13F-HR filed by SUSQUEHANNA INTERNATIONAL GROUP, LLP
SUSQUEHANNA INTERNATIONAL GROUP, LLP filed this 13F-HR for the quarter ended 2015-03-31, filed 2015-05-15, with 9,344 holding rows worth $220,372,926,000.
- Accession
- 0001136305-15-000010
- Filer
- CIK 1446194
- Filed
- 2015-05-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2015
A holdings report, 11,396 entries on the cover page, a total value of $220,372,926,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $220,372,926,000 with VALUE read as thousands by filing date, 13F file number 028-13216. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerSUSQUEHANNA INVESTMENT GROUP028-13224
- included managerSUSQUEHANNA SECURITIES028-13221
- included managerSUSQUEHANNA CAPITAL GROUP028-13223
- included managerSUSQUEHANNA FINANCIAL GROUP, LLLP028-13222
- included managerCAPITAL VENTURES INTERNATIONAL028-13219
- included managerSUSQUEHANNA ADVISORS GROUP, INC.028-13217
- included managerHEIGHTS CAPITAL MANAGEMENT, INC028-13218
- included managerSUSQUEHANNA FUNDAMENTAL INVESTMENTS, LLC028-13683
- included managerCVI Opportunities Fund I, LLLP028-16682
- included managerG1 EXECUTION SERVICES, LLC028-16683
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| GALECTIN THERAPEUTICS INC | 363225202 | COMMON STOCK | 27,069 | $91,000 | thousands by filing date | |
| ABRAXAS PETROLEUM CORP | 003830106 | COM | 28,000 | $91,000 | thousands by filing date | put |
| MONSTER WORLDWIDE INC | 611742107 | COM | 14,317 | $91,000 | thousands by filing date | |
| ALIMERA SCIENCES INC | 016259103 | COM | 18,168 | $91,000 | thousands by filing date | |
| CHEGG INC | 163092109 | COM | 11,300 | $90,000 | thousands by filing date | put |
| LADENBURG THALMANN FINANCIAL | 50575Q102 | COM | 23,430 | $90,000 | thousands by filing date | |
| ALIMERA SCIENCES INC | 016259103 | COM | 18,000 | $90,000 | thousands by filing date | put |
| COSAN LTD | G25343107 | SHS A | 14,000 | $89,000 | thousands by filing date | put |
| SERVICESOURCE INTL LLC | 81763U100 | COM | 28,815 | $89,000 | thousands by filing date | |
| SEARS HOMETOWN & OUTLET STOR | 812362101 | COM | 11,500 | $89,000 | thousands by filing date | put |
| PEREGRINE PHARMACEUTICALS IN | 713661304 | COM NEW | 66,200 | $89,000 | thousands by filing date | call |
| GENESIS HEALTHCARE CLASS A | 37185X106 | COMMON STOCK | 12,477 | $89,000 | thousands by filing date | |
| ORAMED PHARMACEUTICALS INC | 68403P203 | COM NEW | 13,800 | $88,000 | thousands by filing date | put |
| ENDEAVOUR SILVER CORP | 29258Y103 | COM | 46,000 | $87,000 | thousands by filing date | call |
| W & T OFFSHORE INC | 92922P106 | COM | 17,000 | $87,000 | thousands by filing date | put |
| 8X8 INC | 282914100 | COMMON STOCK | 10,300 | $87,000 | thousands by filing date | put |
| CAESARS ACQUISITION CO | 12768T103 | CL A | 12,800 | $87,000 | thousands by filing date | call |
| STARTEK INC | 85569C107 | COM | 11,543 | $86,000 | thousands by filing date | |
| MECHEL OAO | 583840103 | SPONSORED ADR | 69,551 | $86,000 | thousands by filing date | |
| NOMURA HLDGS INC SPONSORED ADR | 65535H208 | ADR | 14,532 | $85,000 | thousands by filing date | |
| MAGIC SOFTWARE ENTERPRISES LTD ORD | 559166103 | Stock | 13,124 | $85,000 | thousands by filing date | |
| MAG SILVER CORP | 55903Q104 | COMMON STOCK-FO | 13,800 | $85,000 | thousands by filing date | call |
| PARKERVISION INC | 701354102 | COM | 102,810 | $85,000 | thousands by filing date | |
| LPATH INC-CLASS A | 548910306 | CMN | 34,300 | $85,000 | thousands by filing date | put |
| PARAMOUNT GOLD & SILVER CORP | 69924P102 | COM | 83,506 | $84,000 | thousands by filing date | |
| TOWN SPORTS INTL HLDGS INC | 89214A102 | COM | 12,400 | $84,000 | thousands by filing date | put |
| INTERNET INITIATIVE JAPAN | 46059T109 | COM | 10,178 | $84,000 | thousands by filing date | |
| MAD CATZ INTERACTIVE INC | 556162105 | COM | 228,332 | $84,000 | thousands by filing date | |
| NAM TAI PROPERTY INC | G63907102 | Com | 20,800 | $83,000 | thousands by filing date | put |
| JAKKS PACIFIC INC | 47012E106 | COMMON STOCK | 12,200 | $83,000 | thousands by filing date | put |
| CUMULUS MEDIA INC | 231082108 | CL A | 33,600 | $83,000 | thousands by filing date | call |
| LAYNE CHRISTENSEN CO | 521050104 | COM | 16,483 | $83,000 | thousands by filing date | |
