13F-HR filed by NEUBERGER BERMAN GROUP LLC
NEUBERGER BERMAN GROUP LLC filed this 13F-HR for the quarter ended 2013-09-30, filed 2013-10-29, with 1,475 holding rows worth $77,013,194,000.
- Accession
- 0001140361-13-039805
- Filer
- CIK 1465109
- Filed
- 2013-10-29
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2013
A holdings report, 1,649 entries on the cover page, a total value of $77,013,194,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $77,013,194,000 with VALUE read as thousands by filing date, 13F file number 028-13573. A later restatement replaced it, so the quarter does not use it. The resolved quarter.
Other managers
- included managerNEUBERGER BERMAN LLC028-00454
- included managerNeuberger Berman Management LLC - DE028-13574
- included managerNB Alternatives Advisers LLC028-13575
- included managerNB Alternative Fund Management LLC028-13576
- included managerNeuberger Berman Trust Co N.A.028-13985
- included managerNeuberger Berman Trust Co of Delaware N.A.028-13986
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SUPERIOR GROUP OF COS INC | 868358102 | COMMON STOCK | 178,801 | $2,101,000 | thousands by filing date | |
| KULICKE & SOFFA INDS INC | 501242101 | COM | 168,239 | $2,091,000 | thousands by filing date | |
| FLAGSTAR BANK NATIONAL ASSOC | 64944P307 | UNIT 05/07/2051 | 43,375 | $2,069,000 | thousands by filing date | |
| HIG 7 1/4 04/01/13 | 416515708 | CMN | 96,452 | $2,068,000 | thousands by filing date | |
| DIRECTV | 25490A101 | COMMON STOCK | 41,774 | $2,061,000 | thousands by filing date | |
| ALEXANDRIA REAL ESTATE EQ INC COM | 015271109 | REIT | 28,025 | $2,049,000 | thousands by filing date | |
| VANTAGE DRILLING COMPANY | G93205113 | ORD SHS | 1,277,500 | $2,044,000 | thousands by filing date | |
| HJ HEINZ CO | 423074103 | COM | 38,175 | $2,044,000 | thousands by filing date | |
| AGRIUM INC | 008916108 | COM | 23,083 | $1,994,000 | thousands by filing date | |
| MARATHON OIL CORP | 565849106 | COM | 62,825 | $1,992,000 | thousands by filing date | |
| PAYCHEX INC | 704326107 | COM | 64,240 | $1,991,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD TR | 85207H104 | UNIT | 137,000 | $1,978,000 | thousands by filing date | |
| TAIWAN SEMICONDUCTOR MFG | 874039100 | SPONSORED ADS | 129,121 | $1,973,000 | thousands by filing date | |
| NEW MTN FIN CORP | 647551100 | COM | 143,275 | $1,969,000 | thousands by filing date | |
| VERIS RESIDENTIAL INC | 554489104 | COM | 67,824 | $1,955,000 | thousands by filing date | |
| Grifols ADR | 398438309 | COM | 251,100 | $1,936,000 | thousands by filing date | |
| BLACKROCK CORPOR HI YLD FD V | 09255N102 | COM | 153,000 | $1,920,000 | thousands by filing date | |
| ALLIANCE RESOURCE PARTNERS L | 01877R108 | UT LTD PART | 31,597 | $1,899,000 | thousands by filing date | |
| PETMED EXPRESS INC | 716382106 | COM | 152,960 | $1,894,000 | thousands by filing date | |
| SHERWIN WILLIAMS CO | 824348106 | COM | 17,152 | $1,864,000 | thousands by filing date | |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 32,311 | $1,846,000 | thousands by filing date | |
| Vanguard Short-Term Bond ETF | 921937827 | SHS | 22,655 | $1,834,000 | thousands by filing date | |
| SIRIUS XM RADIO INC | 82967N108 | COM | 788,002 | $1,820,000 | thousands by filing date | |
| VERISIGN INC COM | 92343E102 | Stock | 46,892 | $1,798,000 | thousands by filing date | |
| MEMORIAL PRODUCTION PARTNERS | 586048100 | COMMON STOCK | 96,100 | $1,791,000 | thousands by filing date | |
| ALON USA ENERGY INC | 020520102 | COM | 197,687 | $1,789,000 | thousands by filing date | |
| SHIRE PLC | 82481R106 | COMMON STOCK-FO | 18,789 | $1,780,000 | thousands by filing date | |
| LEUCADIA NATL CORP | 527288104 | COM | 67,317 | $1,757,000 | thousands by filing date | |
| SIX FLAGS ENTERTAINMENT CORP | 83001A102 | COM | 36,912 | $1,726,000 | thousands by filing date | |
| iShares TIPS Bond ETF | 464287176 | SHS | 14,666 | $1,725,000 | thousands by filing date | |
| GENUINE PARTS CO COM | 372460105 | Stock | 27,265 | $1,711,000 | thousands by filing date | |
| L-3 COMMUNICATIONS HLDGS INC | 502424104 | COM | 24,115 | $1,707,000 | thousands by filing date | |
| AMERISTAR CASINOS INC | 03070Q101 | COM | 91,451 | $1,704,000 | thousands by filing date | |
| MYLAN INC | 628530107 | COM | 71,534 | $1,677,000 | thousands by filing date | |
| POTLATCHDELTIC CORPORATION | 737630103 | COM | 53,299 | $1,670,000 | thousands by filing date | |
| ALLIED WRLD ASSUR COM HLDG A | H01531104 | SHS | 23,992 | $1,648,000 | thousands by filing date | |
| CNA FINL CORP | 126117100 | COM | 55,918 | $1,640,000 | thousands by filing date | |
| WEIGHT WATCHERS INTL INC | 948626106 | COM | 21,160 | $1,633,000 | thousands by filing date | |
| IMPERIAL OIL LTD COM NEW | 453038408 | Stock | 35,941 | $1,631,000 | thousands by filing date | |
| UNIVEST FINANCIAL CORPORATIO | 915271100 | COM | 95,332 | $1,600,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 18,901 | $1,565,000 | thousands by filing date | |
| AMERISAFE INC | 03071H100 | COM | 63,200 | $1,564,000 | thousands by filing date | |
| PENFORD CORP | 707051108 | COM | 230,930 | $1,561,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 36,081 | $1,549,000 | thousands by filing date | |
| FRANKLIN ELEC INC COM | 353514102 | Stock | 31,030 | $1,523,000 | thousands by filing date | |
| ISHARES TR | 464288182 | MSCI AC ASIA ETF | 25,526 | $1,441,000 | thousands by filing date | |
| Chesapeake Energy Corp PFD Conv | 165167842 | Pfd Stk | 15,610 | $1,436,000 | thousands by filing date | |
| SLM CORP COM | 78442P106 | Stock | 89,194 | $1,406,000 | thousands by filing date | |
| VALEANT PHARMACEUTICALS INTL | 91911K102 | COM | 26,169 | $1,405,000 | thousands by filing date | |
