13F-HR filed by PRUDENTIAL FINANCIAL INC
PRUDENTIAL FINANCIAL INC filed this 13F-HR for the quarter ended 2020-09-30, filed 2020-11-16, with 2,239 holding rows worth $53,012,762,000.
- Accession
- 0001137774-20-000125
- Filer
- CIK 1137774
- Filed
- 2020-11-16
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2020
A combination report, 3,973 entries on the cover page, a total value of $53,012,762,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $53,012,762,000 with VALUE read as thousands by filing date, 13F file number 028-10077. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerJENNISON ASSOCIATES LLC028-00074
- reports for this filerRussell Investments Group, Ltd.028-17598
- included managerPGIM, Inc.028-04217
- included managerQMA LLC028-11173
- included managerPrudential Trust Co028-13416
- included managerPGIM SECURITIES INVESTMENT TRUST ENTERPRISE028-17205
- included managerPRUDENTIAL GIBRALTAR FINANCIAL LIFE INSURANCE CO., LTD.028-17206
- included managerPRUDENTIAL LIFE INSURANCE COMPANY, LTD.028-18406
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| FRONTLINE PLC F | G3682E192 | ORD SHS | 45,185 | $294,000 | thousands by filing date | |
| MELCO RESORTS & ENTERTAINMENT | 585464100 | ADR | 17,572 | $293,000 | thousands by filing date | |
| AVANOS MED INC | 05350V106 | COM | 8,832 | $293,000 | thousands by filing date | |
| BROOKFIELD RENEWABLE CORP | 11284V105 | CL A SUB VTG | 4,963 | $291,000 | thousands by filing date | |
| ECLIPSE RESOURCES CORP | 61179L100 | EQUITY | 66,054 | $290,000 | thousands by filing date | |
| ADVANCED DRAIN SYS INC DEL COM | 00790R104 | Stock | 4,622 | $289,000 | thousands by filing date | |
| IHEARTMEDIA INC CLASS A | 45174J509 | COMMON STOCK | 35,590 | $289,000 | thousands by filing date | |
| ARTESIAN RES CORP | 043113208 | CL A | 8,346 | $288,000 | thousands by filing date | |
| LIVONGO HEALTH INC | 539183103 | COM | 2,050 | $287,000 | thousands by filing date | |
| HILTON GRAND VACATIONS INC COM | 43283X105 | Stock | 13,591 | $286,000 | thousands by filing date | |
| COWEN GROUP INC | 223622606 | COMMON STOCK | 17,605 | $286,000 | thousands by filing date | |
| ISHARES TR | 46429B309 | MSCI INDONIA ETF | 16,269 | $281,000 | thousands by filing date | |
| VERACYTE INC COM | 92337F107 | Stock | 8,620 | $280,000 | thousands by filing date | |
| BANK MONTREAL MEDIUM COM | 063671101 | Stock | 4,770 | $279,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F106 | GOLD MINERS ETF | 7,100 | $278,000 | thousands by filing date | |
| TRIPADVISOR INC | 896945201 | COM | 14,185 | $278,000 | thousands by filing date | |
| ARTISAN PARTNERS ASSET MGMT I CL A | 04316A108 | Stock | 7,084 | $276,000 | thousands by filing date | |
| ISHARES TR | 464288281 | JPMORGAN USD EMG | 2,480 | $275,000 | thousands by filing date | |
| SABRE CORP COM | 78573M104 | Stock | 42,099 | $274,000 | thousands by filing date | |
| BREAD FINANCIAL HOLDINGS INC | 018581108 | COM | 6,509 | $273,000 | thousands by filing date | |
| CHAMPIONX CORPORATION | 15872M104 | COM | 34,184 | $273,000 | thousands by filing date | |
| CENTURY BANCORP INC -CL A | 156432106 | CL A | 4,150 | $273,000 | thousands by filing date | |
| HA SUSTAINABLE INFRA CAP INC | 41068X100 | COM | 6,410 | $271,000 | thousands by filing date | |
| ISHARES INC | 464286251 | JP MRG EM CRP BD | 5,250 | $271,000 | thousands by filing date | |