| AEMETIS INC | 00770K202 | COM NEW | 19,400 | $82,000 | thousands by filing date | |
| LATTICE SEMICONDUCTOR CORP COM | 518415104 | Stock | 12,900 | $82,000 | thousands by filing date | call |
| CONSUMER PORTFOLIO SERVICES | 210502100 | COMMON STOCK | 11,718 | $82,000 | thousands by filing date | |
| COMPUTER TASK GROUP INC | 205477102 | COM | 11,077 | $81,000 | thousands by filing date | |
| PRECISION DRILLING CORP | 74022D308 | COM 2010 | 12,776 | $81,000 | thousands by filing date | |
| MEETME INC | 585141104 | COM | 43,743 | $81,000 | thousands by filing date | |
| DHT HOLDINGS INC | Y2065G121 | SHS NEW | 11,400 | $80,000 | thousands by filing date | put |
| RUBICON TECHNOLOGY INC | 78112T107 | COM | 20,400 | $80,000 | thousands by filing date | put |
| SUPERCONDUCTOR TECHNOLOGIES | 867931404 | COM PAR $0.001 | 57,000 | $80,000 | thousands by filing date | call |
| ADAMIS PHARMACEUTICALS CORP | 00547W208 | COM NEW | 20,430 | $80,000 | thousands by filing date | |
| OCATA THERAPEUTICS INC | 67457L100 | COM | 13,000 | $80,000 | thousands by filing date | put |
| BRIGHTCOVE INC | 10921T101 | COM | 10,749 | $79,000 | thousands by filing date | |
| UNILIFE CORP NEW | 90478E103 | COM | 19,800 | $79,000 | thousands by filing date | call |
| XENOPORT INC | 98411C100 | COM | 11,100 | $79,000 | thousands by filing date | put |
| ORION ENERGY SYSTEMS INC | 686275108 | COM | 25,300 | $79,000 | thousands by filing date | put |
| EMPIRE RESORTS INC | 292052206 | COM | 17,100 | $79,000 | thousands by filing date | put |
| Gilat Satellite Network | M51474118 | COM | 12,906 | $78,000 | thousands by filing date | |
| SEVENTY SEVEN ENERGY INC | 818097107 | COM | 18,900 | $78,000 | thousands by filing date | call |
| VIOLIN MEMORY I | 92763A101 | Common Stock | 20,600 | $78,000 | thousands by filing date | put |
| ORASURE TECHNOLOGIES INC | 68554V108 | COM | 11,703 | $77,000 | thousands by filing date | |
| LIGHTINTHEBOX HOLDING CO LTD SPONSORED ADR | 53225G102 | COM | 15,197 | $77,000 | thousands by filing date | |
| SEARS HOMETOWN & OUTLET STOR | 812362101 | COM | 10,000 | $77,000 | thousands by filing date | call |
| RENESOLA LTD | 75971T103 | SPONS ADS | 52,700 | $77,000 | thousands by filing date | call |
| CIA ENERGETICA DE MINAS GERA | 204409601 | SP ADR N-V PFD | 18,700 | $76,000 | thousands by filing date | put |
| MITEK SYS INC | 606710200 | COM NEW | 24,000 | $76,000 | thousands by filing date | call |
| COMPANHIA SIDERURGICA NACION | 20440W105 | SPONSORED ADR | 45,300 | $76,000 | thousands by filing date | put |
| APPLIED MICRO CIRCUITS CORP | 03822W406 | COM NEW | 14,923 | $76,000 | thousands by filing date | |
| EMERALD OIL INC | 29101U209 | COM NEW | 103,300 | $76,000 | thousands by filing date | put |
| ROUNDY'S INC | 779268101 | COM | 15,500 | $76,000 | thousands by filing date | call |
| ENTEROMEDICS INC | 29365M208 | COM NEW | 81,755 | $75,000 | thousands by filing date | |
| HARMONY GOLD MINING CO LTD SPONSORED ADR | 413216300 | ADR | 42,800 | $74,000 | thousands by filing date | put |
| VIMPELCOM LTD | 92719A106 | SPONSORED ADR | 14,200 | $74,000 | thousands by filing date | call |
| VITESSE SEMICONDUCTOR CORP | 928497304 | COM NEW | 13,893 | $74,000 | thousands by filing date | |
| KONGZHONG CORP | 50047P104 | CMN | 13,400 | $74,000 | thousands by filing date | put |
| NETSOL TECHNOLOGIES INC | 64115A402 | COM PAR $.001 | 12,500 | $73,000 | thousands by filing date | put |
| FIRST FED NORTHN MICH BANCOR | 32021X105 | COM | 12,223 | $73,000 | thousands by filing date | |
| KEMET CORP | 488360207 | COM NEW | 17,400 | $72,000 | thousands by filing date | put |
| SWEDISH EXPT CR CORP | 870297306 | RG ENRGY ETN22 | 20,200 | $72,000 | thousands by filing date | put |
| DEUTSCHE BK AG LONDON BRH | 25154K841 | MTLS DBL ETN38 | 10,650 | $72,000 | thousands by filing date | |
| VALLEY NATIONAL BANCORP-CW18 | 919794131 | WTS | 358,242 | $72,000 | thousands by filing date | |
| NANOVIRICIDES INC | 630087203 | COM NEW | 31,916 | $72,000 | thousands by filing date | |
| AMERICAN SUPERCONDUCTOR CORP | 030111207 | SHS NEW | 11,009 | $71,000 | thousands by filing date | |
| CLEARSIGN TECHNOLOGIES CORP | 185064102 | COM | 13,400 | $71,000 | thousands by filing date | put |
| PHOTOMEDEX INC | 719358301 | COM | 35,229 | $71,000 | thousands by filing date | |
| CHINA GREEN AGRICULTURE INC | 16943W105 | COMMON STOCK | 39,599 | $70,000 | thousands by filing date | |