| EVEREST GROUP LTD COM | G3223R108 | Stock | 15,114 | $1,398,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 36,100 | $1,395,000 | thousands by filing date | |
| BAKER HUGHES INC | 057224107 | COM | 33,224 | $1,393,000 | thousands by filing date | |
| QEP RESOURCES INC | 74733V100 | COM | 45,623 | $1,392,000 | thousands by filing date | |
| CNB FINANCIAL CORP PA | 126128107 | COMMON STOCK | 80,050 | $1,338,000 | thousands by filing date | |
| VALLEY NATL BANCORP | 919794107 | COM | 101,973 | $1,321,000 | thousands by filing date | |
| ASSURED GUARANTY LTD COM | G0585R106 | Stock | 78,398 | $1,295,000 | thousands by filing date | |
| COOPER INDUSTRIES PLC | G24140108 | COMMON STOCK-FO | 20,066 | $1,283,000 | thousands by filing date | |
| NICE LTD SPONSORED ADR | 653656108 | ADR | 32,565 | $1,280,000 | thousands by filing date | |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 77,768 | $1,276,000 | thousands by filing date | |
| BUILDERS FIRSTSOURCE INC COM | 12008R107 | Stock | 301,392 | $1,275,000 | thousands by filing date | |
| DCP MIDSTREAM LP | 23311P100 | COM UT LTD PTN | 27,747 | $1,272,000 | thousands by filing date | |
| TURKISH INVESTMENT FUND | 900145103 | CMN | 92,406 | $1,261,000 | thousands by filing date | |
| ASTRAZENECA PLC SPONSORED ADR | 046353108 | ADR | 28,109 | $1,251,000 | thousands by filing date | |
| U S SILICA HLDGS INC | 90346E103 | COM | 59,700 | $1,250,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U605 | AGRIBUS ETF | 23,535 | $1,243,000 | thousands by filing date | |
| SEMGROUP CORP | 81663A105 | CL A | 42,299 | $1,233,000 | thousands by filing date | |
| AUTOZONE INC COM | 053332102 | Stock | 3,294 | $1,225,000 | thousands by filing date | |
| BARRETT BUSINESS SVCS INC | 068463108 | COM | 61,200 | $1,214,000 | thousands by filing date | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 56,300 | $1,198,000 | thousands by filing date | |
| CINCINNATI FINL CORP COM | 172062101 | Stock | 34,696 | $1,197,000 | thousands by filing date | |
| SKYWEST INC COM | 830879102 | Stock | 108,230 | $1,196,000 | thousands by filing date | |
| B & G FOODS INC | 05508R106 | COM | 53,152 | $1,196,000 | thousands by filing date | |
| DELEK US HOLDINGS INC | 246647101 | COMMON STOCK | 76,182 | $1,182,000 | thousands by filing date | |
| PUBLIC SVC ENTERPRISE GROUP COM | 744573106 | Stock | 38,567 | $1,181,000 | thousands by filing date | |
| ADTRAN INC | 00738A106 | COMMON STOCK | 37,219 | $1,161,000 | thousands by filing date | |
| STANLEY BLACK & DECKER CON | 854502309 | UNIT 99/99/9999 | 9,440 | $1,149,000 | thousands by filing date | |
| SUBURBAN PROPANE PARTNERS L.P. | 864482104 | COM | 26,335 | $1,132,000 | thousands by filing date | |
| TWO HARBORS INVESTMENT CORP | 90187B101 | COMMON STOCK | 111,262 | $1,128,000 | thousands by filing date | |
| LEGACY TEX FINL GROUP INC COM | 92672A101 | Stock | 72,340 | $1,113,000 | thousands by filing date | |
| ARCH CAP GROUP LTD ORD | G0450A105 | Stock | 29,687 | $1,106,000 | thousands by filing date | |
| ENERPLUS CORP | 292766102 | COM | 48,977 | $1,098,000 | thousands by filing date | |
| FIRSTMERIT CORP | 337915102 | COM | 65,064 | $1,097,000 | thousands by filing date | |
| BHP BILLITON LIMITED SPONSORED ADS | 088606108 | ADR | 15,099 | $1,093,000 | thousands by filing date | |
| MIDDLEBYCORP | 596278101 | STOK | 10,578 | $1,070,000 | thousands by filing date | |
| PowerShares QQQ Trust Unit Ser | 73935A104 | COM | 15,751 | $1,064,000 | thousands by filing date | |
| AGCO CORP | 001084102 | COM | 22,492 | $1,062,000 | thousands by filing date | |
| CRESTWOOD MIDSTREAM PARTNERS | 226372100 | COMMON STOCK | 37,245 | $1,062,000 | thousands by filing date | |
| ALASKA AIR GROUP INC COM | 011659109 | Stock | 29,424 | $1,054,000 | thousands by filing date | |
| FIRST REPUBLIC BANK/SAN FRANCI | 33616C100 | COM | 31,771 | $1,047,000 | thousands by filing date | |
| WYNN RESORTS LTD | 983134107 | COM | 8,347 | $1,042,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 18,928 | $1,039,000 | thousands by filing date | |
| BP PRUDHOE BAY RTY TR | 055630107 | TRUS | 8,286 | $1,037,000 | thousands by filing date | |
| JARDEN CORP | 471109108 | COM | 25,700 | $1,034,000 | thousands by filing date | |
| GOODRICH PETROLEUM CORP | 382410AC2 | NOTE | 1,048,000 | $1,032,000 | thousands by filing date | principal |
| Waste Management, Inc. | 94106L109 | COM | 29,388 | $1,027,000 | thousands by filing date | |
| CF INDUSTRIES HOLD COM | 125269100 | Stock | 5,622 | $1,027,000 | thousands by filing date | |
| QUESTCOR PHARMACEUTICALS INC | 74835Y101 | COM | 27,255 | $1,025,000 | thousands by filing date | |
| COSAN LTD | G25343107 | SHS A | 68,640 | $1,019,000 | thousands by filing date | |
| WERNER ENTERPRISES INC | 950755108 | COM | 40,235 | $1,000,000 | thousands by filing date | |
| AMERICAN FINANCIAL GROUP INC COM | 025932104 | Stock | 25,285 | $975,000 | thousands by filing date | |
| UNILEVER PLC | 904767704 | SPON ADR NEW | 29,016 | $959,000 | thousands by filing date | |
| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 25,721 | $943,000 | thousands by filing date | |
| CHENIERE ENERGY INC COM NEW | 16411R208 | Stock | 61,996 | $929,000 | thousands by filing date | |
| NATIONAL WESTMINSTER BK PLC | 638539882 | SPON ADR C | 39,290 | $917,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V101 | SP ADR NON VTG | 35,762 | $914,000 | thousands by filing date | |
| DISCOVER FINL SVCS | 254709108 | COM | 27,011 | $901,000 | thousands by filing date | |
| PPG INDS INC COM | 693506107 | Stock | 9,374 | $898,000 | thousands by filing date | |
| MKT VECTORS EMRG MKT LCL C | 57060U522 | ETF | 34,007 | $894,000 | thousands by filing date | |
