13F-HR filed by TRUST CO OF VERMONT
TRUST CO OF VERMONT filed this 13F-HR for the quarter ended 2014-09-30, filed 2014-12-02, with 833 holding rows worth $661,137,000 by the sum of the rows.
- Accession
- 0001134008-14-000004
- Filer
- CIK 1134008
- Filed
- 2014-12-02
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2014
A holdings report, 833 entries on the cover page, a total value of $661,131,733,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $661,137,000 with VALUE read as thousands by filing date, 13F file number 028-10003. The quarter's positions are built on this report. The resolved quarter.
The cover page states a total of $661,131,733,000, about 1,000 times the sum of the rows, $661,137,000. The filer likely wrote its cover total in dollars and its rows in thousands. This page uses the sum of the rows.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Public Storage 6.35% Pfd Series R | 74460d125 | com | 1,000 | $26,000 | thousands by filing date | |
| ELECTRONIC ARTS INC COM | 285512109 | Stock | 700 | $25,000 | thousands by filing date | |
| IDACORP INC | 451107106 | COM | 473 | $25,000 | thousands by filing date | |
| Mallinckrodt Plc | G5785G107 | SHS | 283 | $25,000 | thousands by filing date | |
| FIRST NIAGARA FINANCIAL GROUP | 33582V108 | COM | 3,000 | $25,000 | thousands by filing date | |
| ING GROUP N V PERP HYB CAP | 456837608 | PRD | 1,000 | $25,000 | thousands by filing date | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 200 | $24,000 | thousands by filing date | |
| ServiceNow,Inc. | 81762P102 | COM | 400 | $24,000 | thousands by filing date | |
| RITEAID CORP | 767754104 | COM | 5,000 | $24,000 | thousands by filing date | |
| KEYCORP COM | 493267108 | Stock | 1,800 | $24,000 | thousands by filing date | |
| ELME COMMUNITIES | 939653101 | SH BEN INT | 963 | $24,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A607 | ST STR DOW REIT | 300 | $24,000 | thousands by filing date | |
| LIBERTY PROPERTY TRUST | 531172104 | SH BEN INT | 725 | $24,000 | thousands by filing date | |
| GRACE W R & CO DEL NEW COM | 38388F108 | Stock | 269 | $24,000 | thousands by filing date | |
| STAPLES INC | 855030102 | COM | 1,950 | $24,000 | thousands by filing date | |
| Dominion Res Inc Enhanced Jr Sub Notes 2009A | 25746U604 | Com | 959 | $24,000 | thousands by filing date | |
| Vanguard FTSE Europe ETF | 922042874 | SHS | 418 | $23,000 | thousands by filing date | |
| Vanguard High Dividend Yield ETF | 921946406 | SHS | 345 | $23,000 | thousands by filing date | |
| CENTERPOINT ENERGY INC | 15189T107 | COM | 950 | $23,000 | thousands by filing date | |
| PARKER-HANNIFIN CORP COM | 701094104 | Stock | 200 | $23,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 605 | $23,000 | thousands by filing date | |
| BRINKER INTL INC COM | 109641100 | Stock | 450 | $23,000 | thousands by filing date | |
| MURPHY OIL CORP COM | 626717102 | Stock | 400 | $23,000 | thousands by filing date | |
| WISCONSIN ENERGY CORP | 976657106 | COMMON STOCK | 529 | $23,000 | thousands by filing date | |
| BUFFALO WILD WINGS INC | 119848109 | COMMON STOCK | 175 | $23,000 | thousands by filing date | |
| ENTERPRISE BANCORP INC MASS COM | 293668109 | Stock | 1,200 | $23,000 | thousands by filing date | |
| MARKWEST ENERGY PARTNERS L P | 570759100 | UNIT LTD PARTN | 300 | $23,000 | thousands by filing date | |
| PACHOLDER HIGH YIELD FD INC | 693742108 | COM | 3,000 | $23,000 | thousands by filing date | |
| FASTENAL CO COM | 311900104 | Stock | 500 | $22,000 | thousands by filing date | |
| LANDSTAR SYS INC COM | 515098101 | Stock | 308 | $22,000 | thousands by filing date | |
| AUTODESK INC COM | 052769106 | Stock | 400 | $22,000 | thousands by filing date | |
| CINCINNATI FINL CORP COM | 172062101 | Stock | 460 | $22,000 | thousands by filing date | |
| HANCOCK JOHN INVT TR II | 410142103 | COM | 1,193 | $22,000 | thousands by filing date | |
