13F-HR filed by STEELHEAD PARTNERS LLC
STEELHEAD PARTNERS LLC filed this 13F-HR for the quarter ended 2016-06-30, filed 2016-08-15, with 61 holding rows worth $971,028,000.
- Accession
- 0001133521-16-000055
- Filer
- CIK 1133521
- Filed
- 2016-08-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2016
A holdings report, 61 entries on the cover page, a total value of $971,028,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $971,028,000 with VALUE read as thousands by filing date, 13F file number 028-06101. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| AMERICAN RLTY CAP PPTYS INC | 02917TAA2 | NOTE 3.000% 8/0 | 56,933,000 | $56,506,000 | thousands by filing date | principal |
| INFINERA CORPORATION | 45667GAB9 | DBCV 1.750% 6/0 | 43,251,000 | $49,306,000 | thousands by filing date | principal |
| SERVICENOW INC | 81762PAB8 | NOTE 11/0 | 43,091,000 | $48,262,000 | thousands by filing date | principal |
| PALO ALTO NETWORKS INC | 697435AB1 | NOTE 7/0 | 36,300,000 | $46,283,000 | thousands by filing date | principal |
| TWITTER INC | 90184LAB8 | NOTE 0.250% 9/1 | 45,500,000 | $41,719,000 | thousands by filing date | principal |
| FINISAR CORP | 31787AAM3 | NOTE 0.500%12/1 | 42,017,000 | $40,756,000 | thousands by filing date | principal |
| LNKD .5 11/19 | 53578AAB4 | Bond 30/360P2 U | 36,750,000 | $36,291,000 | thousands by filing date | principal |
| GLOBALSTAR INC | 378973408 | COM | 27,226,107 | $32,944,000 | thousands by filing date | |
| WORKDAY INC | 98138HAC5 | NOTE 0.750% 7/1 | 28,088,000 | $31,248,000 | thousands by filing date | principal |
| STARWOOD WAYPOINT RESIDENTL | 85571WAB5 | NOTE 3.000% 7/0 | 27,950,000 | $30,867,000 | thousands by filing date | principal |
| RAMBUS INC | 750917AE6 | CNV | 26,204,000 | $30,593,000 | thousands by filing date | principal |
| WBMD 1.5 12/20 | 94770VAK8 | Bond 30/360P2 U | 23,900,000 | $30,473,000 | thousands by filing date | principal |
| BLACKROCK TCP CAPITAL CORP | 87238QAB9 | COM | 29,529,000 | $30,452,000 | thousands by filing date | principal |
| N 0.25 6/1/18 | 64118QAB3 | Bond 30/360P2 U | 29,629,000 | $29,148,000 | thousands by filing date | principal |
| JDS UNIPHASE CORP | 46612JAF8 | DBCV 0.625% 8/1 | 29,500,000 | $28,836,000 | thousands by filing date | principal |
| TRULIA INC | 897888AB9 | NOTE 2.750%12/1 | 16,900,000 | $26,516,000 | thousands by filing date | principal |
| ARES CAP CORP | 04010LAG8 | NOTE 4.875% 3/1 | 25,509,000 | $26,147,000 | thousands by filing date | principal |
| SWAY 4.5 10/17 | 85571WAD1 | Bond 30/360P2 U | 22,750,000 | $25,110,000 | thousands by filing date | principal |
| TPG SPECIALTY LENDING INC | 87265KAB8 | NOTE 4.50012/1 | 23,580,000 | $23,934,000 | thousands by filing date | principal |
| NEVRO CORP | 64157FAA1 | BOND | 22,500,000 | $23,709,000 | thousands by filing date | principal |
| ALASKA COMMUNICATIONS SYSTEMS GROUP INC | 01167PAE1 | CV SR SUB NT | 24,000,000 | $23,190,000 | thousands by filing date | principal |
| RESOLUTE FOREST PRODUCTS | 76117W109 | COMMON STOCK | 4,107,460 | $21,728,000 | thousands by filing date | |
| INTERDIGITAL INC | 458660AD9 | NOTE 1.500% 3/0 | 19,666,000 | $20,526,000 | thousands by filing date | principal |
| MERCADOLIBRE INC | 58733RAB8 | NOTE 2.250 7/0 | 16,000,000 | $20,270,000 | thousands by filing date | principal |
| BCOR 4.25 4/19 | 095229AB6 | Bond 30/360P2 U | 20,349,000 | $18,823,000 | thousands by filing date | principal |
| WEBMD HEALTH CORP | 94770VAF9 | NOTE 2.500% 1/3 | 16,312,000 | $18,025,000 | thousands by filing date | principal |
| ARES CAP CORP | 04010LAM5 | NOTE 4.375% 1/1 | 16,863,000 | $17,548,000 | thousands by filing date | principal |
