13F-HR filed by TRUST CO OF VERMONT
TRUST CO OF VERMONT filed this 13F-HR for the quarter ended 2017-09-30, filed 2017-10-24, with 946 holding rows worth $1,006,079,000.
- Accession
- 0001134008-17-000004
- Filer
- CIK 1134008
- Filed
- 2017-10-24
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2017
A holdings report, 946 entries on the cover page, a total value of $1,006,079,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $1,006,079,000 with VALUE read as thousands by filing date, 13F file number 028-10003. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| LEGGETT & PLATT INC | 524660107 | COM | 1,026 | $49,000 | thousands by filing date | |
| PACKAGING CORP AMER COM | 695156109 | Stock | 413 | $47,000 | thousands by filing date | |
| FRANKLIN RESOURCES INC COM | 354613101 | Stock | 1,055 | $47,000 | thousands by filing date | |
| ISHARES TR | 464288448 | INTL SEL DIV ETF | 1,400 | $47,000 | thousands by filing date | |
| WILLAMETTE VY VINEYARD I | 969136100 | COMMON STOCK | 6,000 | $47,000 | thousands by filing date | |
| VECTREN CORP | 92240G101 | COM | 720 | $47,000 | thousands by filing date | |
| Vanguard Small-Cap Growth ETF | 922908595 | SHS | 300 | $46,000 | thousands by filing date | |
| NATIONAL FUEL GAS CO COM | 636180101 | Stock | 814 | $46,000 | thousands by filing date | |
| NORDSTROM INC | 655664100 | COM | 980 | $46,000 | thousands by filing date | |
| OSI SYSTEMS INC | 671044105 | COM | 500 | $46,000 | thousands by filing date | |
| VESTAS WIND SYSTEMS AS | 925458101 | COM | 1,550 | $46,000 | thousands by filing date | |
| BIOVERATIV INC | 09075E100 | COM | 804 | $46,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 500 | $45,000 | thousands by filing date | |
| INTERPUBLIC GROUP COS | 460690100 | COM | 2,184 | $45,000 | thousands by filing date | |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 3,700 | $45,000 | thousands by filing date | |
| ANDEAVOR | 03349M105 | COM | 434 | $45,000 | thousands by filing date | |
| ENTERPRISE BANCORP INC MASS COM | 293668109 | Stock | 1,253 | $45,000 | thousands by filing date | |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 934 | $44,000 | thousands by filing date | |
| VEREIT INC | 92339V100 | COM | 5,300 | $44,000 | thousands by filing date | |
| FI ENHANCED EUROPE 50 ETN UBS | 90274D234 | COM | 254 | $44,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y855 | LITHIUM BTRY ETF | 1,140 | $43,000 | thousands by filing date | |
| EATON VANCE TAX ADVANTAGED GLO | 27828S101 | COM | 2,500 | $43,000 | thousands by filing date | |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 750 | $42,000 | thousands by filing date | |
| WISDOMTREE EUROPE HEDGED EQUITY FUND | 97717X701 | ETF | 643 | $42,000 | thousands by filing date | |
| IDACORP INC | 451107106 | COM | 473 | $42,000 | thousands by filing date | |
| ADVANCE AUTO PARTS INC | 00751Y106 | COM | 415 | $41,000 | thousands by filing date | |
| CITRIX SYSTEMS INC | 177376100 | COM | 535 | $41,000 | thousands by filing date | |
| MATTHEWS INTL FDS KOREA FD CL I | 577130305 | mf | 6,098 | $41,000 | thousands by filing date | |
| QUATERRA RES INC | 747952109 | COM | 593,000 | $41,000 | thousands by filing date | |
| ISHARES TR | 464288372 | COM | 885 | $40,000 | thousands by filing date | |
| ENBRIDGE ENERGY PARTNERS L P | 29250R106 | Domestic Common | 2,500 | $40,000 | thousands by filing date | |
| WELLS FARGO 6.625 PFD PFD SER | 949746465 | PFD | 1,377 | $40,000 | thousands by filing date | |
| CONSTELLATION BRANDS INC CL A | 21036P108 | Stock | 193 | $39,000 | thousands by filing date | |
| CANADIAN PACIFIC RAILWAYS | 13645T100 | COM | 235 | $39,000 | thousands by filing date | |
| PATTERN ENERGY GROUP INC | 70338P100 | CL A | 1,600 | $39,000 | thousands by filing date | |
| Lincoln National Corporat | 524901105 | COM | 1,000 | $39,000 | thousands by filing date | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 425 | $38,000 | thousands by filing date | |
| KEYSIGHT TECHNOLOGIES INC COM | 49338L103 | Stock | 915 | $38,000 | thousands by filing date | |
| VECTOR GROUP LTD | 92240M108 | COM | 1,872 | $38,000 | thousands by filing date | |
| Q | 74876Y101 | Stock | 400 | $38,000 | thousands by filing date | |
| CARDINAL HEALTH INC | 14149Y108 | COM | 548 | $37,000 | thousands by filing date | |
| CHEMOURS CO COM | 163851108 | Stock | 719 | $37,000 | thousands by filing date | |
| SUNPOWER CORP | 867652406 | COM | 5,055 | $37,000 | thousands by filing date | |
| TWENTY FIRST CENTY FOX INC | 90130A101 | CL A | 1,398 | $37,000 | thousands by filing date | |
| MNB Bancorp | 55310H101 | Com | 280 | $37,000 | thousands by filing date | |
| PALO ALTO NETWORKS INC | 697435105 | COM | 250 | $36,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 206 | $36,000 | thousands by filing date | |
| WESTERN DIGITAL CORP | 958102105 | COM | 420 | $36,000 | thousands by filing date | |
| BLACKROCK CALIFORNIA MUNICIPAL | 09248E102 | SH BEN INT | 2,483 | $36,000 | thousands by filing date | |
| SUNTRUST BANKS INC | 867914103 | COM | 600 | $36,000 | thousands by filing date | |