| SEADRILL ORD | G7945E105 | COM | 832 | $22,000 | thousands by filing date | |
| POWERSHARES FUNDAMENTAL PURE LARGE CORE PORTFOLIO | 73935X450 | ETF | 564 | $22,000 | thousands by filing date | |
| BRITISH AMERN TOB PLC SPONSORED ADR | 110448107 | ADR | 184 | $21,000 | thousands by filing date | |
| TIME WARNER INC | 887317303 | COM NEW | 282 | $21,000 | thousands by filing date | |
| SPIRIT AIRLS INC | 848577102 | COM | 300 | $21,000 | thousands by filing date | |
| HARMAN INTL INDS INC | 413086109 | COM | 212 | $21,000 | thousands by filing date | |
| ENCANA CORP | 292505104 | COM | 1,000 | $21,000 | thousands by filing date | |
| Charles Schwab Corp | 808513105 | COM | 675 | $20,000 | thousands by filing date | |
| WABTEC COM | 929740108 | Stock | 255 | $20,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 610 | $20,000 | thousands by filing date | |
| HUMANA INC COM | 444859102 | Stock | 150 | $20,000 | thousands by filing date | |
| MEAD JOHNSON NUTRITION CO | 582839106 | COM | 203 | $20,000 | thousands by filing date | |
| NOBLE CORP PLC | G65431101 | SHS USD | 904 | $20,000 | thousands by filing date | |
| PICO HLDGS INC | 693366205 | COM NEW | 1,000 | $20,000 | thousands by filing date | |
| COGNIZANT TECHNOLOGY SOLUTIONS CL A | 192446102 | Stock | 430 | $19,000 | thousands by filing date | |
| RESMED INC COM | 761152107 | Stock | 390 | $19,000 | thousands by filing date | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 400 | $19,000 | thousands by filing date | |
| ISHARES TR | 464288752 | US HOME CONS ETF | 837 | $19,000 | thousands by filing date | |
| SKECHERS U S A INC | 830566105 | CL A | 350 | $19,000 | thousands by filing date | |
| ALTERA CORP | 021441100 | COM | 525 | $19,000 | thousands by filing date | |
| KYOCERA CORP -SPONS ADR | 501556203 | COM | 400 | $19,000 | thousands by filing date | |
| POWERSHARES INDIA ETF TR | 73935L100 | INDIA PORT | 875 | $19,000 | thousands by filing date | |
| Concur Technologies, Inc. | 206708109 | COM | 150 | $19,000 | thousands by filing date | |
| ITC HLDGS CORP | 465685105 | COM | 525 | $19,000 | thousands by filing date | |
| HERSHA HOSPITALITY TR REIT | 427825104 | SH BEN INT A | 3,000 | $19,000 | thousands by filing date | |
| AFLAC INC 5.5%52SUB DE | 001055300 | pfd | 800 | $19,000 | thousands by filing date | |
| WELLS FARGO 6.625 PFD PFD SER | 949746465 | PFD | 700 | $19,000 | thousands by filing date | |
| Washington Prime Group | 939647103 | COM | 1,072 | $19,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 450 | $18,000 | thousands by filing date | |
| BORGWARNER INC COM | 099724106 | Stock | 350 | $18,000 | thousands by filing date | |
| FRESENIUS MEDICAL CARE AG SPONSORED ADR | 358029106 | ADR | 524 | $18,000 | thousands by filing date | |
| GROUP 1 AUTOMOTIVE INC COM | 398905109 | Stock | 250 | $18,000 | thousands by filing date | |
| IDEXX LABS INC COM | 45168D104 | Stock | 150 | $18,000 | thousands by filing date | |
| SEALED AIR CORP NEW | 81211K100 | COM | 510 | $18,000 | thousands by filing date | |
| KENNAMETAL INC | 489170100 | COM | 424 | $18,000 | thousands by filing date | |
| E.ON AG ADR | 268780103 | ADR | 1,000 | $18,000 | thousands by filing date | |
| NATIONAL GRID PLC | 636274300 | SPONSORED ADR NE | 250 | $18,000 | thousands by filing date | |
| PEPCO HOLDINGS INC | 713291102 | COM | 654 | $18,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 1,750 | $18,000 | thousands by filing date | |
| IMPERIAL TOBACCO GROUP-ADR | 453142101 | ADR | 208 | $18,000 | thousands by filing date | |
| CIMATRON LTD | M23798107 | ORD | 3,000 | $18,000 | thousands by filing date | |
| NEXTERA ENERGY CAPITAL 5.7% | 65339K605 | PREFERRED STOCK | 759 | $18,000 | thousands by filing date | |
| LOEWS CORP COM | 540424108 | Stock | 400 | $17,000 | thousands by filing date | |
