13F-HR filed by Transamerica Financial Advisors, LLC
Transamerica Financial Advisors, LLC filed this 13F-HR for the quarter ended 2013-09-30, filed 2013-10-22, with 598 holding rows worth $770,743,000.
- Accession
- 0001140361-13-039234
- Filer
- CIK 1502149
- Filed
- 2013-10-22
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2013
A holdings report, 598 entries on the cover page, a total value of $770,743,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $770,743,000 with VALUE read as thousands by filing date, 13F file number 028-14018. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Citigroup Inc. | 172967424 | COM | 62 | $4,000 | thousands by filing date | |
| TECK RESOURCES LTD CL B | 878742204 | Stock | 122 | $4,000 | thousands by filing date | |
| AVIS BUDGET GROUP INC | 053774105 | COM | 117 | $4,000 | thousands by filing date | |
| ROYCE VALUE TRUST | 780910105 | COM | 224 | $4,000 | thousands by filing date | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 600 | $4,000 | thousands by filing date | |
| TE CONNECTIVITY LTD | H84989104 | SHS | 75 | $4,000 | thousands by filing date | |
| CENTURYLINK INC | 156700106 | COM | 104 | $4,000 | thousands by filing date | |
| BIG LOTS INC | 089302103 | COM | 100 | $4,000 | thousands by filing date | |
| CST BRANDS INC | 12646R105 | COM | 109 | $4,000 | thousands by filing date | |
| APPLE INC | 037833900 | CALL | 1 | $4,000 | thousands by filing date | call |
| PROSHARES TR | 74347R131 | SHRT HGH YIELD | 100 | $4,000 | thousands by filing date | |
| SPRINT CORP | 85207U105 | COM SER 1 | 633 | $4,000 | thousands by filing date | |
| WELLTOWER INC | 42217K106 | COM | 49 | $4,000 | thousands by filing date | |
| NORTHEAST UTILS | 664397106 | COM | 76 | $4,000 | thousands by filing date | |
| RUBICON MINERALS CORP | 780911103 | COM | 2,490 | $4,000 | thousands by filing date | |
| ALPINE TOTAL DYNAMIC DIVID F | 021060108 | COM SBI | 855 | $4,000 | thousands by filing date | |
| MORGANS HOTEL GROUP CO | 61748W108 | COM | 500 | $4,000 | thousands by filing date | |
| SYSCOCORP | 871829107 | COM | 77 | $3,000 | thousands by filing date | |
| CONSOLIDATED EDISON INC | 209115104 | COM | 43 | $3,000 | thousands by filing date | |
| BCE INC COM NEW | 05534B760 | Stock | 58 | $3,000 | thousands by filing date | |
| BLOCK H & R INC COM | 093671105 | Stock | 102 | $3,000 | thousands by filing date | |
| NUVEEN MUN VALUE FD INC | 670928100 | COM | 300 | $3,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD I | 41021P103 | COM | 167 | $3,000 | thousands by filing date | |
| BAXTER INTL INC | 071813109 | COM | 36 | $3,000 | thousands by filing date | |
| MATTEL INC | 577081102 | COM | 70 | $3,000 | thousands by filing date | |
| SUNPOWER CORP | 867652406 | COM | 100 | $3,000 | thousands by filing date | |
| ABB LTD-ADR | 000375204 | SPONSORED ADR | 100 | $3,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A151 | SST SPDR BLOOMBE | 76 | $3,000 | thousands by filing date | |
| DELL INC | 24702R101 | COM | 200 | $3,000 | thousands by filing date | |
| HCP INC | 40414L109 | COM | 64 | $3,000 | thousands by filing date | |
| ISHARES MSCI BIC ETF | 464286657 | ETF | 72 | $3,000 | thousands by filing date | |
| PROSHARES TR | 74347X849 | INDX FD | 67 | $3,000 | thousands by filing date | |
| MV OIL TR | 553859109 | TR UNITS | 100 | $3,000 | thousands by filing date | |
| CHIMERA INVESTMENT CORP | 16934Q109 | COMMON STOCK | 900 | $3,000 | thousands by filing date | |
| TYCO INTERNATIONAL LTD | H89128104 | SHS | 75 | $3,000 | thousands by filing date | |
| BROADCOM CORP | 111320107 | CL A | 100 | $3,000 | thousands by filing date | |
| UNS ENERGY CORP | 903119105 | COM | 62 | $3,000 | thousands by filing date | |
| MACYS INC COM | 55616P104 | Stock | 38 | $2,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X135 | FINLS ALPHADEX | 55 | $2,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A797 | ST STR SP BANK | 35 | $2,000 | thousands by filing date | |
| PINNACLE WEST CAP CORP | 723484101 | COM | 31 | $2,000 | thousands by filing date | |
| ISHARES TR | 464287713 | US TELECOM ETF | 40 | $2,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 100 | $2,000 | thousands by filing date | |
| APARTMENT INVT & MGMT CO | 03748R101 | CL A | 63 | $2,000 | thousands by filing date | |
| ADVANTAGE OIL & GAS LTD | 00765F101 | COMMON STOCK-FO | 500 | $2,000 | thousands by filing date | |
| JP MORGAN CHASE & CO | 46625H365 | EXCHANGE TRADED | 25 | $2,000 | thousands by filing date | |
| Pentair Inc | H6169Q108 | PNR | 18 | $2,000 | thousands by filing date | |