| T-Mobile US,Inc. | 872590104 | COM | 562 | $35,000 | thousands by filing date | |
| AMEREN CORP COM | 023608102 | Stock | 600 | $35,000 | thousands by filing date | |
| DARDEN RESTAURANTS INC COM | 237194105 | Stock | 450 | $35,000 | thousands by filing date | |
| WYNN RESORTS LTD | 983134107 | COM | 235 | $35,000 | thousands by filing date | |
| VENTAS INC COM | 92276F100 | REIT | 524 | $34,000 | thousands by filing date | |
| MAGELLAN MIDSTREAM PARTNERS, L | 559080106 | COM UNIT RP LP | 475 | $34,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q866 | ALERIAN MLP | 3,000 | $34,000 | thousands by filing date | |
| ADIDAS AG ADR | 00687A107 | ADUS | 304 | $34,000 | thousands by filing date | |
| VANTIV INC | 92210H105 | CL A | 479 | $34,000 | thousands by filing date | |
| PIMCO Funds Emerging Markets Bond Fund Institutional Class | 693391559 | UNKNOWN | 3,175 | $34,000 | thousands by filing date | |
| MIDDLEBYCORP | 596278101 | STOK | 254 | $33,000 | thousands by filing date | |
| GORMAN RUPP CO COM | 383082104 | Stock | 1,000 | $33,000 | thousands by filing date | |
| DOLLAR TREE INC COM | 256746108 | Stock | 375 | $33,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 1,832 | $33,000 | thousands by filing date | |
| THOR INDS INC | 885160101 | COM | 264 | $33,000 | thousands by filing date | |
| MATTEL INC | 577081102 | COM | 2,153 | $33,000 | thousands by filing date | |
| LAM RESEARCH CORP | 512807108 | COM | 181 | $33,000 | thousands by filing date | |
| ISTAR INC | 45031U101 | COMMON STOCK | 2,800 | $33,000 | thousands by filing date | |
| DUN & BRADSTREET CORP DEL NE | 26483E100 | COM | 282 | $33,000 | thousands by filing date | |
| EDISON INTL COM | 281020107 | Stock | 410 | $32,000 | thousands by filing date | |
| WHIRLPOOL CORP COM | 963320106 | Stock | 170 | $31,000 | thousands by filing date | |
| SKYWORKS SOLUTIONS INC COM | 83088M102 | Stock | 300 | $31,000 | thousands by filing date | |
| CARS COM INC | 14575E105 | COM | 1,161 | $31,000 | thousands by filing date | |
| SNAP ON INC COM | 833034101 | Stock | 200 | $30,000 | thousands by filing date | |
| FIFTH THIRD BANCORP COM | 316773100 | Stock | 1,090 | $30,000 | thousands by filing date | |
| WABTEC COM | 929740108 | Stock | 402 | $30,000 | thousands by filing date | |
| SPROTT PHYSICAL SILVER TR | 85207K107 | TR UNIT | 4,800 | $30,000 | thousands by filing date | |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 228 | $29,000 | thousands by filing date | |
| BADGER METER INC COM | 056525108 | Stock | 600 | $29,000 | thousands by filing date | |
| RESMED INC COM | 761152107 | Stock | 380 | $29,000 | thousands by filing date | |
| BUCKEYE PARTNERS LP (BPL) | 118230101 | UNIT LTD PARTN | 514 | $29,000 | thousands by filing date | |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 250 | $28,000 | thousands by filing date | |
| ARAMARK COM | 03852U106 | Stock | 700 | $28,000 | thousands by filing date | |
| BRIGHTHOUSE FINL INC | 10922N103 | COM | 463 | $28,000 | thousands by filing date | |
| ATLANTICA YIELD PLC | G0751N103 | SHS | 1,435 | $28,000 | thousands by filing date | |
| BANKUNITED INC | 06652K103 | COM | 800 | $28,000 | thousands by filing date | |
| HAWAIIAN HOLDINGS INC | 419879101 | COM | 750 | $28,000 | thousands by filing date | |
| iShares U.S. Aerospace & Defense ETF | 464288760 | SHS | 150 | $27,000 | thousands by filing date | |
| MOSAIC CO COM | 61945C103 | Stock | 1,250 | $27,000 | thousands by filing date | |
| CANADIAN NAT RES LTD MED TERM COM | 136385101 | Stock | 800 | $27,000 | thousands by filing date | |
| BROWN FORMAN CORP CL B | 115637209 | Stock | 500 | $27,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464a201 | ST STR SP600GRWO | 117 | $27,000 | thousands by filing date | |
| SCANA CORP NEW | 80589M102 | COM | 548 | $27,000 | thousands by filing date | |
| Nextera Energy Ser H 5.625% du | 65339K704 | PRD | 1,070 | $27,000 | thousands by filing date | |
| FRESENIUS MEDICAL CARE AG SPONSORED ADR | 358029106 | ADR | 524 | $26,000 | thousands by filing date | |
| REPUBLIC SVCS INC COM | 760759100 | Stock | 400 | $26,000 | thousands by filing date | |
| OGE ENERGY CORP | 670837103 | COM | 730 | $26,000 | thousands by filing date | |
| UNIVERSAL DISPLAY CORP | 91347P105 | COM | 200 | $26,000 | thousands by filing date | |
| SKECHERS U S A INC | 830566105 | CL A | 1,050 | $26,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M399 | GUG BLT2017 HY | 1,000 | $26,000 | thousands by filing date | |
| LYONDELLBASELL INDUSTRIES NV SHS - A - | N53745100 | Stock | 248 | $25,000 | thousands by filing date | |
| UNITIL CORP COM | 913259107 | Stock | 515 | $25,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP GROWTH ETF | 464287481 | ETF | 220 | $25,000 | thousands by filing date | |
| AVERY DENNISON CORP COM | 053611109 | Stock | 253 | $25,000 | thousands by filing date | |
| DOLLAR GEN CORP COM | 256677105 | Stock | 310 | $25,000 | thousands by filing date | |
| ISHARES INC | 464286392 | MSCI WORLD ETF | 294 | $25,000 | thousands by filing date | |