| PROTECTIVE INSURANCE CORP- B | 74368l203 | COM | 20,653 | $271,000 | thousands by filing date | |
| YELP INC CL A | 985817105 | Stock | 13,414 | $269,000 | thousands by filing date | |
| INSPIRE MED SYS INC COM | 457730109 | Stock | 2,083 | $269,000 | thousands by filing date | |
| CROSS CTRY HEALTHCARE INC | 227483104 | COM | 41,374 | $269,000 | thousands by filing date | |
| EXANTAS CAP CORP | 30068N105 | COM NEW | 128,150 | $268,000 | thousands by filing date | |
| APPLIED OPTOELECTRONICS INC | 03823U102 | COM | 23,760 | $267,000 | thousands by filing date | |
| AVIS BUDGET GROUP INC | 053774105 | COM | 10,157 | $267,000 | thousands by filing date | |
| DBX ETF TR | 233051754 | XTRACK CSI 500 A | 7,980 | $267,000 | thousands by filing date | |
| DYNATRACE INC COM NEW | 268150109 | Stock | 6,400 | $263,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 48,925 | $262,000 | thousands by filing date | |
| WRIGHT MED GROUP N V | N96617118 | ORD SHS | 8,568 | $262,000 | thousands by filing date | |
| FLOOR & DECOR HLDGS INC CL A | 339750101 | Stock | 3,470 | $260,000 | thousands by filing date | |
| HAYNES INTL INC | 420877201 | COM NEW | 15,132 | $259,000 | thousands by filing date | |
| RBC BEARINGS INC COM | 75524B104 | Stock | 2,125 | $258,000 | thousands by filing date | |
| INVESCO DB MULTI ETF SECTOR COMMODITY TRUST BASE METALS FUND | 46140H700 | ETF | 17,070 | $258,000 | thousands by filing date | |
| U S SILICA HLDGS INC | 90346E103 | COM | 85,550 | $257,000 | thousands by filing date | |
| QIAGEN NV | N72482123 | SHS NEW | 4,891 | $256,000 | thousands by filing date | |
| MONGODB INC CL A | 60937P106 | Stock | 1,090 | $252,000 | thousands by filing date | |
| CHAMPION HOMES INC | 830830105 | COM | 9,396 | $252,000 | thousands by filing date | |
| BANDWIDTH INC | 05988J103 | COM CL A | 1,441 | $252,000 | thousands by filing date | |
| RAPID7 INC COM | 753422104 | Stock | 4,104 | $251,000 | thousands by filing date | |
| UNIFI INC | 904677200 | COM NEW | 19,525 | $251,000 | thousands by filing date | |
| CELSIUS HLDGS INC | 15118V207 | COM NEW | 10,990 | $250,000 | thousands by filing date | |
| TEREX CORP NEW COM | 880779103 | Stock | 12,843 | $249,000 | thousands by filing date | |
| STAR GROUP LP | 85512C105 | UNIT LTD PARTNR | 25,500 | $249,000 | thousands by filing date | |
| NATIONAL VISION HLDGS INC COM | 63845R107 | Stock | 6,440 | $246,000 | thousands by filing date | |
| CUBESMART COM | 229663109 | REIT | 7,575 | $245,000 | thousands by filing date | |
| NOVOCURE LTD | G6674U108 | ORD SHS | 2,200 | $245,000 | thousands by filing date | |
| CLEARFIELD INC | 18482P103 | COMMON STOCK | 12,142 | $245,000 | thousands by filing date | |
| ISHARES TR | 464288448 | INTL SEL DIV ETF | 9,743 | $243,000 | thousands by filing date | |
| CECO ENVIRONMENTAL CORP | 125141101 | COM | 33,391 | $243,000 | thousands by filing date | |
| PARK AEROSPACE CORP | 70014A104 | COM | 22,178 | $242,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U120 | SHS CL C | 11,742 | $241,000 | thousands by filing date | |
| BMC STK HLDGS INC | 05591B109 | COM | 5,625 | $241,000 | thousands by filing date | |
| MACOM TECH SOLUTIONS HLDGS INC COM | 55405Y100 | Stock | 6,968 | $237,000 | thousands by filing date | |
| VOCERA COMMUNICATIONS INC | 92857F107 | COMMON STOCK | 8,165 | $237,000 | thousands by filing date | |
| KEZAR LIFE SCIENCES INC | 49372L100 | COM | 48,967 | $237,000 | thousands by filing date | |