| YRC WORLDWIDE INC | 984249607 | COM | 134,554 | $892,000 | thousands by filing date | |
| SPRINT NEXTEL CORP | 852061100 | COM SER 1 | 310,187 | $884,000 | thousands by filing date | |
| Hugoton Royalty Trust | 444717102 | COM | 60,150 | $883,000 | thousands by filing date | |
| HERSHEY CO COM | 427866108 | Stock | 14,274 | $875,000 | thousands by filing date | |
| ARLINGTON ASSET INVST CORP | 041356205 | CL A NEW | 39,425 | $875,000 | thousands by filing date | |
| FBL FINL GROUP INC | 30239F106 | CL A | 25,873 | $872,000 | thousands by filing date | |
| FULLER H B CO COM | 359694106 | Stock | 26,350 | $865,000 | thousands by filing date | |
| WPP PLC | 92933H101 | CMN | 12,512 | $855,000 | thousands by filing date | |
| ROUNDY'S INC | 779268101 | COM | 79,500 | $851,000 | thousands by filing date | |
| BRIDGFORD FOODS CORP | 108763103 | COM | 97,150 | $850,000 | thousands by filing date | |
| DOLLAR THRIFTY AUTOMOTIVE GP | 256743105 | COM | 10,439 | $845,000 | thousands by filing date | |
| TRIPADVISOR INC | 896945201 | COM | 23,201 | $828,000 | thousands by filing date | |
| IKANOS COMMUNICATIONS INC | 45173E105 | COM | 1,131,205 | $826,000 | thousands by filing date | |
| Vaneck Vectors Gold Miners ETF | 57060u100 | COM | 16,445 | $815,000 | thousands by filing date | |
| DOMTAR CORP | 257559203 | COM NEW | 8,511 | $812,000 | thousands by filing date | |
| BALL CORP | 058498106 | COM | 18,800 | $806,000 | thousands by filing date | |
| WEATHERFORD INTL LTD | H27013103 | COMMON STOCK-FO | 53,057 | $801,000 | thousands by filing date | |
| WILEY JOHN & SONS INC | 968223305 | CL B | 16,685 | $796,000 | thousands by filing date | |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 5,985 | $789,000 | thousands by filing date | |
| NATIONAL WESTERN | 638522102 | COMMON STOCK | 5,755 | $788,000 | thousands by filing date | |
| NORTHERN TR CORP COM | 665859104 | Stock | 16,580 | $787,000 | thousands by filing date | |
| NATURAL RESOURCE PARTNERS L | 63900P103 | COM UNIT L P | 32,421 | $778,000 | thousands by filing date | |
| EXPEDIA GROUP INC COM NEW | 30212P303 | Stock | 23,201 | $776,000 | thousands by filing date | |
| PARKER DRILLING CO | 701081101 | COMMON STOCK | 129,906 | $776,000 | thousands by filing date | |
| HEALTHSOUTH CORP | 421924309 | COM NEW | 37,800 | $774,000 | thousands by filing date | |
| ENERGIZER HLDGS INC | 29266R108 | COM | 10,410 | $772,000 | thousands by filing date | |
| AV HOMES INC | 00234P102 | COM | 62,870 | $766,000 | thousands by filing date | |
| CENCORA INC COM | 03073E105 | Stock | 19,250 | $763,000 | thousands by filing date | |
| MONSTER BEVERAGE CORP NE | 611740101 | COM | 12,272 | $762,000 | thousands by filing date | |
| HSBC HLDGS PLC | 404280604 | ADR A 1/40PF A | 30,200 | $752,000 | thousands by filing date | |
| DELUXE CORP MEDIUM TERM NTS COM | 248019101 | Stock | 31,996 | $749,000 | thousands by filing date | |
| PARKER-HANNIFIN CORP COM | 701094104 | Stock | 8,827 | $746,000 | thousands by filing date | |
| SIEMENS A G - ADR | 826197501 | COM | 7,378 | $744,000 | thousands by filing date | |
| El Paso Energy Capital Trust I | 283678209 | Preferred Shares | 16,120 | $743,000 | thousands by filing date | |
| CHARMING SHOPPES | 161133103 | COMMON STOCK | 125,431 | $740,000 | thousands by filing date | |
| TIME WARNER CABLE INC | 88732J207 | COM | 9,010 | $734,000 | thousands by filing date | |
| BROWN FORMAN CORP CL B | 115637209 | Stock | 8,726 | $728,000 | thousands by filing date | |
| CERES INC | 156773103 | COM | 45,430 | $726,000 | thousands by filing date | |
| ALEXANDERS INC COM | 014752109 | REIT | 1,800 | $709,000 | thousands by filing date | |
| ARM HLDGS PLC | 042068106 | SPONSORED ADR | 24,823 | $702,000 | thousands by filing date | |
| ABERDEEN INDIA FD INC | 454089103 | COM | 30,968 | $691,000 | thousands by filing date | |
| UNITEK GLOBAL SVCS INC | 91324T302 | COM | 202,700 | $683,000 | thousands by filing date | |
| ZEP INC | 98944B108 | COMMON STOCK | 47,100 | $678,000 | thousands by filing date | |
| MIDSTREAM PARTNERS | 02752P100 | COMMON STOCK | 30,770 | $674,000 | thousands by filing date | |
| HOLLY ENERGY PARTNERS L P | 435763107 | COM UT LTD PTN | 11,020 | $673,000 | thousands by filing date | |
| PEDIATRIX MEDICAL GROUP INC | 58502B106 | COM | 8,992 | $669,000 | thousands by filing date | |
| iShares Silver Trust | 46428Q109 | COM | 20,991 | $659,000 | thousands by filing date | |
| ALBERTSONS CO SHS CL A CLASS CLASS A | 039380100 | COM | 60,700 | $650,000 | thousands by filing date | |
| HELMERICH & PAYNE INC | 423452101 | COM | 12,030 | $649,000 | thousands by filing date | |
| COSTAMARE INC | Y1771G102 | SHS | 46,880 | $646,000 | thousands by filing date | |
| BLACKSTONE LONG-SHORT CREDIT I | 09257D102 | COM SHS BN INT | 35,250 | $644,000 | thousands by filing date | |
| TELEFLEX INCORPORATED | 879369106 | COM | 10,252 | $627,000 | thousands by filing date | |
| ISHARES MSCI BIC ETF | 464286657 | ETF | 15,282 | $625,000 | thousands by filing date | |
| JEFFERIES GROUP INC | 472319102 | COMMON STOCK | 33,091 | $623,000 | thousands by filing date | |
| BASIC ENERGY SERVICES INC | 06985P100 | COMMON STOCK | 35,777 | $621,000 | thousands by filing date | |
| QIHOO 360 TECHNOLOGY CO LTD | 74734M109 | COMMON STOCK-FO | 25,400 | $621,000 | thousands by filing date | |
| ALEXCO RESOURCE CORP | 01535P106 | COM | 87,970 | $614,000 | thousands by filing date | |
| AES TR III | 00808N202 | PFD CV 6.75% | 12,175 | $608,000 | thousands by filing date | |
| HAYNES INTL INC | 420877201 | COM NEW | 9,530 | $604,000 | thousands by filing date | |
| MEDTRONIC INC | 585055AM8 | CNV | 598,000 | $604,000 | thousands by filing date | principal |
