13F-HR filed by PRUDENTIAL FINANCIAL INC
PRUDENTIAL FINANCIAL INC filed this 13F-HR for the quarter ended 2014-09-30, filed 2014-11-12, with 2,210 holding rows worth $53,136,807,000.
- Accession
- 0001137774-14-000127
- Filer
- CIK 1137774
- Filed
- 2014-11-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2014
A combination report, 2,940 entries on the cover page, a total value of $53,136,807,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $53,136,807,000 with VALUE read as thousands by filing date, 13F file number 028-10077. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerJENNISON ASSOCIATES LLC028-00074
- reports for this filerMERCATOR ASSET MANAGEMENT L P028-10630
- reports for this filerUNITED SERVICES AUTOMOBILE ASSOCIATION028-05810
- included managerPRUDENTIAL INVESTMENT MANAGEMENT INC028-04217
- included managerQuantitative Management Associates LLC028-11173
- included managerPrudential Trust Co028-13416
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| DEXCOM INC COM | 252131107 | Stock | 8,418 | $337,000 | thousands by filing date | |
| SPEEDWAY MOTORSPORTS INC | 847788106 | COM | 19,693 | $336,000 | thousands by filing date | |
| VICOR CORP | 925815102 | COM | 35,682 | $335,000 | thousands by filing date | |
| MADISON SQUARE GARDEN CO | 55826P100 | CL A | 5,073 | $335,000 | thousands by filing date | |
| CONNECTICUT WTR SVC INC | 207797101 | COM | 10,253 | $333,000 | thousands by filing date | |
| HAWAIIAN HOLDINGS INC | 419879101 | COM | 24,424 | $329,000 | thousands by filing date | |
| KANSAS CITY LIFE INS CO | 484836101 | COM | 7,415 | $329,000 | thousands by filing date | |
| SMITH & WESSON BRANDS, INC. | 831756101 | COM | 34,619 | $327,000 | thousands by filing date | |
| OWENS CORNING NEW | 690742101 | COM | 10,258 | $326,000 | thousands by filing date | |
| NETSUITE INC | 64118Q107 | COM | 3,643 | $326,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010L103 | COM | 20,000 | $323,000 | thousands by filing date | |
| TEXTAINER GROUP HOLDINGS LTD | G8766E109 | SHS | 10,330 | $321,000 | thousands by filing date | |
| TILLYS INC | 886885102 | CL A | 42,410 | $319,000 | thousands by filing date | |
| DEMAND MEDIA INC | 24802N208 | Cmn | 36,035 | $319,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919203 | COM NEW | 9,614 | $317,000 | thousands by filing date | |
| Flushing Financial Corp | 343873105 | Common Stock | 17,356 | $317,000 | thousands by filing date | |
| ORCHIDS PAPER PRODUCTS CO | 68572N104 | COMMON STOCK | 12,900 | $317,000 | thousands by filing date | |
| SAGA COMMUNICATIONS INC | 786598300 | CL A NEW | 9,344 | $314,000 | thousands by filing date | |
| DATALINK CORP | 237934104 | COMMON STOCK | 29,500 | $314,000 | thousands by filing date | |
| ECHO GLOBAL LOGISTICS INC | 27875T101 | COM | 13,290 | $313,000 | thousands by filing date | |
| INGLES MKTS INC CL A | 457030104 | Stock | 13,191 | $312,000 | thousands by filing date | |
| UNITED STS LIME & MINERALS I | 911922102 | COM | 5,367 | $312,000 | thousands by filing date | |
| SIZMEK INC | 83013P105 | COM | 40,263 | $312,000 | thousands by filing date | |
| CASTLE AM & CO | 148411101 | COMMON STOCK | 36,291 | $310,000 | thousands by filing date | |
| HANDY & HARMAN LTD | 410315105 | COMMON STOCK | 11,812 | $310,000 | thousands by filing date | |
| V2X INC | 92242T101 | COM | 15,762 | $308,000 | thousands by filing date | |
| CAVIUM INC | 14964U108 | COM | 6,192 | $308,000 | thousands by filing date | |