| SFLY 0.25 5/18 | 82568PAB2 | Bond 30/360P2 U | 14,423,000 | $14,369,000 | thousands by filing date | principal |
| LEVEL 3 COMMUNICATIONS INC | 52729N308 | COM NEW | 269,502 | $13,877,000 | thousands by filing date | |
| WORKDAY INC | 98138HAD3 | NOTE 1.500% 7/1 | 11,500,000 | $13,441,000 | thousands by filing date | principal |
| TAKE-TWO INTERACTIVE SOFTWAR | 874054AD1 | NOTE 1.000% 7/0 | 6,530,000 | $11,701,000 | thousands by filing date | principal |
| NEW MTN FIN CORP | 647551AB6 | NOTE 5.000 6/1 | 11,587,000 | $11,558,000 | thousands by filing date | principal |
| QUIDEL CORP | 74838JAA9 | NOTE 3.250%12/1 | 11,000,000 | $10,244,000 | thousands by filing date | principal |
| PHOTRONICS INC | 719405AK8 | NOTE 3.250 4/0 | 7,603,000 | $8,487,000 | thousands by filing date | principal |
| SREV 1.5 8/18 | 81763UAB6 | Bond 30/360P2 U | 7,957,000 | $7,084,000 | thousands by filing date | principal |
| CORNERSTONE ONDEMAND INC | 21925YAB9 | NOTE 1.500% 7/0 | 6,500,000 | $6,679,000 | thousands by filing date | principal |
| AMAG PHARMACEUTICALS INC | 00163UAA4 | NOTE 2.500 2/1 | 6,000,000 | $6,660,000 | thousands by filing date | principal |
| RUDOLPH TECHNOLOGIES INC | 781268AB3 | Bond | 4,950,000 | $5,761,000 | thousands by filing date | principal |
| MDSO 1 8/01/18 | 58471AAB1 | Bond 30/360P2 U | 5,000,000 | $5,419,000 | thousands by filing date | principal |
| CHART INDUSTRIES INC | 16115QAC4 | NOTE | 5,000,000 | $4,678,000 | thousands by filing date | principal |
| MOSAIC CO COM | 61945C103 | Stock | 135,000 | $3,534,000 | thousands by filing date | |
| FIREEYE INC | 31816QAB7 | NOTE 1.000% 6/0 | 3,726,000 | $3,367,000 | thousands by filing date | principal |
| Micron Technology,Inc. | 595112103 | COM | 230,322 | $3,169,000 | thousands by filing date | |
| BLACKROCK CAPITAL INVESTMENT | 092533AB4 | NOTE 5.500prct 2/1 | 3,000,000 | $3,075,000 | thousands by filing date | principal |
| ROYAL GOLD INC | 780287AA6 | NOTE | 2,000,000 | $2,135,000 | thousands by filing date | principal |
| GOLDMAN SACHS BDC INC | 38147U107 | SHS | 88,400 | $1,767,000 | thousands by filing date | |
| PROOFPOINT INC | 743424AD5 | DBCV 0.750% 6/1 | 1,000,000 | $1,073,000 | thousands by filing date | principal |
| PENDRELL CORP | 70686R104 | COM | 1,867,665 | $942,000 | thousands by filing date | |
| WYNN RESORTS LTD | 983134107 | COM | 8,779 | $796,000 | thousands by filing date | |
| MEDICINES CO | 584688105 | COM | 13,800 | $464,000 | thousands by filing date | |
| TPG SPECIALTY LENDING INC | 87265K102 | COM | 24,674 | $410,000 | thousands by filing date | |
| ARCELORMITTAL FUNSPONSORED ADR 1 ADR REPS 1 ORD SHS | 03938L104 | COM | 73,618 | $343,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 115,000 | $163,000 | thousands by filing date | put |
| CONSOL ENERGY INC | 20854P109 | COM | 10,000 | $161,000 | thousands by filing date | |
| TECHTARGET INC | 87874R100 | COM | 15,700 | $127,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 100,000 | $105,000 | thousands by filing date | put |
| Verizon Communications Inc | 92343V104 | COM | 70,000 | $90,000 | thousands by filing date | put |
| MERCER INTL INC | 588056101 | COM | 10,000 | $80,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 50,000 | $32,000 | thousands by filing date | put |
| Oracle Corporation | 68389X105 | COM | 50,000 | $15,000 | thousands by filing date | put |
| ROYAL BK CDA COM | 780087102 | Stock | 50,000 | $12,000 | thousands by filing date | put |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001133521-16-000055 | this filing | 2016-08-15 | acceptance time not in the bulk data set |