| ISHARES TR | 464288687 | COM | 15,320 | $598,000 | thousands by filing date | |
| DINE BRANDS GLOBAL INC | 254423106 | COM | 12,065 | $598,000 | thousands by filing date | |
| NEXEN INC | 65334H102 | COM | 32,412 | $595,000 | thousands by filing date | |
| TEUCRIUM COMMODITY TR | 88166A102 | CORN FD SHS | 15,040 | $590,000 | thousands by filing date | |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 22,050 | $587,000 | thousands by filing date | |
| SEAGATE TECHNOLOGY PLC | G7945M107 | SHS | 21,573 | $582,000 | thousands by filing date | |
| SUNTRUST BANKS INC | 867914103 | COM | 23,926 | $578,000 | thousands by filing date | |
| SNYDERS LANCE INC | 833551104 | COM | 22,264 | $576,000 | thousands by filing date | |
| CLAYMORE GUGGENHEIM | 18383Q853 | GUGG CHN SML CAP | 26,525 | $572,000 | thousands by filing date | |
| CEDAR REALTY TRUST INC | 150602209 | COMMON STOCK | 110,000 | $563,000 | thousands by filing date | |
| RIGEL PHARMACEUTICALS INC | 766559603 | COMMON STOCK | 69,791 | $562,000 | thousands by filing date | |
| FOSSIL INC | 349882100 | COM | 4,257 | $562,000 | thousands by filing date | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 4,849 | $561,000 | thousands by filing date | |
| CAMECO CORP COM | 13321L108 | Stock | 25,927 | $557,000 | thousands by filing date | |
| CONNS INC | 208242107 | COM | 36,139 | $555,000 | thousands by filing date | |
| FOREST LABS INC | 345838106 | COM | 15,955 | $553,000 | thousands by filing date | |
| ISHARES TR | 464288414 | NATIONAL MUN ETF | 4,975 | $544,000 | thousands by filing date | |
| VANGUARD INDEX FDS | 922908637 | LARGE CAP ETF | 8,344 | $538,000 | thousands by filing date | |
| AMERICAN VANGUARD CORP | 030371108 | COM | 24,640 | $534,000 | thousands by filing date | |
| MCMORAN EXPLORATION CO | 582411104 | COM | 49,256 | $527,000 | thousands by filing date | |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 72,815 | $523,000 | thousands by filing date | |
| CNINSURE INC | 18976M103 | SPONSORED ADR | 83,200 | $520,000 | thousands by filing date | |
| DR REDDYS LABS LTD ADR | 256135203 | ADR | 15,000 | $518,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 32,736 | $517,000 | thousands by filing date | |
| CIGNA CORPORATION | 125509109 | COM | 10,487 | $516,000 | thousands by filing date | |
| RESOLUTE ENERGY CORP | 76116A108 | COMMON STOCK | 45,000 | $512,000 | thousands by filing date | |
| CLECO CORP NEW | 12561W105 | COM | 12,912 | $512,000 | thousands by filing date | |
| FRANCE TELECOM | 35177Q105 | SPONSORED ADR | 34,201 | $508,000 | thousands by filing date | |
| ULTRA PETROLEUM CORP | 903914109 | COM | 22,400 | $507,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W851 | JAPN HEDGE EQT | 13,700 | $506,000 | thousands by filing date | |
| WARNER CHILCOTT PLC IRELAND | G94368100 | SHS A | 30,000 | $504,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 13,460 | $501,000 | thousands by filing date | |
| APCO OIL & GAS INTERNATIONAL | g0471f109 | SHS | 7,353 | $501,000 | thousands by filing date | |
| EQUIFAX INC COM | 294429105 | Stock | 11,300 | $500,000 | thousands by filing date | |
| XL GROUP PLC | G98290102 | SHS | 22,942 | $498,000 | thousands by filing date | |
| 1ST SOURCE CORP COM | 336901103 | Stock | 20,296 | $497,000 | thousands by filing date | |
| PEABODY ENERGY CORP | 704549104 | COM | 16,904 | $490,000 | thousands by filing date | |
| LIBERTY INTERACTIVE CORP | 53071M104 | INT COM SER A | 25,559 | $488,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN HLDG L P | 01881G106 | UNIT LTD PARTN | 30,825 | $481,000 | thousands by filing date | |
| PITNEY BOWES INC COM | 724479100 | Stock | 27,100 | $476,000 | thousands by filing date | |
| FORD MTR CO DEL | 345370CN8 | NOTE 4.250%11/1 | 300,000 | $476,000 | thousands by filing date | principal |
| SEAGATE TECHNOLOGY PLC | G7945M107 | SHS | 17,500 | $472,000 | thousands by filing date | put |
| MANPOWERGROUP INC WIS COM | 56418H100 | Stock | 9,860 | $467,000 | thousands by filing date | |
| UNITED NAT FOODS INC COM | 911163103 | Stock | 9,832 | $459,000 | thousands by filing date | |
| BRUKER CORP | 116794108 | COM | 30,000 | $459,000 | thousands by filing date | |
| RR DONNELLEY + SONS CO | 257867101 | COM | 36,612 | $454,000 | thousands by filing date | |
| PIONEER DRILLING COMPANY | 723655106 | COMMON STOCK | 51,429 | $453,000 | thousands by filing date | |
| CNH GLOBAL N V | N20935206 | SHS NEW | 11,299 | $449,000 | thousands by filing date | |
| VTI | 922908769 | COM | 6,160 | $445,000 | thousands by filing date | |
| HOME PROPERTIES INC | 437306103 | COM | 7,273 | $444,000 | thousands by filing date | |
| ICICI BANK LIMITED ADR | 45104G104 | ADR | 12,713 | $443,000 | thousands by filing date | |
| PIONEER MUNICIPAL HIGH INCOME | 723763108 | COM SHS | 30,000 | $442,000 | thousands by filing date | |
| CHOICE HOTELS INTL INC | 169905106 | COM | 11,750 | $439,000 | thousands by filing date | |
| CBS CORP NEW | 124857202 | CL B | 12,814 | $435,000 | thousands by filing date | |
| PDL BIOPHARMA INC | 69329Y104 | COM | 68,116 | $433,000 | thousands by filing date | |
| GALLAGHER ARTHUR J & CO COM | 363576109 | Stock | 11,946 | $427,000 | thousands by filing date | |
| BROADCOM CORP | 111320107 | CL A | 10,847 | $426,000 | thousands by filing date | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 9,737 | $422,000 | thousands by filing date | |
| SEMTECH CORP COM | 816850101 | Stock | 14,658 | $417,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 15,538 | $413,000 | thousands by filing date | |
| SONUS NETWORKS INC | 835916107 | COM | 142,580 | $413,000 | thousands by filing date | |
| GREEN MTN COFFEE ROASTERS IN | 393122106 | COM | 8,810 | $413,000 | thousands by filing date | |