| ONCOTHYREON INC | 682324108 | COM | 43,000 | $70,000 | thousands by filing date | call |
| ROUNDY'S INC | 779268101 | COM | 14,400 | $70,000 | thousands by filing date | put |
| GENETIC TECHNOLOGIES LTD | 37185R208 | SPONSORED ADR | 13,300 | $70,000 | thousands by filing date | call |
| APPLIED DNA SCIENCES INC | 03815U110 | *W EXP 11/21/201 | 66,900 | $70,000 | thousands by filing date | |
| ECA MARCELLUS TRUST I | 26827L109 | COMMON STOCK | 18,360 | $69,000 | thousands by filing date | |
| SWIFT ENERGY CO | 870738101 | COM | 31,800 | $69,000 | thousands by filing date | put |
| TOWN SPORTS INTL HLDGS INC | 89214A102 | COM | 10,059 | $69,000 | thousands by filing date | |
| QUICKLOGIC CORP | 74837P108 | COM | 35,700 | $69,000 | thousands by filing date | put |
| PLANAR SYSTEMS INC | 726900103 | COM | 10,900 | $69,000 | thousands by filing date | put |
| Niska Gas Storage Partners L | 654678101 | Unit Ltd Liabi | 38,780 | $69,000 | thousands by filing date | |
| GALECTIN THERAPEUTICS INC | 363225202 | COMMON STOCK | 20,200 | $68,000 | thousands by filing date | call |
| FORTUNA MNG CORP F | 349915108 | COM | 17,700 | $68,000 | thousands by filing date | put |
| PARKERVISION INC | 701354102 | COM | 82,200 | $68,000 | thousands by filing date | call |
| HEIDELBERG MATLS AG FSPONSORED ADR 1 ADR REPS 0.2 ORD SHS | 427093109 | ADR | 158,645 | $67,000 | thousands by filing date | |
| HEIDELBERG MATLS AG FSPONSORED ADR 1 ADR REPS 0.2 ORD SHS | 427093109 | ADR | 159,500 | $67,000 | thousands by filing date | put |
| AUDIENCE INC | 05070J102 | COM | 14,866 | $67,000 | thousands by filing date | |
| Crestwood Equity Partners | 226344109 | COM | 11,100 | $67,000 | thousands by filing date | call |
| EVINE LIVE INC | 300487105 | CL A | 10,000 | $67,000 | thousands by filing date | put |
| VIOLIN MEMORY I | 92763A101 | Common Stock | 17,800 | $67,000 | thousands by filing date | call |
| VUZIX CORP | 92921W300 | COM NEW | 11,809 | $66,000 | thousands by filing date | |
| MACATAWA BANK CORP | 554225102 | COMMON STOCK | 12,328 | $66,000 | thousands by filing date | |
| NORANDA ALUMINIUM HOLDING CORP | 65542W107 | COMMON STOCK | 22,194 | $66,000 | thousands by filing date | |
| HIVE | 007786106 | Stock | 14,500 | $65,000 | thousands by filing date | put |
| 22ND CENTY GROUP INC | 90137F103 | COM | 75,014 | $65,000 | thousands by filing date | |
| DISCOVERY LABORATORIES INC N | 254668403 | COM NEW | 54,500 | $65,000 | thousands by filing date | put |
| ENERGY RECOVERY INC | 29270J100 | COM | 24,760 | $64,000 | thousands by filing date | |
| FIRST BANCORP CORPORATION | 318672706 | COM NEW | 10,400 | $64,000 | thousands by filing date | call |
| VAALCO ENERGY INC | 91851C201 | COMMON STOCK | 26,277 | $64,000 | thousands by filing date | |
| ENTRAVISION COMMUNICATIONS A | 29382R107 | COMMON STOCK | 10,100 | $64,000 | thousands by filing date | call |
| INTERSECTIONS INC | 460981301 | COM | 18,788 | $64,000 | thousands by filing date | |
| GERDAU SA SPON ADR REP PFD | 373737105 | ADR | 19,800 | $63,000 | thousands by filing date | call |
| ENERGY FUELS INC | 292671708 | COM NEW | 14,000 | $63,000 | thousands by filing date | call |
| CATALYST PHARMACEUTICALS INC | 14888U101 | COM | 14,500 | $63,000 | thousands by filing date | put |
| TRANSACT TECHNOLOGIES INC | 892918103 | CMN | 10,600 | $63,000 | thousands by filing date | call |
| MATTERSIGHT CORP | 577097108 | COM | 10,211 | $63,000 | thousands by filing date | |
| TRANSGENOMIC INC COM NEW | 89365K305 | Stock | 43,504 | $63,000 | thousands by filing date | |
| HHGREGG INC | 42833L108 | COM | 10,100 | $62,000 | thousands by filing date | call |
| SKY-MOBI LTD | 83084G109 | SPONSORED ADS | 16,800 | $62,000 | thousands by filing date | put |
| ARCOS DORADOS HLDGS INC | G0457F107 | SHS CLASS -A - | 12,400 | $61,000 | thousands by filing date | call |
| TELECOMMUNICATION SYS INC | 87929J103 | COM | 16,030 | $61,000 | thousands by filing date | |
| Scorpio Bulkers Inc. | Y7546A106 | EQ | 25,902 | $61,000 | thousands by filing date | |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 39,700 | $60,000 | thousands by filing date | call |
| LINCOLN EDL SVCS CORP | 533535100 | COM | 26,358 | $60,000 | thousands by filing date | |
| RUBY TUESDAY INC | 781182100 | COMMON STOCK | 10,000 | $60,000 | thousands by filing date | put |