| MGE ENERGY INC | 55277P104 | COM | 382 | $25,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M373 | GUG BUL 2019 HY | 1,000 | $25,000 | thousands by filing date | |
| SHIRE PLC | 82481R106 | COMMON STOCK-FO | 160 | $25,000 | thousands by filing date | |
| CORE LABORATORIES N V | N22717107 | COM | 250 | $25,000 | thousands by filing date | |
| HOEGH LNG PARTNERS LP | Y3262R100 | COM UNIT LTD | 1,350 | $25,000 | thousands by filing date | |
| DUKE ENERGY CORP $1.281 PFD | 26441C303 | PREFERRED | 970 | $25,000 | thousands by filing date | |
| NEXTERA ENERGY 5.00% SER J | 65339K886 | PUBLIC | 1,000 | $25,000 | thousands by filing date | |
| ServiceNow,Inc. | 81762P102 | COM | 200 | $24,000 | thousands by filing date | |
| WILLIAMS COS INC COM | 969457100 | Stock | 800 | $24,000 | thousands by filing date | |
| ISHARES TR | 464287440 | 7-10 YR TRSY BD | 223 | $24,000 | thousands by filing date | |
| ISHARES MORNINGSTAR ETF SMALL CAP VALUE | 464288703 | ETF | 167 | $24,000 | thousands by filing date | |
| XEROX CORP | 984121608 | COM NEW | 725 | $24,000 | thousands by filing date | |
| GIVAUDAN SA ADR | 37636P108 | COM | 550 | $24,000 | thousands by filing date | |
| Lazard Emerging Mkts | 52106N889 | MF | 1,242 | $24,000 | thousands by filing date | |
| HSBC HOLDINGS PLC 8% $2 PFD Ser 2 | 404280802 | PREFERRED | 900 | $24,000 | thousands by filing date | |
| HASBRO INC COM | 418056107 | Stock | 229 | $23,000 | thousands by filing date | |
| VAIL RESORTS INC COM | 91879Q109 | Stock | 100 | $23,000 | thousands by filing date | |
| B & G FOODS INC | 05508R106 | COM | 730 | $23,000 | thousands by filing date | |
| JACOBS ENGINEERING GROUP INC | 469814107 | COM | 400 | $23,000 | thousands by filing date | |
| MYLAN NV | N59465109 | SHS EURO | 750 | $23,000 | thousands by filing date | |
| ZOETIS INC CL A | 98978V103 | Stock | 350 | $22,000 | thousands by filing date | |
| TEXTRON INC COM | 883203101 | Stock | 400 | $22,000 | thousands by filing date | |
| FIRST TR VALUE LINE DIVID IN | 33734H106 | SHS | 740 | $22,000 | thousands by filing date | |
| SEALED AIR CORP NEW | 81211K100 | COM | 510 | $22,000 | thousands by filing date | |
| GRUBHUB INC | 400110102 | COM | 422 | $22,000 | thousands by filing date | |
| KENNAMETAL INC | 489170100 | COM | 533 | $22,000 | thousands by filing date | |
| SERVICEMASTER GLOBAL HOLDING | 81761R109 | COMMON STOCK | 461 | $22,000 | thousands by filing date | |
| TYLER TECHNOLOGIES INC COM | 902252105 | Stock | 123 | $21,000 | thousands by filing date | |
| EQUIFAX INC COM | 294429105 | Stock | 200 | $21,000 | thousands by filing date | |
| ARCHER DANIELS MIDLAND CO COM | 039483102 | Stock | 500 | $21,000 | thousands by filing date | |
| BUNGE LTD | G16962105 | COM | 300 | $21,000 | thousands by filing date | |
| UNITED STATES OIL FUND LP | 91232N108 | UNITS | 2,000 | $21,000 | thousands by filing date | |
| Preci-Manufacturing Inc Class A | CS3076011 | Com | 180 | $21,000 | thousands by filing date | |
| NEW YORK TIMES CO MTN BE CL A | 650111107 | Stock | 1,000 | $20,000 | thousands by filing date | |
| ULTA BEAUTY INC COM | 90384S303 | Stock | 88 | $20,000 | thousands by filing date | |
| COACH INC | 189754104 | COM | 500 | $20,000 | thousands by filing date | |
| AFLAC INC 5.5%52SUB DE | 001055300 | pfd | 800 | $20,000 | thousands by filing date | |
| WHEATON PRECIOUS METALS CORP COM | 962879102 | Stock | 1,000 | $19,000 | thousands by filing date | |
| HUNTINGTON INGALLS INDS INC COM | 446413106 | Stock | 86 | $19,000 | thousands by filing date | |
| SONY GROUP CORP SPONSORED ADR | 835699307 | ADR | 510 | $19,000 | thousands by filing date | |
| UBS GROUP AG SHS | H42097107 | Stock | 1,098 | $19,000 | thousands by filing date | |
| MOHAWK INDS INC | 608190104 | COM | 75 | $19,000 | thousands by filing date | |
| NOBLE CORP PLC | G65431101 | SHS USD | 4,150 | $19,000 | thousands by filing date | |
| GRACE W R & CO DEL NEW COM | 38388F108 | Stock | 269 | $19,000 | thousands by filing date | |
| MOBILEYE NV XXXMANDATORY MERGER EFF: 06/03/18 | N51488117 | FOREIGN ORDINARIES | 300 | $19,000 | thousands by filing date | |
| ROGERS SUGAR INC | 77519R102 | COMMON | 3,000 | $19,000 | thousands by filing date | |
| RITEAID CORP | 767754104 | COM | 9,000 | $18,000 | thousands by filing date | |
| ALARM COM HLDGS INC COM | 011642105 | Stock | 400 | $18,000 | thousands by filing date | |
| AECOM COM | 00766T100 | Stock | 500 | $18,000 | thousands by filing date | |
| NEW JERSEY RES CORP | 646025106 | COM | 418 | $18,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311206 | CL C | 1,175 | $18,000 | thousands by filing date | |
| MARKETAXESS HLDGS INC | 57060D108 | COM | 95 | $18,000 | thousands by filing date | |
| MFS MUNICIPAL INCOME TRUST | 552738106 | SH BEN INT | 2,500 | $18,000 | thousands by filing date | |
| TWITTER INC | 90184L102 | COM | 1,070 | $18,000 | thousands by filing date | |
| INGERSOLL-RAND PLC | G47791101 | SHS | 203 | $18,000 | thousands by filing date | |
| BOSTON PRIVATE FINL HLDGS INC COM | 101119105 | Stock | 1,100 | $18,000 | thousands by filing date | |
| GOLDMAN SACH 6.375 PFD | 38148b108 | PFD | 600 | $18,000 | thousands by filing date | |