| QEP RESOURCES INC | 74733V100 | COM | 262,847 | $237,000 | thousands by filing date | |
| EXTERRAN CORP | 30227H106 | COM | 56,444 | $235,000 | thousands by filing date | |
| KADANT INC | 48282T104 | COM | 2,124 | $233,000 | thousands by filing date | |
| HOULIHAN LOKEY INC CL A | 441593100 | Stock | 3,923 | $232,000 | thousands by filing date | |
| SPDR S&P Dividend ETF | 78464A763 | SHS | 2,504 | $231,000 | thousands by filing date | |
| PROOFPOINT INC | 743424103 | COM | 2,190 | $231,000 | thousands by filing date | |
| RED ROBIN GOURMET BURGERS IN | 75689M101 | COM | 17,557 | $231,000 | thousands by filing date | |
| TOWNEBANK PORTSMOUTH VA | 89214P109 | COM | 14,012 | $230,000 | thousands by filing date | |
| KENNEDY-WILSON HOLDINGS INC | 489398107 | COM | 15,843 | $230,000 | thousands by filing date | |
| ATRICURE INC | 04963C209 | COM | 5,750 | $229,000 | thousands by filing date | |
| FEDNAT HOLDING COMPANY | 31431B109 | Common Stock | 36,282 | $229,000 | thousands by filing date | |
| STAAR SURGICAL CO COM PAR $0.01 | 852312305 | Stock | 4,038 | $228,000 | thousands by filing date | |
| ISHARES INC | 464286749 | MSCI SWITZERLAND | 5,560 | $228,000 | thousands by filing date | |
| ARES MANAGEMENT CORPORATION CL A COM STK | 03990B101 | Stock | 5,600 | $226,000 | thousands by filing date | |
| CSW INDUSTRIALS INC | 126402106 | COM | 2,927 | $226,000 | thousands by filing date | |
| RAYONIER ADVANCED MATLS INC | 75508B104 | COM | 70,568 | $226,000 | thousands by filing date | |
| SIX FLAGS ENTERTAINMENT CORP | 83001A102 | COM | 11,070 | $225,000 | thousands by filing date | |
| TENABLE HLDGS INC | 88025T102 | COM | 5,945 | $224,000 | thousands by filing date | |
| OPTIMUM COMMUNICATIONS INC | 02156K103 | CL A | 8,610 | $224,000 | thousands by filing date | |
| Vital Energy Inc | 516806205 | Common Stock | 22,890 | $224,000 | thousands by filing date | |
| RELAY THERAPEUTICS INC COM | 75943R102 | Stock | 5,210 | $222,000 | thousands by filing date | |
| ACACIA COMMUNICATIONS INC | 00401C108 | COM | 3,281 | $221,000 | thousands by filing date | |
| LIQUIDITY SVCS INC | 53635B107 | COM | 29,543 | $220,000 | thousands by filing date | |
| BRIDGEBIO PHARMA INC | 10806X102 | COM | 5,810 | $218,000 | thousands by filing date | |
| ARAMARK COM | 03852U106 | Stock | 8,210 | $217,000 | thousands by filing date | |
| FLUOR CORP | 343412102 | COM | 24,626 | $217,000 | thousands by filing date | |
| MOBILEIRON INC | 60739U204 | COM NEW | 30,920 | $217,000 | thousands by filing date | |
| SI BONE INC | 825704109 | COM | 9,015 | $214,000 | thousands by filing date | |
| CASELLA WASTE SYS INC | 147448104 | CL A | 3,817 | $213,000 | thousands by filing date | |
| CHEMOCENTRYX INC | 16383L106 | COM | 3,870 | $212,000 | thousands by filing date | |
| INPHI CORP | 45772F107 | COM | 1,889 | $212,000 | thousands by filing date | |
| ORMAT TECHNOLOGIES INC | 686688102 | COM | 3,575 | $211,000 | thousands by filing date | |
| ANTERO MIDSTREAM CORP COM | 03676B102 | Stock | 38,940 | $209,000 | thousands by filing date | |
| STONECO LTD | G85158106 | COM CL A | 3,930 | $208,000 | thousands by filing date | |
| WILLSCOT HLDGS CORP | 971378104 | COM CL A | 12,474 | $208,000 | thousands by filing date | |
| WESTERN ALLIANCE BANCORP COM | 957638109 | Stock | 6,513 | $206,000 | thousands by filing date | |
| NAVISTAR INTERNATIONAL | 63934E108 | COMMON STOCK | 4,741 | $206,000 | thousands by filing date | |