| DIAMONDBACK ENERGY INC COM | 25278X109 | Stock | 4,100 | $307,000 | thousands by filing date | |
| PARK OHIO HOLDINGS CORP | 700666100 | COMMON STOCK | 6,404 | $306,000 | thousands by filing date | |
| SHILOH INDUSTRIES INC | 824543102 | COM | 17,810 | $303,000 | thousands by filing date | |
| CEPHEID | 15670R107 | COM | 6,847 | $301,000 | thousands by filing date | |
| VILLAGE SUPER MKT INC CL A NEW | 927107409 | Stock | 13,095 | $298,000 | thousands by filing date | |
| FOREST OIL CORP | 346091705 | COM PAR $0.01 | 255,064 | $298,000 | thousands by filing date | |
| MIDWESTONE FINACIAL GROUP I | 598511103 | COMMON STOCK | 12,905 | $297,000 | thousands by filing date | |
| REPUBLIC BANCORP INC CLASS A | 760281204 | COMMON STOCK | 12,487 | $296,000 | thousands by filing date | |
| UNITIL CORP COM | 913259107 | Stock | 9,467 | $294,000 | thousands by filing date | |
| PEOPLES BANCORP INC | 709789101 | COM | 12,354 | $293,000 | thousands by filing date | |
| INVESTORS BANCORP, INC. | 46146L101 | COMMON STOCK | 28,921 | $293,000 | thousands by filing date | |
| TRECORA RES | 894648104 | COM | 23,525 | $291,000 | thousands by filing date | |
| RAIT FINANCIAL TRUST | 749227609 | COM NEW | 39,077 | $290,000 | thousands by filing date | |
| NORTHSTAR REIT | 66704R704 | Common Stock | 16,159 | $286,000 | thousands by filing date | |
| VALIDUS HOLDINGS LTD | G9319H102 | COM SHS | 7,287 | $285,000 | thousands by filing date | |
| AMERICAN CAPITAL LTD | 02503Y103 | COM | 20,050 | $284,000 | thousands by filing date | |
| RSP PERMIAN INC | 74978Q105 | COM | 11,100 | $284,000 | thousands by filing date | |
| GOLD RESOURCE CORP | 38068T105 | COMMON STOCK | 55,190 | $283,000 | thousands by filing date | |
| ARUBA NETWORKS INC | 043176106 | COM | 13,063 | $282,000 | thousands by filing date | |
| SHUTTERSTOCK INC COM | 825690100 | Stock | 3,900 | $278,000 | thousands by filing date | |
| NATIONAL BEVERAGE CORP COM | 635017106 | Stock | 14,199 | $277,000 | thousands by filing date | |
| RUSH ENTERPRISES INC CL A | 781846209 | Stock | 8,263 | $276,000 | thousands by filing date | |
| EQUITY COMMONWEALTH | 294628102 | COM SH BEN INT | 10,609 | $273,000 | thousands by filing date | |
| SQUARE 1 FINL INC | 85223W101 | CL A | 14,200 | $273,000 | thousands by filing date | |
| LIONSGATE STUDIOS CORP F | 316394105 | COM | 19,868 | $272,000 | thousands by filing date | |
| QLIK TECHNOLOGIES INC | 74733T105 | COM | 10,052 | $272,000 | thousands by filing date | |
| COLONY CAP INC | 19624R106 | CL A | 12,053 | $270,000 | thousands by filing date | |
| EURONET WORLDWIDE INC COM | 298736109 | Stock | 5,603 | $268,000 | thousands by filing date | |
| COMCAST CORP NEW | 20030N200 | CL A SPL | 4,975 | $266,000 | thousands by filing date | |
| NORTHSTAR ASSET | 66705Y104 | Common Stock | 14,459 | $266,000 | thousands by filing date | |
| EPAM SYS INC COM | 29414B104 | Stock | 6,060 | $265,000 | thousands by filing date | |
| SIERRA BANCORP | 82620P102 | COM | 15,786 | $265,000 | thousands by filing date | |
| VAIL RESORTS INC COM | 91879Q109 | Stock | 3,045 | $264,000 | thousands by filing date | |
| PDF SOLUTIONS INC | 693282105 | COMMON STOCK | 20,929 | $264,000 | thousands by filing date | |
| TEEKAY CORPORATION | Y8564W103 | COM | 3,979 | $264,000 | thousands by filing date | |
| FIRST CTZNS BANCSHARES INC DEL CL A | 31946M103 | Stock | 1,214 | $263,000 | thousands by filing date | |