| LMP CAPITAL AND INCOME FUND | 50208A102 | COM | 1,178 | $17,000 | thousands by filing date | |
| FIRST REPUBLIC BANK/SAN FRANCI | 33616C100 | COM | 165 | $17,000 | thousands by filing date | |
| NOBLE ENERGY INC | 655044105 | COM | 617 | $17,000 | thousands by filing date | |
| ISHARES TR | 464288125 | 3YRTB ETF | 200 | $17,000 | thousands by filing date | |
| VANGUARD EUROPEAN STOCK INDEX | 922042809 | Equity Mutual Fu | 239 | $17,000 | thousands by filing date | |
| BNY MELLON FDS TR INTL FD INV | 05569M863 | MF | 1,168 | $17,000 | thousands by filing date | |
| TOPBUILD COR COM | 89055F103 | Stock | 244 | $16,000 | thousands by filing date | |
| GDL FD | 361570104 | COM SH BEN IT | 1,550 | $16,000 | thousands by filing date | |
| COMMUNITY BANCORP INC VT | 20343A101 | COMMON STOCK | 827 | $16,000 | thousands by filing date | |
| PIMCO FDS PAC INVT MGMT SER | 693391245 | INTL BD FD CL A | 1,550 | $16,000 | thousands by filing date | |
| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 351 | $15,000 | thousands by filing date | |
| ESPERION THERAPEUTICS INC NEW COM | 29664W105 | Stock | 300 | $15,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010L103 | COM | 900 | $15,000 | thousands by filing date | |
| SNAP INC | 83304A106 | CL A | 1,020 | $15,000 | thousands by filing date | |
| NUVEEN MUN CR INCOME FD | 67070X101 | COM SH BEN INT | 961 | $15,000 | thousands by filing date | |
| CRACKER BARREL OLD CTRY STOR | 22410J106 | COM | 100 | $15,000 | thousands by filing date | |
| SIEMENS A G - ADR | 826197501 | COM | 208 | $15,000 | thousands by filing date | |
| COMPAGNIE FIN RICHEMONTAG SWI | 204319107 | ADUS | 1,595 | $15,000 | thousands by filing date | |
| BP PRUDHOE BAY RTY TR | 055630107 | TRUS | 700 | $15,000 | thousands by filing date | |
| PENTAIR PLC SHS | G7S00T104 | Stock | 200 | $14,000 | thousands by filing date | |
| CINEMARK HLDGS INC COM | 17243V102 | Stock | 384 | $14,000 | thousands by filing date | |
| PITNEY BOWES INC COM | 724479100 | Stock | 1,000 | $14,000 | thousands by filing date | |
| THE CAMPBELLS COMPANY COM | 134429109 | Stock | 300 | $14,000 | thousands by filing date | |
| FORRESTER RESH INC | 346563109 | COM | 330 | $14,000 | thousands by filing date | |
| FORTIS INC | 349553107 | COM | 400 | $14,000 | thousands by filing date | |
| TEXAS CAP BANCSHARES INC | 88224Q107 | COM | 161 | $14,000 | thousands by filing date | |
| BARRICK GOLD CORP | 067901108 | COM | 900 | $14,000 | thousands by filing date | |
| L3 TECHNOLOGIES INC | 502413107 | COM | 75 | $14,000 | thousands by filing date | |
| RED HAT INC | 756577102 | COM | 128 | $14,000 | thousands by filing date | |
| BARINGS CORPORATE INVS | 06759X107 | COM | 888 | $14,000 | thousands by filing date | |
| Bidvest Group Ltd | S1201R162 | COM | 1,162 | $14,000 | thousands by filing date | |
| CMS ENERGY CORP COM | 125896100 | Stock | 275 | $13,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 329 | $13,000 | thousands by filing date | |
| TXNM ENERGY INC COM | 69349H107 | Stock | 312 | $13,000 | thousands by filing date | |
| BROOKFIELD INFRASTRUCTURE PA | G16252101 | LP INT UNIT | 300 | $13,000 | thousands by filing date | |
| NV5 HOLDINGS, INC | 62945V109 | COM | 240 | $13,000 | thousands by filing date | |
| AIR LEASE CORP | 00912X302 | CL A | 303 | $13,000 | thousands by filing date | |
| TEMPLETON EMERGING MARKETS SMALL CAP | 88019R690 | COMMON | 885 | $13,000 | thousands by filing date | |
| SHOPIFY INC | 82509L107 | CL A SUB VTG SHS | 100 | $12,000 | thousands by filing date | |
| IAMGOLD CORP COM | 450913108 | Stock | 1,950 | $12,000 | thousands by filing date | |
| GRAHAM HLDGS CO COM CL B | 384637104 | Stock | 20 | $12,000 | thousands by filing date | |
| BLACKROCK ENHANCED LARGE CAP | 09256A109 | COM | 750 | $12,000 | thousands by filing date | |
| ISHARES TR | 464288752 | US HOME CONS ETF | 340 | $12,000 | thousands by filing date | |
| DOUGLAS DYNAMICS INC | 25960R105 | COM | 300 | $12,000 | thousands by filing date | |
| NGL ENERGY PARTNERS LP | 62913M107 | COM UNIT REPST | 1,000 | $12,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND | 09253R105 | COM | 1,204 | $12,000 | thousands by filing date | |
| BHP BILLITON- ADR | 05545E209 | SPONSORED ADR | 347 | $12,000 | thousands by filing date | |
| ALLETE INC | 018522300 | COM NEW | 149 | $12,000 | thousands by filing date | |
| STANDARD MOTOR PRODS | 853666105 | COMMON STOCK | 250 | $12,000 | thousands by filing date | |
| Mercedes Benz Group Ag Reg Shs | d1668r123 | USD | 150 | $12,000 | thousands by filing date | |
| BLACKROCK GLOBAL DIVIDEND PORTFOLIO INSTITUTIONAL CLASS | 09256H328 | CL | 861 | $12,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 1,862 | $11,000 | thousands by filing date | |
| PROSHARES TR | 74347X831 | ULTRAPRO QQQ | 100 | $11,000 | thousands by filing date | |
| REGENERON PHARMACEUTICALS COM | 75886F107 | Stock | 24 | $11,000 | thousands by filing date | |
| XENIA HOTELS & RESORTS INC COM | 984017103 | REIT | 525 | $11,000 | thousands by filing date | |
| F5 INC COM | 315616102 | Stock | 94 | $11,000 | thousands by filing date | |