| BIOHAVEN PHARMACEUTICAL HOLDIN | G11196105 | COM | 3,115 | $203,000 | thousands by filing date | |
| ACCELERON PHARMA INC | 00434H108 | COM | 1,800 | $203,000 | thousands by filing date | |
| TWIST BIOSCIENCE CORP | 90184D100 | COM | 2,660 | $202,000 | thousands by filing date | |
| KIMBALL ELECTRONICS INC | 49428J109 | COMMON STOCK | 17,401 | $201,000 | thousands by filing date | |
| IRONWOOD PHARMACEUTICALS INC | 46333X108 | COMMON STOCK | 22,232 | $200,000 | thousands by filing date | |
| CINEMARK HLDGS INC COM | 17243V102 | Stock | 19,525 | $195,000 | thousands by filing date | |
| SPOK HLDGS INC COM | 84863T106 | Stock | 20,367 | $194,000 | thousands by filing date | |
| OIL STS INTL INC | 678026105 | COM | 71,012 | $194,000 | thousands by filing date | |
| SM ENERGY COMPANY COM | 78454L100 | Stock | 120,612 | $192,000 | thousands by filing date | |
| FIRST LONG IS CORP | 320734106 | COM | 12,987 | $192,000 | thousands by filing date | |
| ISHARES TR | 46434V779 | MSCI QATAR ETF | 10,620 | $191,000 | thousands by filing date | |
| TEAM INC | 878155100 | COM | 34,339 | $189,000 | thousands by filing date | |
| ALCOA CORP COM | 013872106 | Stock | 16,130 | $188,000 | thousands by filing date | |
| EVENTBRITE INC | 29975E109 | COM CL A | 17,275 | $187,000 | thousands by filing date | |
| FIESTA RESTAURANT GROUP INC | 31660B101 | COM | 20,002 | $187,000 | thousands by filing date | |
| USA TODAY CO INC | 36472T109 | COM | 143,061 | $186,000 | thousands by filing date | |
| HBT FINANCIAL INC DE | 404111106 | COMMON STOCK | 16,608 | $186,000 | thousands by filing date | |
| MERIDIAN BANCORP INC MD | 58958U103 | COM | 17,978 | $186,000 | thousands by filing date | |
| KORU MEDICAL SYSTEMS INC | 759910102 | COMMON STOCK | 25,570 | $185,000 | thousands by filing date | |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 15,475 | $184,000 | thousands by filing date | |
| CONDUENT INC | 206787103 | COM | 55,546 | $177,000 | thousands by filing date | |
| GENASYS INC | 36872P103 | CMN | 28,479 | $175,000 | thousands by filing date | |
| ANTERO RESOURCES CORP COM | 03674X106 | Stock | 62,117 | $171,000 | thousands by filing date | |
| DAKTRONICS INC | 234264109 | COM | 42,879 | $170,000 | thousands by filing date | |
| SPORTSMANS WHSE HLDGS INC | 84920Y106 | COM | 11,880 | $170,000 | thousands by filing date | |
| FUNKO INC CLASS A | 361008105 | COMMON STOCK | 29,070 | $168,000 | thousands by filing date | |
| OPTION CARE HEALTH INC COM NEW | 68404L201 | Stock | 12,474 | $167,000 | thousands by filing date | |
| RPC INC | 749660106 | COMMON STOCK | 63,431 | $167,000 | thousands by filing date | |
| DASEKE INC | 23753F107 | COM | 31,120 | $167,000 | thousands by filing date | |
| REGIS CORP | 758932107 | COM | 27,280 | $167,000 | thousands by filing date | |
| COLONY CAPITAL INC | 19626G108 | CL A COM | 60,454 | $165,000 | thousands by filing date | |
| MUELLER WTR PRODS INC COM SER A | 624758108 | Stock | 15,639 | $162,000 | thousands by filing date | |
| ARDELYX INC | 039697107 | COM | 30,780 | $162,000 | thousands by filing date | |
| PARK OHIO HOLDINGS CORP | 700666100 | COMMON STOCK | 10,064 | $162,000 | thousands by filing date | |
| ECOPETROL S A SPONSORED ADS | 279158109 | ADR | 16,371 | $161,000 | thousands by filing date | |
| High Templar Tech Limit | 747798106 | COM | 128,900 | $160,000 | thousands by filing date | |
