13F-HR filed by TRUST CO OF VERMONT
TRUST CO OF VERMONT filed this 13F-HR for the quarter ended 2015-09-30, filed 2015-10-29, with 820 holding rows worth $641,992,000 by the sum of the rows.
- Accession
- 0001134008-15-000004
- Filer
- CIK 1134008
- Filed
- 2015-10-29
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2015
A holdings report, 820 entries on the cover page, a total value of $642,012,562,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $641,992,000 with VALUE read as thousands by filing date, 13F file number 028-10003. The quarter's positions are built on this report. The resolved quarter.
The cover page states a total of $642,012,562,000, about 1,000 times the sum of the rows, $641,992,000. The filer likely wrote its cover total in dollars and its rows in thousands. This page uses the sum of the rows.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| CLAYMORE EXCHANGE TRD FD TR | 18383M399 | GUG BLT2017 HY | 1,000 | $25,000 | thousands by filing date | |
| INTL FCSTONE INC | 46116V105 | COM | 1,000 | $25,000 | thousands by filing date | |
| ING GROUP N V PERP HYB CAP | 456837608 | PRD | 1,000 | $25,000 | thousands by filing date | |
| PACKAGING CORP AMER COM | 695156109 | Stock | 400 | $24,000 | thousands by filing date | |
| KEYCORP COM | 493267108 | Stock | 1,800 | $24,000 | thousands by filing date | |
| WEYERHAEUSER CO COM NEW | 962166104 | REIT | 870 | $24,000 | thousands by filing date | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 400 | $24,000 | thousands by filing date | |
| PITNEY BOWES INC COM | 724479100 | Stock | 1,200 | $24,000 | thousands by filing date | |
| BROWN FORMAN CORP CL B | 115637209 | Stock | 250 | $24,000 | thousands by filing date | |
| SEALED AIR CORP NEW | 81211K100 | COM | 510 | $24,000 | thousands by filing date | |
| TABLEAU SOFTWARE INC | 87336U105 | CL A | 300 | $24,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M373 | GUG BUL 2019 HY | 1,000 | $24,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 1,000 | $23,000 | thousands by filing date | |
| Intercontinental Exchange,Inc. | 45866F104 | COM | 100 | $23,000 | thousands by filing date | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 200 | $23,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 2,358 | $23,000 | thousands by filing date | |
| VEREIT INC | 92339V100 | COM | 3,000 | $23,000 | thousands by filing date | |
| Bladex, Inc. Class E | P16994132 | COM | 1,000 | $23,000 | thousands by filing date | |
| ASPEN INSURANCE HOLDINGS LTD | G05384105 | SHS | 500 | $23,000 | thousands by filing date | |
| HSBC HOLDINGS PLC 8% $2 PFD Ser 2 | 404280802 | PREFERRED | 900 | $23,000 | thousands by filing date | |
| WHIRLPOOL CORP COM | 963320106 | Stock | 150 | $22,000 | thousands by filing date | |
| EASTMAN CHEM CO COM | 277432100 | Stock | 336 | $22,000 | thousands by filing date | |
| ISHARES INC MSCI GERMANY ETF | 464286806 | MSCI GERMANY ETF | 900 | $22,000 | thousands by filing date | |
| TOTALENERGIES SE | 89151E109 | SPONSORED ADS | 500 | $22,000 | thousands by filing date | |
| GREENLIGHT CAPITAL RE LTD A | G4095J109 | COMMON STOCK | 1,000 | $22,000 | thousands by filing date | |
| IMPERIAL TOBACCO GROUP-ADR | 453142101 | ADR | 208 | $22,000 | thousands by filing date | |
| GROUP 1 AUTOMOTIVE INC COM | 398905109 | Stock | 250 | $21,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W778 | INTL MIDCAP DV | 400 | $21,000 | thousands by filing date | |
| BP PRUDHOE BAY RTY TR | 055630107 | TRUS | 500 | $21,000 | thousands by filing date | |
| FRESH MKT INC | 35804H106 | COM | 900 | $21,000 | thousands by filing date | |
| SOLARCITY CORP | 83416T100 | COM | 500 | $21,000 | thousands by filing date | |
