13F-HR filed by PRUDENTIAL FINANCIAL INC
PRUDENTIAL FINANCIAL INC filed this 13F-HR for the quarter ended 2021-09-30, filed 2021-11-15, with 2,582 holding rows worth $71,647,928,000.
- Accession
- 0001137774-21-000139
- Filer
- CIK 1137774
- Filed
- 2021-11-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2021
A combination report, 5,293 entries on the cover page, a total value of $71,647,928,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $71,647,928,000 with VALUE read as thousands by filing date, 13F file number 028-10077. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerJENNISON ASSOCIATES LLC028-00074
- reports for this filerRussell Investments Group, Ltd.028-17598
- included managerPGIM, Inc.028-04217
- included managerPGIM Quantitative Solutions LLC028-11173
- included managerPrudential Trust Co028-13416
- included managerPGIM SECURITIES INVESTMENT TRUST ENTERPRISE028-17205
- included managerPRUDENTIAL GIBRALTAR FINANCIAL LIFE INSURANCE CO., LTD.028-17206
- included managerPRUDENTIAL LIFE INSURANCE COMPANY, LTD.028-18406
- included managerPRUCO SECURITIES, LLC.028-21192
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| AVEANNA HEALTHCARE HLDGS INC | 05356F105 | COM | 20,286 | $162,000 | thousands by filing date | |
| PLAINS GP HLDGS L P | 72651A207 | LTD PARTNR INT A | 14,770 | $159,000 | thousands by filing date | |
| COEUR MNG INC COM NEW | 192108504 | Stock | 25,151 | $155,000 | thousands by filing date | |
| SORRENTO THERAPEUTICS INC | 83587F202 | COMMON STOCK | 19,550 | $149,000 | thousands by filing date | |
| SUMITOMO MITSUI FIN GRP INC | 86562M209 | SPONSORED ADR | 19,945 | $144,000 | thousands by filing date | |
| BGC PARTNERS INC | 05541T101 | CL A | 28,440 | $144,000 | thousands by filing date | |
| LADDER CAP CORP CL A | 505743104 | REIT | 12,958 | $143,000 | thousands by filing date | |
| HOUGHTON MIFFLIN HARCOURT CO | 44157R109 | COM | 10,685 | $143,000 | thousands by filing date | |
| AMERICAN WELL CORP | 03044L105 | CL A | 15,343 | $140,000 | thousands by filing date | |
| BUTTERFLY NETWORK INC | 124155102 | COM CL A | 12,710 | $133,000 | thousands by filing date | |
| SANGAMO THERAPEUTICS INC | 800677106 | COM | 14,460 | $130,000 | thousands by filing date | |
| YEXT INC | 98585N106 | COM | 10,718 | $129,000 | thousands by filing date | |
| E2OPEN PARENT HOLDINGS INC | 29788T103 | COM CL A | 11,270 | $127,000 | thousands by filing date | |
| BIONANO GENOMICS INC | 09075F107 | COM | 22,540 | $125,000 | thousands by filing date | |
| MITSUBISHI UFJ FINANCIAL GROUP SPONSORED ADS | 606822104 | ADR | 21,050 | $123,000 | thousands by filing date | |
| JOANN INC | 47768J101 | COM | 10,984 | $122,000 | thousands by filing date | |
| SAFE BULKERS INC | Y7388L103 | COMMON STOCK | 23,430 | $121,000 | thousands by filing date | |
| INOVIO PHARMACEUTICALS INC | 45773H201 | COM NEW | 16,930 | $121,000 | thousands by filing date | |
| ASE TECHNOLOGY HLDG CO LTD SPONSORED ADS | 00215W100 | ADR | 14,123 | $120,000 | thousands by filing date | |
| INFINERA CORP | 45667G103 | COMMON STOCK | 14,435 | $120,000 | thousands by filing date | |
| Empire State Realty Trust, Inc. | 292104106 | Class A Common Stock, $0.01 par value per share | 11,720 | $118,000 | thousands by filing date | |
| BROOKDALE SR LIVING INC | 112463104 | COM | 18,605 | $117,000 | thousands by filing date | |
| GOPRO INC | 38268T103 | CL A | 12,392 | $116,000 | thousands by filing date | |
| SENSEONICS HLDGS INC | 81727U105 | COM | 33,210 | $113,000 | thousands by filing date | |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 16,035 | $110,000 | thousands by filing date | |
| KEZAR LIFE SCIENCES INC | 49372L100 | COM | 12,566 | $109,000 | thousands by filing date | |
| TELLURIAN INC NEW | 87968A104 | COM | 27,082 | $106,000 | thousands by filing date | |
| GEVO INC | 374396406 | COM PAR | 15,800 | $105,000 | thousands by filing date | |
| OCUGEN INC | 67577C105 | COMMON STOCK | 14,650 | $105,000 | thousands by filing date | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 12,715 | $104,000 | thousands by filing date | |
| KADMON HLDGS INC | 48283N106 | COM | 11,960 | $104,000 | thousands by filing date | |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 17,366 | $101,000 | thousands by filing date | |
| PAYSAFE LIMITED | G6964L107 | ORD | 12,960 | $100,000 | thousands by filing date | |
| META MATERIALS INC | 59134N104 | COM | 17,135 | $99,000 | thousands by filing date | |
| HARVARD BIOSCIENCE INC | 416906105 | COM | 13,135 | $92,000 | thousands by filing date | |
