13F-HR filed by New York Life Investment Management LLC
New York Life Investment Management LLC filed this 13F-HR for the quarter ended 2014-09-30, filed 2014-11-14, with 198 holding rows worth $607,252,000.
- Accession
- 0001133639-14-000030
- Filer
- CIK 1133639
- Filed
- 2014-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2014
A combination report, 199 entries on the cover page, a total value of $607,252,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $607,252,000 with VALUE read as thousands by filing date, 13F file number 028-06325. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerDIMENSIONAL FUND ADVISORS LP028-01186
- reports for this filerDUPONT CAPITAL MANAGEMENT Corp028-05977
- reports for this filerEAGLE ASSET MANAGEMENT INC028-01666
- reports for this filerEpoch Investment Partners, Inc.028-10968
- reports for this filerINSTITUTIONAL CAPITAL LLC028-00016
- reports for this filerJANUS CAPITAL MANAGEMENT LLC028-01343
- reports for this filerCORNERSTONE CAPITAL MANAGEMENT HOLDINGS LLC.028-13283
- reports for this filerMarketfield Asset Management LLC028-15275
- reports for this filerMARKSTON INTERNATIONAL LLC028-04869
- reports for this filerMACKAY SHIELDS LLC028-00046
- reports for this filerMASSACHUSETTS FINANCIAL SERVICES CO /MA/028-04968
- reports for this filerPACIFIC INVESTMENT MANAGEMENT CO LLC028-10952
- reports for this filerPRICE T ROWE ASSOCIATES INC /MD/028-00115
- reports for this filerVAN ECK ASSOCIATES CORP028-02783
- reports for this filerWinslow Capital Management, LLC028-03676
- reports for this filerCORNERSTONE CAPITAL MANAGEMENT LLC028-05923
- reports for this filerCUSHING ASSET MANAGEMENT, LP028-12384
- included managerCORNERSTONE CAPITAL MANAGEMENT HOLDINGS LLC.028-13283
- included managerNYL Investors LLC028-16259
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| PIMCO ETF TR | 72201R833 | ENHAN SHRT MA AC | 485,087 | $49,164,000 | thousands by filing date | |
| ISHARES TR | 464288752 | US HOME CONS ETF | 1,932,061 | $43,452,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M654 | GUGG ENH SHT DUR | 659,122 | $33,063,000 | thousands by filing date | |
| Vanguard Total Bond Market ETF | 921937835 | SHS | 329,283 | $26,978,000 | thousands by filing date | |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 247,133 | $26,965,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E341 | GLB X GURU INDEX | 833,870 | $21,942,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W851 | JAPN HEDGE EQT | 418,756 | $21,909,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B746 | KBW BK PORT | 534,169 | $19,647,000 | thousands by filing date | |
| VGT | 92204A702 | SHS | 186,720 | $18,687,000 | thousands by filing date | |
| American Tower Corporation | 03027X100 | COM | 193,752 | $18,141,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A698 | ST STR SP REGBNK | 440,982 | $16,696,000 | thousands by filing date | |
| ISHARES TR | 464288638 | ISHS 5-10YR INVT | 134,420 | $14,693,000 | thousands by filing date | |
| ISHARES TR | 464287440 | 7-10 YR TRSY BD | 130,271 | $13,499,000 | thousands by filing date | |
| VTI | 922908769 | COM | 130,706 | $13,233,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF FD | 73936G308 | S&P 500 BUYWRT | 566,003 | $11,988,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X309 | S NETWRK FUT VEH | 289,545 | $10,936,000 | thousands by filing date | |
| iShares U.S. Technology ETF | 464287721 | SHS | 107,654 | $10,847,000 | thousands by filing date | |
| NEW YORK LIFE INVESTMENTS ET | 45409B800 | NYLI MERGER ARBI | 379,107 | $10,402,000 | thousands by filing date | |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 87,450 | $10,168,000 | thousands by filing date | |
| Vanguard Value ETF | 922908744 | SHS | 118,669 | $9,636,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 46,268 | $9,173,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 142,750 | $9,153,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 339,226 | $7,860,000 | thousands by filing date | |