| WD 40 CO COM | 929236107 | Stock | 100 | $11,000 | thousands by filing date | |
| MPLX LP | 55336V100 | COM UNIT REP LTD | 327 | $11,000 | thousands by filing date | |
| CABLE ONE INC | 12685J105 | COM | 15 | $11,000 | thousands by filing date | |
| CENOVUS ENERGY INC | 15135U109 | COM | 1,060 | $11,000 | thousands by filing date | |
| ASA GOLD AND PRECIOUS MTLS L | G3156P103 | SHS | 900 | $11,000 | thousands by filing date | |
| HALYARD HEALTH INC | 40650V100 | COM | 251 | $11,000 | thousands by filing date | |
| IPATH S&P GSCI CRUDE OIL TOTAL | 06738C786 | EXCHANGE TRADED | 2,000 | $11,000 | thousands by filing date | |
| THORNBURG GLOBAL OPPORTUNITIES I | 885215327 | EQUITY FUNDS | 361 | $11,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 4,082 | $11,000 | thousands by filing date | |
| POWERSHARES GOLDEN DRAGON (PGJ) | 73935X401 | ETF | 250 | $11,000 | thousands by filing date | |
| Bayerische Motoren Werke AG | 072743305 | Equities | 324 | $11,000 | thousands by filing date | |
| HSBC HLDGS PLC SPON ADR NEW | 404280406 | ADR | 194 | $10,000 | thousands by filing date | |
| EASTMAN CHEM CO COM | 277432100 | Stock | 112 | $10,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 VALUE ETF | 464287598 | ETF | 86 | $10,000 | thousands by filing date | |
| CELANESE CORP DEL COM | 150870103 | Stock | 100 | $10,000 | thousands by filing date | |
| ISHARES TR | 464287739 | U.S. REAL ES ETF | 125 | $10,000 | thousands by filing date | |
| ISHARES INC MSCI GERMANY ETF | 464286806 | MSCI GERMANY ETF | 300 | $10,000 | thousands by filing date | |
| NUSTAR ENERGY LP | 67058H102 | UNIT COM | 255 | $10,000 | thousands by filing date | |
| BT GROUP-ADR | 05577E101 | ADR | 520 | $10,000 | thousands by filing date | |
| Middlebury National Corp | 596237107 | Com | 300 | $10,000 | thousands by filing date | |
| Spectra Energy Partners | 84756N109 | COM | 235 | $10,000 | thousands by filing date | |
| WILLIAMS PARTNERS L P NEW | 96949L105 | COM UNIT LTD PAR | 260 | $10,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U153 | COM | 408 | $10,000 | thousands by filing date | |
| Marine Harvest ASA | 56824R205 | ADR | 500 | $10,000 | thousands by filing date | |
| TARGA RES CORP COM | 87612G101 | Stock | 200 | $9,000 | thousands by filing date | |
| HECLA MNG CO | 422704106 | COM | 1,800 | $9,000 | thousands by filing date | |
| CONDUENT INC | 206787103 | COM | 580 | $9,000 | thousands by filing date | |
| MATERION CORP | 576690101 | COM | 200 | $9,000 | thousands by filing date | |
| HANESBRANDS INC | 410345102 | COM | 348 | $9,000 | thousands by filing date | |
| PHYSICIANS REALTY TRUST | 71943U104 | COM | 500 | $9,000 | thousands by filing date | |
| CENTURYLINK INC | 156700106 | COM | 480 | $9,000 | thousands by filing date | |
| COVANTA HLDG CORP | 22282E102 | COM | 630 | $9,000 | thousands by filing date | |
| GENOMIC HEALTH, INC. | 37244C101 | COM | 285 | $9,000 | thousands by filing date | |
| L OREAL CO ADR | 502117203 | ADUS | 206 | $9,000 | thousands by filing date | |
| ENCANA CORP | 292505104 | COM | 750 | $9,000 | thousands by filing date | |
| SIBANYE GOLD LTD | 825724206 | SPONSORED ADR | 2,100 | $9,000 | thousands by filing date | |
| iShares Silver Trust | 46428Q109 | COM | 527 | $8,000 | thousands by filing date | |
| Micron Technology,Inc. | 595112103 | COM | 200 | $8,000 | thousands by filing date | |
| EQUITY RESIDENTIAL | 29476L107 | SH BEN INT | 125 | $8,000 | thousands by filing date | |
| ITT INC COM | 45073V108 | Stock | 183 | $8,000 | thousands by filing date | |
| TRACTOR SUPPLY CO COM | 892356106 | Stock | 120 | $8,000 | thousands by filing date | |
| FOOT LOCKER INC | 344849104 | COM | 215 | $8,000 | thousands by filing date | |
| GASLOG PARTNERS LP | Y2687W108 | UNIT LTD PTNRP | 350 | $8,000 | thousands by filing date | |
| CBS CORP NEW | 124857202 | CL B | 136 | $8,000 | thousands by filing date | |
| Bayer AG Spons ADR | 072730302 | COM | 224 | $8,000 | thousands by filing date | |
| STATOIL ASA | 85771P102 | SPONSORED ADR | 400 | $8,000 | thousands by filing date | |
| NORTHWEST NATURAL GAS CO | 667655104 | COM | 131 | $8,000 | thousands by filing date | |
| GCP APPLIED TECHNOLOGIES INC | 36164Y101 | COM | 269 | $8,000 | thousands by filing date | |
| VIRTUS VONTOBEL EMERGING MARKE | 92828W361 | XXX | 659 | $8,000 | thousands by filing date | |
| FRANKLIN INTERNATIONAL SMALL GROWTH FD | 353533888 | COMMON | 366 | $8,000 | thousands by filing date | |
| CAMECO CORP COM | 13321L108 | Stock | 700 | $7,000 | thousands by filing date | |
| ZEBRA TECHNOLOGIES CORPORATION CL A | 989207105 | Stock | 60 | $7,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A797 | ST STR SP BANK | 150 | $7,000 | thousands by filing date | |
| FIRST AMERN FINL CORP | 31847R102 | COM | 150 | $7,000 | thousands by filing date | |
| WASHINGTON PRIME GROUP NEW | 93964W108 | COM | 938 | $7,000 | thousands by filing date | |
| FARMLAND PARTNERS INC | 31154R109 | REIT | 800 | $7,000 | thousands by filing date | |
| NINTENDO LTD FSPONSORED ADR 1 ADR REP 0.25 ORD SHS | 654445303 | Equity | 150 | $7,000 | thousands by filing date | |