| SKYWORKS SOLUTIONS INC COM | 83088M102 | Stock | 300 | $17,000 | thousands by filing date | |
| FIRST TR VALUE LINE DIVID IN | 33734H106 | SHS | 740 | $17,000 | thousands by filing date | |
| SENSIENT TECHNOLOGIES CORP | 81725T100 | COM | 333 | $17,000 | thousands by filing date | |
| TILE SHOP HLDGS INC | 88677Q109 | COMMON STOCK | 1,815 | $17,000 | thousands by filing date | |
| CAMERON INTERNATIONAL CORP | 13342B105 | COM | 250 | $17,000 | thousands by filing date | |
| ARM HLDGS PLC | 042068106 | SPONSORED ADR | 400 | $17,000 | thousands by filing date | |
| INTL FCSTONE INC | 46116V105 | COM | 1,000 | $17,000 | thousands by filing date | |
| iShares U.S. Aerospace & Defense ETF | 464288760 | SHS | 150 | $16,000 | thousands by filing date | |
| GDL FD | 361570104 | COM SH BEN IT | 1,550 | $16,000 | thousands by filing date | |
| MFS MUNICIPAL INCOME TRUST | 552738106 | SH BEN INT | 2,500 | $16,000 | thousands by filing date | |
| FS KKR CAPITAL CORP | 302635107 | COM | 1,500 | $16,000 | thousands by filing date | |
| BT GROUP-ADR | 05577E101 | ADR | 260 | $16,000 | thousands by filing date | |
| DIEBOLD NXDF INC | 253651103 | COM | 459 | $16,000 | thousands by filing date | |
| KKR & CO LP | 48248M102 | COMMON STOCK | 700 | $16,000 | thousands by filing date | |
| IRON MTN INC NEW REIT | 462846106 | COM | 475 | $16,000 | thousands by filing date | |
| ALCOA INC | 013817101 | COM | 1,000 | $16,000 | thousands by filing date | |
| HSBC HOLDINGS PLC 8% $2 PFD Ser 2 | 404280802 | PREFERRED | 600 | $16,000 | thousands by filing date | |
| BADGER METER INC COM | 056525108 | Stock | 300 | $15,000 | thousands by filing date | |
| WHIRLPOOL CORP COM | 963320106 | Stock | 100 | $15,000 | thousands by filing date | |
| DOLLAR GEN CORP COM | 256677105 | Stock | 250 | $15,000 | thousands by filing date | |
| RPM INTL INC COM | 749685103 | Stock | 325 | $15,000 | thousands by filing date | |
| EATON VANCE TAX ADVANTAGED GLO | 27828S101 | COM | 900 | $15,000 | thousands by filing date | |
| ASPEN TECHNOLOGY INC | 045327103 | COM | 400 | $15,000 | thousands by filing date | |
| DUNDEE CORPORATION | 264901109 | COMMON STK | 1,000 | $15,000 | thousands by filing date | |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 400 | $14,000 | thousands by filing date | |
| FIFTH THIRD BANCORP COM | 316773100 | Stock | 700 | $14,000 | thousands by filing date | |
| GRAHAM HLDGS CO COM CL B | 384637104 | Stock | 20 | $14,000 | thousands by filing date | |
| MGE ENERGY INC | 55277P104 | COM | 382 | $14,000 | thousands by filing date | |
| COOPER TIRE & RUBR CO | 216831107 | COM | 500 | $14,000 | thousands by filing date | |
| CUBIST PHARMACEUTICALS INC | 229678107 | COM | 200 | $14,000 | thousands by filing date | |
| ARRIS GROUP INC | 04270V106 | COM | 500 | $14,000 | thousands by filing date | |
| BABSON CAPITAL CORPORATE INV | 05617K109 | COM | 888 | $14,000 | thousands by filing date | |
| MFC INDUSTRIAL LTD | 55278T105 | COMMON | 2,000 | $14,000 | thousands by filing date | |
| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 351 | $13,000 | thousands by filing date | |
| DOMINOS PIZZA INC COM | 25754A201 | Stock | 172 | $13,000 | thousands by filing date | |
| FOX CORP CLASS B | 90130A200 | COM | 380 | $13,000 | thousands by filing date | |
| NUVEEN MUN ADVANTAGE FD IN | 67062H106 | COM | 1,000 | $13,000 | thousands by filing date | |
| EDISON INTL COM | 281020107 | Stock | 211 | $12,000 | thousands by filing date | |
| METTLER TOLEDO INTERNATIONAL COM | 592688105 | Stock | 45 | $12,000 | thousands by filing date | |
| AKAMAI TECHNOLOGIES INC COM | 00971T101 | Stock | 200 | $12,000 | thousands by filing date | |
| FORRESTER RESH INC | 346563109 | COM | 330 | $12,000 | thousands by filing date | |
| SIEMENS A G - ADR | 826197501 | COM | 104 | $12,000 | thousands by filing date | |
| Komatsu Ltd. | 500458401 | COM | 500 | $12,000 | thousands by filing date | |