| GUGGENHEIM | 18383M605 | EXCHANGE TRADED | 153,733 | $6,936,000 | thousands by filing date | |
| iShares MSCI Frontier 100 | 464286145 | cs | 180,492 | $6,830,000 | thousands by filing date | |
| SPDR SERIES TRUST BLOOMBERG BR | 78464A417 | BLOOMBERG BRCLYS | 165,633 | $6,655,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 ETF | 464287622 | ETF | 60,436 | $6,640,000 | thousands by filing date | |
| ISHARES TR | 464287689 | RUSSELL 3000 ETF | 56,735 | $6,626,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U787 | AFRICA ETF | 208,794 | $6,554,000 | thousands by filing date | |
| Vanguard Real Estate | 922908553 | SHS | 87,200 | $6,265,000 | thousands by filing date | |
| PROSHARES TR II | 74347W569 | ULTRASHORT YEN N | 77,477 | $5,870,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 91,768 | $5,865,000 | thousands by filing date | |
| CLAYMORE GUGGENHEIM | 18383Q853 | GUGG CHN SML CAP | 208,913 | $5,465,000 | thousands by filing date | |
| WISDOMTREE EUROPE HEDGED EQUITY FUND | 97717X701 | ETF | 93,332 | $5,393,000 | thousands by filing date | |
| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 132,208 | $5,061,000 | thousands by filing date | |
| ISHARES | 46434V548 | EXCHANGE TRADED | 257,875 | $4,998,000 | thousands by filing date | |
| ISHARES INC MSCI SPAIN ETF | 464286764 | MSCI SPAIN ETF | 123,081 | $4,788,000 | thousands by filing date | |
| SPDR S&P Homebuilders ETF | 78464A888 | SHS | 157,921 | $4,673,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 82,936 | $4,408,000 | thousands by filing date | |
| PROSHARES TR II | 74347W882 | ULTRASHRT EURO | 219,683 | $4,385,000 | thousands by filing date | |
| ISHARES TR | 46429B408 | CMN | 104,232 | $3,967,000 | thousands by filing date | |
| Vanguard FTSE Developed Markets ETF | 921943858 | SHS | 98,117 | $3,900,000 | thousands by filing date | |
| Vanguard Communication Services ETF | 92204A884 | SHS | 40,597 | $3,544,000 | thousands by filing date | |
| ISHARES | 464286830 | EXCHANGE TRADED | 228,077 | $3,512,000 | thousands by filing date | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 28,455 | $3,364,000 | thousands by filing date | |
| GUGGENHEIM FRONTIER MARKETS ETF | 18383Q838 | COM | 197,233 | $3,280,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 41,245 | $2,751,000 | thousands by filing date | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 30,037 | $2,722,000 | thousands by filing date | |
| iShares U.S. Aerospace & Defense ETF | 464288760 | SHS | 23,546 | $2,533,000 | thousands by filing date | |
| iShares Expanded Tech-Software Sector ETF | 464287515 | SHS | 24,860 | $2,150,000 | thousands by filing date | |
| SIBANYE GOLD LTD | 825724206 | SPONSORED ADR | 232,036 | $1,968,000 | thousands by filing date | |
| ZOETIS INC CL A | 98978V103 | Stock | 30,738 | $1,136,000 | thousands by filing date | |
| Mallinckrodt Plc | G5785G107 | SHS | 9,471 | $854,000 | thousands by filing date | |
| WHITEWAVE FOODS COMPANY | 966244105 | COMMON STOCK | 22,098 | $803,000 | thousands by filing date | |
| WPX ENERGY INC | 98212B103 | COM | 32,937 | $792,000 | thousands by filing date | |
| THE ADT CORPORATION | 00101J106 | COM | 21,562 | $765,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 12,883 | $744,000 | thousands by filing date | |
| BROOKFIELD PROPERTY PARTRS L | G16249107 | UNIT LTD PARTN | 35,164 | $741,000 | thousands by filing date | |
| CST BRANDS INC | 12646R105 | COM | 19,422 | $698,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 8,530 | $694,000 | thousands by filing date | |
| KRAFT FOODS GROUP INC | 50076Q106 | COM | 12,083 | $681,000 | thousands by filing date | |
| NEWS CORP NEW CL A | 65249B109 | Stock | 40,205 | $657,000 | thousands by filing date | |
| MURPHY USA INC COM | 626755102 | Stock | 12,177 | $646,000 | thousands by filing date | |