| POWERSHARES FUNDAMENTAL PURE LARGE CORE PORTFOLIO | 73935X450 | ETF | 564 | $21,000 | thousands by filing date | |
| Preci-Manufacturing Inc Class A | CS3076011 | Com | 180 | $21,000 | thousands by filing date | |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 532 | $20,000 | thousands by filing date | |
| FRESENIUS MEDICAL CARE AG SPONSORED ADR | 358029106 | ADR | 524 | $20,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464a201 | ST STR SP600GRWO | 117 | $20,000 | thousands by filing date | |
| FOOT LOCKER INC | 344849104 | COM | 282 | $20,000 | thousands by filing date | |
| COOPER TIRE & RUBR CO | 216831107 | COM | 500 | $20,000 | thousands by filing date | |
| HARMAN INTL INDS INC | 413086109 | COM | 208 | $20,000 | thousands by filing date | |
| AFLAC INC 5.5%52SUB DE | 001055300 | pfd | 800 | $20,000 | thousands by filing date | |
| PARKER-HANNIFIN CORP COM | 701094104 | Stock | 200 | $19,000 | thousands by filing date | |
| FIFTH THIRD BANCORP COM | 316773100 | Stock | 1,025 | $19,000 | thousands by filing date | |
| UNITIL CORP COM | 913259107 | Stock | 515 | $19,000 | thousands by filing date | |
| CENCORA INC COM | 03073E105 | Stock | 200 | $19,000 | thousands by filing date | |
| DOMINOS PIZZA INC COM | 25754A201 | Stock | 172 | $19,000 | thousands by filing date | |
| ISHARES TR | 464288125 | 3YRTB ETF | 245 | $19,000 | thousands by filing date | |
| ISHARES MORNINGSTAR ETF SMALL CAP VALUE | 464288703 | ETF | 167 | $19,000 | thousands by filing date | |
| WILLIAMS PARTNERS L P NEW | 96949L105 | COM UNIT LTD PAR | 606 | $19,000 | thousands by filing date | |
| PACHOLDER HIGH YIELD FD INC | 693742108 | COM | 3,000 | $19,000 | thousands by filing date | |
| WELLS FARGO 6.625 PFD PFD SER | 949746465 | PFD | 700 | $19,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 450 | $18,000 | thousands by filing date | |
| TRINITY INDS INC | 896522109 | COM | 800 | $18,000 | thousands by filing date | |
| WABTEC COM | 929740108 | Stock | 200 | $18,000 | thousands by filing date | |
| AUTODESK INC COM | 052769106 | Stock | 400 | $18,000 | thousands by filing date | |
| DOLLAR GEN CORP COM | 256677105 | Stock | 250 | $18,000 | thousands by filing date | |
| CENTURYLINK INC | 156700106 | COM | 715 | $18,000 | thousands by filing date | |
| KYOCERA CORP -SPONS ADR | 501556203 | COM | 400 | $18,000 | thousands by filing date | |
| Vanguard Energy ETF | 92204A306 | SHS | 198 | $17,000 | thousands by filing date | |
| BADGER METER INC COM | 056525108 | Stock | 300 | $17,000 | thousands by filing date | |
| HASBRO INC COM | 418056107 | Stock | 229 | $17,000 | thousands by filing date | |
| ROPER TECHNOLOGIES INC COM | 776696106 | Stock | 105 | $17,000 | thousands by filing date | |
| FIRST TR VALUE LINE DIVID IN | 33734H106 | SHS | 740 | $17,000 | thousands by filing date | |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 1,700 | $17,000 | thousands by filing date | |
| BT GROUP-ADR | 05577E101 | ADR | 260 | $17,000 | thousands by filing date | |
| HERSHA HOSPITALITY TR | 427825500 | PR SHS BEN INT | 750 | $17,000 | thousands by filing date | |
| iShares U.S. Aerospace & Defense ETF | 464288760 | SHS | 150 | $16,000 | thousands by filing date | |
| IRON MTN INC DEL COM | 46284V101 | REIT | 509 | $16,000 | thousands by filing date | |
| CANADIAN NAT RES LTD MED TERM COM | 136385101 | Stock | 800 | $16,000 | thousands by filing date | |
| SAN JUAN BASIN RTY TR | 798241105 | UNIT BEN INT | 1,737 | $16,000 | thousands by filing date | |
| CENOVUS ENERGY INC | 15135U109 | COM | 1,060 | $16,000 | thousands by filing date | |
| MGE ENERGY INC | 55277P104 | COM | 382 | $16,000 | thousands by filing date | |
| MFS MUNICIPAL INCOME TRUST | 552738106 | SH BEN INT | 2,500 | $16,000 | thousands by filing date | |