| COURIER CORP | 222660102 | COMMON STOCK | 1,000 | $12,000 | thousands by filing date | |
| ARCELORMITTAL FUNSPONSORED ADR 1 ADR REPS 1 ORD SHS | 03938L104 | COM | 900 | $12,000 | thousands by filing date | |
| L-3 COMMUNICATIONS HLDGS INC | 502424104 | COM | 100 | $12,000 | thousands by filing date | |
| MEDIVATION INC | 58501N101 | COM | 125 | $12,000 | thousands by filing date | |
| AMERICAN RLTY CAP PPTYS INC | 02917T104 | COM | 1,000 | $12,000 | thousands by filing date | |
| NEW HAMPSHIRE THRIFT BANCSHS | 644722100 | COM | 790 | $12,000 | thousands by filing date | |
| SPDR SERIES TRUST OILGAS EQUIP | 78464A748 | COM | 300 | $12,000 | thousands by filing date | |
| CLEAN HARBORS INC COM | 184496107 | Stock | 200 | $11,000 | thousands by filing date | |
| EATON VANCE ENHANCED EQUITY | 278277108 | COM | 800 | $11,000 | thousands by filing date | |
| ISHARES INC | 464286509 | MSCI CDA ETF | 350 | $11,000 | thousands by filing date | |
| INTERPUBLIC GROUP COS | 460690100 | COM | 600 | $11,000 | thousands by filing date | |
| ISHARES TR | 464288125 | 3YRTB ETF | 125 | $11,000 | thousands by filing date | |
| ASA GOLD AND PRECIOUS MTLS L | G3156P103 | SHS | 900 | $11,000 | thousands by filing date | |
| NUSTAR GP HOLDINGS LLC | 67059L102 | COMMON STOCK | 250 | $11,000 | thousands by filing date | |
| CALUMET SPECIALTY PRODS PART | 131476103 | COM | 400 | $11,000 | thousands by filing date | |
| ENTERGY ARKANSAS | 29364D761 | PFD | 500 | $11,000 | thousands by filing date | |
| ALTIUS MINERALS CORP F | 020936100 | FOREIGN CANADIAN | 1,000 | $11,000 | thousands by filing date | |
| VGT | 92204A702 | SHS | 100 | $10,000 | thousands by filing date | |
| INVESCO LTD SHS | G491BT108 | Stock | 250 | $10,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 325 | $10,000 | thousands by filing date | |
| UNITIL CORP COM | 913259107 | Stock | 315 | $10,000 | thousands by filing date | |
| JD.COM INC SPON ADS CL A | 47215P106 | ADR | 400 | $10,000 | thousands by filing date | |
| JUNIPER NETWORKS INC | 48203R104 | COM | 450 | $10,000 | thousands by filing date | |
| XILINX INC | 983919101 | COM | 225 | $10,000 | thousands by filing date | |
| DIAMOND OFFSHORE DRILLING IN | 25271C102 | COM | 300 | $10,000 | thousands by filing date | |
| MFS HIGH YIELD MUNICIPAL TRUST | 59318E102 | SH BEN INT | 2,300 | $10,000 | thousands by filing date | |
| VIACOM INC | 92553P201 | CL B | 136 | $10,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W133 | EMERG CUR STR FD | 500 | $10,000 | thousands by filing date | |
| TENNESSEE VALLEY AUTHORITY | 880591409 | Pref | 400 | $10,000 | thousands by filing date | |
| HUDSON CITY BANCORP | 443683107 | COM | 1,000 | $10,000 | thousands by filing date | |
| WHITING PETE CORP NEW | 966387102 | COM | 124 | $10,000 | thousands by filing date | |
| WISDOMTREE TR DREYFUS CMM FD | 97717X859 | COM | 500 | $10,000 | thousands by filing date | |
| MORGAN STANLEY CAP TRUST #4 PF | 617462205 | PREFERR | 400 | $10,000 | thousands by filing date | |
| DREYFUS EMERGING MARKET DEBT LOCAL CURRENCY FUND | 261980494 | MUTUAL FUNDS-TAXABLE | 738 | $10,000 | thousands by filing date | |
| JPM China Region Fd #3810 | 4812A3528 | Com | 477 | $10,000 | thousands by filing date | |
| iShares Silver Trust | 46428Q109 | COM | 527 | $9,000 | thousands by filing date | |
| MIDDLEBYCORP | 596278101 | STOK | 105 | $9,000 | thousands by filing date | |
| AVERY DENNISON CORP COM | 053611109 | Stock | 199 | $9,000 | thousands by filing date | |
| KIRBY CORP | 497266106 | COM | 75 | $9,000 | thousands by filing date | |
| TEMPLETON EMERGING MARKETS FUN | 880191101 | COM | 500 | $9,000 | thousands by filing date | |
| SPDR CITI INTL GOVT INFLATION- | 78464A490 | FTSE INT GVT ETF | 160 | $9,000 | thousands by filing date | |
| COMPANHIA SIDERURGICA NACION | 20440W105 | SPONSORED ADR | 2,500 | $9,000 | thousands by filing date | |
