13F-HR filed by STEELHEAD PARTNERS LLC
STEELHEAD PARTNERS LLC filed this 13F-HR for the quarter ended 2014-09-30, filed 2014-11-14, with 67 holding rows worth $1,178,558,000.
- Accession
- 0001133521-14-000046
- Filer
- CIK 1133521
- Filed
- 2014-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2014
A holdings report, 67 entries on the cover page, a total value of $1,178,558,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $1,178,558,000 with VALUE read as thousands by filing date, 13F file number 028-06101. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| RESOLUTE FOREST PRODUCTS | 76117W109 | COMMON STOCK | 12,583,695 | $196,809,000 | thousands by filing date | |
| GLOBALSTAR INC | 378973408 | COM | 30,850,050 | $112,911,000 | thousands by filing date | |
| LEVEL 3 COMMUNICATIONS INC | 52729N308 | COM NEW | 2,061,286 | $94,263,000 | thousands by filing date | |
| INFINERA CORPORATION | 45667GAB9 | DBCV 1.750% 6/0 | 52,200,000 | $58,532,000 | thousands by filing date | principal |
| AMAG PHARMACEUTICALS INC | 00163UAA4 | NOTE 2.500 2/1 | 43,000,000 | $57,674,000 | thousands by filing date | principal |
| ALPHA NATURAL RESOURCES INC | 02076X102 | COM | 21,500,000 | $53,320,000 | thousands by filing date | |
| WEBMD HEALTH CORP | 94770VAF9 | NOTE 2.500% 1/3 | 49,078,000 | $49,262,000 | thousands by filing date | principal |
| RAMBUS INC | 750917AE6 | CNV | 30,138,000 | $36,733,000 | thousands by filing date | principal |
| AMERICAN RLTY CAP PPTYS INC | 02917TAA2 | NOTE 3.000% 8/0 | 33,980,000 | $33,810,000 | thousands by filing date | principal |
| APOLLO INVT CORP | 03761UAE6 | NOTE 5.750% 1/1 | 30,762,000 | $32,031,000 | thousands by filing date | principal |
| CORNERSTONE ONDEMAND INC | 21925YAB9 | NOTE 1.500% 7/0 | 29,433,000 | $29,249,000 | thousands by filing date | principal |
| GLBR 2.25 06/18 | 302693AB2 | Bond 30/360P2 U | 27,556,000 | $28,677,000 | thousands by filing date | principal |
| FIFTH STR FIN CORP | 31679BAC4 | NOTE 5.375% 4/0 | 27,106,000 | $28,190,000 | thousands by filing date | principal |
| MDSO 1 8/01/18 | 58471AAB1 | Bond 30/360P2 U | 25,525,000 | $27,727,000 | thousands by filing date | principal |
| INTERDIGITAL INC | 458660AB3 | NOTE 2.500% 3/1 | 25,909,000 | $26,654,000 | thousands by filing date | principal |
| FINISAR CORP | 31787AAK7 | NOTE 5.000%10/1 | 15,915,000 | $24,743,000 | thousands by filing date | principal |
| PHOTRONICS INC | 719405AH5 | NOTE 3.250% 4/0 | 18,855,000 | $19,711,000 | thousands by filing date | principal |
| Micron Technology,Inc. | 595112103 | COM | 560,900 | $19,216,000 | thousands by filing date | |
| ANW 4 11/1/18 | Y0020QAA9 | Bond 30/360P2 U | 19,150,000 | $18,625,000 | thousands by filing date | principal |
| WEBMD HEALTH CORP | 94770VAH5 | NOTE 2.250% 3/3 | 15,350,000 | $15,484,000 | thousands by filing date | principal |
| CHIQUITA BRANDS INTL INC | 170032AT3 | NOTE 4.250% 8/1 | 14,799,000 | $14,799,000 | thousands by filing date | principal |
| PHOTRONICS INC | 719405AF9 | NOTE 5.500%10/0 | 8,500,000 | $13,460,000 | thousands by filing date | principal |
| VOLCANO CORPORATION | 928645AA8 | NOTE 2.875% 9/0 | 13,285,000 | $13,086,000 | thousands by filing date | principal |
| BOTTOMLINE TECH DEL INC | 101388AA4 | NOTE 1.500%12/0 | 11,310,000 | $12,752,000 | thousands by filing date | principal |
| ALPHA NATURAL RESOURCES INC | 02076XAE2 | NOTE 3.750%12/1 | 17,800,000 | $12,727,000 | thousands by filing date | principal |
| NUVASIVE INC | 670704AC9 | CORPORATE OBLIG | 11,000,000 | $12,245,000 | thousands by filing date | principal |
| SYNCHRONOSS TECHNOLOGIES INC | 87157BAA1 | NOTE 0.750 8/1 | 10,500,000 | $11,681,000 | thousands by filing date | principal |
| SFLY 0.25 5/18 | 82568PAB2 | Bond 30/360P2 U | 10,885,000 | $11,252,000 | thousands by filing date | principal |
| MICRON TECHNOLOGY INC | 595112AU7 | COM | 3,500,000 | $10,977,000 | thousands by filing date | principal |