| TARGA RES CORP COM | 87612G101 | Stock | 297 | $15,000 | thousands by filing date | |
| FIDELITY NATL INFORMATION SVCS COM | 31620M106 | Stock | 221 | $15,000 | thousands by filing date | |
| LOEWS CORP COM | 540424108 | Stock | 420 | $15,000 | thousands by filing date | |
| CINCINNATI FINL CORP COM | 172062101 | Stock | 285 | $15,000 | thousands by filing date | |
| TEGNA INC COM | 87901J105 | Stock | 668 | $15,000 | thousands by filing date | |
| GDL FD | 361570104 | COM SH BEN IT | 1,550 | $15,000 | thousands by filing date | |
| ASPEN TECHNOLOGY INC | 045327103 | COM | 400 | $15,000 | thousands by filing date | |
| CAMERON INTERNATIONAL CORP | 13342B105 | COM | 250 | $15,000 | thousands by filing date | |
| CENTERPOINT ENERGY INC | 15189T107 | COM | 750 | $14,000 | thousands by filing date | |
| INVESCO LTD SHS | G491BT108 | Stock | 456 | $14,000 | thousands by filing date | |
| RESMED INC COM | 761152107 | Stock | 280 | $14,000 | thousands by filing date | |
| AVERY DENNISON CORP COM | 053611109 | Stock | 253 | $14,000 | thousands by filing date | |
| AKAMAI TECHNOLOGIES INC COM | 00971T101 | Stock | 200 | $14,000 | thousands by filing date | |
| UNIVERSAL DISPLAY CORP | 91347P105 | COM | 400 | $14,000 | thousands by filing date | |
| U S SILICA HLDGS INC | 90346E103 | COM | 1,000 | $14,000 | thousands by filing date | |
| ALCOA INC | 013817101 | COM | 1,377 | $14,000 | thousands by filing date | |
| MOBILEYE NV XXXMANDATORY MERGER EFF: 06/03/18 | N51488117 | FOREIGN ORDINARIES | 300 | $14,000 | thousands by filing date | |
| BABSON CAPITAL CORPORATE INV | 05617K109 | COM | 888 | $14,000 | thousands by filing date | |
| FRANKLIN INTERNATIONAL SMALL GROWTH FD | 353533888 | COMMON | 770 | $14,000 | thousands by filing date | |
| PENTAIR PLC SHS | G7S00T104 | Stock | 253 | $13,000 | thousands by filing date | |
| LANDSTAR SYS INC COM | 515098101 | Stock | 200 | $13,000 | thousands by filing date | |
| DTE ENERGY CO COM | 233331107 | Stock | 160 | $13,000 | thousands by filing date | |
| PACCAR INC COM | 693718108 | Stock | 240 | $13,000 | thousands by filing date | |
| COTERRA ENERGY INC COM | 127097103 | Stock | 600 | $13,000 | thousands by filing date | |
| EATON VANCE TAX ADVANTAGED GLO | 27828S101 | COM | 900 | $13,000 | thousands by filing date | |
| EATON VANCE CORP | 278265103 | COM NON VTG | 387 | $13,000 | thousands by filing date | |
| KENNAMETAL INC | 489170100 | COM | 533 | $13,000 | thousands by filing date | |
| LIBERTY PROPERTY TRUST | 531172104 | SH BEN INT | 425 | $13,000 | thousands by filing date | |
| SUNTRUST BANKS INC | 867914103 | COM | 319 | $13,000 | thousands by filing date | |
| KAYNE ANDERSON ENRGY TTL RT | 48660P104 | COM | 1,026 | $13,000 | thousands by filing date | |
| MARKWEST ENERGY PARTNERS L P | 570759100 | UNIT LTD PARTN | 300 | $13,000 | thousands by filing date | |
| ARRIS GROUP INC | 04270V106 | COM | 500 | $13,000 | thousands by filing date | |
| NUVEEN MUN ADVANTAGE FD IN | 67062H106 | COM | 1,000 | $13,000 | thousands by filing date | |
| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 351 | $12,000 | thousands by filing date | |
| BORGWARNER INC COM | 099724106 | Stock | 300 | $12,000 | thousands by filing date | |
| ARCHER DANIELS MIDLAND CO COM | 039483102 | Stock | 290 | $12,000 | thousands by filing date | |
| GRAHAM HLDGS CO COM CL B | 384637104 | Stock | 20 | $12,000 | thousands by filing date | |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 195 | $12,000 | thousands by filing date | |
| SENSIENT TECHNOLOGIES CORP | 81725T100 | COM | 200 | $12,000 | thousands by filing date | |
| PEPCO HOLDINGS INC | 713291102 | COM | 504 | $12,000 | thousands by filing date | |