| THE ADT CORPORATION | 00101J106 | COM | 37 | $2,000 | thousands by filing date | |
| PEABODY ENERGY CORP | 704549104 | COM | 100 | $2,000 | thousands by filing date | |
| VIVUS INC | 928551100 | COM | 150 | $2,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U225 | RETAIL ETF | 20 | $2,000 | thousands by filing date | |
| Automatic Data Processing,Inc. | 053015103 | COM | 1 | $1,000 | thousands by filing date | |
| Vanguard Growth | 922908736 | COM | 1 | $1,000 | thousands by filing date | |
| Vanguard Intermediate-Term Treasury ETF | 92206C706 | SHS | 6 | $1,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C847 | COM | 2 | $1,000 | thousands by filing date | |
| Vanguard Short-Term Treasury ETF | 92206C102 | SHS | 1 | $1,000 | thousands by filing date | |
| CARDINAL HEALTH INC | 14149Y108 | COM | 5 | $1,000 | thousands by filing date | |
| EQUITY RESIDENTIAL | 29476L107 | SH BEN INT | 1 | $1,000 | thousands by filing date | |
| EQUIFAX INC COM | 294429105 | Stock | 3 | $1,000 | thousands by filing date | |
| GENUINE PARTS CO COM | 372460105 | Stock | 2 | $1,000 | thousands by filing date | |
| NORTHERN DYNASTY MINERALS LTD COM NEW | 66510M204 | Stock | 500 | $1,000 | thousands by filing date | |
| KIMCO REALTY CORP COM | 49446R109 | REIT | 6 | $1,000 | thousands by filing date | |
| PUBLIC STORAGE COM | 74460D109 | REIT | 1 | $1,000 | thousands by filing date | |
| AMERICAN ELEC PWR CO INC COM | 025537101 | Stock | 1 | $1,000 | thousands by filing date | |
| CENCORA INC COM | 03073E105 | Stock | 3 | $1,000 | thousands by filing date | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 1 | $1,000 | thousands by filing date | |
| AUTOZONE INC COM | 053332102 | Stock | 1 | $1,000 | thousands by filing date | |
| SKYWORKS SOLUTIONS INC COM | 83088M102 | Stock | 25 | $1,000 | thousands by filing date | |
| REPUBLIC SVCS INC COM | 760759100 | Stock | 5 | $1,000 | thousands by filing date | |
| CINCINNATI FINL CORP COM | 172062101 | Stock | 3 | $1,000 | thousands by filing date | |
| M & T BK CORP COM | 55261F104 | Stock | 1 | $1,000 | thousands by filing date | |
| AVALONBAY CMNTYS INC COM | 053484101 | REIT | 1 | $1,000 | thousands by filing date | |
| BXP INC COM | 101121101 | REIT | 1 | $1,000 | thousands by filing date | |
| CALAMOS STRATEGIC TOTAL RETU | 128125101 | COM SH BEN INT | 100 | $1,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06738C778 | DJUBS CMDT ETN36 | 17 | $1,000 | thousands by filing date | |
| SOUTHERN COPPER CORP | 84265V105 | COM | 1 | $1,000 | thousands by filing date | |
| BALL CORP | 058498106 | COM | 1 | $1,000 | thousands by filing date | |
| Mallinckrodt Plc | G5785G107 | SHS | 9 | $1,000 | thousands by filing date | |
| AON PLC | G0408V102 | SHS CL A | 1 | $1,000 | thousands by filing date | |
| PROSHARES TR | 74347B201 | PSHS ULTSH 20YRS | 12 | $1,000 | thousands by filing date | |
| Lineage, Inc. | 536020100 | COM | 1 | $1,000 | thousands by filing date | |
| iShares Gold Trust | 464285105 | ISHARES | 44 | $1,000 | thousands by filing date | |
| AETNA INC NEW | 00817Y108 | COM | 2 | $1,000 | thousands by filing date | |
| FIVE STAR SENIOR LIVING | 33832D106 | COMMON STOCK | 50 | $1,000 | thousands by filing date | |
| H & Q LIFE SCIENCES INVS | 404053100 | EXCHANGE TRADED | 1 | $1,000 | thousands by filing date | |
| KRAFT FOODS GROUP INC | 50076Q106 | COM | 11 | $1,000 | thousands by filing date | |
| DUN & BRADSTREET CORP DEL NE | 26483E100 | COM | 2 | $1,000 | thousands by filing date | |
| LSI CORPORATION | 502161102 | COM | 12 | $1,000 | thousands by filing date | |
| LIFE TECHNOLOGIES CORP | 53217V109 | COM | 2 | $1,000 | thousands by filing date | |
| APEX SILVER MINES LTD ORD | 37950E853 | COM | 34 | $1,000 | thousands by filing date | |
| NYSE EURONEXT | 629491101 | COM | 24 | $1,000 | thousands by filing date | |
| ACTAVIS INC | 00507K103 | COM | 2 | $1,000 | thousands by filing date | |
| ALCATEL-LUCENT | 013904305 | SPONSORED ADR | 44 | $1,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57061R403 | EMKT HIYLD BD | 36 | $1,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M431 | GUGG BULL 2014 | 7 | $1,000 | thousands by filing date | |
| GLOBAL X FDS GLB X | 37950E499 | FERTIL | 48 | $1,000 | thousands by filing date | |
| PROSHARES VIX | 74347W684 | VIX MDTRM FUTR | 43 | $1,000 | thousands by filing date | |
| SHFL ENTERTAINMENT INC | 78423R905 | Cmn | 3 | $1,000 | thousands by filing date | call |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140361-13-039234 | this filing | 2013-10-22 | acceptance time not in the bulk data set |