13F-HR filed by OCONNOR, A Distinct Business Unit of UBS ASSET MANAGEMENT AMERICAS (LLC)
OCONNOR, A Distinct Business Unit of UBS ASSET MANAGEMENT AMERICAS (LLC) filed this 13F-HR for the quarter ended 2023-06-30, filed 2023-08-14, with 568 holding rows worth $2,712,598,932.
- Accession
- 0001132716-23-000016
- Filer
- CIK 1132716
- Filed
- 2023-08-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2023
A holdings report, 568 entries on the cover page, a total value of $2,712,598,932 stated on the cover page (in dollars after the unit check, H1), rows summing to $2,712,598,932 with VALUE read as dollars as filed, 13F file number 028-06327. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| FUBOTV INC | 35953D104 | COM | 100,000 | $34,000 | dollars as filed | callThe filing omitted confidential holdings, a later amendment may add them. |
| U.S. GLOBAL JETS ETF | 26922A842 | ETF | 150,000 | $32,250 | dollars as filed | putThe filing omitted confidential holdings, a later amendment may add them. |
| SEAGATE TECHNOLOGY HLDNGS | G7997R103 | ORD SHS | 55,000 | $32,175 | dollars as filed | putThe filing omitted confidential holdings, a later amendment may add them. |
| DISH NETWORK CORPORATION | 25470M109 | CL A | 100,000 | $30,000 | dollars as filed | callThe filing omitted confidential holdings, a later amendment may add them. |
| GENERATION ASIA I ACQUISITIO | G38258128 | *W EXP 99/99/999 | 938,800 | $29,384 | dollars as filed | The filing omitted confidential holdings, a later amendment may add them. |
| ONEMAIN HLDGS INC COM | 68268W103 | Stock | 20,100 | $28,140 | dollars as filed | putThe filing omitted confidential holdings, a later amendment may add them. |
| CHURCHILL CAPITAL CORP VII | 17144M110 | *W EXP 02/29/202 | 193,548 | $28,064 | dollars as filed | The filing omitted confidential holdings, a later amendment may add them. |
| NEAR INTELLIGENCE INC | 639494111 | *W EXP 03/22/202 | 225,128 | $26,453 | dollars as filed | The filing omitted confidential holdings, a later amendment may add them. |
| BIOPLUS ACQUISITION CORP | G11217125 | *W EXP 12/02/202 | 182,071 | $25,381 | dollars as filed | The filing omitted confidential holdings, a later amendment may add them. |
| INVESCO EXCHANGE-TRADED FD TR S&P 500 EQUAL WEIGHT ETF | 46137V357 | COM | 55,000 | $24,750 | dollars as filed | putThe filing omitted confidential holdings, a later amendment may add them. |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 27,900 | $24,380 | dollars as filed | putThe filing omitted confidential holdings, a later amendment may add them. |
| AGIOS PHARMACEUTICALS INC | 00847X104 | COM | 50,000 | $23,750 | dollars as filed | callThe filing omitted confidential holdings, a later amendment may add them. |
| RMG ACQUISITION CORP III | G76088122 | *W EXP 99/99/999 | 184,086 | $23,011 | dollars as filed | The filing omitted confidential holdings, a later amendment may add them. |
| PERCEPTION CAPITAL CORP II | G7007D110 | *W EXP 10/25/202 | 231,101 | $22,810 | dollars as filed | The filing omitted confidential holdings, a later amendment may add them. |
| ULTRAGENYX PHARMACEUTICAL IN | 90400D108 | COM | 10,000 | $21,250 | dollars as filed | callThe filing omitted confidential holdings, a later amendment may add them. |
| SOCIAL LEVERAGE ACQUISN CORP | 83363K110 | WARR | 128,141 | $21,143 | dollars as filed | The filing omitted confidential holdings, a later amendment may add them. |
| BIOHAVEN LTD | G1110E107 | COM | 20,000 | $18,000 | dollars as filed | callThe filing omitted confidential holdings, a later amendment may add them. |
| RADIAN GROUP INC COM | 750236101 | Stock | 54,900 | $17,842 | dollars as filed | putThe filing omitted confidential holdings, a later amendment may add them. |
| THUNDER BRIDGE CAP PRTNRS II | 88605T118 | *W EXP 02/01/202 | 138,065 | $17,783 | dollars as filed | The filing omitted confidential holdings, a later amendment may add them. |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 250,000 | $17,500 | dollars as filed | putThe filing omitted confidential holdings, a later amendment may add them. |
| CHURCHILL CAPITAL CORP VI | 17143W119 | *W EXP 02/17/202 | 92,080 | $17,035 | dollars as filed | The filing omitted confidential holdings, a later amendment may add them. |