| ENTERGY ARKANSAS | 29364D761 | PFD | 500 | $12,000 | thousands by filing date | |
| iShares Core MSCI EAFE ETF | 46432F842 | SHS | 216 | $11,000 | thousands by filing date | |
| iShares MSCI EAFE Value ETF | 464288877 | SHS | 239 | $11,000 | thousands by filing date | |
| MIDDLEBYCORP | 596278101 | STOK | 105 | $11,000 | thousands by filing date | |
| CHEMOURS CO COM | 163851108 | Stock | 1,817 | $11,000 | thousands by filing date | |
| INTERPUBLIC GROUP COS | 460690100 | COM | 600 | $11,000 | thousands by filing date | |
| DEALERTRACK TECHNOLOGIES INC | 242309102 | COM | 170 | $11,000 | thousands by filing date | |
| iShares S&P 500 Growth ETF | 464287309 | SHS | 91 | $10,000 | thousands by filing date | |
| VGT | 92204A702 | SHS | 100 | $10,000 | thousands by filing date | |
| METLIFE INC COM | 59156R108 | Stock | 213 | $10,000 | thousands by filing date | |
| CMS ENERGY CORP COM | 125896100 | Stock | 275 | $10,000 | thousands by filing date | |
| MURPHY OIL CORP COM | 626717102 | Stock | 400 | $10,000 | thousands by filing date | |
| EATON VANCE ENHANCED EQUITY | 278277108 | COM | 800 | $10,000 | thousands by filing date | |
| FORRESTER RESH INC | 346563109 | COM | 330 | $10,000 | thousands by filing date | |
| MFS HIGH YIELD MUNICIPAL TRUST | 59318E102 | SH BEN INT | 2,300 | $10,000 | thousands by filing date | |
| TENNESSEE VALLEY AUTHORITY | 880591409 | Pref | 400 | $10,000 | thousands by filing date | |
| HUDSON CITY BANCORP | 443683107 | COM | 1,000 | $10,000 | thousands by filing date | |
| L-3 COMMUNICATIONS HLDGS INC | 502424104 | COM | 100 | $10,000 | thousands by filing date | |
| CALUMET SPECIALTY PRODS PART | 131476103 | COM | 400 | $10,000 | thousands by filing date | |
| PICO HLDGS INC | 693366205 | COM NEW | 1,000 | $10,000 | thousands by filing date | |
| MEDIVATION INC | 58501N101 | COM | 250 | $10,000 | thousands by filing date | |
| MORGAN STANLEY CAP TRUST #4 PF | 617462205 | PREFERR | 400 | $10,000 | thousands by filing date | |
| TEMPLETON EMERGING MARKETS SMALL CAP | 88019R690 | COMMON | 885 | $10,000 | thousands by filing date | |
| WP GLIMCHER IN | 92939N102 | COM | 888 | $10,000 | thousands by filing date | |
| Templeton Global Return C | 880208871 | Com | 888 | $10,000 | thousands by filing date | |
| ISHARES 1-5 YEAR INVESTMENT GRADE CORPORATE BOND ETF | 464288646 | ETF | 85 | $9,000 | thousands by filing date | |
| PILGRIMS PRIDE CORP COM | 72147K108 | Stock | 450 | $9,000 | thousands by filing date | |
| TXNM ENERGY INC COM | 69349H107 | Stock | 312 | $9,000 | thousands by filing date | |
| CLEAN HARBORS INC COM | 184496107 | Stock | 200 | $9,000 | thousands by filing date | |
| WD 40 CO COM | 929236107 | Stock | 100 | $9,000 | thousands by filing date | |
| MARKETAXESS HLDGS INC | 57060D108 | COM | 95 | $9,000 | thousands by filing date | |
| FIRST REPUBLIC BANK/SAN FRANCI | 33616C100 | COM | 150 | $9,000 | thousands by filing date | |
| SVB FINANCIAL GROUP | 78486Q101 | COM | 75 | $9,000 | thousands by filing date | |
| SIGNATURE BANK | 82669G104 | COM | 65 | $9,000 | thousands by filing date | |
| NOBLE ENERGY INC | 655044105 | COM | 302 | $9,000 | thousands by filing date | |
| HANCOCK JOHN INVT TR II | 410142103 | COM | 606 | $9,000 | thousands by filing date | |
| SIEMENS A G - ADR | 826197501 | COM | 104 | $9,000 | thousands by filing date | |
| THORNBURG GLOBAL OPPORTUNITIES I | 885215327 | EQUITY FUNDS | 361 | $9,000 | thousands by filing date | |
| DREAMWORKS ANIMATION SKG INC | 26153C103 | CL A | 500 | $9,000 | thousands by filing date | |
| ALTIUS MINERALS CORP F | 020936100 | FOREIGN CANADIAN | 1,000 | $9,000 | thousands by filing date | |
| TOPBUILD COR COM | 89055F103 | Stock | 244 | $8,000 | thousands by filing date | |