| CONNECTONE BANCORP INC | 20786W107 | COMMON STOCK | 13,799 | $263,000 | thousands by filing date | |
| ARROW FINANCIAL CORP | 042744102 | COMMON STOCK | 10,425 | $261,000 | thousands by filing date | |
| AMERICAN NATL INS | 028591105 | COMMON STOCK | 2,323 | $261,000 | thousands by filing date | |
| WESCO INTL INC COM | 95082P105 | Stock | 3,317 | $260,000 | thousands by filing date | |
| IBERIABANK CORP | 450828108 | COM | 4,163 | $260,000 | thousands by filing date | |
| STEINER LEISURE LTD | P8744Y102 | ORD | 6,892 | $259,000 | thousands by filing date | |
| INTERCEPT PHARMACEUTICALS IN | 45845P108 | COM | 1,090 | $258,000 | thousands by filing date | |
| ULTRA PETROLEUM CORP | 903914109 | COM | 10,961 | $255,000 | thousands by filing date | |
| DIGITALGLOBE INC | 25389M877 | COM | 8,947 | $255,000 | thousands by filing date | |
| MASTEC INC COM | 576323109 | Stock | 8,283 | $254,000 | thousands by filing date | |
| MGIC INVT CORP WIS COM | 552848103 | Stock | 32,520 | $254,000 | thousands by filing date | |
| TALMER BANCORP INC | 87482X101 | COM | 18,300 | $253,000 | thousands by filing date | |
| LPL FINL HLDGS INC COM | 50212V100 | Stock | 5,444 | $251,000 | thousands by filing date | |
| ACADIA HEALTHCARE COMPANY INC COM | 00404A109 | Stock | 5,150 | $250,000 | thousands by filing date | |
| MANITOWOC COMPANY INC | 563571108 | COM | 10,512 | $247,000 | thousands by filing date | |
| OCWEN FINL CORP | 675746309 | COM NEW | 9,421 | $247,000 | thousands by filing date | |
| ENTERCOM COMMUNICATIONS CORP | 293639100 | CL A | 30,626 | $246,000 | thousands by filing date | |
| SEATTLE GENETICS INC | 812578102 | COM | 6,591 | $245,000 | thousands by filing date | |
| ALERE INC | 01449J105 | COM | 6,315 | $245,000 | thousands by filing date | |
| SHENANDOAH TELECOMMUNICATION | 82312B106 | COMMON STOCK | 9,618 | $239,000 | thousands by filing date | |
| BABCOCK & WILCOX CO NEW | 05615F102 | COM | 8,609 | $238,000 | thousands by filing date | |
| ROUNDY'S INC | 779268101 | COM | 79,520 | $238,000 | thousands by filing date | |
| NORTHFIELD BANCORP INC | 66611T108 | COMMON STOCK | 17,352 | $236,000 | thousands by filing date | |
| BANC OF CALIFORNIA INC | 05990K106 | COMMON STOCK | 20,069 | $233,000 | thousands by filing date | |
| VANTIV INC | 92210H105 | CL A | 7,550 | $233,000 | thousands by filing date | |
| SHUTTERFLY INC | 82568P304 | COM | 4,777 | $233,000 | thousands by filing date | |
| NATIONAL HEALTH INVS INC COM | 63633D104 | REIT | 4,064 | $232,000 | thousands by filing date | |
| ZILLOW INC | 98954A107 | COMMON STOCK | 1,989 | $231,000 | thousands by filing date | |
| SIX FLAGS ENTERTAINMENT CORP | 83001A102 | COM | 6,690 | $230,000 | thousands by filing date | |
| MID-CON ENERGY PARTNERS LP | 59560V109 | COMMON STOCK | 10,495 | $230,000 | thousands by filing date | |
| INSULET CORP COM | 45784P101 | Stock | 6,212 | $229,000 | thousands by filing date | |
| GAMING & LEISURE P COM | 36467J108 | REIT | 7,376 | $228,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 26,834 | $228,000 | thousands by filing date | |
| COVANTA HLDG CORP | 22282E102 | COM | 10,745 | $228,000 | thousands by filing date | |
| GUIDEWIRE SOFTWARE INC COM | 40171V100 | Stock | 5,120 | $227,000 | thousands by filing date | |
| ELME COMMUNITIES | 939653101 | SH BEN INT | 8,893 | $226,000 | thousands by filing date | |
| CDW CORP COM | 12514G108 | Stock | 7,220 | $224,000 | thousands by filing date | |
| LAKELAND BANCORP INC | 511637100 | COM | 22,999 | $224,000 | thousands by filing date | |
