13F-HR filed by STEELHEAD PARTNERS LLC
STEELHEAD PARTNERS LLC filed this 13F-HR for the quarter ended 2017-09-30, filed 2017-11-14, with 59 holding rows worth $1,084,859,000.
- Accession
- 0001133521-17-000029
- Filer
- CIK 1133521
- Filed
- 2017-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2017
A holdings report, 59 entries on the cover page, a total value of $1,084,859,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $1,084,859,000 with VALUE read as thousands by filing date, 13F file number 028-06101. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| PALO ALTO NETWORKS INC | 697435AB1 | NOTE 7/0 | 45,345,000 | $62,509,000 | thousands by filing date | principal |
| TWITTER INC | 90184LAB8 | NOTE 0.250% 9/1 | 60,350,000 | $57,171,000 | thousands by filing date | principal |
| AMERICAN RLTY CAP PPTYS INC | 02917TAA2 | NOTE 3.000% 8/0 | 54,125,000 | $54,497,000 | thousands by filing date | principal |
| SERVICENOW INC | 81762PAB8 | NOTE 11/0 | 32,380,000 | $51,931,000 | thousands by filing date | principal |
| INPHI CORP | 45772FAB3 | NOTE 1.125%12/0 | 40,348,000 | $49,083,000 | thousands by filing date | principal |
| TPG SPECIALTY LENDING INC | 87265KAB8 | NOTE 4.50012/1 | 43,870,000 | $45,704,000 | thousands by filing date | principal |
| CIENA CORP | 171779AJ0 | NOTE 3.750%10/1 | 35,979,000 | $43,625,000 | thousands by filing date | principal |
| GLOBALSTAR INC | 378973408 | COM | 26,324,207 | $42,908,000 | thousands by filing date | |
| NEW MTN FIN CORP | 647551AB6 | NOTE 5.000 6/1 | 36,496,000 | $37,968,000 | thousands by filing date | principal |
| MDSO 1 8/01/18 | 58471AAB1 | Bond 30/360P2 U | 25,335,000 | $34,899,000 | thousands by filing date | principal |
| INFINERA CORPORATION | 45667GAB9 | DBCV 1.750% 6/0 | 33,318,000 | $34,068,000 | thousands by filing date | principal |
| STARWOOD WAYPOINT RESIDENTL | 85571WAB5 | NOTE 3.000% 7/0 | 26,973,000 | $33,396,000 | thousands by filing date | principal |
| FORESTAR GROUP INC | 346232AB7 | NOTE 3.750% 3/0 | 32,600,000 | $33,114,000 | thousands by filing date | principal |
| RAMBUS INC | 750917AE6 | CNV | 26,204,000 | $31,016,000 | thousands by filing date | principal |
| WORKDAY INC | 98138HAD3 | NOTE 1.500% 7/1 | 21,978,000 | $30,936,000 | thousands by filing date | principal |
| BLACKROCK TCP CAPITAL CORP | 87238QAB9 | COM | 29,029,000 | $30,651,000 | thousands by filing date | principal |
| ARES CAP CORP | 04010LAJ2 | NOTE 4.750prct 1/1 | 28,702,000 | $28,917,000 | thousands by filing date | principal |
| ADVANCED MICRO DEVICES INC | 007903BD8 | COM | 16,000,000 | $28,348,000 | thousands by filing date | principal |
| MARRIOTT VACATIONS WRLDWDE C | 57164YAA5 | NOTE 1.500% 9/1 | 25,000,000 | $26,164,000 | thousands by filing date | principal |
| CTRIP COM INTL LTD | 22943FAH3 | DBCV 1.990% 7/0 | 21,476,000 | $26,053,000 | thousands by filing date | principal |
| ATLAS AIR WORLDWIDE HLDGS IN | 049164BJ4 | NOTE 1.875% 6/0 | 20,000,000 | $25,483,000 | thousands by filing date | principal |
| MERCADOLIBRE INC | 58733RAB8 | NOTE 2.250 7/0 | 11,500,000 | $24,030,000 | thousands by filing date | principal |
| ARES CAP CORP | 04010LAM5 | NOTE 4.375% 1/1 | 20,014,000 | $20,538,000 | thousands by filing date | principal |
| TRIP COM GROUP LTD | 22943FAM2 | DBCV 1.250% 9/1 | 17,676,000 | $19,116,000 | thousands by filing date | principal |
| GREENBRIER COS INC | 393657AH4 | NOTE 3.500% 4/0 | 13,715,000 | $18,875,000 | thousands by filing date | principal |
| INTERDIGITAL INC | 458660AD9 | NOTE 1.500% 3/0 | 15,678,000 | $18,424,000 | thousands by filing date | principal |
