13F-HR filed by OCONNOR, A Distinct Business Unit of UBS ASSET MANAGEMENT AMERICAS (LLC)
OCONNOR, A Distinct Business Unit of UBS ASSET MANAGEMENT AMERICAS (LLC) filed this 13F-HR for the quarter ended 2023-09-30, filed 2023-11-14, with 552 holding rows worth $3,969,268,114.
- Accession
- 0001132716-23-000020
- Filer
- CIK 1132716
- Filed
- 2023-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2023
A holdings report, 552 entries on the cover page, a total value of $3,969,268,114 stated on the cover page (in dollars after the unit check, H1), rows summing to $3,969,268,114 with VALUE read as dollars as filed, 13F file number 028-06327. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ALNYLAM PHARMACEUTICALS INC COM | 02043Q107 | Stock | 14,000 | $21,250 | dollars as filed | callThe filing omitted confidential holdings, a later amendment may add them. |
| MOUNTAIN & CO I ACQUISITN CO | G6301J112 | *W EXP 09/30/202 | 136,155 | $20,491 | dollars as filed | The filing omitted confidential holdings, a later amendment may add them. |
| NOVOCURE LTD | G6674U108 | ORD SHS | 25,000 | $19,375 | dollars as filed | callThe filing omitted confidential holdings, a later amendment may add them. |
| AEON BIOPHARMA INC | 00791X118 | *W EXP 07/21/202 | 108,918 | $17,416 | dollars as filed | The filing omitted confidential holdings, a later amendment may add them. |
| Corner Growth Acquisition Corp 2 | G2426E120 | Warrant | 116,665 | $16,450 | dollars as filed | The filing omitted confidential holdings, a later amendment may add them. |
| CC NEUBERGER PRINCIPAL HOLDN | G1992N126 | *W EXP 02/05/202 | 73,635 | $15,088 | dollars as filed | The filing omitted confidential holdings, a later amendment may add them. |
| ONEMAIN HLDGS INC COM | 68268W103 | Stock | 32,500 | $14,625 | dollars as filed | callThe filing omitted confidential holdings, a later amendment may add them. |
| CHURCHILL CAPITAL CORP VI | 17143W119 | *W EXP 02/17/202 | 92,080 | $14,328 | dollars as filed | The filing omitted confidential holdings, a later amendment may add them. |
| ALNYLAM PHARMACEUTICALS INC COM | 02043Q107 | Stock | 10,000 | $14,250 | dollars as filed | putThe filing omitted confidential holdings, a later amendment may add them. |
| ALTITUDE ACQUISITION CORP | 02156Y111 | *W EXP 11/30/202 | 231,102 | $12,711 | dollars as filed | The filing omitted confidential holdings, a later amendment may add them. |
| BIOPLUS ACQUISITION CORP | G11217125 | *W EXP 12/02/202 | 182,071 | $12,690 | dollars as filed | The filing omitted confidential holdings, a later amendment may add them. |
| SEP ACQUISITION CORP | 589381110 | *W EXP 99/99/999 | 117,263 | $11,738 | dollars as filed | The filing omitted confidential holdings, a later amendment may add them. |
| CAESARS ENTERTAINMENT INC NE | 12769G100 | COM | 10,000 | $11,600 | dollars as filed | callThe filing omitted confidential holdings, a later amendment may add them. |
| AMERICAN SUPERCONDUCTOR CORP | 030111207 | SHS NEW | 30,500 | $11,438 | dollars as filed | callThe filing omitted confidential holdings, a later amendment may add them. |
| FINSERV ACQUISITION CORP II | 31809Y111 | *W EXP 02/17/202 | 305,055 | $11,287 | dollars as filed | The filing omitted confidential holdings, a later amendment may add them. |
| SEMPER PARATUS ACQUISITION C | G8028L131 | *W EXP 11/04/202 | 186,593 | $8,994 | dollars as filed | The filing omitted confidential holdings, a later amendment may add them. |
| THUNDER BRIDGE CAP PRTNRS II | 88605T118 | *W EXP 02/01/202 | 138,065 | $8,919 | dollars as filed | The filing omitted confidential holdings, a later amendment may add them. |
| JETAI INC | 47714H118 | *W EXP 08/10/202 | 197,427 | $8,904 | dollars as filed | The filing omitted confidential holdings, a later amendment may add them. |
| SDCL EDGE ACQUISITION CORP | G79471127 | *W EXP 99/99/999 | 71,043 | $8,887 | dollars as filed | The filing omitted confidential holdings, a later amendment may add them. |
| Goal Acquisitions Corp | 38021H115 | Warrant | 283,281 | $8,782 | dollars as filed | The filing omitted confidential holdings, a later amendment may add them. |
| CORNER GROWTH ACQUISITION CO | G2425N113 | *W EXP 99/99/999 | 109,287 | $8,754 | dollars as filed | The filing omitted confidential holdings, a later amendment may add them. |
| ACCRETION ACQUISITION CORP | 00438Y123 | RIGHT 03/01/2028 | 97,876 | $8,486 | dollars as filed | The filing omitted confidential holdings, a later amendment may add them. |
| GOLDEN ARROW MERGER CORP | 380799114 | *W EXP 07/31/202 | 165,963 | $7,468 | dollars as filed | The filing omitted confidential holdings, a later amendment may add them. |
| SOCIAL LEVERAGE ACQUISN CORP | 83363K110 | WARR | 128,141 | $7,342 | dollars as filed | The filing omitted confidential holdings, a later amendment may add them. |
| Jaws Mustang Acquisition Corp | G50737124 | Warrant | 172,581 | $6,851 | dollars as filed | The filing omitted confidential holdings, a later amendment may add them. |