| ROVI CORP | 779376AB8 | CORPORATE OBLIG | 10,528,000 | $10,594,000 | thousands by filing date | principal |
| VIPSHOP HLDGS LTD | 92763WAA1 | NOTE 1.500% 3/1 | 8,800,000 | $10,408,000 | thousands by filing date | principal |
| APOLLO COML REAL EST FIN INC | 03762UAA3 | NOTE 5.500% 3/1 | 10,000,000 | $9,963,000 | thousands by filing date | principal |
| ALTRA HOLDINGS INC | 02208RAE6 | NOTE 2.750% 3/0 | 7,125,000 | $8,638,000 | thousands by filing date | principal |
| SREV 1.5 8/18 | 81763UAB6 | Bond 30/360P2 U | 10,882,000 | $8,298,000 | thousands by filing date | principal |
| Micron Technology,Inc. | 595112103 | COM | 300,000 | $5,250,000 | thousands by filing date | call |
| INLAND REAL ESTATE CORP 5% CB 11/15/2029-REGISTERED | 457461AC5 | Bond | 5,000,000 | $5,241,000 | thousands by filing date | principal |
| BALTIC TRADING LTD | Y0553W103 | COM | 1,262,801 | $5,228,000 | thousands by filing date | |
| MOVE 2.75% CB 09/01/2018-REGISTERED | 62458MAB4 | Bond | 3,823,000 | $4,884,000 | thousands by filing date | principal |
| PowerShares QQQ Trust Unit Ser | 73935A104 | COM | 1,850,000 | $4,835,000 | thousands by filing date | put |
| EXTREME NETWORKS INC | 30226D106 | COM | 949,227 | $4,547,000 | thousands by filing date | |
| ENERGY XXI (BERMUDA) LTD | G10082140 | USD UNRS SHS | 375,000 | $4,256,000 | thousands by filing date | |
| WORKDAY INC | 98138HAC5 | NOTE 0.750% 7/1 | 3,000,000 | $3,596,000 | thousands by filing date | principal |
| RICE ENERGY INC | 762760106 | COM | 125,000 | $3,325,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 1,100,000 | $2,910,000 | thousands by filing date | put |
| ASSERTIO THERAPEUTICS INC | 249908AA2 | NOTE 2.500% 9/0 | 2,000,000 | $2,114,000 | thousands by filing date | principal |
| VECTOR GROUP LTD | 92240MBC1 | FRNT 4/1 | 1,500,000 | $1,678,000 | thousands by filing date | principal |
| ENDEAVOUR INTERNATIONAL CORP | 29259G200 | COM | 3,000,000 | $897,000 | thousands by filing date | |
| NORTHERN DYNASTY MINERALS LTD COM NEW | 66510M204 | Stock | 1,520,000 | $831,000 | thousands by filing date | |
| WRIGHT MED GROUP INC | 98235TAA5 | NOTE 2.625%12/0 | 519,000 | $515,000 | thousands by filing date | principal |
| ROYAL BK CDA COM | 780087102 | Stock | 450,000 | $349,000 | thousands by filing date | put |
| TEEKAY CORPORATION | Y8564W103 | COM | 5,000 | $332,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 10,200 | $326,000 | thousands by filing date | |
| CALPINE CORP | 131347304 | COM | 15,000 | $326,000 | thousands by filing date | |
| CONSOL ENERGY INC | 20854P109 | COM | 8,100 | $307,000 | thousands by filing date | |
| SONDE RES CORP COM NPV | 835426206 | Stock | 2,061,146 | $288,000 | thousands by filing date | |
| JETBLUE AWYS CORP | 477143101 | COM | 25,000 | $266,000 | thousands by filing date | |
| ECHOSTAR CORP | 278768106 | CL A | 5,000 | $244,000 | thousands by filing date | |
| FIFTH STR SR FLOATNG RATE CORP COM | 31679F101 | CEF | 20,000 | $236,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 4,950 | $229,000 | thousands by filing date | |
| RESTORATION HARDWARE HLDGS I | 761283100 | COM | 20,000 | $200,000 | thousands by filing date | put |
| PAN AMERN SILVER CORP | 697900108 | COM | 18,125 | $199,000 | thousands by filing date | |
| SANDRIDGE ENERGY INC | 80007P307 | COM | 41,400 | $178,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 5,000 | $160,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 100,000 | $153,000 | thousands by filing date | put |
| PEABODY ENERGY CORP | 704549104 | COM | 8,467 | $105,000 | thousands by filing date | |
| PARAGON SHIPPING INC | 69913R408 | CL A NEW | 8,100 | $32,000 | thousands by filing date | |
| Walter Energy Inc | 93317Q105 | COM | 8,520 | $20,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001133521-14-000046 | this filing | 2014-11-14 | acceptance time not in the bulk data set |