13F-HR filed by STEELHEAD PARTNERS LLC
STEELHEAD PARTNERS LLC filed this 13F-HR for the quarter ended 2019-09-30, filed 2019-11-14, with 47 holding rows worth $1,095,564,000.
- Accession
- 0001133521-19-000017
- Filer
- CIK 1133521
- Filed
- 2019-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2019
A holdings report, 47 entries on the cover page, a total value of $1,095,564,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $1,095,564,000 with VALUE read as thousands by filing date, 13F file number 028-06101. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| TWITTER INC | 90184LAF9 | NOTE 0.250% 6/1 | 62,777,000 | $66,653,000 | thousands by filing date | principal |
| ISIS PHARMACEUTICALS INC DEL | 464337AJ3 | NOTE 1.000%11/1 | 52,496,000 | $59,911,000 | thousands by filing date | principal |
| LIGAND PHARMACEUTICALS INC | 53220KAF5 | NOTE 0.750% 5/1 | 55,050,000 | $45,930,000 | thousands by filing date | principal |
| GOLDMAN SACHS BDC INC | 38147UAB3 | NOTE 4.500% 4/0 | 43,612,000 | $44,872,000 | thousands by filing date | principal |
| TPG SPECIALTY LENDING INC | 87265KAB8 | NOTE 4.50012/1 | 44,702,000 | $44,870,000 | thousands by filing date | principal |
| HERCULES CAPITAL INC | 427096AF9 | DBCV 4.375% 2/0 | 41,490,000 | $42,652,000 | thousands by filing date | principal |
| INPHI CORP | 45772FAC1 | NOTE 0.750% 9/0 | 31,000,000 | $38,604,000 | thousands by filing date | principal |
| FORESTAR GROUP INC | 346232AB7 | NOTE 3.750% 3/0 | 36,785,000 | $36,900,000 | thousands by filing date | principal |
| NEW MTN FIN CORP | 647551AC4 | BOND | 33,850,000 | $35,487,000 | thousands by filing date | principal |
| SPLUNK INC | 848637AC8 | NOTE 0.500% 9/1 | 32,000,000 | $34,370,000 | thousands by filing date | principal |
| SUNPOWER CORP | 867652AL3 | DBCV 4.000% 1/1 | 37,062,000 | $34,090,000 | thousands by filing date | principal |
| TCP Cap Corp Sr Conv Nt | 87238qad5 | CONV | 32,854,000 | $33,833,000 | thousands by filing date | principal |
| SEA LTD | 81141RAB6 | CONV BD US | 19,300,000 | $33,638,000 | thousands by filing date | principal |
| ZENDESK INC | 98936JAB7 | NOTE 0.250% 3/1 | 24,500,000 | $32,388,000 | thousands by filing date | principal |
| ZILLOW GROUP INC | 98954MAC5 | NOTE 1.500% 7/0 | 35,642,000 | $31,367,000 | thousands by filing date | principal |
| NUTANIX INC | 67059NAB4 | NOTE 1/1 | 31,961,000 | $29,935,000 | thousands by filing date | principal |
| INPHI CORP | 45772FAB3 | NOTE 1.125%12/0 | 18,193,000 | $28,489,000 | thousands by filing date | principal |
| SAREPTA THERAPEUTICS INC | 803607AB6 | DBCV 1.500%11/1 | 21,300,000 | $28,175,000 | thousands by filing date | principal |
| TWILIO INC | 90138FAB8 | NOTE 0.250% 6/0 | 16,500,000 | $27,585,000 | thousands by filing date | principal |
| AMERICAN RLTY CAP PPTYS INC | 02917TAB0 | NOTE 3.750%12/1 | 26,878,000 | $27,265,000 | thousands by filing date | principal |
| BLACKROCK TCP CAPITAL CORP | 87238QAB9 | COM | 27,089,000 | $27,177,000 | thousands by filing date | principal |