| NAVISTAR INTERNATIONAL | 63934E108 | COMMON STOCK | 6,757 | $222,000 | thousands by filing date | |
| PZENA INVESTMENT MANAGM-CL A | 74731Q103 | CLAS | 23,258 | $222,000 | thousands by filing date | |
| CHART INDS INC | 16115Q308 | COM | 3,585 | $219,000 | thousands by filing date | |
| CHORD ENERGY CORPORATION | 674215108 | COMMON STOCK | 5,233 | $219,000 | thousands by filing date | |
| CHARTER FINANCIAL CORP | 16122W108 | COM | 20,489 | $219,000 | thousands by filing date | |
| ANTERO RESOURCES CORP COM | 03674X106 | Stock | 3,980 | $218,000 | thousands by filing date | |
| POPEYES LA KITCHEN INC | 732872106 | COM | 5,365 | $217,000 | thousands by filing date | |
| ACCESS NATIONAL CORP | 004337101 | COMMON STOCK | 13,400 | $217,000 | thousands by filing date | |
| KENNEDY-WILSON HOLDINGS INC | 489398107 | COM | 9,015 | $216,000 | thousands by filing date | |
| RUBICON TECHNOLOGY INC | 78112T107 | COM | 50,376 | $214,000 | thousands by filing date | |
| XPO INC COM | 983793100 | Stock | 5,659 | $213,000 | thousands by filing date | |
| SAPIENT CORPORATION | 803062108 | COMMON STOCK | 15,241 | $213,000 | thousands by filing date | |
| PRICESMART INC COM | 741511109 | Stock | 2,474 | $212,000 | thousands by filing date | |
| CRAWFORD & CO | 224633107 | COM | 25,713 | $212,000 | thousands by filing date | |
| PACIFIC CONTINENTAL CORP | 69412V108 | COMMON STOCK | 16,452 | $211,000 | thousands by filing date | |
| SWIFT TRANSPORTATION CO | 87074U101 | COM | 10,034 | $211,000 | thousands by filing date | |
| GLOBAL SOURCES LTD | G39300101 | ORD | 31,379 | $211,000 | thousands by filing date | |
| INTEGRATED SILICON SOLUTION | 45812P107 | COM | 15,261 | $210,000 | thousands by filing date | |
| SALLY BEAUTY HLDGS INC | 79546E104 | COM | 7,633 | $209,000 | thousands by filing date | |
| EAGLE BANCORPORATION INC | 268948106 | COM | 6,558 | $209,000 | thousands by filing date | |
| ACADIA PHARMACEUTICALS INC | 004225108 | COM | 8,450 | $209,000 | thousands by filing date | |
| AMERICAN HOMES 4 RENT | 02665T306 | CL A | 12,300 | $208,000 | thousands by filing date | |
| MYRIAD GENETICS INC | 62855J104 | COM | 5,404 | $208,000 | thousands by filing date | |
| ServiceNow,Inc. | 81762P102 | COM | 3,500 | $206,000 | thousands by filing date | |
| IPG PHOTONICS CORP | 44980X109 | COM | 2,992 | $206,000 | thousands by filing date | |
| CAMDEN NATIONAL CORP | 133034108 | COMMON STOCK | 5,865 | $205,000 | thousands by filing date | |
| FERRO CORP | 315405100 | COM | 14,145 | $205,000 | thousands by filing date | |
| VECTOR GROUP LTD | 92240M108 | COM | 9,158 | $203,000 | thousands by filing date | |
| ADVISORY BOARD CO/THE | 00762W107 | Domestic Common | 4,316 | $201,000 | thousands by filing date | |
| OI S.A. | 670851203 | SPN ADR REP PFD | 287,133 | $201,000 | thousands by filing date | |
| AVANIR PHARMACEUTICALS INC | 05348P401 | CL A NEW | 16,369 | $195,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 19,600 | $194,000 | thousands by filing date | |
| FINISAR CORP | 31787A507 | COM NEW | 11,695 | $194,000 | thousands by filing date | |
| CENTRAL PAC FINL CORP | 154760409 | COM NEW | 10,729 | $192,000 | thousands by filing date | |
| TRI POINTE HOMES INC | 87265H109 | COM | 14,700 | $190,000 | thousands by filing date | |
| BRAVO BRIO RESTAURANT GROUP | 10567B109 | COMMON STOCK | 14,562 | $189,000 | thousands by filing date | |
| JONESTOWN BK &TR CO PA COM | 48019R108 | COM | 10,000 | $188,000 | thousands by filing date | |