| TRIPADVISOR INC | 896945201 | COM | 6,915 | $632,000 | thousands by filing date | |
| ALLEGION PLC | G0176J109 | ORD SHS | 13,118 | $625,000 | thousands by filing date | |
| SCIENCE APPLICATIONS INTL CORP COM | 808625107 | Stock | 12,603 | $557,000 | thousands by filing date | |
| CLOROX CO DEL | 189054109 | COM | 5,400 | $519,000 | thousands by filing date | |
| PAYCHEX INC | 704326107 | COM | 11,646 | $515,000 | thousands by filing date | |
| PATTERSON COS INC | 703395103 | COM | 12,300 | $510,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 14,400 | $507,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 5,300 | $502,000 | thousands by filing date | |
| CENCORA INC COM | 03073E105 | Stock | 6,500 | $502,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 4,000 | $501,000 | thousands by filing date | |
| ALLSTATE CORP COM | 020002101 | Stock | 8,100 | $497,000 | thousands by filing date | |
| DOLLAR TREE INC COM | 256746108 | Stock | 8,800 | $493,000 | thousands by filing date | |
| STERICYCLE INC | 858912108 | COM | 4,200 | $490,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 19,400 | $488,000 | thousands by filing date | |
| TRAVELERS COMPANIES INC COM | 89417E109 | Stock | 5,200 | $488,000 | thousands by filing date | |
| C H ROBINSON WORLDWIDE IN COM NEW | 12541W209 | Stock | 7,327 | $486,000 | thousands by filing date | |
| ONEOK INC NEW | 682680103 | COM | 7,400 | $485,000 | thousands by filing date | |
| Southern Company | 842587107 | COM | 11,091 | $484,000 | thousands by filing date | |
| MOTOROLA SOLUTIONS INC COM NEW | 620076307 | Stock | 7,600 | $481,000 | thousands by filing date | |
| BAXTER INTL INC | 071813109 | COM | 6,700 | $481,000 | thousands by filing date | |
| PEOPLE'S UNITED FINANCIAL INC | 712704105 | COM | 33,200 | $480,000 | thousands by filing date | |
| ENTERGY CORP NEW COM | 29364G103 | Stock | 6,200 | $479,000 | thousands by filing date | |
| LABORATORY CORP OF AMERICA | 50540R409 | COM NEW | 4,700 | $478,000 | thousands by filing date | |
| SIGMA ALDRICH CORP | 826552101 | COM | 3,500 | $476,000 | thousands by filing date | |
| HUDSON CITY BANCORP | 443683107 | COM | 48,900 | $475,000 | thousands by filing date | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 7,200 | $470,000 | thousands by filing date | |
| HCP INC | 40414L109 | COM | 11,800 | $469,000 | thousands by filing date | |
| CENTURYLINK INC | 156700106 | COM | 11,400 | $466,000 | thousands by filing date | |
| AVALONBAY CMNTYS INC COM | 053484101 | REIT | 3,300 | $465,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 4,300 | $463,000 | thousands by filing date | |
| KIMCO REALTY CORP COM | 49446R109 | REIT | 21,078 | $462,000 | thousands by filing date | |
| WELLTOWER INC | 42217K106 | COM | 7,400 | $462,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 6,000 | $459,000 | thousands by filing date | |
| SPECTRA ENERGY CORP | 847560109 | COM | 11,700 | $459,000 | thousands by filing date | |
| PUBLIC STORAGE COM | 74460D109 | REIT | 2,734 | $453,000 | thousands by filing date | |
| SYSCOCORP | 871829107 | COM | 11,700 | $444,000 | thousands by filing date | |
| SIMON PPTY GROUP INC NEW COM | 828806109 | REIT | 2,700 | $444,000 | thousands by filing date | |
| NEW RESIDENTIAL INVT CORP | 64828T102 | COM | 72,514 | $423,000 | thousands by filing date | |
| MCCORMICK & CO INC COM NON VTG | 579780206 | Stock | 6,300 | $421,000 | thousands by filing date | |
| MARATHON OIL CORP | 565849106 | COM | 11,200 | $421,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 8,200 | $410,000 | thousands by filing date | |
| NRG ENERGY INC COM NEW | 629377508 | Stock | 13,300 | $405,000 | thousands by filing date | |
| ATLAS RESOURCE PARTNERS LP | 04941A101 | COM UNT LTD PR | 20,572 | $400,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 11,400 | $397,000 | thousands by filing date | |
| ALTISOURCE ASSET MGMT CORP | 02153X108 | COM | 585 | $395,000 | thousands by filing date | |