| ANTARES PHARMA INC | 036642106 | COM | 59,137 | $160,000 | thousands by filing date | |
| Great Lakes Dredge & Dock Corp | 390607109 | Common Stock | 16,612 | $158,000 | thousands by filing date | |
| ENDURANCE INTL GROUP HLDGS I | 29272B105 | COM | 27,320 | $157,000 | thousands by filing date | |
| MEIRAGTX HOLDINGS PLC | G59665102 | COMMON STOCK | 11,811 | $156,000 | thousands by filing date | |
| TITAN INTERNATIONAL INC | 88830M102 | COMMON STOCK | 53,572 | $155,000 | thousands by filing date | |
| PRIMO WATER CORPORATION | 74167P108 | COM | 10,911 | $155,000 | thousands by filing date | |
| SUMMIT FINL GROUP INC | 86606G101 | COM | 10,429 | $154,000 | thousands by filing date | |
| MRC GLOBAL INC | 55345K103 | COM | 35,570 | $152,000 | thousands by filing date | |
| AMERICAN COASTAL INSURANCE C | 910710102 | COMMON STOCK | 25,095 | $152,000 | thousands by filing date | |
| METALLUS INC | 887399103 | COMMON STOCK | 42,907 | $152,000 | thousands by filing date | |
| First Foundation Inc | 32026V104 | Common Stock | 11,624 | $152,000 | thousands by filing date | |
| GRAPHIC PACKAGING HLDG CO COM | 388689101 | Stock | 10,689 | $151,000 | thousands by filing date | |
| SORRENTO THERAPEUTICS INC | 83587F202 | COMMON STOCK | 13,435 | $150,000 | thousands by filing date | |
| CENTURY CASINOS INC | 156492100 | COM | 27,157 | $149,000 | thousands by filing date | |
| BROOKDALE SR LIVING INC | 112463104 | COM | 58,231 | $148,000 | thousands by filing date | |
| BEL FUSE INC | 077347300 | CL B | 13,584 | $145,000 | thousands by filing date | |
| PURE CYCLE CORP | 746228303 | COMMON STOCK | 16,090 | $145,000 | thousands by filing date | |
| INOVIO PHARMACEUTICALS INC | 45773H201 | COM NEW | 12,310 | $143,000 | thousands by filing date | |
| NATIONAL ENERGY SERVICES REU | G6375R107 | SHS | 21,062 | $134,000 | thousands by filing date | |
| HUDBAY MINERALS INC COM | 443628102 | Stock | 31,526 | $133,000 | thousands by filing date | |
| LIFEVANTAGE CORP | 53222K205 | COMMON STOCK | 10,980 | $133,000 | thousands by filing date | |
| FITBIT INC | 33812L102 | CL A | 18,765 | $131,000 | thousands by filing date | |
| ATLANTIC CAP BANCSHARES INC | 048269203 | COM | 11,540 | $131,000 | thousands by filing date | |
| EIGER BIOPHARMACEUTICALS INC | 28249U105 | COM | 16,011 | $130,000 | thousands by filing date | |
| WASHINGTON PRIME GROUP NEW | 93964W108 | COM | 201,438 | $129,000 | thousands by filing date | |
| CHICOS FAS INC | 168615102 | COM | 132,503 | $129,000 | thousands by filing date | |
| CARPARTS COM INC | 14427M107 | COM | 11,910 | $129,000 | thousands by filing date | |
| DIANTHUS THERAPEUTICS INC COM | 55910K108 | Stock | 18,817 | $128,000 | thousands by filing date | |
| CURO GROUP HOLDINGS CORP | 23131L107 | COM | 17,994 | $127,000 | thousands by filing date | |
| CASA SYS INC | 14713L102 | COM | 31,366 | $126,000 | thousands by filing date | |
| KINDRED BIOSCIENCES INC COM | 494577109 | Stock | 28,940 | $124,000 | thousands by filing date | |
| NEW SR INVT GROUP INC | 648691103 | COM | 30,213 | $121,000 | thousands by filing date | |
| PACIFIC BIOSCIENCES CALIF INC COM | 69404D108 | Stock | 12,122 | $120,000 | thousands by filing date | |
| ITERIS INC NEW | 46564T107 | COM | 29,085 | $119,000 | thousands by filing date | |
| GLOBAL WATER RESOURCES INC | 379463102 | COMMON STOCK | 10,980 | $118,000 | thousands by filing date | |
