108 | Stock | 80 | $5,000 | thousands by filing date | |
| EQUIFAX INC COM | 294429105 | Stock | 100 | $5,000 | thousands by filing date | |
| BANK MONTREAL MEDIUM COM | 063671101 | Stock | 75 | $5,000 | thousands by filing date | |
| SOTHEBYS | 835898107 | COM | 107 | $5,000 | thousands by filing date | |
| BLACKROCK MUNIHLDGS NJ QLTY | 09254X101 | COM | 425 | $5,000 | thousands by filing date | |
| HEIDRICK & STRUGGLES INTL IN | 422819102 | COM | 300 | $5,000 | thousands by filing date | |
| TRIANGLE CAP CORP | 895848109 | COM | 202 | $5,000 | thousands by filing date | |
| PENN VIRGINIA CORP | 707882106 | COMMON STOCK | 800 | $5,000 | thousands by filing date | |
| WELLTOWER INC | 42217K106 | COM | 95 | $5,000 | thousands by filing date | |
| LSI CORPORATION | 502161102 | COM | 648 | $5,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06739F390 | ADR 2 PREF 2 | 206 | $5,000 | thousands by filing date | |
| ARQULE INC | 04269E107 | COM | 2,500 | $5,000 | thousands by filing date | |
| COMMTOUCH SOFTWARE LTD | M25596202 | SHS NEW | 2,000 | $5,000 | thousands by filing date | |
| Knight Capital Group, Inc. | 48244B100 | common stock | 666 | $5,000 | thousands by filing date | |
| CHIPOTLEMEXICANGRILLI | 169656105 | STOK | 11 | $4,000 | thousands by filing date | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 200 | $4,000 | thousands by filing date | |
| HERCULES CAPITAL INC | 427096508 | COM | 300 | $4,000 | thousands by filing date | |
| COHEN & STEERS INFRASTRUCTUR | 19248A109 | COM | 204 | $4,000 | thousands by filing date | |
| ISHARES S&P GSCI COMMODITY- | 46428R107 | UNIT BEN INT | 140 | $4,000 | thousands by filing date | |
| NORTHFIELD BANCORP INC | 66611T108 | COMMON STOCK | 395 | $4,000 | thousands by filing date | |
| HCP INC | 40414L109 | COM | 110 | $4,000 | thousands by filing date | |
| INVESCO PA VALUE MUN INC TR | 46132K109 | COM | 350 | $4,000 | thousands by filing date | |
| INVESCO MUNI INCOME OPP TRST | 46132X101 | COM | 722 | $4,000 | thousands by filing date | |
| IRON MTN INC NEW REIT | 462846106 | COM | 182 | $4,000 | thousands by filing date | |
| BENEFICIAL MUTUAL BANCORP IN | 08173R104 | COM | 450 | $4,000 | thousands by filing date | |
| ALCATEL-LUCENT | 013904305 | SPONSORED ADR | 1,345 | $4,000 | thousands by filing date | |
| KEARNY FINANCIAL CORP | 487169104 | Domestic Common | 439 | $4,000 | thousands by filing date | |
| MOLYCORP INC DEL | 608753109 | COM | 750 | $4,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H776 | SP ADR 7.1%PF3 | 195 | $4,000 | thousands by filing date | |
| CHYRONHEGO CORP | 171607104 | COM | 3,000 | $4,000 | thousands by filing date | |
| Boston Scientific Corporation | 101137107 | COM | 300 | $3,000 | thousands by filing date | |
| D R HORTON INC COM | 23331A109 | Stock | 200 | $3,000 | thousands by filing date | |
| ROYAL CARIBBEAN GROUP COM | V7780T103 | Stock | 102 | $3,000 | thousands by filing date | |
| OREILLY AUTOMOTIVE INC COM | 67103H107 | Stock | 25 | $3,000 | thousands by filing date | |
| MARRIOTT INTL INC NEW CL A | 571903202 | Stock | 85 | $3,000 | thousands by filing date | |
| CELANESE CORP DEL COM | 150870103 | Stock | 60 | $3,000 | thousands by filing date | |
| FLUOR CORP | 343412102 | COM | 51 | $3,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 200 | $3,000 | thousands by filing date | |
| ISHARES INC | 464286632 | MSCI ISRAEL ETF | 70 | $3,000 | thousands by filing date | |
| JACK IN THE BOX INC | 466367109 | COM | 100 | $3,000 | thousands by filing date | |
| CABOT MICROELECTRONICS CORP | 12709P103 | COM | 98 | $3,000 | thousands by filing date | |
| SEAGATE TECHNOLOGY PLC | G7945M107 | SHS | 80 | $3,000 | thousands by filing date | |
| IMAX CORP | 45245E109 | COM | 100 | $3,000 | thousands by filing date | |
| NUVEEN NY MUN VALUE FD | 67062M105 | COM | 397 | $3,000 | thousands by filing date | |
| ALEXANDER & BALDWIN INC NEW | 014491104 | COM | 100 | $3,000 | thousands by filing date | |
| MULTI-COLOR | 625383104 | COM | 100 | $3,000 | thousands by filing date | |
| CREE INC | 225447101 | COM | 51 | $3,000 | thousands by filing date | |
| ICONIX BRAND GROUP INC | 451055107 | COM | 100 | $3,000 | thousands by filing date | |
| EURASIAN MINERALS INC | 29843R100 | COM | 3,000 | $3,000 | thousands by filing date | |
| ISHARES TR | 464287457 | COM | 25 | $2,000 | thousands by filing date | |
| Vanguard Mid-Cap Growth ETF | 922908538 | SHS | 30 | $2,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 349 | $2,000 | thousands by filing date | |