| ARMOUR RESIDENTIAL REIT IN | 042315101 | COM | 47,869 | $184,000 | thousands by filing date | |
| MUELLER WTR PRODS INC COM SER A | 624758108 | Stock | 21,811 | $181,000 | thousands by filing date | |
| HARBINGER GROUP INC | 41146A106 | COM | 13,592 | $178,000 | thousands by filing date | |
| SILVER BAY REALTY TRUST CORP | 82735Q102 | COMMON STOCK | 10,512 | $170,000 | thousands by filing date | |
| PDL BIOPHARMA INC | 69329Y104 | COM | 22,364 | $167,000 | thousands by filing date | |
| INFINERA CORP | 45667G103 | COMMON STOCK | 15,660 | $167,000 | thousands by filing date | |
| MODINE MFG CO COM | 607828100 | Stock | 14,016 | $166,000 | thousands by filing date | |
| CYS INVTS INC | 12673A108 | COM | 19,728 | $163,000 | thousands by filing date | |
| MCDERMOTT INTL INC | 580037109 | COM | 28,217 | $161,000 | thousands by filing date | |
| MANNKIND CORP | 56400P201 | COM | 26,580 | $157,000 | thousands by filing date | |
| ZYNGA INC. | 98986T108 | CL A | 55,700 | $150,000 | thousands by filing date | |
| MONEYGRAM INTL INC | 60935Y208 | COM NEW | 11,862 | $149,000 | thousands by filing date | |
| EVOLUTION PETROLEUM CORP | 30049A107 | COMMON STOCK | 15,991 | $147,000 | thousands by filing date | |
| RAMBUS INC DEL COM | 750917106 | Stock | 11,611 | $145,000 | thousands by filing date | |
| IRONWOOD PHARMACEUTICALS INC | 46333X108 | COMMON STOCK | 11,214 | $145,000 | thousands by filing date | |
| SANDRIDGE ENERGY INC | 80007P307 | COM | 32,892 | $141,000 | thousands by filing date | |
| KERYX BIOPHARMACEUTICALS | 492515101 | COMMON STOCK | 10,135 | $139,000 | thousands by filing date | |
| ISTAR INC | 45031U101 | COMMON STOCK | 10,254 | $138,000 | thousands by filing date | |
| HALCON RES CORP | 40537Q209 | COM NEW | 33,663 | $133,000 | thousands by filing date | |
| MAGNUM HUNTER RES CORP COM | 55973B102 | COM | 23,599 | $131,000 | thousands by filing date | |
| APOLLO INVT CORP | 03761U106 | COM | 15,750 | $129,000 | thousands by filing date | |
| SUMMIT HOTEL PPTYS | 866082100 | COM | 11,620 | $125,000 | thousands by filing date | |
| ARIAD PHARMACEUTICALS INC | 04033A100 | COM | 22,785 | $123,000 | thousands by filing date | |
| COEUR MNG INC COM NEW | 192108504 | Stock | 23,990 | $119,000 | thousands by filing date | |
| ARENA PHARMECEUTICALS INC | 040047102 | COMMON STOCK | 28,125 | $118,000 | thousands by filing date | |
| CHC GROUP LTD | G07021101 | SHS | 21,100 | $118,000 | thousands by filing date | |
| HALOZYME THERAPEUTICS INC COM | 40637H109 | Stock | 12,566 | $114,000 | thousands by filing date | |
| MBIA INC | 55262C100 | COMMON STOCK | 11,738 | $108,000 | thousands by filing date | |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 10,232 | $108,000 | thousands by filing date | |
| ACCO BRANDS CORP COM | 00081T108 | Stock | 14,785 | $102,000 | thousands by filing date | |
| HECLA MNG CO | 422704106 | COM | 40,502 | $100,000 | thousands by filing date | |
| ORBITZ WORLDWIDE INC | 68557K109 | COM | 12,677 | $100,000 | thousands by filing date | |
| IMMERSION CORPORATION | 452521107 | COMMON STOCK | 11,411 | $98,000 | thousands by filing date | |
| GLOBALSTAR INC | 378973408 | COM | 25,800 | $94,000 | thousands by filing date | |
| NOVAVAX INC | 670002104 | COMMON STOCK | 22,153 | $92,000 | thousands by filing date | |
| KEY ENERGY SVCS INC | 492914106 | COM | 19,020 | $92,000 | thousands by filing date | |
| PLUG PWR INC | 72919P202 | COM NEW | 17,600 | $81,000 | thousands by filing date | |