| PLAINS GP HLDGS L P | 72651A207 | LTD PARTNR INT A | 19,268 | $117,000 | thousands by filing date | |
| NPK INTERNATIONAL INC | 651718504 | COMMON STOCK | 111,888 | $117,000 | thousands by filing date | |
| NIAGEN BIOSCIENCE INC | 171077407 | COM NEW | 29,000 | $116,000 | thousands by filing date | |
| DONNELLEY R R & SONS CO | 257867200 | COM | 77,794 | $114,000 | thousands by filing date | |
| AMALGAMATED BANK | 022663108 | COMMON STOCK | 10,671 | $113,000 | thousands by filing date | |
| AEGLEA BIOTHERAPEUTICS INC | 00773J103 | COM | 15,788 | $112,000 | thousands by filing date | |
| SANGAMO THERAPEUTICS INC | 800677106 | COM | 11,196 | $106,000 | thousands by filing date | |
| BROADMARK RLTY CAP INC | 11135B100 | COM | 10,535 | $104,000 | thousands by filing date | |
| VERRA MOBILITY CORP CL A COM STK | 92511U102 | Stock | 10,670 | $103,000 | thousands by filing date | |
| MFA FINL INC | 55272X102 | COM | 38,559 | $103,000 | thousands by filing date | |
| ATLANTIC PWR CORP | 04878Q863 | COM NEW | 52,691 | $103,000 | thousands by filing date | |
| CAPITOL FED FINL INC COM | 14057J101 | Stock | 10,921 | $101,000 | thousands by filing date | |
| CREATIVE MEDIA & CMNTY TR | 125525584 | TRUS | 10,129 | $100,000 | thousands by filing date | |
| COMMERCIAL VEH GROUP INC | 202608105 | COM | 14,833 | $97,000 | thousands by filing date | |
| GEOSPACE TECHNOLOGIES CORP | 37364X109 | COM | 14,950 | $92,000 | thousands by filing date | |
| BRAEMAR HOTELS RESORTS INC | 10482B101 | REIT | 35,885 | $90,000 | thousands by filing date | |
| CHORD ENERGY CORPORATION | 674215108 | COMMON STOCK | 320,330 | $90,000 | thousands by filing date | |
| STRONGBRIDGE BIOPHARMA PLC | G85347105 | SHS USD | 42,373 | $89,000 | thousands by filing date | |
| Gulfport Energy | 402635304 | COM | 163,923 | $85,000 | thousands by filing date | |
| INFINERA CORP | 45667G103 | COMMON STOCK | 13,480 | $83,000 | thousands by filing date | |
| CASI PHARMACEUTICALS INC | 14757U109 | COM | 54,340 | $83,000 | thousands by filing date | |
| BARNES & NOBLE ED INC | 06777U101 | COM | 31,605 | $82,000 | thousands by filing date | |
| CERUS CORP | 157085101 | COM | 12,808 | $80,000 | thousands by filing date | |
| TRANSALTA CORP | 89346D107 | COM | 11,279 | $69,000 | thousands by filing date | |
| FINVOLUTION GROUP SPONSORED ADS | 31810T101 | ADR | 36,900 | $68,000 | thousands by filing date | |
| GOPRO INC | 38268T103 | CL A | 15,007 | $68,000 | thousands by filing date | |
| WELBILT INC | 949090104 | COM | 10,291 | $63,000 | thousands by filing date | |
| OVERSEAS SHIPHOLDING GROUP I | 69036R863 | CL A NEW | 23,566 | $50,000 | thousands by filing date | |
| Target Hospitality Corp. | 87615L107 | Common Stock, par value $0.0001 per share | 38,733 | $47,000 | thousands by filing date | |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 12,922 | $47,000 | thousands by filing date | |
| AKEBIA THERAPEUTICS INC | 00972D105 | COMMON STOCK | 18,326 | $46,000 | thousands by filing date | |
| DURECT CORP | 266605104 | COM | 25,516 | $44,000 | thousands by filing date | |
| BIOCRYST PHARMACEUTICALS INC COM | 09058V103 | Stock | 12,680 | $43,000 | thousands by filing date | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 11,904 | $42,000 | thousands by filing date | |
| AGENUS INC | 00847G705 | COM NEW | 10,550 | $42,000 | thousands by filing date | |
| BIODELIVERY SCIENCES INTL IN | 09060J106 | COM | 11,198 | $42,000 | thousands by filing date | |
