13F-HR filed by NEUBERGER BERMAN GROUP LLC
NEUBERGER BERMAN GROUP LLC filed this 13F-HR for the quarter ended 2013-06-30, filed 2013-08-13, with 1,574 holding rows worth $84,101,592,000.
- Accession
- 0001140361-13-032059
- Filer
- CIK 1465109
- Filed
- 2013-08-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2013
A holdings report, 1,658 entries on the cover page, a total value of $84,101,592,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $84,101,592,000 with VALUE read as thousands by filing date, 13F file number 028-13573. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerNEUBERGER BERMAN LLC028-00454
- included managerNeuberger Berman Management LLC - DE028-13574
- included managerNB Alternatives Advisers LLC028-13575
- included managerNB Alternative Fund Management LLC028-13576
- included managerNeuberger Berman Trust Co N.A.028-13985
- included managerNeuberger Berman Trust Co of Delaware N.A.028-13986
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ALPHATEC HOLDINGS INC | 02081G102 | COM | 90,000 | $185,000 | thousands by filing date | |
| TAYLOR CAPITAL GROUP INC | 876851106 | COM | 10,689 | $181,000 | thousands by filing date | |
| HANMI FINANCIAL CORPORATION | 410495204 | COMMON STOCK | 10,211 | $180,000 | thousands by filing date | |
| NABORS INDUSTRIES LTD | G6359F103 | SHS | 11,584 | $177,000 | thousands by filing date | |
| JANUS CAPITAL GROUP INC | 47102X105 | COMMON STOCK | 20,560 | $175,000 | thousands by filing date | |
| GALECTIN THERAPEUTICS INC | 363225111 | W EXP 03/28/201 | 136,900 | $174,000 | thousands by filing date | |
| FARMERS NATL BANC CORP | 309627107 | COMMON STOCK | 26,994 | $170,000 | thousands by filing date | |
| ORBITZ WORLDWIDE INC | 68557K109 | COM | 20,996 | $169,000 | thousands by filing date | |
| DIGI INTL INC | 253798102 | COM | 17,880 | $168,000 | thousands by filing date | |
| GENCORP INC | 368682100 | COM | 10,212 | $166,000 | thousands by filing date | |
| NORTHWEST BANCSHARES INC COM | 667340103 | Stock | 12,240 | $165,000 | thousands by filing date | |
| KINROSS GOLD CORP | 496902404 | COM | 32,182 | $164,000 | thousands by filing date | |
| JDS UNIPHASE CORP | 46612J507 | COM PAR $0.001 | 11,292 | $162,000 | thousands by filing date | |
| COUSINS PROPERTIES INC | 222795106 | COM | 15,544 | $157,000 | thousands by filing date | |
| WINDSTREAM CORP | 97381W104 | COM | 20,404 | $157,000 | thousands by filing date | |
| LEAP WIRELESS INTL INC | 521863308 | COM NEW | 23,000 | $155,000 | thousands by filing date | |
| FIRST BANCORP CORPORATION | 318672706 | COM NEW | 20,066 | $142,000 | thousands by filing date | |
| BOISE INC | 09746Y105 | COMMON STOCK | 16,468 | $141,000 | thousands by filing date | |
| SPROTT ASSET MANAGEMENT LP | 85207Q104 | PHYSICAL PLATINU | 16,605 | $139,000 | thousands by filing date | |
| BODY CENTRAL CORP | 09689U102 | COM | 10,375 | $138,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A108 | COM | 33,102 | $134,000 | thousands by filing date | |
| BLACKROCK | 09250E107 | EXCHANGE TRADED | 61,215 | $132,000 | thousands by filing date | |
| MORGANS HOTEL GROUP CO | 61748W108 | COM | 16,200 | $131,000 | thousands by filing date | |
| APOLLO INVT CORP | 03761U106 | COM | 16,550 | $128,000 | thousands by filing date | |
| EDUCATION MANAGEMENT CORP | 28140M103 | COM | 22,381 | $126,000 | thousands by filing date | |
| FLOW INTL CORP | 343468104 | COM | 32,868 | $121,000 | thousands by filing date | |
| FERRO CORP | 315405100 | COM | 17,327 | $120,000 | thousands by filing date | |
| PENGROWTH ENERGY CORP | 70706P104 | COMMON STOCK-FO | 24,207 | $119,000 | thousands by filing date | |
| DENNYS CORP | 24869P104 | COM | 20,920 | $118,000 | thousands by filing date | |
| CAPLEASE INC | 140288101 | COM | 14,000 | $118,000 | thousands by filing date | |
| ASTRONOVA INC | 04638F108 | COM | 10,312 | $113,000 | thousands by filing date | |
| SANDRIDGE ENERGY INC | 80007P307 | COM | 23,800 | $113,000 | thousands by filing date | |