| LKQ CORP COM | 501889208 | Stock | 13,210 | $412,000 | thousands by filing date | |
| COCA-COLA FEMSA SAB DE CV SPONS ADS REP | 191241108 | ADR | 3,890 | $412,000 | thousands by filing date | |
| BIO REFERENCE LABS INC | 09057G602 | COM | 17,314 | $407,000 | thousands by filing date | |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 6,592 | $403,000 | thousands by filing date | |
| ORTHOFIX INTL N V | N6748L102 | COM | 10,500 | $395,000 | thousands by filing date | |
| CALIFORNIA WTR SVC GROUP | 130788102 | COM | 21,610 | $394,000 | thousands by filing date | |
| P F CHANGS CHINA BISTRO INC CO | 69333Y108 | COM | 9,945 | $393,000 | thousands by filing date | |
| EDISON INTL COM | 281020107 | Stock | 9,220 | $392,000 | thousands by filing date | |
| THE CAMPBELLS COMPANY COM | 134429109 | Stock | 11,580 | $392,000 | thousands by filing date | |
| ATHENAHEALTH INC | 04685W103 | COMMON STOCK | 5,229 | $388,000 | thousands by filing date | |
| TIMKEN CO | 887389104 | COM | 7,516 | $381,000 | thousands by filing date | |
| AVG TECHNOLOGIES | N07831105 | SHS | 25,000 | $374,000 | thousands by filing date | |
| AUTONATION INC COM | 05329W102 | Stock | 10,800 | $371,000 | thousands by filing date | |
| G III APPAREL GROUP LTD | 36237H101 | COM | 13,000 | $369,000 | thousands by filing date | |
| 1ST FINL BANCORP | 320209109 | COM | 21,215 | $367,000 | thousands by filing date | |
| EXELIS INC | 30162A108 | COM | 29,015 | $363,000 | thousands by filing date | |
| GANNETT INC | 364730101 | COM | 23,520 | $361,000 | thousands by filing date | |
| KKR & CO LP | 48248M102 | COMMON STOCK | 24,200 | $359,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740C261 | IPTH S&P VIX NEW | 21,127 | $355,000 | thousands by filing date | |
| ISHARES TR | 464288430 | ASIA 50 ETF | 7,775 | $346,000 | thousands by filing date | |
| NRG ENERGY INC COM NEW | 629377508 | Stock | 21,683 | $340,000 | thousands by filing date | |
| ETFS Gold Trust | 26922Y105 | ETF | 2,058 | $340,000 | thousands by filing date | |
| NOVATEL WIRELESS INC | 66987M604 | COM NEW | 101,200 | $339,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 9,903 | $337,000 | thousands by filing date | |
| NVR INC COM | 62944T105 | Stock | 462 | $336,000 | thousands by filing date | |
| AGILENT TECHNOLOGIES INC COM | 00846U101 | Stock | 7,552 | $336,000 | thousands by filing date | |
| GEORESOURCES INC | 372476101 | COM | 10,097 | $331,000 | thousands by filing date | |
| TOWERS WATSON & CO | 891894107 | CL A | 5,000 | $330,000 | thousands by filing date | |
| KIRBY CORP | 497266106 | COM | 5,000 | $329,000 | thousands by filing date | |
| AMERIPRISE FINL INC COM | 03076C106 | Stock | 5,747 | $328,000 | thousands by filing date | |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 1,812 | $327,000 | thousands by filing date | |
| DISH NETWORK CORPORATION | 25470M109 | CL A | 9,868 | $325,000 | thousands by filing date | |
| DEVRY INC DEL | 251893103 | COM | 9,600 | $325,000 | thousands by filing date | |
| ***VALE CAP II | 91912F300 | HYBRID CONVERTIBLE PREFERRED | 4,552 | $324,000 | thousands by filing date | |
| VULCAN MATLS CO COM | 929160109 | Stock | 7,502 | $321,000 | thousands by filing date | |
| MFA FINL INC | 55272X102 | COM | 42,838 | $320,000 | thousands by filing date | |
| BEACON ROOFING SUPPLY INC | 073685109 | COM | 12,431 | $320,000 | thousands by filing date | |
| DANA INC | 235825205 | COM | 20,579 | $319,000 | thousands by filing date | |
| LXP INDUSTRIAL TRUST | 529043101 | COM | 35,430 | $319,000 | thousands by filing date | |
| PLAINS EXPLORATION + PRODUCT | 726505100 | COM | 7,458 | $318,000 | thousands by filing date | |
| ATMEL CORP | 049513104 | COM | 31,780 | $314,000 | thousands by filing date | |
| TERRA NITROGEN CO L P | 881005201 | COM UNIT | 1,250 | $314,000 | thousands by filing date | |
| MAXIMUS INC | 577933104 | COM | 7,705 | $313,000 | thousands by filing date | |
| QUEST DIAGNOSTICS INC COM | 74834L100 | Stock | 5,095 | $312,000 | thousands by filing date | |
| MOTOROLA MOBILITY | 620097105 | COM | 7,895 | $310,000 | thousands by filing date | |
| DEL MONTE CORP ORD | G36738105 | Stock | 13,532 | $309,000 | thousands by filing date | |
| SPROTT PHYSICAL SILVER TR | 85207K107 | TR UNIT | 22,650 | $309,000 | thousands by filing date | |
| VALARIS ORD | 920355104 | COM | 6,376 | $308,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 54,530 | $299,000 | thousands by filing date | |
| AUTODESK INC COM | 052769106 | Stock | 7,071 | $299,000 | thousands by filing date | |
| INVESCO WATER RESOURCES ETF | 73935X575 | COM | 15,589 | $299,000 | thousands by filing date | |
| PORTFOLIO RECOVERY ASSOCS IN | 73640Q105 | COM | 4,175 | $299,000 | thousands by filing date | |
| NEOGEN CORP | 640491106 | COM | 7,626 | $298,000 | thousands by filing date | |
| SASOL LTD | 803866300 | SPONSORED ADR | 6,136 | $298,000 | thousands by filing date | |
| HEXCEL CORP NEW | 428291108 | COM | 12,391 | $298,000 | thousands by filing date | |
| HATTERAS FINL CORP | 41902R103 | COM | 10,580 | $295,000 | thousands by filing date | |
| ENVIRI CORP | 415864107 | COM | 12,526 | $294,000 | thousands by filing date | |
| MEADWESTVACO CORP | 583334107 | COM | 9,238 | $292,000 | thousands by filing date | |
| HARRIS CORP INC | 413875105 | COM | 6,458 | $291,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 8,144 | $289,000 | thousands by filing date | |
| NASDAQ OMX GROUP INC 2.500 | 631103AA6 | NOTE 2.500% 8/1 | 290,000 | $289,000 | thousands by filing date | principal |
| NEUBERGER BERMAN REAL ESTATE S | 64190A103 | COM | 67,315 | $288,000 | thousands by filing date | |
| CREE INC | 225447101 | COM | 9,065 | $287,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H776 | SP ADR 7.1%PF3 | 11,600 | $287,000 | thousands by filing date | |