| E M C CORP MASS | 268648102 | COM | 13,200 | $386,000 | thousands by filing date | |
| POST HLDGS INC | 737446104 | COM | 11,386 | $378,000 | thousands by filing date | |
| CIGNA CORPORATION | 125509109 | COM | 4,100 | $372,000 | thousands by filing date | |
| REPUBLIC SVCS INC COM | 760759100 | Stock | 9,200 | $359,000 | thousands by filing date | |
| ALTISOURCE RESIDENTIAL CORP | 02153W100 | CL B | 14,818 | $356,000 | thousands by filing date | |
| DAVITA INC COM | 23918K108 | Stock | 4,800 | $351,000 | thousands by filing date | |
| PLUM CREEK TIMBER CO INC | 729251108 | COM | 9,000 | $351,000 | thousands by filing date | |
| FIESTA RESTAURANT GROUP INC | 31660B101 | COM | 6,864 | $341,000 | thousands by filing date | |
| QUEST DIAGNOSTICS INC COM | 74834L100 | Stock | 5,600 | $340,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 7,300 | $335,000 | thousands by filing date | |
| M & T BK CORP COM | 55261F104 | Stock | 2,700 | $333,000 | thousands by filing date | |
| SAFEWAY INC | 786514208 | COM NEW | 9,500 | $326,000 | thousands by filing date | |
| KELLANOVA | 487836108 | COM | 5,300 | $326,000 | thousands by filing date | |
| WINDSTREAM HLDGS INC | 97382A101 | COM | 29,100 | $314,000 | thousands by filing date | |
| HYSTER-YALE INC | 449172105 | CL A | 4,239 | $304,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 3,000 | $295,000 | thousands by filing date | |
| AGL RES INC | 001204106 | COM | 5,600 | $288,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 3,300 | $285,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 2,800 | $282,000 | thousands by filing date | |
| Automatic Data Processing,Inc. | 053015103 | COM | 3,300 | $274,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 2,500 | $266,000 | thousands by filing date | |
| Marsh & McLennan Companies,Inc. | 571748102 | COM | 5,000 | $262,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DELAWARE | 531229102 | CL A | 5,418 | $256,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. COM | 595017104 | Stock | 5,400 | $255,000 | thousands by filing date | |
| NORDSTROM INC | 655664100 | COM | 3,700 | $253,000 | thousands by filing date | |
| HORMEL FOODS CORP COM | 440452100 | Stock | 4,800 | $247,000 | thousands by filing date | |
| NETAPP INC COM | 64110D104 | Stock | 5,700 | $245,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 3,900 | $244,000 | thousands by filing date | |
| ROUSE PPTYS INC | 779287101 | COM | 14,812 | $240,000 | thousands by filing date | |
| BECTON DICKINSON & CO | 075887109 | COM | 2,100 | $239,000 | thousands by filing date | |
| APARTMENT INVT & MGMT CO | 03748R101 | CL A | 7,500 | $239,000 | thousands by filing date | |
| CONAGRA FOODS INC | 205887102 | COM | 7,200 | $238,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 2,500 | $235,000 | thousands by filing date | |
| BEMIS INC | 081437105 | COM | 6,100 | $232,000 | thousands by filing date | |
| EQUITY RESIDENTIAL | 29476L107 | SH BEN INT | 3,700 | $228,000 | thousands by filing date | |
| Chubb Corporation | 171232101 | Equity | 2,500 | $228,000 | thousands by filing date | |
| GENERAL MILLS INC COM | 370334104 | Stock | 4,400 | $222,000 | thousands by filing date | |
| HERSHEY CO COM | 427866108 | Stock | 2,300 | $219,000 | thousands by filing date | |
| CONSOLIDATED EDISON INC | 209115104 | COM | 3,800 | $215,000 | thousands by filing date | |
| VERISIGN INC COM | 92343E102 | Stock | 3,900 | $215,000 | thousands by filing date | |
| SCANA CORP NEW | 80589M102 | COM | 4,200 | $208,000 | thousands by filing date | |
| PRAXAIR INC | 74005P104 | COM | 1,600 | $206,000 | thousands by filing date | |
| PEPCO HOLDINGS INC | 713291102 | COM | 7,700 | $206,000 | thousands by filing date | |
| TECO ENERGY INC | 872375100 | COM | 11,800 | $205,000 | thousands by filing date | |
| Crown Castle | 228227104 | COM | 2,500 | $201,000 | thousands by filing date | |