| PURE STORAGE INC | 74624MAB8 | NOTE 0.125% 4/1 | 22,231,000 | $21,912,000 | thousands by filing date | principal |
| PACIRA BIOSCIENCES | 695127AD2 | NOTE 2.375% 4/0 | 20,100,000 | $19,823,000 | thousands by filing date | principal |
| PERFICIENT INC | 71375UAB7 | NOTE 2.375% 9/1 | 16,000,000 | $19,198,000 | thousands by filing date | principal |
| RAPID7 INC | 753422AB0 | NOTE | 14,000,000 | $18,187,000 | thousands by filing date | principal |
| BLOCK INC | 852234AD5 | NOTE 0.500% 5/1 | 16,200,000 | $18,052,000 | thousands by filing date | principal |
| RAMBUS INC DEL | 750917AG1 | NOTE 1.375% 2/0 | 16,808,000 | $16,776,000 | thousands by filing date | principal |
| TWITTER INC | 90184LAD4 | NOTE 1.000% 9/1 | 16,777,000 | $16,531,000 | thousands by filing date | principal |
| SUNPOWER CORP | 867652AJ8 | DBCV 0.875% 6/0 | 17,433,000 | $16,313,000 | thousands by filing date | principal |
| HELLO GROUP INC | 60879BAB3 | NOTE 1.250% 7/0 | 17,714,000 | $15,948,000 | thousands by filing date | principal |
| ARES CAPITAL CORP | 04010LAW3 | NOTE 4.625% 3/0 | 14,808,000 | $15,696,000 | thousands by filing date | principal |
| SIXTH STREET SPECIALTY LENDING | 87265KAD4 | NOTE 4.500% 8/0 | 14,382,000 | $15,092,000 | thousands by filing date | principal |
| ATLAS AIR WORLDWIDE HLDGS IN | 049164BJ4 | NOTE 1.875% 6/0 | 17,300,000 | $14,379,000 | thousands by filing date | principal |
| REPLIGEN CORP | 759916AB5 | BOND | 14,000,000 | $13,833,000 | thousands by filing date | principal |
| GLOBALSTAR INC | 378973408 | COM | 32,018,227 | $13,246,000 | thousands by filing date | |
| WEIBO CORP | 948596AC5 | NOTE 1.250%11/1 | 13,900,000 | $13,065,000 | thousands by filing date | principal |
| GOPRO INC | 38268TAB9 | NOTE 3.500% 4/1 | 11,904,000 | $11,818,000 | thousands by filing date | principal |
| EXACT SCIENCES CORP | 30063PAA3 | NOTE 1.000% 1/1 | 6,689,000 | $9,454,000 | thousands by filing date | principal |
| VIAVI SOLUTIONS INC | 925550AB1 | NOTE 1.000% 3/0 | 7,284,000 | $8,955,000 | thousands by filing date | principal |
| REDFIN CORP | 75737FAA6 | NOTE 1.750% 7/1 | 8,595,000 | $7,888,000 | thousands by filing date | principal |
| BLACKROCK CAP INVT CORP | 092533AC2 | NOTE 5.000% 6/1 | 7,300,000 | $7,288,000 | thousands by filing date | principal |
| NEW RELIC INC | 64829BAB6 | NOTE 0.500% 5/0 | 7,000,000 | $6,637,000 | thousands by filing date | principal |
| MEDICINES CO | 584688AE5 | NOTE 2.500% 1/1 | 2,500,000 | $3,791,000 | thousands by filing date | principal |
| MESA LABS INC | 59064RAA7 | NOTE 1.375% 8/1 | 2,775,000 | $2,968,000 | thousands by filing date | principal |
| SILVER STD RES INC | 82823LAC0 | NOTE 2.875% 2/0 | 2,342,000 | $2,369,000 | thousands by filing date | principal |
| OAKTREE STRATEGIC INCOME COR | 67402D104 | COM | 183,729 | $1,516,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 22,000 | $638,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001133521-19-000017 | this filing | 2019-11-14 | acceptance time not in the bulk data set |