| FORTUNA MNG CORP F | 349915108 | COM | 15,721 | $60,000 | thousands by filing date | |
| TRIANGLE PETE CORP | 89600B201 | COM NEW | 11,900 | $60,000 | thousands by filing date | call |
| HIGHPOWER INTL INC | 43113X101 | COM | 15,000 | $60,000 | thousands by filing date | call |
| GRAFTECH INTERNATIONAL LTD | 384313102 | COMMON STOCK | 15,100 | $59,000 | thousands by filing date | put |
| LIGHTINTHEBOX HOLDING CO LTD SPONSORED ADR | 53225G102 | COM | 11,800 | $59,000 | thousands by filing date | call |
| ENDURO ROYALTY TRUST | 29269K100 | COMMON | 14,500 | $59,000 | thousands by filing date | put |
| EXTREME NETWORKS INC | 30226D106 | COM | 18,400 | $58,000 | thousands by filing date | call |
| HARVARD BIOSCIENCE INC | 416906105 | COM | 10,017 | $58,000 | thousands by filing date | |
| CUMULUS MEDIA INC | 231082108 | CL A | 23,400 | $58,000 | thousands by filing date | put |
| CELSION CORPORATION COM PAR | 15117N404 | Stock | 21,700 | $58,000 | thousands by filing date | put |
| ORION ENERGY SYSTEMS INC | 686275108 | COM | 18,100 | $57,000 | thousands by filing date | |
| ONCOTHYREON INC | 682324108 | COM | 34,800 | $57,000 | thousands by filing date | put |
| LIVEDEAL INC | 538144304 | COM NEW | 18,065 | $57,000 | thousands by filing date | |
| A10 NETWORKS INC | 002121101 | COM | 13,000 | $56,000 | thousands by filing date | call |
| COMPANHIA SIDERURGICA NACION | 20440W105 | SPONSORED ADR | 33,141 | $56,000 | thousands by filing date | |
| RTI BIOLOGICS INC | 74975N105 | COM | 11,373 | $56,000 | thousands by filing date | |
| PRANA BIOTECHNOLOGY LTD | 739727105 | SPONSORED ADR | 49,121 | $56,000 | thousands by filing date | |
| AUDIOCODES LTD | M15342104 | ORD | 11,877 | $55,000 | thousands by filing date | |
| CHINA XD PLASTICS CO LTD | 16948F107 | COM | 11,400 | $55,000 | thousands by filing date | call |
| SINOCOKING COAL & COKE CH IN | 829357102 | COM | 23,100 | $55,000 | thousands by filing date | put |
| RENESOLA LTD | 75971T103 | SPONS ADS | 36,400 | $54,000 | thousands by filing date | put |
| DIREXION SHS ETF TR | 25459Y546 | DRX DLYBRZB 3X | 10,600 | $54,000 | thousands by filing date | put |
| HUTCHINSON TECHNOLOGY INC | 448407106 | COM | 20,033 | $53,000 | thousands by filing date | |
| HARRIS & HARRIS GROUP INC | 413833104 | COM | 17,370 | $53,000 | thousands by filing date | |
| Niska Gas Storage Partners L | 654678101 | Unit Ltd Liabi | 29,800 | $53,000 | thousands by filing date | put |
| SWEDISH EXPT CR CORP | 870297215 | MLCX GRN ETN23 | 11,332 | $53,000 | thousands by filing date | |
| Enzo Biochem Inc | 294100102 | Common Stock | 17,463 | $52,000 | thousands by filing date | |
| QUANTUM FUEL SYS INC XXX | 74765E307 | COM | 19,400 | $52,000 | thousands by filing date | put |
| RUBICON TECHNOLOGY INC | 78112T107 | COM | 13,193 | $52,000 | thousands by filing date | |
| STAR BULK CARRIERS CORP SHS NEW | Y8162K121 | Stock | 14,200 | $52,000 | thousands by filing date | call |
| ANTARES PHARMA INC | 036642106 | COM | 18,700 | $51,000 | thousands by filing date | call |
| XINYUAN REAL ESTATE CO LTD | 98417P105 | SPONS ADR | 17,100 | $51,000 | thousands by filing date | call |
| AOXING PHARMACEUTICAL CO INC | 03740A106 | COM | 30,465 | $51,000 | thousands by filing date | |
| VAALCO ENERGY INC | 91851C201 | COMMON STOCK | 20,500 | $50,000 | thousands by filing date | call |
| HUTCHINSON TECHNOLOGY INC | 448407106 | COM | 18,700 | $50,000 | thousands by filing date | call |
| SEMILEDS CORP | 816645105 | COM | 83,128 | $50,000 | thousands by filing date | |
| ENDEAVOUR SILVER CORP | 29258Y103 | COM | 25,800 | $49,000 | thousands by filing date | put |
| UNITED STATES ANTIMONY CORP | 911549103 | COM | 71,829 | $49,000 | thousands by filing date | |
| RIGEL PHARMACEUTICALS INC | 766559603 | COMMON STOCK | 13,800 | $49,000 | thousands by filing date | call |
| LAKE SHORE GOLD CORP | 510728108 | COM | 60,423 | $49,000 | thousands by filing date | |
| NORTH AMERN ENERGY PARTNERS | 656844107 | COM | 16,730 | $49,000 | thousands by filing date | |
| INVESCO SR INCOME TR | 46131H107 | COM | 10,071 | $48,000 | thousands by filing date | |
| NEOGENOMICS INC | 64049M209 | COM NEW | 10,300 | $48,000 | thousands by filing date | call |
| ENERGY RECOVERY INC | 29270J100 | COM | 18,600 | $48,000 | thousands by filing date | call |