| CABLE ONE INC | 12685J105 | COM | 20 | $8,000 | thousands by filing date | |
| ISHARES INC | 464286509 | MSCI CDA ETF | 350 | $8,000 | thousands by filing date | |
| ALLETE INC | 018522300 | COM NEW | 149 | $8,000 | thousands by filing date | |
| PHYSICIANS REALTY TRUST | 71943U104 | COM | 500 | $8,000 | thousands by filing date | |
| SPDR CITI INTL GOVT INFLATION- | 78464A490 | FTSE INT GVT ETF | 160 | $8,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W133 | EMERG CUR STR FD | 500 | $8,000 | thousands by filing date | |
| CREE INC | 225447101 | COM | 315 | $8,000 | thousands by filing date | |
| SILVER WHEATON CORP | 828336107 | COM | 650 | $8,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q207 | DWA EMRG MKTS | 516 | $8,000 | thousands by filing date | |
| iShares Silver Trust | 46428Q109 | COM | 527 | $7,000 | thousands by filing date | |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 40 | $7,000 | thousands by filing date | |
| NEWELL BRANDS INC COM | 651229106 | Stock | 175 | $7,000 | thousands by filing date | |
| ISHARES MSCI EAFE GROWTH ETF | 464288885 | ETF | 108 | $7,000 | thousands by filing date | |
| RPM INTL INC COM | 749685103 | Stock | 160 | $7,000 | thousands by filing date | |
| BHP BILLITON- ADR | 05545E209 | SPONSORED ADR | 218 | $7,000 | thousands by filing date | |
| ASA GOLD AND PRECIOUS MTLS L | G3156P103 | SHS | 900 | $7,000 | thousands by filing date | |
| MICROSEMI CORP | 595137100 | COM | 200 | $7,000 | thousands by filing date | |
| NUSTAR GP HOLDINGS LLC | 67059L102 | COMMON STOCK | 250 | $7,000 | thousands by filing date | |
| WELLTOWER INC | 42217K106 | COM | 100 | $7,000 | thousands by filing date | |
| XEROX CORP | 984121103 | COM | 735 | $7,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 700 | $7,000 | thousands by filing date | |
| SUFFOLK BANCORP | 864739107 | COM | 250 | $7,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 862 | $6,000 | thousands by filing date | |
| ISHARES TR | 464288281 | JPMORGAN USD EMG | 54 | $6,000 | thousands by filing date | |
| KROGER CO COM | 501044101 | Stock | 158 | $6,000 | thousands by filing date | |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 175 | $6,000 | thousands by filing date | |
| TOYOTA MOTOR CORP ADS | 892331307 | ADR | 50 | $6,000 | thousands by filing date | |
| DOUGLAS DYNAMICS INC | 25960R105 | COM | 300 | $6,000 | thousands by filing date | |
| FIRST AMERN FINL CORP | 31847R102 | COM | 150 | $6,000 | thousands by filing date | |
| MATERION CORP | 576690101 | COM | 200 | $6,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X863 | ST DOW INTL ETF | 145 | $6,000 | thousands by filing date | |
| GENOMIC HEALTH, INC. | 37244C101 | COM | 285 | $6,000 | thousands by filing date | |
| ROCKWELL COLLINS INC | 774341101 | COM | 79 | $6,000 | thousands by filing date | |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 740 | $6,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A108 | COM | 1,235 | $6,000 | thousands by filing date | |
| ITT CORP | 450911201 | COM | 183 | $6,000 | thousands by filing date | |
| DUNDEE CORPORATION | 264901109 | COMMON STK | 1,000 | $6,000 | thousands by filing date | |
| VIRTUS INSIGHT TR | 92828T889 | VIRTUS EMRG FD I | 659 | $6,000 | thousands by filing date | |
| HSN INC | 404303109 | COM | 100 | $6,000 | thousands by filing date | |
| WALTER INVT MGMT CORP | 93317W102 | COM | 389 | $6,000 | thousands by filing date | |
| Merrill Lynch Cap TR IV 7.12% PFD | 59021G204 | Pfd Stk | 250 | $6,000 | thousands by filing date | |
| Wells Fargo & Co 8.0% PFD Non Cum Cl J | 949746879 | Pfd Stk | 200 | $6,000 | thousands by filing date | |
| MFC INDUSTRIAL LTD | 55278T105 | COMMON | 2,000 | $6,000 | thousands by filing date | |