| JUNO THERAPEUTICS INC | 48205A109 | COM | 145 | $7,000 | thousands by filing date | |
| GARTNERINC | 366651107 | STOK | 51 | $6,000 | thousands by filing date | |
| OTTER TAIL CORP | 689648103 | COM | 134 | $6,000 | thousands by filing date | |
| KROGER CO COM | 501044101 | Stock | 306 | $6,000 | thousands by filing date | |
| SUN CMNTYS INC COM | 866674104 | REIT | 73 | $6,000 | thousands by filing date | |
| TOYOTA MOTOR CORP ADS | 892331307 | ADR | 50 | $6,000 | thousands by filing date | |
| TYSON FOODS INC CL A | 902494103 | Stock | 83 | $6,000 | thousands by filing date | |
| AURINIA PHARMACEUTICALS INC COM | 05156V102 | Stock | 1,000 | $6,000 | thousands by filing date | |
| JETBLUE AWYS CORP | 477143101 | COM | 300 | $6,000 | thousands by filing date | |
| CASELLA WASTE SYS INC | 147448104 | CL A | 300 | $6,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A698 | ST STR SP REGBNK | 102 | $6,000 | thousands by filing date | |
| WEBSTER FINL CORP | 947890109 | COM | 105 | $6,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE HOLDI | 55608B105 | COMMON UNITS | 83 | $6,000 | thousands by filing date | |
| SVB FINANCIAL GROUP | 78486Q101 | COM | 31 | $6,000 | thousands by filing date | |
| TORTOISE MIDSTRM ENERGY FD I | 89148B101 | COM | 325 | $6,000 | thousands by filing date | |
| COMPASS DIVERSIFIED HOLDINGS | 20451Q104 | COMMON STOCK | 350 | $6,000 | thousands by filing date | |
| GOPRO INC | 38268T103 | CL A | 500 | $6,000 | thousands by filing date | |
| BLACKSTONE GROUP LP | 09253U108 | COM UNIT LTD | 190 | $6,000 | thousands by filing date | |
| POTASH CORP OF SASKATCHEWAN | 73755L107 | COMMON STOCK-FO | 300 | $6,000 | thousands by filing date | |
| WELLS FARGO CO NEW DEP PFD V 1/1000 | 94988U730 | Preferred | 240 | $6,000 | thousands by filing date | |
| O-I GLASS, INC. | 690768403 | COM | 250 | $6,000 | thousands by filing date | |
| TRUSTCO BK CORP N Y | 898349105 | COM | 710 | $6,000 | thousands by filing date | |
| ASHFORD HOSPITALITY | 044103109 | COMMON STOCK | 900 | $6,000 | thousands by filing date | |
| MANULIFE FINL CORP | 56501R106 | COM | 265 | $5,000 | thousands by filing date | |
| SYNCHRONYFINL | 87165B103 | STOK | 176 | $5,000 | thousands by filing date | |
| CITIZENS FINL GROUP INC COM | 174610105 | Stock | 140 | $5,000 | thousands by filing date | |
| ANHEUSER BUSCH INBEV SA NV SPONSORED ADR | 03524A108 | ADR | 44 | $5,000 | thousands by filing date | |
| COSTAR GROUP INC COM | 22160N109 | Stock | 18 | $5,000 | thousands by filing date | |
| AERCAP HOLDINGS NV SHS | N00985106 | Stock | 96 | $5,000 | thousands by filing date | |
| WOODSIDE ENERGY GROUP LTD SPONSORED ADR | 980228308 | ADR | 200 | $5,000 | thousands by filing date | |
| DTE ENERGY CO COM | 233331107 | Stock | 42 | $5,000 | thousands by filing date | |
| WILLIAMS SONOMA INC COM | 969904101 | Stock | 100 | $5,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 499 | $5,000 | thousands by filing date | |
| PRUDENTIAL PLC ADR | 74435K204 | ADR | 110 | $5,000 | thousands by filing date | |
| TORO CO | 891092108 | COM | 79 | $5,000 | thousands by filing date | |
| BLACKROCK LIMITED DURATION INC | 09249W101 | COM SHS | 300 | $5,000 | thousands by filing date | |
| TEKLA LIFE SCIENCES INVESTORS | 87911K100 | SH BEN INT | 249 | $5,000 | thousands by filing date | |
| LIBERTY PROPERTY TRUST | 531172104 | SH BEN INT | 125 | $5,000 | thousands by filing date | |
| VANECK LOW CARBON ENERGYETF | 92189F502 | UIT EXCHANGE TRADED | 75 | $5,000 | thousands by filing date | |
| DYNAGAS LNG PARTNERS LP | Y2188B108 | CMN | 350 | $5,000 | thousands by filing date | |
| AIRBUS SE UNSPONSORED ADR | 009279100 | COM | 223 | $5,000 | thousands by filing date | |
| STERIS PLC | G84720104 | SHS USD | 60 | $5,000 | thousands by filing date | |
| DONNELLEY R R & SONS CO | 257867200 | COM | 438 | $5,000 | thousands by filing date | |
| DAIWA HOUSE INDUS UNSP ADR | 234062206 | COM | 150 | $5,000 | thousands by filing date | |
| Wells Fargo & Co 8.0% PFD Non Cum Cl J | 949746879 | Pfd Stk | 200 | $5,000 | thousands by filing date | |
| BNY Mellon Emrg Markets Inv | 05569M848 | MF | 433 | $5,000 | thousands by filing date | |
| ILG INC | 44967H101 | COM | 193 | $5,000 | thousands by filing date | |
| MID AMERICA APARTMENT COMMUNITIES INC. | 59522J103 | Common Stock, par value $0.01 per share | 42 | $4,000 | thousands by filing date | |
| Schwab U.S. Large-Cap Growth ETF | 808524300 | SHS | 64 | $4,000 | thousands by filing date | |
| NEWMONT CORP | 651639106 | COM | 100 | $4,000 | thousands by filing date | |
| FERRARI N V | N3167Y103 | COM | 35 | $4,000 | thousands by filing date | |
| PVH CORPORATION COM | 693656100 | Stock | 30 | $4,000 | thousands by filing date | |
| ING GROEP N.V. SPONSORED ADR | 456837103 | ADR | 200 | $4,000 | thousands by filing date | |
| KONINKLIJKE PHILIPS N V NY REGIS SHS NEW | 500472303 | ADR | 100 | $4,000 | thousands by filing date | |
| NORTHERN TR CORP COM | 665859104 | Stock | 40 | $4,000 | thousands by filing date | |
