13F-HR filed by STEELHEAD PARTNERS LLC
STEELHEAD PARTNERS LLC filed this 13F-HR for the quarter ended 2020-09-30, filed 2020-11-16, with 42 holding rows worth $1,171,571,000.
- Accession
- 0001133521-20-000014
- Filer
- CIK 1133521
- Filed
- 2020-11-16
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2020
A holdings report, 42 entries on the cover page, a total value of $1,171,571,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $1,171,571,000 with VALUE read as thousands by filing date, 13F file number 028-06101. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| OKTA INC | 679295AD7 | NOTE 0.125% 9/0 | 70,850,000 | $93,670,000 | thousands by filing date | principal |
| BLACKLINE INC | 09239BAB5 | NOTE 0.125% 8/0 | 64,000,000 | $88,232,000 | thousands by filing date | principal |
| INTERDIGITAL INC | 45867GAB7 | BOND | 70,437,000 | $72,726,000 | thousands by filing date | principal |
| LIGAND PHARMACEUTICALS INC | 53220KAF5 | NOTE 0.750% 5/1 | 64,562,000 | $58,695,000 | thousands by filing date | principal |
| ALTERYX INC | 02156BAD5 | BOND | 57,500,000 | $57,417,000 | thousands by filing date | principal |
| WORKDAY INC | 98138HAF8 | NOTE 0.250%10/0 | 36,338,000 | $56,143,000 | thousands by filing date | principal |
| HERCULES CAPITAL INC | 427096AF9 | DBCV 4.375% 2/0 | 53,225,000 | $54,245,000 | thousands by filing date | principal |
| PALO ALTO NETWORKS INC | 697435AD7 | NOTE 0.750% 7/0 | 45,000,000 | $50,852,000 | thousands by filing date | principal |
| WEIBO CORP | 948596AC5 | NOTE 1.250%11/1 | 49,028,000 | $46,794,000 | thousands by filing date | principal |
| WORKIVA INC | 98139AAB1 | NOTE 1.125% 8/1 | 45,000,000 | $45,025,000 | thousands by filing date | principal |
| GOLDMAN SACHS BDC INC | 38147UAB3 | NOTE 4.500% 4/0 | 43,780,000 | $44,875,000 | thousands by filing date | principal |
| TWITTER INC | 90184LAF9 | NOTE 0.250% 6/1 | 40,000,000 | $44,531,000 | thousands by filing date | principal |
| TWITTER INC | 90184LAD4 | NOTE 1.000% 9/1 | 39,759,000 | $39,600,000 | thousands by filing date | principal |
| MANDIANT INC | 31816QAF8 | NOTE 0.875% 6/0 | 38,750,000 | $36,141,000 | thousands by filing date | principal |
| PURE STORAGE INC | 74624MAB8 | NOTE 0.125% 4/1 | 34,500,000 | $33,330,000 | thousands by filing date | principal |
| JAZZ INVESTMENTS I LTD | 472145AD3 | NOTE 1.500% 8/1 | 28,100,000 | $28,533,000 | thousands by filing date | principal |
| ALTAIR ENGR INC | 021369AA1 | BOND | 24,694,000 | $27,422,000 | thousands by filing date | principal |
| KARYOPHARM THERAPEUTICS INC | 48576UAA4 | BOND | 22,000,000 | $26,325,000 | thousands by filing date | principal |
| NUTANIX INC | 67059NAB4 | NOTE 1/1 | 26,742,000 | $25,177,000 | thousands by filing date | principal |
| RAPID7 INC | 753422AB0 | NOTE | 14,000,000 | $21,791,000 | thousands by filing date | principal |
| SUNPOWER CORP | 867652AL3 | DBCV 4.000% 1/1 | 22,910,000 | $21,722,000 | thousands by filing date | principal |
| CYTOKINETICS INC | 23282WAA8 | NOTE 4.000%11/1 | 9,250,000 | $20,634,000 | thousands by filing date | principal |
| NEW RELIC INC | 64829BAB6 | NOTE 0.500% 5/0 | 20,948,000 | $20,016,000 | thousands by filing date | principal |
| SIXTH STREET SPECIALTY LENDING | 87265KAD4 | NOTE 4.500% 8/0 | 18,136,000 | $18,740,000 | thousands by filing date | principal |
| REDFIN CORP | 75737FAA6 | NOTE 1.750% 7/1 | 9,158,000 | $15,929,000 | thousands by filing date | principal |
| HELLO GROUP INC | 60879BAB3 | NOTE 1.250% 7/0 | 18,969,000 | $14,900,000 | thousands by filing date | principal |
| JAZZ INVESTMENTS I LTD | 472145AB7 | NOTE 1.875% 8/1 | 14,700,000 | $14,854,000 | thousands by filing date | principal |
| COLLEGIUM PHARMACEUTICAL INC | 19459JAA2 | NOTE 2.625% 2/1 | 14,500,000 | $14,274,000 | thousands by filing date | principal |
| CREE INC | 225447AB7 | NOTE 0.875% 9/0 | 11,348,000 | $14,086,000 | thousands by filing date | principal |
| ARES CAPITAL CORP | 04010LAT0 | NOTE 3.750% 2/0 | 13,211,000 | $13,469,000 | thousands by filing date | principal |
| SPLUNK INC | 848637AC8 | NOTE 0.500% 9/1 | 8,500,000 | $11,839,000 | thousands by filing date | principal |
| NEW MTN FIN CORP | 647551AC4 | BOND | 8,600,000 | $8,625,000 | thousands by filing date | principal |
| GLOBALSTAR INC | 378973408 | COM | 25,440,309 | $7,805,000 | thousands by filing date | |
| GREENBRIER COS INC | 393657AK7 | NOTE 2.875% 2/0 | 6,115,000 | $5,585,000 | thousands by filing date | principal |
| NEOGENOMICS INC | 64049MAA8 | Convertible Debt | 4,000,000 | $5,007,000 | thousands by filing date | principal |
| TCP Cap Corp Sr Conv Nt | 87238qad5 | CONV | 3,854,000 | $3,870,000 | thousands by filing date | principal |
| VIAVI SOLUTIONS INC | 925550AB1 | NOTE 1.000% 3/0 | 2,570,000 | $2,925,000 | thousands by filing date | principal |
| ARES CAPITAL CORP | 04010LAW3 | NOTE 4.625% 3/0 | 1,960,000 | $2,034,000 | thousands by filing date | principal |
| VIAVI SOLUTIONS INC | 925550AE5 | BOND | 1,585,000 | $1,767,000 | thousands by filing date | principal |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 40,000 | $963,000 | thousands by filing date | |
| SUNPOWER CORP | 867652AJ8 | DBCV 0.875% 6/0 | 685,000 | $665,000 | thousands by filing date | principal |
| OAKTREE STRATEGIC INCOME COR | 67402D104 | COM | 51,877 | $338,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001133521-20-000014 | this filing | 2020-11-16 | acceptance time not in the bulk data set |