| DRAFTKINGS INC NEW | 26142V105 | COM CL A | 82,500 | $16,912 | dollars as filed | putThe filing omitted confidential holdings, a later amendment may add them. |
| CC NEUBERGER PRINCIPAL HOLDN | G1992N126 | *W EXP 02/05/202 | 73,635 | $13,954 | dollars as filed | The filing omitted confidential holdings, a later amendment may add them. |
| CORNER GROWTH ACQUISITION CO | G2425N113 | *W EXP 99/99/999 | 109,287 | $13,836 | dollars as filed | The filing omitted confidential holdings, a later amendment may add them. |
| ALTITUDE ACQUISITION CORP | 02156Y111 | *W EXP 11/30/202 | 231,102 | $13,057 | dollars as filed | The filing omitted confidential holdings, a later amendment may add them. |
| Semilux International Ltd | G2086M123 | Warrant | 222,541 | $12,373 | dollars as filed | The filing omitted confidential holdings, a later amendment may add them. |
| SHOULDERUP TECHNOLOGY ACQUIS | 82537G112 | *W EXP 11/17/202 | 288,877 | $11,122 | dollars as filed | The filing omitted confidential holdings, a later amendment may add them. |
| NUBURU INC | 67021W111 | *W EXP 01/31/202 | 230,109 | $10,700 | dollars as filed | The filing omitted confidential holdings, a later amendment may add them. |
| NAVIENT CORPORATION COM | 63938C108 | Stock | 60,000 | $10,500 | dollars as filed | putThe filing omitted confidential holdings, a later amendment may add them. |
| Corner Growth Acquisition Corp 2 | G2426E120 | Warrant | 116,665 | $10,267 | dollars as filed | The filing omitted confidential holdings, a later amendment may add them. |
| Akoustis Technologies Inc | 00973N102 | COM | 100,000 | $10,000 | dollars as filed | callThe filing omitted confidential holdings, a later amendment may add them. |
| OXBRIDGE ACQUISITION CORP | G6855L117 | W EXP 08/04/202 | 197,427 | $9,575 | dollars as filed | The filing omitted confidential holdings, a later amendment may add them. |
| BLUESCAPE OPPORTUNITIES ACQU | G1195N113 | *W EXP 10/28/202 | 226,519 | $9,559 | dollars as filed | The filing omitted confidential holdings, a later amendment may add them. |
| PRIVETERRA ACQUISITION CORP | 74275N110 | WARR | 108,918 | $9,258 | dollars as filed | The filing omitted confidential holdings, a later amendment may add them. |
| Jaws Mustang Acquisition Corp | G50737124 | Warrant | 172,581 | $9,199 | dollars as filed | The filing omitted confidential holdings, a later amendment may add them. |
| MOUNTAIN & CO I ACQUISITN CO | G6301J112 | *W EXP 09/30/202 | 136,155 | $9,068 | dollars as filed | The filing omitted confidential holdings, a later amendment may add them. |
| ACCRETION ACQUISITION CORP | 00438Y123 | RIGHT 03/01/2028 | 97,876 | $9,005 | dollars as filed | The filing omitted confidential holdings, a later amendment may add them. |
| FINSERV ACQUISITION CORP II | 31809Y111 | *W EXP 02/17/202 | 305,055 | $8,450 | dollars as filed | The filing omitted confidential holdings, a later amendment may add them. |
| Constellation Acquisition Corp I | G2R18K113 | WARRANT | 139,600 | $8,181 | dollars as filed | The filing omitted confidential holdings, a later amendment may add them. |
| SEMPER PARATUS ACQUISITION C | G8028L131 | *W EXP 11/04/202 | 186,593 | $7,744 | dollars as filed | The filing omitted confidential holdings, a later amendment may add them. |
| SDCL EDGE ACQUISITION CORP | G79471127 | *W EXP 99/99/999 | 71,043 | $7,509 | dollars as filed | The filing omitted confidential holdings, a later amendment may add them. |
| APX ACQUISITION CORP I | G0440J125 | *W EXP 99/99/999 | 91,439 | $7,251 | dollars as filed | The filing omitted confidential holdings, a later amendment may add them. |
| DISRUPTIVE ACQUISITION CORP | G2770Y128 | *W EXP 03/06/202 | 84,138 | $7,152 | dollars as filed | The filing omitted confidential holdings, a later amendment may add them. |
| Goal Acquisitions Corp | 38021H115 | Warrant | 283,281 | $7,082 | dollars as filed | The filing omitted confidential holdings, a later amendment may add them. |
| GOLDEN ARROW MERGER CORP | 380799114 | *W EXP 07/31/202 | 165,963 | $6,489 | dollars as filed | The filing omitted confidential holdings, a later amendment may add them. |
| Appreciate Holdings Inc | 03832J114 | Warrant | 230,109 | $6,374 | dollars as filed | The filing omitted confidential holdings, a later amendment may add them. |