| INVESCO LTD SHS | G491BT108 | Stock | 100 | $4,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 300 | $4,000 | thousands by filing date | |
| NETAPP INC COM | 64110D104 | Stock | 87 | $4,000 | thousands by filing date | |
| CARMAX INC COM | 143130102 | Stock | 56 | $4,000 | thousands by filing date | |
| BLACKBAUD INC COM | 09227Q100 | Stock | 49 | $4,000 | thousands by filing date | |
| SEI INVTS CO COM | 784117103 | Stock | 67 | $4,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311107 | CL A | 250 | $4,000 | thousands by filing date | |
| ICU MED INC | 44930G107 | COM | 23 | $4,000 | thousands by filing date | |
| WESTERN ASSET EMERGING MARKETS | 95766A101 | COM | 268 | $4,000 | thousands by filing date | |
| INVITAE CORP | 46185L103 | COM | 400 | $4,000 | thousands by filing date | |
| PIONEER NATURAL RESOURCES CO | 723787107 | COM | 26 | $4,000 | thousands by filing date | |
| BLACKROCK GLOBAL OPP EQUITY TR | 092501105 | COM | 301 | $4,000 | thousands by filing date | |
| DOMTAR CORP | 257559203 | COM NEW | 100 | $4,000 | thousands by filing date | |
| SEAGATE TECHNOLOGY PLC | G7945M107 | SHS | 110 | $4,000 | thousands by filing date | |
| VIACOM INC | 92553P201 | CL B | 136 | $4,000 | thousands by filing date | |
| PANASONIC HLDGS CORP F | 69832A205 | ADR | 259 | $4,000 | thousands by filing date | |
| BANK OF THE OZARKS | 063904106 | COM | 90 | $4,000 | thousands by filing date | |
| Julius Baer Group Ltd ADR | 48137C108 | USD | 353 | $4,000 | thousands by filing date | |
| FIRST DATA CORP NEW COM CL A | 32008D106 | Stock | 210 | $4,000 | thousands by filing date | |
| CLAYMORE GUGGENHEIM | 18383Q739 | GUGGENHEIM SOLAR | 200 | $4,000 | thousands by filing date | |
| T. ROWE PRICE NEW INCOME | 779570100 | NTF BOND FUNDS | 431 | $4,000 | thousands by filing date | |
| Homisco Inc Ser B Pref | PS2026001 | Pfd Stk | 1,000 | $4,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 112 | $3,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C730 | COM | 30 | $3,000 | thousands by filing date | |
| SBA COMMUNICATIONS CORP CL A | 78410G104 | REIT | 23 | $3,000 | thousands by filing date | |
| WILLIS TOWERS WATSON PLC LTD SHS | G96629103 | Stock | 20 | $3,000 | thousands by filing date | |
| POWER INTEGRATIONS INC COM | 739276103 | Stock | 47 | $3,000 | thousands by filing date | |
| FIDELITY NATIONAL FINANCIAL | 31620R303 | FNF GROUP COM | 65 | $3,000 | thousands by filing date | |
| ALKERMES PLC | G01767105 | SHS | 51 | $3,000 | thousands by filing date | |
| HESS CORP | 42809H107 | COM | 73 | $3,000 | thousands by filing date | |
| BLACKROCK CORPORATE HIGH YIELD | 09255P107 | COM | 256 | $3,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 500 | $3,000 | thousands by filing date | |
| MARVELL TECHNOLOGY GROUP LTD | G5876H105 | ORD | 170 | $3,000 | thousands by filing date | |
| GREENLIGHT CAPITAL RE LTD A | G4095J109 | COMMON STOCK | 150 | $3,000 | thousands by filing date | |
| SOUTH32 LTD ADR SPONSORED | 84473L105 | COM | 197 | $3,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 701 | $3,000 | thousands by filing date | |
| NIELSEN HOLDINGS PLC | G6518L108 | SHS EUR | 70 | $3,000 | thousands by filing date | |
| AIA GROUP LTD SPONSORED ADR | 001317205 | ADUS | 104 | $3,000 | thousands by filing date | |
| OTSUKA HOLDINGS CO LTD UNSPONS ADR | 689164101 | FOREIGN | 152 | $3,000 | thousands by filing date | |
| LSC COMMUNICATIONS INC | 50218P107 | COM | 164 | $3,000 | thousands by filing date | |
| VANGUARD EMERGING MARKETS STOC | 922042841 | Equity Mutual Fu | 94 | $3,000 | thousands by filing date | |
| IBERIABANK CORP | 450828108 | COM | 36 | $3,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 700 | $3,000 | thousands by filing date | |
| NEOPHOTONICS CORP | 64051T100 | COM | 500 | $3,000 | thousands by filing date | |
| PCS Edventures!.com | 69325N102 | Common | 42,807 | $3,000 | thousands by filing date | |
| Q Biomed Inc Com | 74736N105 | COM | 900 | $3,000 | thousands by filing date | |
| STEADYMED LTD | M84920103 | SHS | 1,000 | $3,000 | thousands by filing date | |
| Vanguard Total World Stock ETF | 922042742 | SHS | 30 | $2,000 | thousands by filing date | |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 10 | $2,000 | thousands by filing date | |
| NNN REIT INC COM | 637417106 | REIT | 42 | $2,000 | thousands by filing date | |
| ACADIA HEALTHCARE COMPANY INC COM | 00404A109 | Stock | 40 | $2,000 | thousands by filing date | |
| UNIVERSAL HLTH SVCS INC CL B | 913903100 | Stock | 20 | $2,000 | thousands by filing date | |
| PACCAR INC COM | 693718108 | Stock | 31 | $2,000 | thousands by filing date | |
| TEGNA INC COM | 87901J105 | Stock | 188 | $2,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W570 | US MIDCAP FUND | 64 | $2,000 | thousands by filing date | |
| GLACIER BANCORP INC NEW | 37637Q105 | COM | 63 | $2,000 | thousands by filing date | |
| ADIENT PLC | G0084W101 | ORD SHS | 28 | $2,000 | thousands by filing date | |
| RAYONIER ADVANCED MATLS INC | 75508B104 | COM | 133 | $2,000 | thousands by filing date | |
| GOLAR LNG LTD | G9456A100 | SHS | 100 | $2,000 | thousands by filing date | |