| ING GROEP N.V. SPONSORED ADR | 456837103 | ADR | 12,259 | $111,000 | thousands by filing date | |
| NII HOLDINGS INC | 62913F201 | COMMON STOCK | 16,573 | $110,000 | thousands by filing date | |
| EBIX INC | 278715206 | COM NEW | 11,609 | $107,000 | thousands by filing date | |
| GOL LINHAS AEREAS INTLG S A | 38045R107 | SP ADR REP PFD | 30,504 | $102,000 | thousands by filing date | |
| CALLAWAY GOLF CO | 131193104 | COM | 15,185 | $100,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 10,478 | $100,000 | thousands by filing date | |
| CORONADO BIOSCIENCES INC | 21976U109 | COM | 11,300 | $97,000 | thousands by filing date | |
| ALBERTSONS CO SHS CL A CLASS CLASS A | 039380100 | COM | 25,437 | $96,000 | thousands by filing date | |
| BGC PARTNERS INC | 05541T101 | CL A | 16,181 | $95,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 14,374 | $93,000 | thousands by filing date | |
| ING | 44977W106 | EXCHANGE TRADED | 14,310 | $91,000 | thousands by filing date | |
| HALOZYME THERAPEUTICS INC COM | 40637H109 | Stock | 11,000 | $87,000 | thousands by filing date | |
| JETBLUE AWYS CORP | 477143101 | COM | 13,753 | $87,000 | thousands by filing date | |
| Hugoton Royalty Trust | 444717102 | COM | 10,007 | $86,000 | thousands by filing date | |
| FELCOR LODGING TR INC | 31430F101 | COM | 14,000 | $83,000 | thousands by filing date | |
| BANK OF AMERICA CORPORATION | 060505146 | *W EXP 01/16/201 | 15,155 | $83,000 | thousands by filing date | |
| NOMURA HLDGS INC SPONSORED ADR | 65535H208 | ADR | 10,878 | $81,000 | thousands by filing date | |
| EXCO RESOURCES INC | 269279402 | COMMON STOCK | 10,562 | $81,000 | thousands by filing date | |
| GAFISA S A | 362607301 | SPONS ADR | 31,679 | $80,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 21,080 | $79,000 | thousands by filing date | |
| SYNERGY RES CORP | 87164P103 | COM | 10,000 | $73,000 | thousands by filing date | |
| EQUAL ENERGY LTD | 29390Q109 | COM | 17,691 | $71,000 | thousands by filing date | |
| INTERVEST BANCSHARES CORP-A | 460927106 | COM | 10,000 | $67,000 | thousands by filing date | |
| GSE SYS INC | 36227k106 | COM | 43,557 | $66,000 | thousands by filing date | |
| GOLD FIELDS LTD SPONSORED ADR | 38059T106 | ADR | 12,371 | $65,000 | thousands by filing date | |
| TROVAGENE INC | 897238119 | W EXP 99/99/999 | 15,000 | $62,000 | thousands by filing date | |
| THOMPSON CREEK METALS CO INC | 884768102 | COMMON STOCK | 18,957 | $57,000 | thousands by filing date | |
| PARKER DRILLING CO | 701081101 | COMMON STOCK | 11,404 | $57,000 | thousands by filing date | |
| FUELCELL ENERGY INC COM | 35952H106 | COM | 43,525 | $56,000 | thousands by filing date | |
| PUTNAM PREMIER INCOME TR | 746853100 | SH BEN INT | 10,000 | $54,000 | thousands by filing date | |
| INTELLIPHARMACEUTICS INTERNA | 458173101 | CMN | 29,000 | $49,000 | thousands by filing date | |
| TRANSATLANTIC PETROLEUM LTD | G89982105 | SHS | 66,628 | $46,000 | thousands by filing date | |
| HANSEN MEDICAL INC | 411307101 | COM | 32,000 | $46,000 | thousands by filing date | |
| NEOSTEM INC | 640650305 | COM NEW | 68,630 | $38,000 | thousands by filing date | |
| PACIFIC SUNWEAR OF CALIF | 694873100 | COM | 10,000 | $36,000 | thousands by filing date | |
| TEEKAY TANKERS LTD | Y8565N102 | CL A | 12,566 | $33,000 | thousands by filing date | |
| CLEVELAND BIOLABS INC | 185860103 | COM | 20,000 | $32,000 | thousands by filing date | |
| CHIMERA INVESTMENT CORP | 16934Q109 | COMMON STOCK | 10,000 | $30,000 | thousands by filing date | |
| KID BRANDS, INC. COM | 49375T100 | COM | 12,701 | $20,000 | thousands by filing date | |
| COLUMBIA LABS INC | 197779101 | COM | 30,000 | $19,000 | thousands by filing date | |
| CAPSTONE TURBINE CORP COM | 14067D102 | COM | 10,000 | $12,000 | thousands by filing date | |
| INTELLICHECK MOBILISA INC | 45817G102 | COM | 19,100 | $6,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140361-13-032059 | this filing | 2013-08-13 | acceptance time not in the bulk data set |