| Vistaprint NV Cimpress | N93540107 | CMPR | 7,400 | $286,000 | thousands by filing date | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 3,134 | $284,000 | thousands by filing date | |
| CYMER INC | 232572107 | COM | 5,640 | $282,000 | thousands by filing date | |
| MITEK SYS INC | 606710200 | COM NEW | 24,265 | $281,000 | thousands by filing date | |
| AMERICAN CAPITAL LTD | 02503Y103 | COM | 32,224 | $280,000 | thousands by filing date | |
| Nippon Telegraph Telephone Corp | 654624105 | Equity | 12,179 | $275,000 | thousands by filing date | |
| WP CAREY & CO LLC | 92930Y107 | COMMON STOCK | 5,767 | $268,000 | thousands by filing date | |
| NOVELLUS SYSTEMS INC | 670008101 | COMMON STOCK | 5,370 | $268,000 | thousands by filing date | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 3,686 | $264,000 | thousands by filing date | |
| TREEHOUSE FOODS INC COM | 89469A104 | Stock | 4,436 | $264,000 | thousands by filing date | |
| Flushing Financial Corp | 343873105 | Common Stock | 19,640 | $264,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 11,349 | $263,000 | thousands by filing date | |
| VALE S A | 91912E105 | SPONSORED ADS | 11,229 | $262,000 | thousands by filing date | |
| CORN PRODUCTS INTL INC | 219023108 | COMMON STOCK | 4,540 | $262,000 | thousands by filing date | |
| BELO CORP | 080555105 | COM SER A | 36,544 | $262,000 | thousands by filing date | |
| PARTNERRE LTD | G6852T105 | COM | 3,865 | $262,000 | thousands by filing date | |
| AARONS INC | 002535300 | COM PAR $0.50 | 10,029 | $260,000 | thousands by filing date | |
| FARO TECHNOLOGIES INC | 311642102 | COM | 4,447 | $259,000 | thousands by filing date | |
| CHESAPEAKE UTILS CORP | 165303108 | COM | 6,272 | $258,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 16,490 | $258,000 | thousands by filing date | |
| QIAGEN NV | N72482107 | COMMON STOCK-FO | 16,515 | $257,000 | thousands by filing date | |
| PRICELINE GRP INC | 741503403 | COM NEW | 357 | $256,000 | thousands by filing date | |
| HERBALIFE LTD | G4412G101 | COM SHS | 3,710 | $255,000 | thousands by filing date | |
| ESTERLINE TECHNOLOGIES CORP | 297425100 | COM | 3,562 | $255,000 | thousands by filing date | |
| 0,375% AMGEN 01.02.2013 | 031162AQ3 | NOTE | 249,000 | $255,000 | thousands by filing date | principal |
| Adobe Inc | 00724F101 | COM | 7,334 | $252,000 | thousands by filing date | |
| HANCOCK WHITNEY CORPORATION | 410120109 | COM | 7,105 | $252,000 | thousands by filing date | |
| ENDO HEALTH SOLUTIONS INC | 29264F205 | COM | 6,514 | $252,000 | thousands by filing date | |
| Anglogold Ashanti Plc | 035128206 | Common | 6,762 | $250,000 | thousands by filing date | |
| CROSSTEX ENERGY L P | 22765U102 | COM | 14,500 | $248,000 | thousands by filing date | |
| STRATEGY INC CL A NEW | 594972408 | Stock | 1,765 | $247,000 | thousands by filing date | |
| POWER INTEGRATIONS INC COM | 739276103 | Stock | 6,620 | $246,000 | thousands by filing date | |
| LEVEL 3 COMMUNICATIONS INC | 52729N308 | COM NEW | 9,515 | $245,000 | thousands by filing date | |
| FOSTER WHEELER AG | H27178104 | COM | 10,765 | $245,000 | thousands by filing date | |
| ISHARES TR | 464287630 | RUS 2000 VAL ETF | 3,335 | $243,000 | thousands by filing date | |
| ONEBEACON INSURANCE GROUP LT | G67742109 | COMMON STOCK | 15,758 | $243,000 | thousands by filing date | |
| ISHARES CORE S&P U.S. GROWTH ETF | 464287671 | ETF | 4,500 | $242,000 | thousands by filing date | |
| GETTY RLTY CORP NEW COM | 374297109 | REIT | 15,400 | $240,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060u613 | BRAZL SMCP ETF | 5,456 | $240,000 | thousands by filing date | |
| SCOTTS MIRACLE-GRO CO | 810186106 | CL A | 4,406 | $239,000 | thousands by filing date | |
| SEABRIDGE GOLD INC | 811916105 | COM *D* | 11,914 | $239,000 | thousands by filing date | |
| SK TELECOM LTD | 78440P108 | SPONSORED ADR | 17,169 | $239,000 | thousands by filing date | |
| COHEN & STEERS QUALITY INCOME | 19247L106 | COM | 24,061 | $236,000 | thousands by filing date | |
| DIEBOLD NXDF INC | 253651103 | COM | 6,126 | $236,000 | thousands by filing date | |
| EBIX INC | 278715206 | COM NEW | 10,171 | $236,000 | thousands by filing date | |
| KEYCORP COM | 493267108 | Stock | 27,683 | $235,000 | thousands by filing date | |
| DOLLAR GEN CORP COM | 256677105 | Stock | 5,090 | $235,000 | thousands by filing date | |
| WOODWARD INC COM | 980745103 | Stock | 5,486 | $235,000 | thousands by filing date | |
| CVB FINL CORP COM | 126600105 | Stock | 20,000 | $235,000 | thousands by filing date | |
| BERKLEY W R CORP COM | 084423102 | Stock | 6,492 | $234,000 | thousands by filing date | |
| HARMONIC INC | 413160102 | COM | 42,230 | $231,000 | thousands by filing date | |
| BON-TON STORES INC | 09776J101 | COM | 25,000 | $231,000 | thousands by filing date | |
| LULULEMON ATHLETICA INC | 550021109 | COM | 3,065 | $229,000 | thousands by filing date | |
| MOHAWK INDS INC | 608190104 | COM | 3,439 | $229,000 | thousands by filing date | |
| RALCORP HOLDINGS INC | 751028101 | COMMON STOCK | 3,094 | $229,000 | thousands by filing date | |
| ENOVIS CORP | 194014106 | COMMON STOCK | 6,484 | $228,000 | thousands by filing date | |
| KINROSS GOLD CORP | 496902404 | COM | 23,156 | $227,000 | thousands by filing date | |
| ALKERMES PLC | G01767105 | SHS | 12,211 | $227,000 | thousands by filing date | |
| CABOT MICROELECTRONICS CORP | 12709P103 | COM | 5,848 | $227,000 | thousands by filing date | |
| FERRELLGAS PARTNERS L.P. | 315293100 | UNIT LTD PART | 14,975 | $226,000 | thousands by filing date | |
| NASDAQ INC COM | 631103108 | Stock | 8,681 | $225,000 | thousands by filing date | |