| KADMON HLDGS INC | 48283N106 | COM | 10,670 | $42,000 | thousands by filing date | |
| VERASTEM INC | 92337C104 | COM | 33,489 | $41,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 48,258 | $39,000 | thousands by filing date | |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 15,018 | $38,000 | thousands by filing date | |
| NEWAGE INC | 650194103 | COMMON STOCK | 20,701 | $36,000 | thousands by filing date | |
| SOLENO THERAPEUTIVS, INC. | 834203200 | COMM | 13,900 | $35,000 | thousands by filing date | |
| GERON CORP | 374163103 | COM | 19,397 | $34,000 | thousands by filing date | |
| ACCURAY INC DEL | 004397105 | COM | 13,870 | $33,000 | thousands by filing date | |
| MEI PHARMA INC | 55279B202 | COM NEW | 10,532 | $33,000 | thousands by filing date | |
| AGILE THERAPEUTICS INC | 00847L100 | COM | 10,035 | $31,000 | thousands by filing date | |
| RIGEL PHARMACEUTICALS INC | 766559603 | COMMON STOCK | 12,602 | $30,000 | thousands by filing date | |
| FUELCELL ENERGY INC | 35952H601 | COM | 12,810 | $27,000 | thousands by filing date | |
| CHINOOK THERAPEUTICS INC. | 00739L101 | Common Stock | 10,945 | $27,000 | thousands by filing date | |
| MANNKIND CORP COM NEW | 56400P706 | Stock | 13,895 | $26,000 | thousands by filing date | |
| ADMA BIOLOGICS INC | 000899104 | COM | 10,929 | $26,000 | thousands by filing date | |
| CEDAR REALTY TRUST INC | 150602209 | COMMON STOCK | 29,787 | $24,000 | thousands by filing date | |
| EXICURE INC | 30205M101 | COM | 13,492 | $24,000 | thousands by filing date | |
| W & T OFFSHORE INC | 92922P106 | COM | 12,984 | $23,000 | thousands by filing date | |
| DHI GROUP INC | 23331S100 | COM | 10,013 | $23,000 | thousands by filing date | |
| THERAPEUTICSMD INC | 88338N107 | COM | 14,280 | $23,000 | thousands by filing date | |
| CERECOR INC | 15671L109 | COM | 10,094 | $23,000 | thousands by filing date | |
| NEXTIER OILFIELD SOLUTIONS INC | 65290C105 | COMMON STOCK | 11,871 | $22,000 | thousands by filing date | |
| PIERIS PHARMACEUTICALS INC | 720795103 | COM | 10,712 | $22,000 | thousands by filing date | |
| ONCOCYTE CORP | 68235C107 | COM | 15,572 | $22,000 | thousands by filing date | |
| KOSMOS ENERGY LTD | 500688106 | COM | 22,105 | $21,000 | thousands by filing date | |
| LEXICON PHARMACEUTICALS INC | 528872302 | COMMON STOCK | 14,574 | $21,000 | thousands by filing date | |
| COMSCORE INC | 20564W105 | COM | 10,057 | $21,000 | thousands by filing date | |
| ENTRAVISION COMMUNICATIONS A | 29382R107 | COMMON STOCK | 12,920 | $20,000 | thousands by filing date | |
| SERVICESOURCE INTL LLC | 81763U100 | COM | 12,612 | $19,000 | thousands by filing date | |
| SAFE BULKERS INC | Y7388L103 | COMMON STOCK | 13,411 | $14,000 | thousands by filing date | |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 12,490 | $12,000 | thousands by filing date | |
| SAVARA INC | 805111101 | COM | 11,066 | $12,000 | thousands by filing date | |
| ABEONA THERAPEUTICS INC | 00289Y107 | COM | 11,961 | $12,000 | thousands by filing date | |
| GLOBALSTAR INC | 378973408 | COM | 21,400 | $7,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001137774-20-000125 | this filing | 2020-11-16 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001137774-21-000108 | added | 2021-08-05 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001137774-24-000098 | added | 2024-06-14 | acceptance time not in the bulk data set |