| GALATA ACQUISITION CORP | G3R23A116 | *W EXP 99/99/999 | 115,551 | $6,367 | dollars as filed | The filing omitted confidential holdings, a later amendment may add them. |
| FRONTIER INVESTMENT CORP | G36816125 | *W EXP 06/29/202 | 32,524 | $6,261 | dollars as filed | The filing omitted confidential holdings, a later amendment may add them. |
| SUSTAINABLE DEVELP ACQU I CO | 86934L111 | WARR | 116,160 | $6,098 | dollars as filed | The filing omitted confidential holdings, a later amendment may add them. |
| INFINTT ACQUISITION CORP | g47862126 | WT | 115,551 | $6,032 | dollars as filed | The filing omitted confidential holdings, a later amendment may add them. |
| AEQUI ACQUISITION CORP | 00775W110 | *W EXP 11/30/202 | 153,405 | $4,679 | dollars as filed | The filing omitted confidential holdings, a later amendment may add them. |
| ALLIANCE ENTERTAINMENT HOLDI | 01861F110 | WTS | 116,781 | $4,613 | dollars as filed | The filing omitted confidential holdings, a later amendment may add them. |
| FINNOVATE ACQUISITION CORP | G3R34K111 | *W EXP 09/30/202 | 130,406 | $4,577 | dollars as filed | The filing omitted confidential holdings, a later amendment may add them. |
| SEP ACQUISITION CORP | 589381110 | *W EXP 99/99/999 | 117,263 | $4,186 | dollars as filed | The filing omitted confidential holdings, a later amendment may add them. |
| STONEBRIDGE ACQUISITION CORP | G85094129 | *W EXP 99/99/999 | 138,661 | $3,758 | dollars as filed | The filing omitted confidential holdings, a later amendment may add them. |
| OMNILIT ACQUISITION CORP | 68218C116 | *W EXP 11/08/202 | 47,932 | $2,670 | dollars as filed | The filing omitted confidential holdings, a later amendment may add them. |
| VAHANNA TECH EDGE ACQSTN I C | G9320Z117 | *W EXP 11/30/202 | 68,781 | $2,662 | dollars as filed | The filing omitted confidential holdings, a later amendment may add them. |
| BIOMEA FUSION INC | 09077A106 | CMN | 15,000 | $2,625 | dollars as filed | callThe filing omitted confidential holdings, a later amendment may add them. |
| ALSP ORCHID ACQUISITION CORP | G0231L123 | *W EXP 11/30/202 | 62,909 | $1,982 | dollars as filed | The filing omitted confidential holdings, a later amendment may add them. |
| PRIVETERRA ACQUISITION CORP | 876545112 | *W EXP 01/07/202 | 77,588 | $1,947 | dollars as filed | The filing omitted confidential holdings, a later amendment may add them. |
| CSLM ACQUISITION CORP | G2365L119 | *W EXP 99/99/999 | 68,781 | $1,809 | dollars as filed | The filing omitted confidential holdings, a later amendment may add them. |
| Blueriver Acquisition Corp | G1261Q115 | Warrant | 49,521 | $1,674 | dollars as filed | The filing omitted confidential holdings, a later amendment may add them. |
| GLOBAL PARTNER ACQISTN CORP | G3934P128 | *W EXP 01/14/202 | 37,521 | $1,400 | dollars as filed | The filing omitted confidential holdings, a later amendment may add them. |
| BELONG ACQUISITION CORP | 08069M110 | *W EXP 03/23/202 | 69,821 | $1,355 | dollars as filed | The filing omitted confidential holdings, a later amendment may add them. |
| UNIQURE NV | N90064101 | SHS | 39,000 | $975 | dollars as filed | callThe filing omitted confidential holdings, a later amendment may add them. |
| WinVest Acquisition Corp | 97655B117 | Warrant | 18,392 | $515 | dollars as filed | The filing omitted confidential holdings, a later amendment may add them. |
| BIOXCEL THERAPEUTICS INC | 09075P105 | COM | 16,000 | $400 | dollars as filed | callThe filing omitted confidential holdings, a later amendment may add them. |
| PEABODY ENGR CORP | 704551100 | COM | 14,000 | $210 | dollars as filed | putThe filing omitted confidential holdings, a later amendment may add them. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001132716-23-000016 | this filing | 2023-08-14 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001132716-23-000021 | added | 2023-11-14 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001132716-24-000018 | added | 2024-02-14 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001132716-24-000025 | added | 2024-05-15 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001132716-24-000033 | added | 2024-08-14 | acceptance time not in the bulk data set |