| WEATHERFORD INTL INC ORD SHS | G48833100 | Stock | 450 | $9,000 | thousands by filing date | |
| INVESCO WATER RESOURCES ETF | 73935X575 | COM | 350 | $9,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A108 | COM | 1,270 | $9,000 | thousands by filing date | |
| HOSPIRA INC | 441060100 | COM | 165 | $9,000 | thousands by filing date | |
| INTEGRYS ENERGY GROUP INC | 45822P105 | COM | 143 | $9,000 | thousands by filing date | |
| WALTER INVT MGMT CORP | 93317W102 | COM | 389 | $9,000 | thousands by filing date | |
| SUFFOLK BANCORP | 864739107 | COM | 472 | $9,000 | thousands by filing date | |
| Glimcher Realty Trust 8.125% Pfd Series G | 379302409 | com | 359 | $9,000 | thousands by filing date | |
| CMS ENERGY CORP COM | 125896100 | Stock | 275 | $8,000 | thousands by filing date | |
| HASBRO INC COM | 418056107 | Stock | 150 | $8,000 | thousands by filing date | |
| TXNM ENERGY INC COM | 69349H107 | Stock | 312 | $8,000 | thousands by filing date | |
| NUVEEN CR STRATEGIES INCOME | 67073D102 | COM SHS | 900 | $8,000 | thousands by filing date | |
| PEDIATRIX MEDICAL GROUP INC | 58502B106 | COM | 140 | $8,000 | thousands by filing date | |
| SVB FINANCIAL GROUP | 78486Q101 | COM | 75 | $8,000 | thousands by filing date | |
| GENOMIC HEALTH, INC. | 37244C101 | COM | 285 | $8,000 | thousands by filing date | |
| iShares Gold Trust | 464285105 | ISHARES | 695 | $8,000 | thousands by filing date | |
| AMTRUST FINL SVCS INC | 032359309 | COM | 200 | $8,000 | thousands by filing date | |
| HAWAIIAN HOLDINGS INC | 419879101 | COM | 600 | $8,000 | thousands by filing date | |
| CREE INC | 225447101 | COM | 200 | $8,000 | thousands by filing date | |
| ITT CORP | 450911201 | COM | 183 | $8,000 | thousands by filing date | |
| VANGUARD | 92205F106 | Domestic Common | 300 | $8,000 | thousands by filing date | |
| FRANKLIN INTERNATIONAL SMALL GROWTH FD | 353533888 | COMMON | 400 | $8,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 862 | $7,000 | thousands by filing date | |
| METLIFE INC COM | 59156R108 | Stock | 131 | $7,000 | thousands by filing date | |
| WOODSIDE ENERGY GROUP LTD SPONSORED ADR | 980228308 | ADR | 200 | $7,000 | thousands by filing date | |
| WD 40 CO COM | 929236107 | Stock | 100 | $7,000 | thousands by filing date | |
| NUVEEN PFD & INCOME OPPORTUN | 67073B106 | COM | 755 | $7,000 | thousands by filing date | |
| GOLAR LNG LTD | G9456A100 | SHS | 100 | $7,000 | thousands by filing date | |
| FIRST REPUBLIC BANK/SAN FRANCI | 33616C100 | COM | 150 | $7,000 | thousands by filing date | |
| ALLETE INC | 018522300 | COM NEW | 149 | $7,000 | thousands by filing date | |
| SIGNATURE BANK | 82669G104 | COM | 65 | $7,000 | thousands by filing date | |
| CBS CORP NEW | 124857202 | CL B | 136 | $7,000 | thousands by filing date | |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 150 | $7,000 | thousands by filing date | |
| Nippon Telegraph Telephone Corp | 654624105 | Equity | 220 | $7,000 | thousands by filing date | |
| LINEAR TECHNOLOGY CORP | 535678106 | COM | 150 | $7,000 | thousands by filing date | |
| ENERGY XXI (BERMUDA) LTD | G10082140 | USD UNRS SHS | 650 | $7,000 | thousands by filing date | |
| GARTNERINC | 366651107 | STOK | 80 | $6,000 | thousands by filing date | |
| TYLER TECHNOLOGIES INC COM | 902252105 | Stock | 65 | $6,000 | thousands by filing date | |
| NEWELL BRANDS INC COM | 651229106 | Stock | 175 | $6,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 657 | $6,000 | thousands by filing date | |
| LEAR CORP COM NEW | 521865204 | Stock | 75 | $6,000 | thousands by filing date | |
| TOYOTA MOTOR CORP ADS | 892331307 | ADR | 50 | $6,000 | thousands by filing date | |
| KNOWLES CORP COM | 49926D109 | Stock | 225 | $6,000 | thousands by filing date | |
| TORO CO | 891092108 | COM | 95 | $6,000 | thousands by filing date | |