| PETROCHINA CO LTD ADR | 71646E100 | SPONSORED ADR | 1,604 | $225,000 | thousands by filing date | |
| SPDR SERIES TRUST BLOOMBERG BR | 78464A417 | BLOOMBERG BRCLYS | 5,710 | $225,000 | thousands by filing date | |
| INVESCO TR INVT GRADE NEW YO | 46131T101 | COM | 14,200 | $225,000 | thousands by filing date | |
| GRAND CANYON ED INC COM | 38526M106 | Stock | 12,630 | $224,000 | thousands by filing date | |
| DRIL-QUIP INC | 262037104 | COM | 3,450 | $224,000 | thousands by filing date | |
| CARIBOU COFFEE CO INC | 142042209 | CMN | 12,000 | $224,000 | thousands by filing date | |
| CURTISS WRIGHT CORP COM | 231561101 | Stock | 6,038 | $223,000 | thousands by filing date | |
| SAKS INC | 79377W108 | COM | 19,090 | $222,000 | thousands by filing date | |
| COMMERCE BANCSHARES INC | 200525103 | COM | 5,455 | $221,000 | thousands by filing date | |
| CMS ENERGY CORP COM | 125896100 | Stock | 10,017 | $220,000 | thousands by filing date | |
| TENNECO INC | 880349105 | COM | 5,872 | $218,000 | thousands by filing date | |
| SABINE RTY TR | 785688102 | UNIT BEN INT | 3,584 | $216,000 | thousands by filing date | |
| BLYTH INC | 09643P207 | COM NEW | 2,843 | $213,000 | thousands by filing date | |
| ALPHATEC HOLDINGS INC | 02081G102 | COM | 90,000 | $213,000 | thousands by filing date | |
| SOUTHERN COPPER CORP | 84265V105 | COM | 6,665 | $211,000 | thousands by filing date | |
| VERADIGM INC | 01988P108 | COMMON STOCK | 12,698 | $211,000 | thousands by filing date | |
| AVNET INC COM | 053807103 | Stock | 5,780 | $210,000 | thousands by filing date | |
| XPO INC COM | 983793100 | Stock | 12,500 | $210,000 | thousands by filing date | |
| VECTREN CORP | 92240G101 | COM | 7,203 | $209,000 | thousands by filing date | |
| SEASPAN CORP | Y75638109 | SHS | 11,996 | $208,000 | thousands by filing date | |
| PEGASYSTEMS INC COM | 705573103 | Stock | 5,425 | $207,000 | thousands by filing date | |
| YPF SOCIEDAD ANONIMA | 984245100 | SPON ADR CL D | 7,275 | $207,000 | thousands by filing date | |
| LA Z BOY INC | 505336107 | COM | 13,846 | $207,000 | thousands by filing date | |
| SPS COMM INC COM | 78463M107 | Stock | 7,678 | $206,000 | thousands by filing date | |
| WPX ENERGY INC | 98212B103 | COM | 11,409 | $205,000 | thousands by filing date | |
| DIGI INTL INC | 253798102 | COM | 18,563 | $204,000 | thousands by filing date | |
| HERTZ GLOBAL HLDGS INC N | 42805T105 | COM | 13,531 | $204,000 | thousands by filing date | |
| CPFL ENERGIA SA SPONS ADR | 126153105 | SPONS ADR | 6,751 | $204,000 | thousands by filing date | |
| WARNACO GROUP INC | 934390402 | COMMON STOCK | 3,474 | $203,000 | thousands by filing date | |
| TELEFONICA BRASIL SA FSPONSORED ADR 1 ADR REPS 2 ORD SHS | 87936R106 | COM | 6,549 | $201,000 | thousands by filing date | |
| MYERS INDUSTRIES INC | 628464109 | COMMON STOCK | 13,486 | $199,000 | thousands by filing date | |
| CRAFT BREW ALLIANCE INC | 224122101 | COM | 26,000 | $199,000 | thousands by filing date | |
| PINNACLE FINANCIAL PARTNERS IN | 72346Q104 | COM | 10,728 | $197,000 | thousands by filing date | |
| Telecom Italia S P A New Spons | 87927Y201 | ADR | 19,885 | $193,000 | thousands by filing date | |
| DELL INC | 24702R101 | COM | 11,560 | $192,000 | thousands by filing date | |
| NABORS INDUSTRIES LTD | G6359F103 | SHS | 10,757 | $188,000 | thousands by filing date | |
| MAXWELL TECHNOLOGIES INC | 577767106 | COMMON STOCK | 10,280 | $188,000 | thousands by filing date | |
| U S AIRWAYS GROUP INC | 90341W108 | COM | 24,514 | $186,000 | thousands by filing date | |
| EDUCATION RLTY TR INC | 28140H104 | COM | 17,000 | $184,000 | thousands by filing date | |
| CINCINNATI BELL INC NEW | 171871106 | COM | 45,180 | $182,000 | thousands by filing date | |
| EATON VANCE NY MUNI INCOME T | 27826W104 | SH BEN INT | 12,380 | $181,000 | thousands by filing date | |
| ICONIX BRAND GROUP INC | 451055107 | COM | 10,319 | $179,000 | thousands by filing date | |
| COWEN GROUP INC-CLASS A | 223622101 | CL A | 66,000 | $179,000 | thousands by filing date | |
| AMERICAN EQUITY INVT LIFE | 025676206 | COMMON STOCK | 13,788 | $176,000 | thousands by filing date | |
| ANGIODYNAMICS INC | 03475V101 | COM | 14,240 | $174,000 | thousands by filing date | |
| UBS AG | H89231338 | SHS | 12,411 | $174,000 | thousands by filing date | |
| MASCO CORP | 574599106 | COM | 12,916 | $173,000 | thousands by filing date | |
| NEWCASTLE INVT CORP | 65105M108 | COM | 27,197 | $171,000 | thousands by filing date | |
| RESOURCES CONNECTION INC | 76122Q105 | COM | 12,096 | $170,000 | thousands by filing date | |
| COMPUWARE CORP | 205638109 | COM | 18,275 | $168,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 19,996 | $166,000 | thousands by filing date | |
| LSI CORPORATION | 502161102 | COM | 19,109 | $166,000 | thousands by filing date | |
| COLONY CAP INC | 19624R106 | CL A | 10,000 | $164,000 | thousands by filing date | |
| GOLD FIELDS LTD SPONSORED ADR | 38059T106 | ADR | 11,406 | $159,000 | thousands by filing date | |
| NUVEEN GA DIVID ADVANTAGE MUNI | 67070T100 | COMMON STOCK | 10,415 | $159,000 | thousands by filing date | |
| MULTIMEDIA GAMES HOLDING CO | 625453105 | COM | 14,120 | $155,000 | thousands by filing date | |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 10,660 | $153,000 | thousands by filing date | |
| STILLWATER MINING CO | 86074Q102 | COM | 12,010 | $152,000 | thousands by filing date | |
| ISIS PHARMACEUTICALS INC | 464330109 | COM | 17,245 | $151,000 | thousands by filing date | |
| HUMAN GENOME SCIENCES INC | 444903108 | COM | 18,185 | $150,000 | thousands by filing date | |
| THOMPSON CREEK METALS CO INC | 884768102 | COMMON STOCK | 21,957 | $148,000 | thousands by filing date | |