| VERTEX ENERGY INC | 92534K107 | COM | 12,995 | $48,000 | thousands by filing date | |
| SOLAZYME INC | 83415T101 | COM | 16,700 | $48,000 | thousands by filing date | call |
| AIRMEDIA GROUP INC | 009411109 | ADR | 24,310 | $48,000 | thousands by filing date | |
| Scorpio Bulkers Inc. | Y7546A106 | EQ | 20,000 | $47,000 | thousands by filing date | put |
| MICROVISION INC DEL | 594960304 | COM NEW | 13,500 | $46,000 | thousands by filing date | put |
| ATLANTIC PWR CORP | 04878Q863 | COM NEW | 16,300 | $46,000 | thousands by filing date | put |
| PHOTOMEDEX INC | 719358301 | COM | 22,800 | $46,000 | thousands by filing date | put |
| SFX ENTMT INC | 784178303 | COM | 11,326 | $46,000 | thousands by filing date | |
| LEAPFROG ENTERPRISES INC | 52186N106 | COMMON STOCK | 20,500 | $45,000 | thousands by filing date | put |
| Lee Enterprises Inc | 523768109 | COM | 14,100 | $45,000 | thousands by filing date | |
| CHINA FIN ONLINE CO LTD | 169379104 | SPONSORED ADR | 10,500 | $45,000 | thousands by filing date | call |
| KEY ENERGY SVCS INC | 492914106 | COM | 24,673 | $45,000 | thousands by filing date | |
| HIGHPOWER INTL INC | 43113X101 | COM | 11,100 | $45,000 | thousands by filing date | put |
| KOPIN CORP | 500600101 | COMMON STOCK | 12,371 | $44,000 | thousands by filing date | |
| PRIMERO MNG CORP | 74164W106 | COM | 12,800 | $44,000 | thousands by filing date | put |
| MILLER ENERGY RES INC | 600527105 | COM | 70,700 | $44,000 | thousands by filing date | put |
| PRANA BIOTECHNOLOGY LTD | 739727105 | SPONSORED ADR | 39,100 | $44,000 | thousands by filing date | put |
| OCULUS INNOVATIVE SCIENCES I | 67575P116 | *W EXP 01/21/202 | 197,650 | $44,000 | thousands by filing date | |
| CROWN MEDIA HLDGS INC | 228411104 | CL A | 10,864 | $43,000 | thousands by filing date | |
| VERSO PAPER CORP | 92531L108 | COM | 23,900 | $43,000 | thousands by filing date | put |
| WILLBROS GROUP INC | 969203108 | COMMON STOCK | 12,600 | $42,000 | thousands by filing date | call |
| MECHEL OAO | 583840103 | SPONSORED ADR | 34,000 | $42,000 | thousands by filing date | call |
| CINCINNATI BELL INC NEW | 171871106 | COM | 11,892 | $42,000 | thousands by filing date | |
| CAPSTONE TURBINE CORP COM | 14067D102 | COM | 65,134 | $42,000 | thousands by filing date | |
| CHC GROUP LTD | G07021101 | SHS | 31,678 | $42,000 | thousands by filing date | |
| CURIS INC | 231269101 | COM | 16,900 | $41,000 | thousands by filing date | put |
| ALASKA COMMUNICATIONS SYS GR | 01167P101 | COM | 24,400 | $41,000 | thousands by filing date | put |
| VRINGO INC | 92911N104 | COM | 63,700 | $41,000 | thousands by filing date | put |
| ALEXZA PHARMACEUTICALS INC | 015384209 | COM | 20,000 | $41,000 | thousands by filing date | call |
| XUEDA ED GROUP | 98418W109 | SPONSORED ADR | 14,677 | $40,000 | thousands by filing date | |
| PACIFIC SUNWEAR OF CALIF | 694873100 | COM | 14,616 | $40,000 | thousands by filing date | |
| CAMTEK LTD ORD | M20791105 | Stock | 12,215 | $39,000 | thousands by filing date | |
| GRAN TIERRA ENERGY INC | 38500T101 | COM | 14,400 | $39,000 | thousands by filing date | call |
| HARRIS & HARRIS GROUP INC | 413833104 | COM | 12,500 | $39,000 | thousands by filing date | call |
| UQM TECHNOLOGIES INC | 903213106 | COM | 35,852 | $39,000 | thousands by filing date | |
| LIGHTBRIDGE CORP | 53224K104 | COMMON STOCK | 30,500 | $38,000 | thousands by filing date | put |
| ONCOGENEX PHARMACEUTICALS IN | 68230A106 | COM | 17,600 | $38,000 | thousands by filing date | call |
| MAST THERAPEUTICS INC | 576314108 | COM | 78,657 | $38,000 | thousands by filing date | |
| MOLYCORP INC DEL | 608753109 | COM | 99,965 | $38,000 | thousands by filing date | |
| FORBES ENERGY SVCS LTD | 345143101 | COM | 37,034 | $38,000 | thousands by filing date | |
| LPATH INC-CLASS A | 548910306 | CMN | 15,300 | $38,000 | thousands by filing date | call |
| REGADO BIOSCIENCE INC | 75874Q107 | COM | 30,945 | $38,000 | thousands by filing date | |
| CHINA BAK BATTERY INC | 16936Y209 | COM | 10,400 | $37,000 | thousands by filing date | put |
| VAALCO ENERGY INC | 91851C201 | COMMON STOCK | 14,600 | $36,000 | thousands by filing date | put |
| ATLANTIC PWR CORP | 04878Q863 | COM NEW | 12,326 | $35,000 | thousands by filing date | |
| LIGHTBRIDGE CORP | 53224K104 | COMMON STOCK | 28,405 | $35,000 | thousands by filing date | |