| PCS Edventures!.com | 69325N102 | Common | 42,807 | $6,000 | thousands by filing date | |
| LAKE SUNAPEE BK GROUP | 510866106 | COM | 422 | $6,000 | thousands by filing date | |
| iShares Core MSCI Emerging Markets ETF | 46434G103 | SHS | 126 | $5,000 | thousands by filing date | |
| SUN CMNTYS INC COM | 866674104 | REIT | 73 | $5,000 | thousands by filing date | |
| THE CAMPBELLS COMPANY COM | 134429109 | Stock | 100 | $5,000 | thousands by filing date | |
| VMWARE, INC. | 928563402 | CL A COM | 60 | $5,000 | thousands by filing date | |
| IAC INTERACTIVECORP | 44919P508 | COM | 74 | $5,000 | thousands by filing date | |
| CBS CORP NEW | 124857202 | CL B | 136 | $5,000 | thousands by filing date | |
| CABELAS INC | 126804301 | COM | 100 | $5,000 | thousands by filing date | |
| ST JUDE MED INC | 790849103 | COM | 74 | $5,000 | thousands by filing date | |
| ENDURANCE SPECIALTY HLDGS LT | G30397106 | SHS | 82 | $5,000 | thousands by filing date | |
| SPDR SERIES TRUST OILGAS EQUIP | 78464A748 | COM | 300 | $5,000 | thousands by filing date | |
| MORGAN STANLEY CP TR III $0.0625 PFD | 617460209 | PREFERRED | 200 | $5,000 | thousands by filing date | |
| KIMCO PFD H 6.90% H K | 49446R828 | PREFERR | 200 | $5,000 | thousands by filing date | |
| BRANDES INTERNATIONAL SMALL CA | 105262737 | COM | 394 | $5,000 | thousands by filing date | |
| LIFECOREBIOMEDICALINC | 514766104 | STOK | 300 | $4,000 | thousands by filing date | |
| PROSHARES TR | 74347X831 | ULTRAPRO QQQ | 50 | $4,000 | thousands by filing date | |
| DOLLAR TREE INC COM | 256746108 | Stock | 63 | $4,000 | thousands by filing date | |
| WOODSIDE ENERGY GROUP LTD SPONSORED ADR | 980228308 | ADR | 200 | $4,000 | thousands by filing date | |
| ESPERION THERAPEUTICS INC NEW COM | 29664W105 | Stock | 150 | $4,000 | thousands by filing date | |
| WESTERN UN CO COM | 959802109 | Stock | 220 | $4,000 | thousands by filing date | |
| ISHARES INC | 464286533 | MSCI EMERG MRKT | 90 | $4,000 | thousands by filing date | |
| ISHARES TR | 464288752 | US HOME CONS ETF | 172 | $4,000 | thousands by filing date | |
| COMPANIA DE MINAS BUENAVENTU | 204448104 | SPONSORED ADR | 724 | $4,000 | thousands by filing date | |
| HANESBRANDS INC | 410345102 | COM | 148 | $4,000 | thousands by filing date | |
| NEW YORK COMMUNITY BANCORP | 649445103 | COM | 222 | $4,000 | thousands by filing date | |
| GRUBHUB INC | 400110102 | COM | 149 | $4,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 502 | $4,000 | thousands by filing date | |
| AIR LEASE CORP | 00912X302 | CL A | 134 | $4,000 | thousands by filing date | |
| VERADIGM INC | 01988P108 | COMMON STOCK | 331 | $4,000 | thousands by filing date | |
| WEATHERFORD INTL INC ORD SHS | G48833100 | Stock | 450 | $4,000 | thousands by filing date | |
| ARIAD PHARMACEUTICALS INC | 04033A100 | COM | 650 | $4,000 | thousands by filing date | |
| TERRA NITROGEN CO L P | 881005201 | COM UNIT | 35 | $4,000 | thousands by filing date | |
| MARKET VECTORS GLOBAL ALT | 57061R593 | COMMON | 75 | $4,000 | thousands by filing date | |
| Homisco Inc Ser B Pref | PS2026001 | Pfd Stk | 1,000 | $4,000 | thousands by filing date | |
| Boston Scientific Corporation | 101137107 | COM | 176 | $3,000 | thousands by filing date | |
| Schwab U.S. Large-Cap Growth ETF | 808524300 | SHS | 55 | $3,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C730 | COM | 29 | $3,000 | thousands by filing date | |
| Vanguard Utilities ETF | 92204A876 | SHS | 37 | $3,000 | thousands by filing date | |
| OTTER TAIL CORP | 689648103 | COM | 134 | $3,000 | thousands by filing date | |
| ISHARES MSCI EAFE SMALL-CAP ETF | 464288273 | ETF | 65 | $3,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 500 | $3,000 | thousands by filing date | |