| JAMES RIVER COAL CO | 470355207 | COM | 29,000 | $148,000 | thousands by filing date | |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 10,828 | $147,000 | thousands by filing date | |
| NORTHSTAR RLTY FIN CORP | 66704R100 | COM | 27,183 | $147,000 | thousands by filing date | |
| SERVICE CORP INTL COM | 817565104 | Stock | 12,961 | $146,000 | thousands by filing date | |
| ZCO Liquidating Corp | 67086E303 | COM | 20,300 | $142,000 | thousands by filing date | |
| BLACKROCK | 09250E107 | EXCHANGE TRADED | 61,215 | $140,000 | thousands by filing date | |
| FLOW INTL CORP | 343468104 | COM | 34,347 | $138,000 | thousands by filing date | |
| RADIAN GROUP INC COM | 750236101 | Stock | 31,033 | $135,000 | thousands by filing date | |
| VIMPELCOM LTD | 92719A106 | SPONSORED ADR | 12,000 | $134,000 | thousands by filing date | |
| CAE INC COM | 124765108 | Stock | 12,720 | $130,000 | thousands by filing date | |
| ALCOA INC | 013817101 | COM | 12,849 | $129,000 | thousands by filing date | |
| SINCLAIR BROADCAST GROUP INC | 829226109 | CL A | 11,580 | $128,000 | thousands by filing date | |
| TRIQUINT SEMICONDUCTOR INC | 89674K103 | COM | 18,495 | $128,000 | thousands by filing date | |
| VISHAY INTERTECHNOLOGY INC COM | 928298108 | Stock | 10,150 | $123,000 | thousands by filing date | |
| CALLON PETE CO DEL | 13123X102 | COM | 19,094 | $120,000 | thousands by filing date | |
| KOREA ELEC PWR CORP SPONSORED ADR | 500631106 | ADR | 12,282 | $119,000 | thousands by filing date | |
| PANASONIC HLDGS CORP F | 69832A205 | ADR | 12,877 | $119,000 | thousands by filing date | |
| COUSINS PROPERTIES INC | 222795106 | COM | 15,544 | $118,000 | thousands by filing date | |
| E TRADE FINANCIAL CORP | 269246401 | COM NEW | 10,610 | $116,000 | thousands by filing date | |
| AXIA ENERGIA SA | 15234Q207 | SPONSORED ADR | 12,044 | $113,000 | thousands by filing date | |
| BOYDGAMINGCORP | 103304101 | STOK | 14,099 | $111,000 | thousands by filing date | |
| GSE SYS INC | 36227k106 | COM | 43,557 | $104,000 | thousands by filing date | |
| KONA GRILL INC | 50047H201 | COM | 19,044 | $104,000 | thousands by filing date | |
| STERLING BANCORP N Y | 859158107 | COM | 10,508 | $101,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A108 | COM | 23,300 | $97,000 | thousands by filing date | |
| POPULAR INC COM | 733174106 | COM | 47,500 | $97,000 | thousands by filing date | |
| JETBLUE AWYS CORP | 477143101 | COM | 19,190 | $94,000 | thousands by filing date | |
| MGP INGREDIENTS INC NEW | 55303J106 | COM | 16,900 | $91,000 | thousands by filing date | |
| SANDRIDGE ENERGY INC | 80007P307 | COM | 11,526 | $90,000 | thousands by filing date | |
| ASTRONOVA INC | 04638F108 | COM | 10,312 | $87,000 | thousands by filing date | |
| ALUMINA LTD ADR | 022205108 | COM | 15,821 | $81,000 | thousands by filing date | |
| SUPERVALU INC | 868536103 | COM | 13,746 | $78,000 | thousands by filing date | |
| MAGNUM HUNTER RES CORP COM | 55973B102 | COM | 11,952 | $77,000 | thousands by filing date | |
| ECHELON CORP | 27874N105 | COM | 17,209 | $76,000 | thousands by filing date | |
| CHIMERA INVESTMENT CORP | 16934Q109 | COMMON STOCK | 26,599 | $75,000 | thousands by filing date | |
| ONCOTHYREON INC | 682324108 | COM | 17,146 | $75,000 | thousands by filing date | |
| NEW YORK TIMES CO MTN BE CL A | 650111107 | Stock | 10,789 | $73,000 | thousands by filing date | |
| FUELCELL ENERGY INC COM | 35952H106 | COM | 45,825 | $72,000 | thousands by filing date | |
| BANK OF AMERICA CORPORATION | 060505146 | *W EXP 01/16/201 | 15,179 | $71,000 | thousands by filing date | |
| ING | 44977W106 | EXCHANGE TRADED | 11,700 | $67,000 | thousands by filing date | |
| FELCOR LODGING TR INC | 31430F101 | COM | 17,200 | $62,000 | thousands by filing date | |
| RF MICRODEVICES INC | 749941100 | COM | 12,480 | $62,000 | thousands by filing date | |
| HEIDELBERG MATLS AG FSPONSORED ADR 1 ADR REPS 0.2 ORD SHS | 427093109 | ADR | 12,543 | $59,000 | thousands by filing date | |
| CAPLEASE INC | 140288101 | COM | 14,000 | $56,000 | thousands by filing date | |
| INTELLIPHARMACEUTICS INTERNA | 458173101 | CMN | 20,000 | $56,000 | thousands by filing date | |
| PUTNAM PREMIER INCOME TR | 746853100 | SH BEN INT | 10,000 | $55,000 | thousands by filing date | |
| MORGANS HOTEL GROUP CO | 61748W108 | COM | 11,200 | $55,000 | thousands by filing date | |
| MGIC INVT CORP WIS COM | 552848103 | Stock | 10,600 | $53,000 | thousands by filing date | |
| MOUNTAIN PROV DIAMONDS INC COM NEW ISIN #CA62426E4022 SEDOL #2607948 | 62426E402 | Equities | 10,000 | $53,000 | thousands by filing date | |
| TRANSATLANTIC PETROLEUM LTD | G89982105 | SHS | 40,547 | $53,000 | thousands by filing date | |
| NORTH AMERN ENERGY PARTNERS | 656844107 | COM | 10,120 | $50,000 | thousands by filing date | |
| SWISHER HYGIENE INC | 870808102 | COMMON STOCK | 17,000 | $42,000 | thousands by filing date | |
| FORD MTR CO DEL | 345370134 | *W EXP 01/01/201 | 11,543 | $40,000 | thousands by filing date | |
| INTERVEST BANCSHARES CORP-A | 460927106 | COM | 10,000 | $38,000 | thousands by filing date | |
| WESTERN COPPER & GOLD CORP | 95805V108 | COM | 23,900 | $34,000 | thousands by filing date | |
| CAL DIVE INTL INC DEL | 12802T101 | COM | 10,002 | $33,000 | thousands by filing date | |
| SEQUANS COMMUNICATIONS SA | 817323108 | COM | 12,150 | $32,000 | thousands by filing date | |
| CLEVELAND BIOLABS INC | 185860103 | COM | 10,000 | $25,000 | thousands by filing date | |
| COLUMBIA LABS INC | 197779101 | COM | 25,000 | $18,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140361-13-039805 | this filing | 2013-10-29 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001140361-13-039852 | base | 2013-10-29 | acceptance time not in the bulk data set |