| APRICUS BIOSCIENCES INC | 03832V109 | COM | 18,805 | $35,000 | thousands by filing date | |
| ONCOLYTICS BIOTECH INC | 682310107 | COM | 47,200 | $35,000 | thousands by filing date | call |
| BIODEL INC | 09064M204 | COM | 29,256 | $35,000 | thousands by filing date | |
| INTELLIPHARMACEUTICS INTERNA | 458173101 | CMN | 12,700 | $35,000 | thousands by filing date | put |
| CELLECTAR BIOSCIENCES INC | 15117F112 | *W EXP 08/19/201 | 45,200 | $35,000 | thousands by filing date | |
| ARQULE INC | 04269E107 | COM | 15,377 | $34,000 | thousands by filing date | |
| URANIUM RESOURCES INC | 916901606 | COM | 25,500 | $34,000 | thousands by filing date | put |
| ZHONE TECHNOLOGIES INC NEW | 98950P884 | COM | 26,020 | $34,000 | thousands by filing date | |
| SIGNAL GENETICS INC | 826640104 | Cmn | 15,605 | $34,000 | thousands by filing date | |
| CURIS INC | 231269101 | COM | 13,800 | $33,000 | thousands by filing date | call |
| ENTROPIC COMMUNICATIONS INC | 29384R105 | COM | 11,295 | $33,000 | thousands by filing date | |
| RICHMONT MINES INC | 76547T106 | COM | 10,200 | $33,000 | thousands by filing date | put |
| QUIKSILVER INC | 74838C106 | COM | 17,914 | $33,000 | thousands by filing date | |
| MOSYS INC COM | 619718109 | COM | 15,887 | $33,000 | thousands by filing date | |
| HANWHA SOLARONE CO LTD | 41135V103 | SPONSORED ADR | 16,500 | $33,000 | thousands by filing date | call |
| DIANA CONTAINERSHIPS, INC. | Y2069P101 | COMMON STOCK | 13,500 | $33,000 | thousands by filing date | put |
| AGRIA CORP | 00850H103 | SPONSORED ADR | 28,093 | $33,000 | thousands by filing date | |
| LIVEDEAL INC | 538144304 | COM NEW | 10,400 | $33,000 | thousands by filing date | call |
| REAL GOODS SOLAR INC | 75601N104 | CL A | 118,700 | $32,000 | thousands by filing date | put |
| ZHONE TECHNOLOGIES INC NEW | 98950P884 | COM | 24,500 | $32,000 | thousands by filing date | put |
| Enzo Biochem Inc | 294100102 | Common Stock | 10,400 | $31,000 | thousands by filing date | call |
| KALOBIOS PHARMACEUTICALS INC | 48344T100 | COM | 63,873 | $31,000 | thousands by filing date | |
| GULF RESOURCES INC | 40251W309 | COM | 18,600 | $31,000 | thousands by filing date | call |
| NORANDA ALUMINIUM HOLDING CORP | 65542W107 | COMMON STOCK | 10,000 | $30,000 | thousands by filing date | put |
| GOL LINHAS AEREAS INTLG S A | 38045R107 | SP ADR REP PFD | 12,400 | $30,000 | thousands by filing date | put |
| XUEDA ED GROUP | 98418W109 | SPONSORED ADR | 11,100 | $30,000 | thousands by filing date | put |
| CENTRAL EUROPEAN MEDIA ENTERPRISES LTD-CL A | G20045202 | COM | 11,300 | $30,000 | thousands by filing date | put |
| PETROQUEST ENERGY INC | 716748108 | COMMON STOCK | 12,400 | $29,000 | thousands by filing date | call |
| ASANKO GOLD INC | 04341Y105 | COM | 19,998 | $29,000 | thousands by filing date | |
| REAL GOODS SOLAR INC | 75601N104 | CL A | 108,670 | $29,000 | thousands by filing date | |
| HARVEST NATURAL RESOURCES IN | 41754V103 | COM | 65,200 | $29,000 | thousands by filing date | call |
| EMAGIN CORP | 29076N206 | COM | 11,423 | $28,000 | thousands by filing date | |
| PROTALIX BIOTHERAPEUTICS INC | 74365A101 | COM | 15,460 | $28,000 | thousands by filing date | |
| GULF RESOURCES INC | 40251W309 | COM | 16,791 | $28,000 | thousands by filing date | |
| DENISON MINES CORP | 248356107 | COM | 34,300 | $27,000 | thousands by filing date | put |
| ZION OIL & GAS INC | 989696109 | COM | 15,616 | $27,000 | thousands by filing date | |
| PROTALIX BIOTHERAPEUTICS INC | 74365A101 | COM | 15,100 | $27,000 | thousands by filing date | put |
| APRICUS BIOSCIENCES INC | 03832V109 | COM | 14,300 | $27,000 | thousands by filing date | put |
| BIODEL INC | 09064M204 | COM | 22,700 | $27,000 | thousands by filing date | put |
| NATIONAL BK GREECE S A | 633643705 | SPN ADR REP 1 SH | 20,800 | $27,000 | thousands by filing date | call |
| DARA BIOSCIENCES INC | 23703P304 | COM PAR $ | 36,853 | $27,000 | thousands by filing date | |
| SMITH MICRO SOFTWARE INC | 832154108 | COM | 20,200 | $26,000 | thousands by filing date | call |
| RICEBRAN TECHNOLOGIES | 762831113 | *W EXP 12/18/201 | 26,333 | $26,000 | thousands by filing date | |
| VAPOR CORP NEV COM NEW | 922099205 | US SMALL AND MID-CAP EQUITIES | 26,000 | $26,000 | thousands by filing date | call |