| MATSON INC COM | 57686G105 | Stock | 100 | $2,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 64 | $2,000 | thousands by filing date | |
| FIRST MERCHANTS CORP COM | 320817109 | Stock | 125 | $2,000 | thousands by filing date | |
| ELECTRONIC ARTS INC COM | 285512109 | Stock | 104 | $2,000 | thousands by filing date | |
| ACCO BRANDS CORP COM | 00081T108 | Stock | 350 | $2,000 | thousands by filing date | |
| AUTODESK INC COM | 052769106 | Stock | 52 | $2,000 | thousands by filing date | |
| AKAMAI TECHNOLOGIES INC COM | 00971T101 | Stock | 48 | $2,000 | thousands by filing date | |
| GAP INC COM | 364760108 | Stock | 56 | $2,000 | thousands by filing date | |
| OSHKOSH CORP COM | 688239201 | Stock | 50 | $2,000 | thousands by filing date | |
| JONES LANG LASALLE INC COM | 48020Q107 | Stock | 23 | $2,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN HLDG L P | 01881G106 | UNIT LTD PARTN | 123 | $2,000 | thousands by filing date | |
| NCR VOYIX CORPORATION | 62886E108 | COM | 72 | $2,000 | thousands by filing date | |
| VANDA PHARMACEUTICALS INC | 921659108 | COM | 200 | $2,000 | thousands by filing date | |
| BRUNSWICK CORP | 117043109 | COM | 62 | $2,000 | thousands by filing date | |
| VISHAY PRECISION GROUP INC | 92835K103 | COM | 138 | $2,000 | thousands by filing date | |
| MATTEL INC | 577081102 | COM | 60 | $2,000 | thousands by filing date | |
| SUNPOWER CORP | 867652406 | COM | 100 | $2,000 | thousands by filing date | |
| STAMPS COM INC | 852857200 | COM NEW | 54 | $2,000 | thousands by filing date | |
| PUTNAM PREMIER INCOME TR | 746853100 | SH BEN INT | 500 | $2,000 | thousands by filing date | |
| AMTECH SYSTEMS INC | 032332504 | COMMON STOCK | 400 | $2,000 | thousands by filing date | |
| ISTAR INC | 45031U101 | COMMON STOCK | 180 | $2,000 | thousands by filing date | |
| REXNORD CORP | 76169B102 | COMMON STOCK | 100 | $2,000 | thousands by filing date | |
| L-3 COMMUNICATIONS HLDGS INC | 502424104 | COM | 30 | $2,000 | thousands by filing date | |
| Transition Therapeutics, Inc. | 893716209 | COM | 666 | $2,000 | thousands by filing date | |
| OFFICEMAX INC DEL | 67622P101 | COM | 183 | $2,000 | thousands by filing date | |
| MARTHA STEWART LIVING OMNIME | 573083102 | CL A | 1,000 | $2,000 | thousands by filing date | |
| HAWAIIAN TELCOM HOLDCO INC | 420031106 | COM | 100 | $2,000 | thousands by filing date | |
| ALLIED WRLD ASSUR COM HLDG A | H01531104 | SHS | 29 | $2,000 | thousands by filing date | |
| Chesapeake Energy Corp PFD Conv | 165167842 | Pfd Stk | 25 | $2,000 | thousands by filing date | |
| EAGLE BULK SHIPPING INC | Y2187A119 | SHS | 295 | $2,000 | thousands by filing date | |
| ECHELON CORP | 27874N105 | COM | 865 | $2,000 | thousands by filing date | |
| ISHARES TR | 464287168 | COM | 20 | $1,000 | thousands by filing date | |
| KINROSS GOLD CORP | 496902404 | COM | 346 | $1,000 | thousands by filing date | |
| EMCOR GROUP INC COM | 29084Q100 | Stock | 51 | $1,000 | thousands by filing date | |
| NRG ENERGY INC COM NEW | 629377508 | Stock | 55 | $1,000 | thousands by filing date | |
| MITSUBISHI UFJ FINANCIAL GROUP SPONSORED ADS | 606822104 | ADR | 200 | $1,000 | thousands by filing date | |
| LYONDELLBASELL INDUSTRIES NV SHS - A - | N53745100 | Stock | 23 | $1,000 | thousands by filing date | |
| AXIS CAP HLDGS LTD SHS | G0692U109 | Stock | 37 | $1,000 | thousands by filing date | |
| ROPER TECHNOLOGIES INC COM | 776696106 | Stock | 10 | $1,000 | thousands by filing date | |
| NETAPP INC COM | 64110D104 | Stock | 28 | $1,000 | thousands by filing date | |
| DAKTRONICS INC | 234264109 | COM | 140 | $1,000 | thousands by filing date | |
| PEBBLEBROOK HOTEL TR | 70509V100 | COM | 47 | $1,000 | thousands by filing date | |
| FLEETCOR TECHNOLOGIES INC | 339041105 | COM | 12 | $1,000 | thousands by filing date | |
| JUNIPER NETWORKS INC | 48203R104 | COM | 97 | $1,000 | thousands by filing date | |
| INTERPUBLIC GROUP COS | 460690100 | COM | 99 | $1,000 | thousands by filing date | |
| BLACKROCK GLOBAL OPP EQUITY TR | 092501105 | COM | 110 | $1,000 | thousands by filing date | |
| TENNECO INC | 880349105 | COM | 20 | $1,000 | thousands by filing date | |
| AMC NETWORKS INC | 00164V103 | CL A | 15 | $1,000 | thousands by filing date | |
| LENNAR CORP CL B | 526057302 | Stock | 60 | $1,000 | thousands by filing date | |
| IDT CORP | 448947507 | CL B NEW | 66 | $1,000 | thousands by filing date | |