| MARKETAXESS HLDGS INC | 57060D108 | COM | 95 | $6,000 | thousands by filing date | |
| MATERION CORP | 576690101 | COM | 200 | $6,000 | thousands by filing date | |
| CITRIX SYSTEMS INC | 177376100 | COM | 80 | $6,000 | thousands by filing date | |
| BHP BILLITON- ADR | 05545E209 | SPONSORED ADR | 100 | $6,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q866 | ALERIAN MLP | 308 | $6,000 | thousands by filing date | |
| STRATASYS LTD | M85548101 | SHS | 51 | $6,000 | thousands by filing date | |
| GOLDCORP INC NEW | 380956409 | COM | 240 | $6,000 | thousands by filing date | |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 740 | $6,000 | thousands by filing date | |
| Mercedes Benz Group Ag Reg Shs | d1668r123 | USD | 75 | $6,000 | thousands by filing date | |
| Gulfport Energy | 402635304 | COM | 105 | $6,000 | thousands by filing date | |
| WELLTOWER INC | 42217K106 | COM | 100 | $6,000 | thousands by filing date | |
| EXELIS INC | 30162A108 | COM | 366 | $6,000 | thousands by filing date | |
| Merrill Lynch Cap TR IV 7.12% PFD | 59021G204 | Pfd Stk | 250 | $6,000 | thousands by filing date | |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 500 | $5,000 | thousands by filing date | |
| ZEBRA TECHNOLOGIES CORPORATION CL A | 989207105 | Stock | 65 | $5,000 | thousands by filing date | |
| ISHARES INC | 464286533 | MSCI EMERG MRKT | 90 | $5,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W570 | US MIDCAP FUND | 52 | $5,000 | thousands by filing date | |
| GLACIER BANCORP INC NEW | 37637Q105 | COM | 195 | $5,000 | thousands by filing date | |
| GRUBHUB INC | 400110102 | COM | 149 | $5,000 | thousands by filing date | |
| MICROSEMI CORP | 595137100 | COM | 200 | $5,000 | thousands by filing date | |
| GREAT PLAINS ENERGY INC | 391164100 | COM | 200 | $5,000 | thousands by filing date | |
| STERIS CORP | 859152100 | COMMON STOCK | 85 | $5,000 | thousands by filing date | |
| SHIRE PLC | 82481R106 | COMMON STOCK-FO | 20 | $5,000 | thousands by filing date | |
| DRIL-QUIP INC | 262037104 | COM | 55 | $5,000 | thousands by filing date | |
| AIR METHODS CORP | 009128307 | COM PAR $.06 | 85 | $5,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 832 | $5,000 | thousands by filing date | |
| RESOURCE CAP CORP REIT | 76120W302 | COM | 1,000 | $5,000 | thousands by filing date | |
| TERRA NITROGEN CO L P | 881005201 | COM UNIT | 35 | $5,000 | thousands by filing date | |
| GLOBAL HIGH INCOME FUND INC | 37933G108 | COM | 545 | $5,000 | thousands by filing date | |
| MORGAN STANLEY CP TR III $0.0625 PFD | 617460209 | PREFERRED | 200 | $5,000 | thousands by filing date | |
| JPM CHASE CAPITAL XXIX 6.7% $1.675 PFD | 48125E207 | PREFERRED | 200 | $5,000 | thousands by filing date | |
| BofA Preferred | 060505740 | PFD | 200 | $5,000 | thousands by filing date | |
| MORGAN STANLEY 6.6% C11 | 61750K208 | PRF | 200 | $5,000 | thousands by filing date | |
| KIMCO PFD H 6.90% H K | 49446R828 | PREFERR | 200 | $5,000 | thousands by filing date | |
| LLOYDS BANKING GROUP PLC | 539439802 | PRF | 200 | $5,000 | thousands by filing date | |
| OTTER TAIL CORP | 689648103 | COM | 134 | $4,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP GROWTH ETF | 464287481 | ETF | 50 | $4,000 | thousands by filing date | |
| F5 INC COM | 315616102 | Stock | 35 | $4,000 | thousands by filing date | |
| THE CAMPBELLS COMPANY COM | 134429109 | Stock | 100 | $4,000 | thousands by filing date | |
| COMPASS MINERALS INTL INC | 20451N101 | COM | 50 | $4,000 | thousands by filing date | |
| COSTAMARE INC | Y1771G102 | SHS | 200 | $4,000 | thousands by filing date | |
| PROTO LABS INC | 743713109 | COM | 60 | $4,000 | thousands by filing date | |
| HANESBRANDS INC | 410345102 | COM | 37 | $4,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R783 | 0-5 HIGH YIELD | 38 | $4,000 | thousands by filing date | |
| SOTHEBYS | 835898107 | COM | 100 | $4,000 | thousands by filing date | |