| HEIDELBERG MATLS AG FSPONSORED ADR 1 ADR REPS 0.2 ORD SHS | 427093109 | ADR | 59,000 | $25,000 | thousands by filing date | call |
| PHARMATHENE INC | 71714G102 | COM | 15,420 | $25,000 | thousands by filing date | |
| ALASKA COMMUNICATIONS SYS GR | 01167P101 | COM | 14,612 | $25,000 | thousands by filing date | |
| LIFEVANTAGE CORP | 53222K106 | COM | 31,603 | $25,000 | thousands by filing date | |
| INFOSONICS CORP | 456784107 | COM | 11,140 | $25,000 | thousands by filing date | |
| HANWHA SOLARONE CO LTD | 41135V103 | SPONSORED ADR | 12,000 | $24,000 | thousands by filing date | put |
| THESTREET INC | 88368Q103 | COM | 13,401 | $24,000 | thousands by filing date | |
| PRANA BIOTECHNOLOGY LTD | 739727105 | SPONSORED ADR | 21,400 | $24,000 | thousands by filing date | call |
| OI SA-ADR | 670851401 | Com | 15,880 | $24,000 | thousands by filing date | |
| ALPHA PRO TECH LTD | 020772109 | COM | 10,000 | $23,000 | thousands by filing date | put |
| PAIN THERAPEUTICS INC | 69562K100 | COM | 11,917 | $23,000 | thousands by filing date | |
| ALASKA COMMUNICATIONS SYS GR | 01167P101 | COM | 13,400 | $23,000 | thousands by filing date | call |
| PEREGRINE PHARMACEUTICALS IN | 713661304 | COM NEW | 17,000 | $23,000 | thousands by filing date | put |
| GOLDFIELD CORP | 381370105 | COM | 11,682 | $23,000 | thousands by filing date | |
| COVISINT CORP | 22357R103 | COM | 11,488 | $23,000 | thousands by filing date | |
| ROCK CREEK PHARMACEUTICALS INC COM NEW | 772081105 | ROCK CREEK PHARMACEUTICALS INC COM NEW | 227,181 | $23,000 | thousands by filing date | |
| TASEKO MINES LTD COM | 876511106 | Stock | 34,400 | $22,000 | thousands by filing date | call |
| NORTH ATLANTIC DRILLING LTD | G6613P202 | COM | 18,628 | $22,000 | thousands by filing date | |
| REGADO BIOSCIENCE INC | 75874Q107 | COM | 18,000 | $22,000 | thousands by filing date | call |
| PROFIRE ENERGY INC | 74316X101 | COM | 15,671 | $21,000 | thousands by filing date | |
| MCEWEN MNG INC | 58039P107 | COM | 20,100 | $21,000 | thousands by filing date | put |
| MCCLATCHY CO | 579489105 | CL A | 11,200 | $21,000 | thousands by filing date | call |
| ZOGENIX INC | 98978L105 | COM | 15,200 | $21,000 | thousands by filing date | put |
| MEETME INC | 585141104 | COM | 11,400 | $21,000 | thousands by filing date | put |
| U S ENERGY CORP - WYOMING | 911805109 | COM | 18,500 | $21,000 | thousands by filing date | call |
| PERSPECTIVE THERAPEUTICS INC | 46489V104 | COM | 12,536 | $20,000 | thousands by filing date | |
| ASANKO GOLD INC | 04341Y105 | COM | 14,100 | $20,000 | thousands by filing date | put |
| SMART TECHNOLOGIES INC | 83172R108 | CL A SUB VTG S | 16,540 | $20,000 | thousands by filing date | |
| TANZANIAN ROYALTY EXPLORATION CORP. | 87600U104 | COM | 57,900 | $20,000 | thousands by filing date | call |
| C-TRACKS ETN VOLATILITY INDX | 17318Q475 | ETP | 23,809 | $20,000 | thousands by filing date | |
| ONE HORIZON GROUP INC | 68235H205 | COM NEW | 12,400 | $20,000 | thousands by filing date | |
| BLONDER TONGUE LABS INC | 093698108 | COM | 19,495 | $19,000 | thousands by filing date | |
| MER TELEMANAGEMENT SOLUTIONS | M69676126 | SHS | 12,351 | $19,000 | thousands by filing date | |
| CHINA GREEN AGRICULTURE INC | 16943W105 | COMMON STOCK | 10,000 | $18,000 | thousands by filing date | call |
| CHINA SUNERGY CO LTD | 16942X302 | SPONSORED ADR NE | 10,573 | $18,000 | thousands by filing date | |
| FX ENERGY INC | 302695101 | COM | 13,500 | $17,000 | thousands by filing date | call |
| OI SA-ADR | 670851401 | Com | 11,000 | $17,000 | thousands by filing date | put |
| DENISON MINES CORP | 248356107 | COM | 20,214 | $16,000 | thousands by filing date | |
| ALPHA NATURAL RESOURCES INC | 02076X102 | COM | 15,563 | $16,000 | thousands by filing date | |
| IPASS INC | 46261V108 | COM | 14,787 | $16,000 | thousands by filing date | |
| ODYSSEY MARINE EXPLORATION I | 676118102 | COM | 21,326 | $15,000 | thousands by filing date | |
| SILVERCORP METALS INC COMP | 82835P103 | EQUITY | 11,500 | $14,000 | thousands by filing date | call |
| BG MEDICINE INC | 08861T107 | COM | 16,674 | $14,000 | thousands by filing date | |
| MIDSTATES PETROLEUM CO INC | 59804T100 | COM | 16,770 | $14,000 | thousands by filing date | |
| BIODEL INC | 09064M204 | COM | 12,100 | $14,000 | thousands by filing date | call |
| BLUE EARTH INC COM | 095428108 | COMMON STOCK | 16,054 | $14,000 | thousands by filing date | |