| ING GROEP N.V. SPONSORED ADR | 456837103 | ADR | 200 | $3,000 | thousands by filing date | |
| NORTHERN TR CORP COM | 665859104 | Stock | 40 | $3,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W570 | US MIDCAP FUND | 38 | $3,000 | thousands by filing date | |
| KOHLS CORP | 500255104 | COM | 65 | $3,000 | thousands by filing date | |
| GOLAR LNG LTD | G9456A100 | SHS | 100 | $3,000 | thousands by filing date | |
| INVITAE CORP | 46185L103 | COM | 400 | $3,000 | thousands by filing date | |
| SOTHEBYS | 835898107 | COM | 100 | $3,000 | thousands by filing date | |
| COMPANHIA SIDERURGICA NACION | 20440W105 | SPONSORED ADR | 3,500 | $3,000 | thousands by filing date | |
| HARRIS CORP INC | 413875105 | COM | 37 | $3,000 | thousands by filing date | |
| MANNKIND CORP | 56400P201 | COM | 1,000 | $3,000 | thousands by filing date | |
| ENSCO PLC | G3157S106 | SHS CLASS A | 250 | $3,000 | thousands by filing date | |
| Vitamin Shoppe, Inc. | 92849E101 | COM | 100 | $3,000 | thousands by filing date | |
| NEOPHOTONICS CORP | 64051T100 | COM | 500 | $3,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 100 | $2,000 | thousands by filing date | |
| SYNCHRONYFINL | 87165B103 | STOK | 60 | $2,000 | thousands by filing date | |
| NEWMONT CORP | 651639106 | COM | 100 | $2,000 | thousands by filing date | |
| SPROUTS FMRS MKT INC COM | 85208M102 | Stock | 100 | $2,000 | thousands by filing date | |
| PVH CORPORATION COM | 693656100 | Stock | 20 | $2,000 | thousands by filing date | |
| KONINKLIJKE PHILIPS N V NY REGIS SHS NEW | 500472303 | ADR | 100 | $2,000 | thousands by filing date | |
| NCR VOYIX CORPORATION | 62886E108 | COM | 107 | $2,000 | thousands by filing date | |
| CASELLA WASTE SYS INC | 147448104 | CL A | 300 | $2,000 | thousands by filing date | |
| SHAKE SHACK INC | 819047101 | CL A | 44 | $2,000 | thousands by filing date | |
| TERADATA CORP DEL | 88076W103 | COM | 85 | $2,000 | thousands by filing date | |
| MVC CAPITAL INC | 553829102 | COM | 200 | $2,000 | thousands by filing date | |
| DUNKIN BRANDS GROUP INC | 265504100 | COM | 40 | $2,000 | thousands by filing date | |
| INGERSOLL-RAND PLC | G47791101 | SHS | 40 | $2,000 | thousands by filing date | |
| NIELSEN HOLDINGS PLC | G6518L108 | SHS EUR | 40 | $2,000 | thousands by filing date | |
| SEADRILL ORD | G7945E105 | COM | 300 | $2,000 | thousands by filing date | |
| LINKEDIN CORP | 53578A108 | COM | 12 | $2,000 | thousands by filing date | |
| WHITING PETE CORP NEW | 966387102 | COM | 124 | $2,000 | thousands by filing date | |
| VANGUARD | 92205F106 | Domestic Common | 300 | $2,000 | thousands by filing date | |
| TALEN ENERGY CORP | 87422J105 | COM | 137 | $2,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U153 | COM | 70 | $2,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C714 | COM | 7 | $1,000 | thousands by filing date | |
| FORMFACTOR INC COM | 346375108 | Stock | 100 | $1,000 | thousands by filing date | |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 100 | $1,000 | thousands by filing date | |
| GRAPHIC PACKAGING HLDG CO COM | 388689101 | Stock | 66 | $1,000 | thousands by filing date | |
| FIDELITY NATIONAL FINANCIAL | 31620R303 | FNF GROUP COM | 22 | $1,000 | thousands by filing date | |
| HEXCEL CORP NEW | 428291108 | COM | 25 | $1,000 | thousands by filing date | |
| GOODYEAR TIRE & RUBBER CO | 382550101 | COM | 34 | $1,000 | thousands by filing date | |
| BARRICK GOLD CORP | 067901108 | COM | 100 | $1,000 | thousands by filing date | |
| CST BRANDS INC | 12646R105 | COM | 44 | $1,000 | thousands by filing date | |
| SOUTH32 LTD ADR SPONSORED | 84473L105 | COM | 167 | $1,000 | thousands by filing date | |