| AIR LEASE CORP | 00912X302 | CL A | 134 | $4,000 | thousands by filing date | |
| VERADIGM INC | 01988P108 | COMMON STOCK | 331 | $4,000 | thousands by filing date | |
| Vitamin Shoppe, Inc. | 92849E101 | COM | 100 | $4,000 | thousands by filing date | |
| ARIAD PHARMACEUTICALS INC | 04033A100 | COM | 650 | $4,000 | thousands by filing date | |
| MARKET VECTORS GLOBAL ALT | 57061R593 | COMMON | 75 | $4,000 | thousands by filing date | |
| KAO CORP SPONSORED ADR | 485537302 | COM | 100 | $4,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C730 | COM | 29 | $3,000 | thousands by filing date | |
| SPROUTS FMRS MKT INC COM | 85208M102 | Stock | 100 | $3,000 | thousands by filing date | |
| ING GROEP N.V. SPONSORED ADR | 456837103 | ADR | 200 | $3,000 | thousands by filing date | |
| KONINKLIJKE PHILIPS N V NY REGIS SHS NEW | 500472303 | ADR | 100 | $3,000 | thousands by filing date | |
| HUNTINGTON INGALLS INDS INC COM | 446413106 | Stock | 28 | $3,000 | thousands by filing date | |
| MOLSON COORS BEVERAGE CO CL B | 60871R209 | Stock | 45 | $3,000 | thousands by filing date | |
| HEARTLAND EXPRESS INC | 422347104 | COM | 135 | $3,000 | thousands by filing date | |
| TERADATA CORP DEL | 88076W103 | COM | 60 | $3,000 | thousands by filing date | |
| WADDELL & REED FINL INC | 930059100 | CL A | 65 | $3,000 | thousands by filing date | |
| SUNTRUST BANKS INC | 867914103 | COM | 75 | $3,000 | thousands by filing date | |
| AIRBUS SE UNSPONSORED ADR | 009279100 | COM | 180 | $3,000 | thousands by filing date | |
| NIDEC CORP | 654090109 | COMMON STOCK-FO | 150 | $3,000 | thousands by filing date | |
| PORSCHE AUTOMOBILUNSP ADR | 73328P106 | COM | 325 | $3,000 | thousands by filing date | |
| MOBILE MINI INC | 60740F105 | COM | 90 | $3,000 | thousands by filing date | |
| PIEDMONT NATURAL GAS CO | 720186105 | COM | 100 | $3,000 | thousands by filing date | |
| TEMPLETON GLOBAL BOND FD CL A | 880208103 | mf | 236 | $3,000 | thousands by filing date | |
| VANGUARD INTL EQUITY INDEX F | 922042676 | COM | 35 | $2,000 | thousands by filing date | |
| SYNCHRONYFINL | 87165B103 | STOK | 100 | $2,000 | thousands by filing date | |
| NEWMONT CORP | 651639106 | COM | 100 | $2,000 | thousands by filing date | |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 10 | $2,000 | thousands by filing date | |
| KROGER CO COM | 501044101 | Stock | 30 | $2,000 | thousands by filing date | |
| AES CORP COM | 00130H105 | Stock | 133 | $2,000 | thousands by filing date | |
| DOLLAR TREE INC COM | 256746108 | Stock | 44 | $2,000 | thousands by filing date | |
| WESTERN UN CO COM | 959802109 | Stock | 100 | $2,000 | thousands by filing date | |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 100 | $2,000 | thousands by filing date | |
| NCR VOYIX CORPORATION | 62886E108 | COM | 60 | $2,000 | thousands by filing date | |
| DUNKIN BRANDS GROUP INC | 265504100 | COM | 40 | $2,000 | thousands by filing date | |
| CST BRANDS INC | 12646R105 | COM | 44 | $2,000 | thousands by filing date | |
| PARAGON OFFSHORE PLC XXX | G6S01W108 | COM | 300 | $2,000 | thousands by filing date | |
| ALLERGAN INC | 018490102 | COM | 14 | $2,000 | thousands by filing date | |
| LINKEDIN CORP | 53578A108 | COM | 12 | $2,000 | thousands by filing date | |
| PCS Edventures!.com | 69325N102 | Common | 42,807 | $2,000 | thousands by filing date | |
| Vermont Photonics Inc Cl B Conv Pfd | 918337999 | Cv Pfd Stk | 6 | $2,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C714 | COM | 7 | $1,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 30 | $1,000 | thousands by filing date | |
| GRAPHIC PACKAGING HLDG CO COM | 388689101 | Stock | 66 | $1,000 | thousands by filing date | |
| CASELLA WASTE SYS INC | 147448104 | CL A | 300 | $1,000 | thousands by filing date | |
| HEXCEL CORP NEW | 428291108 | COM | 25 | $1,000 | thousands by filing date | |