| DTE ENERGY CO COM | 233331107 | Stock | 2,600 | $198,000 | thousands by filing date | |
| SMUCKER J M CO | 832696405 | COM NEW | 2,000 | $198,000 | thousands by filing date | |
| Progressive Corporation | 743315103 | COM | 7,600 | $192,000 | thousands by filing date | |
| TORCHMARK CORP | 891027104 | COM | 3,450 | $181,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 1,500 | $179,000 | thousands by filing date | |
| NORTHEAST UTILS | 664397106 | COM | 3,800 | $168,000 | thousands by filing date | |
| FTD COS INC | 30281V108 | COM | 4,807 | $164,000 | thousands by filing date | |
| SILVER BAY REALTY TRUST CORP | 82735Q102 | COMMON STOCK | 9,939 | $161,000 | thousands by filing date | |
| CINCINNATI FINL CORP COM | 172062101 | Stock | 3,400 | $160,000 | thousands by filing date | |
| THE CAMPBELLS COMPANY COM | 134429109 | Stock | 3,700 | $158,000 | thousands by filing date | |
| MCKESSON CORP COM | 58155Q103 | Stock | 800 | $156,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 4,400 | $154,000 | thousands by filing date | |
| XCELENERGY INC | 98389B100 | COM | 5,000 | $152,000 | thousands by filing date | |
| EXPEDITORS INTL WASH INC COM | 302130109 | Stock | 3,500 | $142,000 | thousands by filing date | |
| DR PEPPER SNAPPLE GROUP INC | 26138E109 | COM | 2,200 | $141,000 | thousands by filing date | |
| INTERPUBLIC GROUP COS | 460690100 | COM | 7,584 | $139,000 | thousands by filing date | |
| ENGILITY HLDGS INC | 29285W104 | COM | 4,462 | $139,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 1,800 | $135,000 | thousands by filing date | |
| PINNACLE WEST CAP CORP | 723484101 | COM | 2,400 | $131,000 | thousands by filing date | |
| Stryker Corporation | 863667101 | COM | 1,600 | $129,000 | thousands by filing date | |
| PROTHENA CORP PLC SHS | G72800108 | Stock | 5,427 | $120,000 | thousands by filing date | |
| VARIAN MED SYS INC | 92220P105 | COM | 1,500 | $120,000 | thousands by filing date | |
| WELLPOINT INC | 94973V107 | COM | 1,000 | $120,000 | thousands by filing date | |
| HUMANA INC COM | 444859102 | Stock | 900 | $117,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 1,500 | $115,000 | thousands by filing date | |
| ERA GROUP INC | 26885G109 | COM | 5,205 | $113,000 | thousands by filing date | |
| Intuit Inc. | 461202103 | COM | 1,200 | $105,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 1,100 | $92,000 | thousands by filing date | |
| EXPRESS SCRIPTS HLDG CO | 30219G108 | COM | 1,300 | $92,000 | thousands by filing date | |
| CARDINAL HEALTH INC | 14149Y108 | COM | 1,100 | $82,000 | thousands by filing date | |
| BXP INC COM | 101121101 | REIT | 700 | $81,000 | thousands by filing date | |
| DENTSPLY INTL INC | 249030107 | COM | 1,700 | $78,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 900 | $75,000 | thousands by filing date | |
| PETSMART INC | 716768106 | COM | 900 | $63,000 | thousands by filing date | |
| USBANCORPDEL | 902973304 | COM NEW | 1,400 | $59,000 | thousands by filing date | |
| AIRGAS INC | 009363102 | COM | 500 | $55,000 | thousands by filing date | |
| STRAIGHT PATH COMMUNICATNS I | 862578101 | CL B | 3,059 | $48,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P500 L | 73937B779 | COM | 1,249 | $44,000 | thousands by filing date | |
| HEWLETT PACKARD CO | 428236103 | COM | 1,100 | $39,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 300 | $29,000 | thousands by filing date | |
| HARVARD APPARATUS REGENER TE | 41690A106 | COM | 1,810 | $15,000 | thousands by filing date | |
| DENBURY RES INC | 247916208 | COM NEW | 900 | $14,000 | thousands by filing date | |
| NOVACOPPER INC | 66988K102 | COM | 14,342 | $13,000 | thousands by filing date | |
| EDISON INTL COM | 281020107 | Stock | 200 | $11,000 | thousands by filing date | |
| AMPHENOL CORP NEW | 032095101 | COM | 100 | $10,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001133639-14-000030 | this filing | 2014-11-14 | acceptance time not in the bulk data set |