| EXCO RESOURCES INC | 269279402 | COMMON STOCK | 24,170 | $81,000 | thousands by filing date | |
| MAXLINEAR INC | 57776J100 | COM | 10,197 | $70,000 | thousands by filing date | |
| GRAMERCY PPTY TR INC | 38489R100 | COM | 11,800 | $68,000 | thousands by filing date | |
| FIRST BUSEY CORP | 319383105 | COM | 11,267 | $63,000 | thousands by filing date | |
| GRAFTECH INTERNATIONAL LTD | 384313102 | COMMON STOCK | 13,332 | $61,000 | thousands by filing date | |
| ALPHA NATURAL RESOURCES INC | 02076X102 | COM | 24,532 | $61,000 | thousands by filing date | |
| HIGHER ONE HOLDINGS INC | 42983D104 | COM | 21,876 | $54,000 | thousands by filing date | |
| HOVNANIAN ENTPR INC | 442487203 | COMMON STOCK | 13,953 | $51,000 | thousands by filing date | |
| LADENBURG THALMANN FINANCIAL | 50575Q102 | COM | 11,752 | $50,000 | thousands by filing date | |
| COWEN GROUP INC-CLASS A | 223622101 | CL A | 12,483 | $47,000 | thousands by filing date | |
| OREXIGEN THERAPEUTICS INC | 686164104 | COMMON STOCK | 10,735 | $46,000 | thousands by filing date | |
| HEIDELBERG MATLS AG FSPONSORED ADR 1 ADR REPS 0.2 ORD SHS | 427093109 | ADR | 20,965 | $46,000 | thousands by filing date | |
| ARRAY BIOPHARMA INC COM | 04269X105 | Stock | 11,357 | $41,000 | thousands by filing date | |
| FUELCELL ENERGY INC COM | 35952H106 | COM | 18,785 | $39,000 | thousands by filing date | |
| NEWTEK BUSINESS SERVICES INC | 652526104 | COMMON STOCK | 12,600 | $35,000 | thousands by filing date | |
| SEQUENOM INC COM NEW | 817337405 | COM | 11,401 | $34,000 | thousands by filing date | |
| ATLANTIC PWR CORP | 04878Q863 | COM NEW | 13,952 | $33,000 | thousands by filing date | |
| DYNAVAX TECHNOLOGIES CORP | 268158102 | COM | 23,280 | $33,000 | thousands by filing date | |
| RENTECH INC COM | 760112102 | COM | 17,969 | $31,000 | thousands by filing date | |
| CAPSTONE TURBINE CORP COM | 14067D102 | COM | 25,214 | $27,000 | thousands by filing date | |
| VANTAGE DRILLING COMPANY | G93205113 | ORD SHS | 20,488 | $26,000 | thousands by filing date | |
| LEXICON PHARMACEUTICALS INC | 528872104 | COM | 18,223 | $26,000 | thousands by filing date | |
| EXELIXIS INC COM | 30161Q104 | Stock | 16,543 | $25,000 | thousands by filing date | |
| GERON CORP | 374163103 | COM | 11,917 | $24,000 | thousands by filing date | |
| CTI BIOPHARMA CORP COM NEW | 12648L106 | Stock | 10,053 | $24,000 | thousands by filing date | |
| Galena Biopharma Inc | 363256108 | COM | 10,900 | $22,000 | thousands by filing date | |
| BPZ RESOURCES INC | 055639108 | COMMON STOCK | 10,364 | $20,000 | thousands by filing date | |
| DENDREON CORP | 24823Q107 | COM | 13,304 | $19,000 | thousands by filing date | |
| UNWIRED PLANET INC NEW | 91531F103 | COM | 10,337 | $19,000 | thousands by filing date | |
| MOLYCORP INC DEL | 608753109 | COM | 14,946 | $18,000 | thousands by filing date | |
| QUANTUM CORP | 747906204 | COM DSSG | 14,964 | $17,000 | thousands by filing date | |
| ALPHATEC HOLDINGS INC | 02081G102 | COM | 10,000 | $17,000 | thousands by filing date | |
| NAVIDEA BIOPHARMACEUTICALS I | 63937X103 | COM | 11,738 | $15,000 | thousands by filing date | |
| PEREGRINE PHARMACEUTICALS IN | 713661304 | COM NEW | 11,300 | $15,000 | thousands by filing date | |
| PENDRELL CORP | 70686R104 | COM | 10,460 | $14,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001137774-14-000127 | this filing | 2014-11-12 | acceptance time not in the bulk data set |