| GOODYEAR TIRE & RUBBER CO | 382550101 | COM | 40 | $1,000 | thousands by filing date | |
| BARRICK GOLD CORP | 067901108 | COM | 100 | $1,000 | thousands by filing date | |
| WPX ENERGY INC | 98212B103 | COM | 55 | $1,000 | thousands by filing date | |
| PEABODY ENERGY CORP | 704549104 | COM | 100 | $1,000 | thousands by filing date | |
| GLYCOMIMETICS INC | 38000Q102 | COM | 110 | $1,000 | thousands by filing date | |
| PAIN THERAPEUTICS INC | 69562K100 | COM | 340 | $1,000 | thousands by filing date | |
| LRAD CORP | 50213V109 | COM | 200 | $1,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W593 | GUG RUSS1000 EQL | 25 | $1,000 | thousands by filing date | |
| Starpharma Hld Ltd NPV | Q87215101 | Com | 2,000 | $1,000 | thousands by filing date | |
| NEWS CORP NEW CL A | 65249B109 | Stock | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HARMONY GOLD MINING CO LTD SPONSORED ADR | 413216300 | ADR | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PLUG PWR INC | 72919P202 | COM NEW | 30 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MEREDITH CORP | 589433101 | COM | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TWENTY FIRST CENTY FOX INC | 90130A101 | CL A | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SANOFI | 80105N113 | COMMON STOCK-FO | 400 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VERITIV CORP | 923454102 | COM | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 27 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALCATEL-LUCENT | 013904305 | SPONSORED ADR | 144 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RADA ELECTR INDS LTD | M81863116 | SHS NEW | 134 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PROGRESS ENERGY INC-CVO | 743263AA3 | COM | 300 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LL&E ROYALTY TRUST | 502003106 | COM | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MCKENZIE BAY INTL LTD COM | 581531100 | COM | 5,913 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GREEN EARTH TECHS INC COM | 39303R102 | COM | 5,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Sefe Inc XXX Registration Revoked BY | 815787106 | COM | 500 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| eLot Inc | 29014q105 | COM | 13,250 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SEA PRODUCTION LTD | g8005c104 | COM | 4,024 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Beachport Entertainment Corp New | 073466203 | Com | 5,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TURTLE BEACH CORP COM | 900450107 | Stock | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Champlain Oil Company Inc Class A | CS2145001 | Com | 1,350 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Champlain Oil Company Inc Class B | CS2145022 | Com | 8,675 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Preci-Manufacturing Inc Class A | CS3076011 | Com | 180 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Preci-Manufacturing Inc Class B | CS3076022 | Com | 12,872 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPO Global Inc | 78468T107 | Com | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Ultra Shield Prods Intl Inc | 903915304 | Com | 500 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Vacuum Instrument Corporation | CS2953000 | Com | 27,105 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Vacuum Instrument Corp conv pref | PS2953000 | Cv Pfd Stk | 147 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Elot Inc Wts 12/31/13 | 29014Q113 | Com | 2,578 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Domark Intl | 257055103 | Com | 9,216 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Sunwin Stevia International Inc | 86803D109 | Com | 17 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001134008-14-000004 | this filing | 2014-12-02 | acceptance time not in the bulk data set |