| REGIS CORP | 758932107 | COM | 25,713 | $89,000 | thousands by filing date | |
| GLOBALSTAR INC | 378973408 | COM | 52,350 | $87,000 | thousands by filing date | |
| MANNKIND CORP COM NEW | 56400P706 | Stock | 19,375 | $84,000 | thousands by filing date | |
| DESKTOP METAL INC | 25058X105 | COM CL A | 10,796 | $84,000 | thousands by filing date | |
| AGENUS INC | 00847G705 | COM NEW | 15,795 | $83,000 | thousands by filing date | |
| CERUS CORP | 157085101 | COM | 12,298 | $75,000 | thousands by filing date | |
| ANTARES PHARMA INC | 036642106 | COM | 19,747 | $72,000 | thousands by filing date | |
| MIMEDX GROUP INC | 602496101 | COM | 11,020 | $67,000 | thousands by filing date | |
| NEXTIER OILFIELD SOLUTIONS INC | 65290C105 | COMMON STOCK | 14,666 | $67,000 | thousands by filing date | |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 18,730 | $57,000 | thousands by filing date | |
| ATHENEX INC | 04685N103 | COM | 18,796 | $57,000 | thousands by filing date | |
| ACCURAY INC DEL | 004397105 | COM | 14,195 | $56,000 | thousands by filing date | |
| IDEANOMICS INC | 45166V106 | COM | 27,930 | $55,000 | thousands by filing date | |
| AQUABOUNTY TECHNOLOGIES INC | 03842K200 | COM NEW | 13,276 | $54,000 | thousands by filing date | |
| MIND MEDICINE (MINDMED) INC | 60255C109 | COMMON STOCK-FO | 22,750 | $53,000 | thousands by filing date | |
| BIODELIVERY SCIENCES INTL IN | 09060J106 | COM | 14,118 | $51,000 | thousands by filing date | |
| TEEKAY CORPORATION | Y8564W103 | COM | 13,475 | $49,000 | thousands by filing date | |
| CONTANGO OIL & GAS CO COM NEW | 21075N204 | Stock | 10,352 | $47,000 | thousands by filing date | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 17,521 | $45,000 | thousands by filing date | |
| RIGEL PHARMACEUTICALS INC | 766559603 | COMMON STOCK | 12,512 | $45,000 | thousands by filing date | |
| TRUECAR INC | 89785L107 | COM | 10,852 | $45,000 | thousands by filing date | |
| DURECT CORP | 266605104 | COM | 35,364 | $45,000 | thousands by filing date | |
| BANCO BRADESCO S A | 059460303 | SP ADR PFD NEW | 11,298 | $43,000 | thousands by filing date | |
| COMSCORE INC | 20564W105 | COM | 11,133 | $43,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 11,817 | $42,000 | thousands by filing date | |
| TREVENA INC | 89532E109 | COM | 32,506 | $40,000 | thousands by filing date | |
| EDGIO INC | 53261M104 | COM | 16,102 | $38,000 | thousands by filing date | |
| VBI VACCINES INC | 91822J103 | COM NEW | 12,180 | $38,000 | thousands by filing date | |
| 22ND CENTY GROUP INC | 90137F103 | COM | 12,320 | $36,000 | thousands by filing date | |
| EXPRO GROUP HOLDINGS NV COM | N33462107 | Stock | 11,065 | $33,000 | thousands by filing date | |
| GERON CORP | 374163103 | COM | 22,652 | $31,000 | thousands by filing date | |
| VISTAGEN THERAPEUTICS INC | 92840H202 | COM | 11,370 | $31,000 | thousands by filing date | |
| ASENSUS SURGICAL INC | 04367G103 | COM | 16,250 | $30,000 | thousands by filing date | |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 16,638 | $30,000 | thousands by filing date | |
| MUSTANG BIO INC | 62818Q104 | COM | 10,852 | $29,000 | thousands by filing date | |
| LINEAGE CELL THERAPEUTICS IN | 53566P109 | COMMON STOCK | 11,300 | $28,000 | thousands by filing date | |
| GENIUS BRANDS INTERNATIONAL INC | 37229T301 | COMMON STOCK | 19,900 | $27,000 | thousands by filing date | |
| Ampio Pharmaceuticals | 03209T109 | COM | 15,550 | $26,000 | thousands by filing date | |
| SOLID BIOSCIENCES INC COM NEW | 83422E105 | Stock | 10,471 | $25,000 | thousands by filing date | |
| 9 METERS BIOPHARMA INC | 654405109 | COM | 16,630 | $22,000 | thousands by filing date | |
| THERAPEUTICSMD INC | 88338N107 | COM | 26,490 | $20,000 | thousands by filing date | |
| UR-ENERGY INC | 91688R108 | COM | 10,970 | $19,000 | thousands by filing date | |
| EROS INTL PLC | G3788M114 | SHS NEW | 20,190 | $19,000 | thousands by filing date | |
| ATHERSYS INC | 04744L106 | COM | 11,595 | $15,000 | thousands by filing date | |
| IBIO INC | 451033203 | COM NEW | 13,445 | $14,000 | thousands by filing date | |
| SESEN BIO INC | 817763105 | COM | 12,780 | $10,000 | thousands by filing date | |
| ZOMEDICA CORP COM | 98980M109 | Stock | 10,200 | $5,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001137774-21-000139 | this filing | 2021-11-15 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001137774-24-000102 | added | 2024-06-14 | acceptance time not in the bulk data set |