| RESOLUTE FOREST PRODUCTS | 76117W109 | COMMON STOCK | 3,306,260 | $16,697,000 | thousands by filing date | |
| QUIDEL CORP | 74838JAA9 | NOTE 3.250%12/1 | 9,625,000 | $14,606,000 | thousands by filing date | principal |
| VEECO INSTRS INC DEL | 922417AD2 | NOTE 2.700% 1/1 | 14,000,000 | $13,425,000 | thousands by filing date | principal |
| ARCH COAL INC | 039380407 | COMMON STOCK | 179,419 | $12,872,000 | thousands by filing date | |
| PROS HOLDINGS INC | 74346YAB9 | NOTE 2.00012/0 | 10,500,000 | $10,669,000 | thousands by filing date | principal |
| SILVER STD RES INC | 82823LAC0 | NOTE 2.875% 2/0 | 9,500,000 | $9,549,000 | thousands by filing date | principal |
| PHOTRONICS INC | 719405AK8 | NOTE 3.250 4/0 | 8,672,000 | $9,496,000 | thousands by filing date | principal |
| SFLY 0.25 5/18 | 82568PAB2 | Bond 30/360P2 U | 8,223,000 | $8,171,000 | thousands by filing date | principal |
| TCP Cap Corp Sr Conv Nt | 87238qad5 | CONV | 7,000,000 | $7,299,000 | thousands by filing date | principal |
| HANNON ARMSTRONG SUST INFR C | 41068XAB6 | NOTE 4.125% 9/0 | 7,000,000 | $7,233,000 | thousands by filing date | principal |
| WARRIOR MET COAL INC | 93627C101 | COM | 306,320 | $7,220,000 | thousands by filing date | |
| BSFT 1 9/01/22 | 11133BAD4 | Bond 30/360P2 U | 5,000,000 | $7,014,000 | thousands by filing date | principal |
| TICC CAPITAL CORP | 87244TAB5 | DBCV 7.500%11/0 | 6,841,000 | $6,867,000 | thousands by filing date | principal |
| TWITTER INC | 90184LAD4 | NOTE 1.000% 9/1 | 7,000,000 | $6,439,000 | thousands by filing date | principal |
| AMAG PHARMACEUTICALS INC | 00163UAD8 | NOTE 3.250% 6/0 | 6,000,000 | $5,822,000 | thousands by filing date | principal |
| WORKDAY INC | 98138HAC5 | NOTE 0.750% 7/1 | 4,183,000 | $5,443,000 | thousands by filing date | principal |
| ANW 4 11/1/18 | Y0020QAA9 | Bond 30/360P2 U | 4,525,000 | $4,283,000 | thousands by filing date | principal |
| MOSAIC CO COM | 61945C103 | Stock | 187,272 | $4,043,000 | thousands by filing date | |
| LEVEL 3 COMMUNICATIONS INC | 52729N308 | COM NEW | 70,500 | $3,757,000 | thousands by filing date | |
| LAYNE CHRISTENSEN CO | 521050AD6 | NOTE 8.000 5/0 | 2,819,000 | $3,511,000 | thousands by filing date | principal |
| IAC INTERACTIVECORP | 44919P508 | COM | 25,800 | $3,034,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533AC2 | NOTE 5.000% 6/1 | 1,981,000 | $2,082,000 | thousands by filing date | principal |
| FIFTH STREET FIN CORP COM | 31678A103 | COM | 216,271 | $1,183,000 | thousands by filing date | |
| FIFTH STR SR FLOATNG RATE CORP COM | 31679F101 | CEF | 117,701 | $1,036,000 | thousands by filing date | |
| NORTHERN DYNASTY MINERALS LTD COM NEW | 66510M204 | Stock | 500,000 | $900,000 | thousands by filing date | |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 15,000 | $723,000 | thousands by filing date | |
| GOLDMAN SACHS BDC INC | 38147U107 | SHS | 28,783 | $657,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010L103 | COM | 39,000 | $639,000 | thousands by filing date | |
| ARCELORMITTAL SA LUXEMBOURG NY REGISTRY SH | 03938L203 | ADR | 10,833 | $279,000 | thousands by filing date | |
| SILICON LABORATORIES INC COM | 826919102 | Stock | 3,000 | $240,000 | thousands by filing date | |
| EVOLENT HEALTH INC CL A | 30050B101 | Stock | 11,900 | $212,000 | thousands by filing date | |
| HERCULES CAPITAL INC | 427096508 | COM | 2,532 | $33,000 | thousands by filing date | |
| KEYW HLDG CORP | 493723100 | COM | 100 | $1,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001133521-17-000029 | this filing | 2017-11-14 | acceptance time not in the bulk data set |