| SHOULDERUP TECHNOLOGY ACQUIS | 82537G112 | *W EXP 11/17/202 | 288,877 | $5,922 | dollars as filed | The filing omitted confidential holdings, a later amendment may add them. |
| FINNOVATE ACQUISITION CORP | G3R34K111 | *W EXP 09/30/202 | 130,406 | $5,868 | dollars as filed | The filing omitted confidential holdings, a later amendment may add them. |
| NEAR INTELLIGENCE INC | 639494111 | *W EXP 03/22/202 | 225,128 | $5,673 | dollars as filed | The filing omitted confidential holdings, a later amendment may add them. |
| APX ACQUISITION CORP I | G0440J125 | *W EXP 99/99/999 | 91,439 | $5,239 | dollars as filed | The filing omitted confidential holdings, a later amendment may add them. |
| ACELYRIN INC | 00445A100 | COM | 14,500 | $4,712 | dollars as filed | callThe filing omitted confidential holdings, a later amendment may add them. |
| DISRUPTIVE ACQUISITION CORP | G2770Y128 | *W EXP 03/06/202 | 84,138 | $4,619 | dollars as filed | The filing omitted confidential holdings, a later amendment may add them. |
| NUBURU INC | 67021W111 | *W EXP 01/31/202 | 230,109 | $4,487 | dollars as filed | The filing omitted confidential holdings, a later amendment may add them. |
| INFINTT ACQUISITION CORP | g47862126 | WT | 115,551 | $4,356 | dollars as filed | The filing omitted confidential holdings, a later amendment may add them. |
| DRAFTKINGS INC NEW | 26142V105 | COM CL A | 82,500 | $4,125 | dollars as filed | putThe filing omitted confidential holdings, a later amendment may add them. |
| Constellation Acquisition Corp I | G2R18K113 | WARRANT | 139,600 | $3,909 | dollars as filed | The filing omitted confidential holdings, a later amendment may add them. |
| STONEBRIDGE ACQUISITION CORP | G85094129 | *W EXP 99/99/999 | 138,661 | $3,841 | dollars as filed | The filing omitted confidential holdings, a later amendment may add them. |
| FRONTIER INVESTMENT CORP | G36816125 | *W EXP 06/29/202 | 32,524 | $3,714 | dollars as filed | The filing omitted confidential holdings, a later amendment may add them. |
| Appreciate Holdings Inc | 03832J114 | Warrant | 230,109 | $2,876 | dollars as filed | The filing omitted confidential holdings, a later amendment may add them. |
| Blueriver Acquisition Corp | G1261Q115 | Warrant | 49,521 | $2,649 | dollars as filed | The filing omitted confidential holdings, a later amendment may add them. |
| MORPHIC HLDG INC | 61775R105 | COM | 15,000 | $2,625 | dollars as filed | callThe filing omitted confidential holdings, a later amendment may add them. |
| Roadzen Inc W Exp 11/30/202 | G7606H116 | SPAC Combination | 68,781 | $2,600 | dollars as filed | The filing omitted confidential holdings, a later amendment may add them. |
| CSLM ACQUISITION CORP | G2365L119 | *W EXP 99/99/999 | 68,781 | $2,586 | dollars as filed | The filing omitted confidential holdings, a later amendment may add them. |
| MARTI TECHNOLOGIES INC | 573134111 | *W EXP 12/19/202 | 115,551 | $2,392 | dollars as filed | The filing omitted confidential holdings, a later amendment may add them. |
| CYMABAY THERAPEUTICS INC | 23257D103 | COM | 90,000 | $2,250 | dollars as filed | putThe filing omitted confidential holdings, a later amendment may add them. |
| OMNILIT ACQUISITION CORP | 68218C116 | *W EXP 11/08/202 | 47,932 | $2,243 | dollars as filed | The filing omitted confidential holdings, a later amendment may add them. |
| ALLIANCE ENTERTAINMENT HOLDI | 01861F110 | WTS | 116,781 | $2,219 | dollars as filed | The filing omitted confidential holdings, a later amendment may add them. |
| ALSP ORCHID ACQUISITION CORP | G0231L123 | *W EXP 11/30/202 | 62,909 | $2,145 | dollars as filed | The filing omitted confidential holdings, a later amendment may add them. |
| BLUESCAPE OPPORTUNITIES ACQU | G1195N113 | *W EXP 10/28/202 | 226,519 | $1,971 | dollars as filed | The filing omitted confidential holdings, a later amendment may add them. |
| CRINETICS PHARMACEUTICALS INC COM | 22663K107 | Stock | 35,000 | $875 | dollars as filed | putThe filing omitted confidential holdings, a later amendment may add them. |
| SILK ROAD MEDICAL INC | 82710M100 | COMMON STOCK | 30,000 | $750 | dollars as filed | callThe filing omitted confidential holdings, a later amendment may add them. |
| WinVest Acquisition Corp | 97655B117 | Warrant | 18,392 | $276 | dollars as filed | The filing omitted confidential holdings, a later amendment may add them. |
| GLOBAL PARTNER ACQISTN CORP | G3934P128 | *W EXP 01/14/202 | 37,521 | $120 | dollars as filed | The filing omitted confidential holdings, a later amendment may add them. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001132716-23-000020 | this filing | 2023-11-14 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001132716-24-000017 | added | 2024-02-14 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001132716-24-000028 | added | 2024-05-15 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001132716-24-000032 | added | 2024-08-14 | acceptance time not in the bulk data set |