| GANNETT SPINCO INC | 36473H104 | COM | 44 | $1,000 | thousands by filing date | |
| GOLDCORP INC NEW | 380956409 | COM | 100 | $1,000 | thousands by filing date | |
| STAPLES INC | 855030102 | COM | 94 | $1,000 | thousands by filing date | |
| YAHOO INC | 984332106 | COM | 50 | $1,000 | thousands by filing date | |
| GLYCOMIMETICS INC | 38000Q102 | COM | 110 | $1,000 | thousands by filing date | |
| PAIN THERAPEUTICS INC | 69562K100 | COM | 340 | $1,000 | thousands by filing date | |
| Starpharma Hld Ltd NPV | Q87215101 | Com | 2,000 | $1,000 | thousands by filing date | |
| RAYONIER INC COM | 754907103 | REIT | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HARMONY GOLD MINING CO LTD SPONSORED ADR | 413216300 | ADR | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| V2X INC | 92242T101 | COM | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ENPRO INC | 29355X107 | COM | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PLUG PWR INC | 72919P202 | COM NEW | 30 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MEREDITH CORP | 589433101 | COM | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BIG LOTS INC | 089302103 | COM | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PARAGON OFFSHORE PLC XXX | G6S01W108 | COM | 199 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SANOFI | 80105N113 | COMMON STOCK-FO | 400 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VERITIV CORP | 923454102 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 24 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| YAMANA GOLD INC | 98462Y100 | COM | 82 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALCATEL-LUCENT | 013904305 | SPONSORED ADR | 23 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LRAD CORP | 50213V109 | COM | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PROGRESS ENERGY INC-CVO | 743263AA3 | COM | 300 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LL&E ROYALTY TRUST | 502003106 | COM | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GREEN EARTH TECHS INC COM | 39303R102 | COM | 5,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CALIFORNIA RES CORP COM | 13057Q107 | COM | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| REMY INTL INC NEW | 75971M108 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FNFV GROUP | 31620R402 | COM | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| eLot Inc | 29014q105 | COM | 13,250 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SEA PRODUCTION LTD | g8005c104 | COM | 4,024 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Beachport Entertainment Corp New | 073466203 | Com | 5,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TURTLE BEACH CORP COM | 900450107 | Stock | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Champlain Oil Company Inc Class A | CS2145001 | Com | 1,350 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Champlain Oil Company Inc Class B | CS2145022 | Com | 8,675 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPO Global Inc | 78468T107 | Com | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Ultra Shield Prods Intl Inc | 903915304 | Com | 500 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Vacuum Instrument Corporation | CS2953000 | Com | 27,105 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Vacuum Instrument Corp conv pref | PS2953000 | Cv Pfd Stk | 147 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Elot Inc Wts 12/31/13 | 29014Q113 | Com | 2,578 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Domark Intl | 257055103 | Com | 9,216 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001134008-15-000004 | this filing | 2015-10-29 | acceptance time not in the bulk data set |