| BUILD-A-BEAR WORKSHOP INC | 120076104 | COM | 250 | $1,000 | thousands by filing date | |
| NATUS MEDICAL INC | 639050103 | COM | 100 | $1,000 | thousands by filing date | |
| HARRIS CORP INC | 413875105 | COM | 32 | $1,000 | thousands by filing date | |
| CHICOS FAS INC | 168615102 | COM | 115 | $1,000 | thousands by filing date | |
| HOWARD HUGHES CORPORATION | 44267D107 | COMMON STOCK | 9 | $1,000 | thousands by filing date | |
| Lee Enterprises Inc | 523768109 | COM | 600 | $1,000 | thousands by filing date | |
| DENTSPLY INTL INC | 249030107 | COM | 31 | $1,000 | thousands by filing date | |
| CABLEVISION SYS CORP | 12686C109 | CL A NY CABLVS | 85 | $1,000 | thousands by filing date | |
| TIVO INC | 888706108 | COM | 100 | $1,000 | thousands by filing date | |
| ATLAS RESOURCE PARTNERS LP | 04941A101 | COM UNT LTD PR | 51 | $1,000 | thousands by filing date | |
| FIDELITY NATIONAL FINANCIAL | 31620R105 | CL A | 45 | $1,000 | thousands by filing date | |
| MINDSPEED TECHNOLOGIES INC | 602682205 | COM NEW | 344 | $1,000 | thousands by filing date | |
| ISIS PHARMACEUTICALS INC | 464330109 | COM | 50 | $1,000 | thousands by filing date | |
| DENDREON CORP | 24823Q107 | COM | 500 | $1,000 | thousands by filing date | |
| COMVERSE INC | 20585P105 | COM | 40 | $1,000 | thousands by filing date | |
| HARBINGER GROUP INC | 41146A106 | COM | 100 | $1,000 | thousands by filing date | |
| The Jones Group Inc | 48020T101 | COM | 111 | $1,000 | thousands by filing date | |
| KRISPY KREME DOUGHNUTS INC | 501014104 | COM | 100 | $1,000 | thousands by filing date | |
| DARA BIOSCIENCES INC | 23703P205 | COM NEW | 2,187 | $1,000 | thousands by filing date | |
| FAMOUS DAVE'S OF AMERICA | 307068106 | COM | 100 | $1,000 | thousands by filing date | |
| Prospect Global Resources Inc. | 74348X202 | COM | 600 | $1,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| PULTE GROUP INC COM | 745867101 | Stock | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DOLLAR GEN CORP COM | 256677105 | Stock | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TAKE-TWO INTERACTIVE SOFTWARE COM | 874054109 | Stock | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TYSON FOODS INC CL A | 902494103 | Stock | 35 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DOLBY LABORATORIES INC COM CL A | 25659T107 | Stock | 27 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GUESS INC COM | 401617105 | Stock | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ILLUMINA INC | 452327109 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GAMESTOP CORP | 36467W109 | CL A | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GENIE ENERGY LTD | 372284208 | CL B | 66 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VISTEON CORP | 92839U206 | COM NEW | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MICROVISION INC DEL | 594960304 | COM NEW | 13 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CITRIX SYSTEMS INC | 177376100 | COM | 14 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GLADSTONE CAPITAL CORPORATION | 376535100 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BLACKROCK MUNIYIELD FUND | 09253W104 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRST REPUBLIC BANK/SAN FRANCI | 33616C100 | COM | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BLACKROCK GLOBAL FLOATING RATE | 091941104 | COM | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INVESCO DYNAMIC CR OPPORTUNI | 46132R104 | COM | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CST BRANDS INC | 12646R105 | COM | 21 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GENESCO INC | 371532102 | COM | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BLACKROCK MUNIYIELD N Y QUAL | 09255E102 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| ALPS ETF TR | 00162Q866 | ALERIAN MLP | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| STEREOTAXIS INC | 85916J409 | COMMON STOCK | 86 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PIMCO CORPORATE & INCM STRG | 72200U100 | COM | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EL PASO ELECTRIC CO | 283677854 | COM NEW | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TRANSCANADA CORP | 89353D107 | COM | 16 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WESTERN ASSET HIGH INCOM FD | 95766J102 | COM | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AXCELIS TECHNOLOGIES INC | 054540109 | COM | 411 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALPINE GLOBAL PREMIER PPTYS | 02083A103 | COM SBI | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AVANTAX INC | 095229100 | COMMON STOCK | 40 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SANOFI | 80105N113 | COMMON STOCK-FO | 140 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIVE STAR SENIOR LIVING | 33832D106 | COMMON STOCK | 103 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AVIAT NETWORKS INC | 05366Y102 | COMMON STOCK | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NW Biotherapeutics | 66737P600 | USD | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Broadcom Inc | Y0486S104 | Common | 18 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TRANSWITCH CORP | 894065309 | COM | 2,500 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WINDSTREAM HLDGS INC | 97382A101 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CORECIVIC INC | 22025Y407 | COM | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PALATIN TECHNOLOGIES INC | 696077403 | COM PAR $ .01 | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PLANTRONICS INC NEW | 727493108 | COM | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PHARMERICA CORP | 71714F104 | COM | 40 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| STARWOOD HOTELS&RESORTS WRLD | 85590A401 | COM | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ICG GROUP INC | 44928D108 | COM | 70 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LINKEDIN CORP | 53578A108 | COM | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GENERAL MTRS CO | 37045V126 | *W EXP 07/10/201 | 51 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| IMATION CORP | 45245A107 | COM | 108 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ENGILITY HLDGS INC | 29285W104 | COM | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PARKWAY PPTYS INC | 70159Q104 | COM | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CELL THERAPEUTICS INC | 150934883 | COM NPV NEW 2012 | 366 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMYRIS INC | 03236M101 | COM | 300 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MAST THERAPEUTICS INC | 576314108 | COM | 300 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MCCLATCHY CO | 579489105 | CL A | 150 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| JDS UNIPHASE CORP | 46612J507 | COM PAR $0.001 | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FINISH LINE/THE CL A | 317923100 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ING GLOBAL EQUITY DIVID & | 45684E107 | COM | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FORTRESS INVT GROUP LLC CL A | 34958B106 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALPINE TOTAL DYNAMIC DIVID F | 021060108 | COM SBI | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CELSION CORPORATION | 15117N305 | COM NEW | 18 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BLACKROCK MUNIYIELD NJ QLTY | 09255A100 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| LMP CORPORATE LN FD INC | 50208B100 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MODUSLINK GLOBAL SOLUTIONS I | 60786L107 | COM | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FURNITURE BRANDS INTL INC | 360921209 | COM | 142 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LADENBURG THALMANN FINANCIAL | 50575Q102 | COM | 482 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OWENS CORNING WARRANT | 690742127 | COMMON | 42 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DYNEGY INC WARRANT | 26817R116 | WARRANT | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SUNTECH PWR HLDGS CO LTD | 86800C104 | ADR | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SUPERCONDUCTOR TECHNOLOGIES | 867931404 | COM PAR $0.001 | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Jacksonville Bancorp, Inc. | 469249106 | Common Stock | 1,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ZHONE TECHNOLOGIES INC NEW | 98950P884 | COM | 31 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BROADVISION INC | 111412706 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EMPIRE RESORTS INC | 292052206 | COM | 166 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NEOSTEM INC | 640650404 | Common equity shares | 62 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| STRAIGHT PATH COMMUNICATNS I | 862578101 | CL B | 33 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TEJON RANCH CO-CW16 | 879080133 | WTS | 147 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140361-13-039810 | this filing | 2013-10-29 | acceptance time not in the bulk data set |