| DELCATH SYS INC | 24661P401 | Cmn | 14,597 | $14,000 | thousands by filing date | |
| ODYSSEY MARINE EXPLORATION I | 676118102 | COM | 18,000 | $13,000 | thousands by filing date | put |
| QUEST RESOURCE HOLDING CORP | 74836W104 | COMM | 10,127 | $13,000 | thousands by filing date | |
| MIDSTATES PETROLEUM CO INC | 59804T100 | COM | 14,000 | $12,000 | thousands by filing date | put |
| FIELDPOINT PETROLEUM CORP | 316570100 | COMM STK | 11,281 | $12,000 | thousands by filing date | |
| ASCENT SOLAR TECHNOLOGIES IN | 043635309 | COM NEW | 10,834 | $12,000 | thousands by filing date | |
| CHINA GERUI ADV MAT GR LTD | G21101137 | USD NEW ORD SHS ADDED | 18,263 | $12,000 | thousands by filing date | |
| Gevo Inc | 374396109 | COMMON | 50,733 | $11,000 | thousands by filing date | |
| LEXICON PHARMACEUTICALS INC | 528872104 | COM | 11,350 | $11,000 | thousands by filing date | |
| RUBICON MINERALS CORP | 780911103 | COM | 12,071 | $11,000 | thousands by filing date | |
| REXAHN PHARMACEUTICALS INC | 761640101 | COM | 14,987 | $11,000 | thousands by filing date | |
| GTX INC | 40052B108 | COM | 16,300 | $11,000 | thousands by filing date | put |
| REVETT MINERALS INC | 761505205 | COM NEW | 24,875 | $11,000 | thousands by filing date | |
| DENISON MINES CORP | 248356107 | COM | 12,500 | $10,000 | thousands by filing date | call |
| RESOLUTE ENERGY CORP | 76116A108 | COMMON STOCK | 18,467 | $10,000 | thousands by filing date | |
| GTX INC | 40052B108 | COM | 15,100 | $10,000 | thousands by filing date | call |
| HARVEST NATURAL RESOURCES IN | 41754V103 | COM | 23,400 | $10,000 | thousands by filing date | put |
| WAVE SYSTEMS CORP-CL A | 943526400 | COMMON | 14,735 | $10,000 | thousands by filing date | |
| APPLOVIN CORP CLASS A | 023850100 | COM | 13,158 | $9,000 | thousands by filing date | |
| 22ND CENTY GROUP INC | 90137F103 | COM | 10,800 | $9,000 | thousands by filing date | call |
| NYMOX PHARMACEUTICAL CORP | 67076P102 | CMN | 10,800 | $9,000 | thousands by filing date | |
| LIQUID HLDGS GROUP INC COM | 53633A101 | COM | 31,879 | $9,000 | thousands by filing date | |
| VISTA GOLD CORP | 927926303 | COMMON STOCK | 28,025 | $8,000 | thousands by filing date | |
| ACORN ENERGY INC | 004848107 | COMMON STOCK | 16,127 | $8,000 | thousands by filing date | |
| MAGELLAN PETROLEUM CORP | 559091301 | com | 14,750 | $8,000 | thousands by filing date | |
| TANZANIAN ROYALTY EXPLORATION CORP. | 87600U104 | COM | 23,400 | $8,000 | thousands by filing date | put |
| * GIGAMEDIA LTD | Y2711Y104 | ORD | 10,318 | $8,000 | thousands by filing date | |
| INTERNATIONAL TOWER HILL MIN | 46050R102 | COM | 19,040 | $7,000 | thousands by filing date | |
| MILLER ENERGY RES INC | 600527105 | COM | 10,800 | $7,000 | thousands by filing date | call |
| TANZANIAN ROYALTY EXPLORATION CORP. | 87600U104 | COM | 21,101 | $7,000 | thousands by filing date | |
| NTN BUZZTIME INC | 629410309 | COM | 14,496 | $6,000 | thousands by filing date | |
| FUWEI FILMS HLDGS CO LTD | G3704F102 | SHS | 10,419 | $6,000 | thousands by filing date | |
| ROCK CREEK PHARMACEUTICALS INC COM NEW | 772081105 | ROCK CREEK PHARMACEUTICALS INC COM NEW | 44,900 | $5,000 | thousands by filing date | put |
| AXION PWR INTL INC | 05460X117 | *W EXP 10/24/201 | 240,515 | $5,000 | thousands by filing date | |
| JOES JEANS INC | 47777N101 | COM | 18,322 | $4,000 | thousands by filing date | |
| DEJOUR ENTERPRISES LTD | 24486R103 | COM | 30,418 | $4,000 | thousands by filing date | |
| CHINA PHARMA HOLDINGS INC | 16941T104 | COM | 10,647 | $4,000 | thousands by filing date | |
| ENTREE GOLD INC | 29383G100 | COM | 14,164 | $3,000 | thousands by filing date | |
| INSPIREMD INC | 45779A309 | COM | 10,133 | $3,000 | thousands by filing date | |
| ROCK CREEK PHARMACEUTICALS INC COM NEW | 772081105 | ROCK CREEK PHARMACEUTICALS INC COM NEW | 26,800 | $3,000 | thousands by filing date | call |
| WHEELER REAL ESTATE INVT TR | 963025119 | *W EXP 04/29/201 | 21,000 | $3,000 | thousands by filing date | |
| COMMUNITY HEALTH SYS INC NEW | 203668116 | RIGHT 99/99/9999 | 24,359 | $1,000 | thousands by filing date | |
| BOX SHIPS INC | Y09675102 | CMN | 300,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001136305-15-000010 | this filing | 2015-05-15 | acceptance time not in the bulk data set |