| AVANGRID INC | 05351W103 | COM | 42 | $2,000 | thousands by filing date | |
| TATA MTRS LTD | 876568502 | SPONSORED ADR | 75 | $2,000 | thousands by filing date | |
| UNITI GROUP INC | 91325V108 | COM | 155 | $2,000 | thousands by filing date | |
| Mallinckrodt Plc | G5785G107 | SHS | 50 | $2,000 | thousands by filing date | |
| AEGON N V | 007924103 | NY REGISTRY SHS | 335 | $2,000 | thousands by filing date | |
| SPDR SER TR | 78464A292 | WELLS FG PFD ETF | 50 | $2,000 | thousands by filing date | |
| L BRANDS INC | 501797104 | COM | 60 | $2,000 | thousands by filing date | |
| DUNKIN BRANDS GROUP INC | 265504100 | COM | 40 | $2,000 | thousands by filing date | |
| ALLIANCE RESOURCE PARTNERS L | 01877R108 | UT LTD PART | 83 | $2,000 | thousands by filing date | |
| IMAX CORP | 45245E109 | COM | 86 | $2,000 | thousands by filing date | |
| OVASCIENCE INC | 69014Q101 | COM | 1,465 | $2,000 | thousands by filing date | |
| HEALTHSOUTH CORP | 421924309 | COM NEW | 42 | $2,000 | thousands by filing date | |
| eCobalt Solutions Inc | 27888J108 | Com | 2,000 | $2,000 | thousands by filing date | |
| MACYS INC COM | 55616P104 | Stock | 50 | $1,000 | thousands by filing date | |
| NBT BANCORP INC COM | 628778102 | Stock | 30 | $1,000 | thousands by filing date | |
| NORTHWESTERN ENERGY GROUP INC COM NEW | 668074305 | Stock | 15 | $1,000 | thousands by filing date | |
| NASDAQ INC COM | 631103108 | Stock | 18 | $1,000 | thousands by filing date | |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 123 | $1,000 | thousands by filing date | |
| STIFEL FINL CORP | 860630102 | COM | 24 | $1,000 | thousands by filing date | |
| V2X INC | 92242T101 | COM | 20 | $1,000 | thousands by filing date | |
| VALLEY NATL BANCORP | 919794107 | COM | 88 | $1,000 | thousands by filing date | |
| 1ST FINL BANCORP | 320209109 | COM | 47 | $1,000 | thousands by filing date | |
| SHAKE SHACK INC | 819047101 | CL A | 44 | $1,000 | thousands by filing date | |
| HEXCEL CORP NEW | 428291108 | COM | 25 | $1,000 | thousands by filing date | |
| GREAT WESTN BANCORP INC | 391416104 | COM | 35 | $1,000 | thousands by filing date | |
| MEREDITH CORP | 589433101 | COM | 10 | $1,000 | thousands by filing date | |
| BIG LOTS INC | 089302103 | COM | 10 | $1,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A306 | COM NEW | 61 | $1,000 | thousands by filing date | |
| QUALITY CARE PPTYS INC | 747545101 | COM | 60 | $1,000 | thousands by filing date | |
| GOLDCORP INC NEW | 380956409 | COM | 100 | $1,000 | thousands by filing date | |
| LOGMEIN INC | 54142L109 | COMMON STOCK | 5 | $1,000 | thousands by filing date | |
| ENSCO PLC | G3157S106 | SHS CLASS A | 150 | $1,000 | thousands by filing date | |
| FIRST MIDWEST BANCORP INC/IL | 320867104 | COM | 40 | $1,000 | thousands by filing date | |
| Starpharma Hld Ltd NPV | Q87215101 | Com | 1,000 | $1,000 | thousands by filing date | |
| HARMONY GOLD MINING CO LTD SPONSORED ADR | 413216300 | ADR | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PEABODY ENGR CORP | 704551100 | COM | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ADVANSIX INC | 00773T101 | COM | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CALIFORNIA RES CORP | 13057Q206 | COM NEW | 28 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PARAGON OFFSHORE PLC XXX | G6S01W108 | COM | 199 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GANNETT SPINCO INC | 36473H104 | COM | 44 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SEADRILL ORD | G7945E105 | COM | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 26 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SUNEDISON INC | 86732Y109 | COM | 300 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PROGRESS ENERGY INC-CVO | 743263AA3 | COM | 300 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LL&E ROYALTY TRUST | 502003106 | COM | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GREEN EARTH TECHS INC COM | 39303R102 | COM | 5,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PRAIRIESKY ROYALTY LTD | 739721108 | Common Stock | 16 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| eLot Inc | 29014q105 | COM | 13,250 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SEA PRODUCTION LTD | g8005c104 | COM | 4,024 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PAIN THERAPEUTICS INC | 69562K506 | COM NEW | 49 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Beachport Entertainment Corp New | 073466203 | Com | 5,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Champlain Oil Company Inc Class A | CS2145001 | Com | 1,350 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Champlain Oil Company Inc Class B | CS2145022 | Com | 8,675 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPO Global Inc | 78468T107 | Com | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Ultra Shield Prods Intl Inc | 903915304 | Com | 500 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Vacuum Instrument Corporation | CS2953000 | Com | 27,105 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001134008-17-000004 | this filing | 2017-10-24 | acceptance time not in the bulk data set |