13F-HR filed by OCONNOR, A Distinct Business Unit of UBS ASSET MANAGEMENT AMERICAS (LLC)
OCONNOR, A Distinct Business Unit of UBS ASSET MANAGEMENT AMERICAS (LLC) filed this 13F-HR for the quarter ended 2023-03-31, filed 2023-05-15, with 604 holding rows worth $2,275,199,627.
- Accession
- 0001132716-23-000007
- Filer
- CIK 1132716
- Filed
- 2023-05-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2023
A holdings report, 604 entries on the cover page, a total value of $2,275,199,627 stated on the cover page (in dollars after the unit check, H1), rows summing to $2,275,199,627 with VALUE read as dollars as filed, 13F file number 028-06327. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| HEWLETT PACKARD ENTERPRISE CO COM | 42824C109 | Stock | 10,997 | $175,182 | dollars as filed | The filing omitted confidential holdings, a later amendment may add them. |
| BRIDGEBIO PHARMA INC | 10806X102 | COM | 89,300 | $173,988 | dollars as filed | callThe filing omitted confidential holdings, a later amendment may add them. |
| STARWOOD PPTY TR INC COM | 85571B105 | REIT | 101,200 | $170,440 | dollars as filed | putThe filing omitted confidential holdings, a later amendment may add them. |
| HORIZON THERAPEUTICS PLC | G46188101 | SHS | 13,125 | $143,247 | dollars as filed | The filing omitted confidential holdings, a later amendment may add them. |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 35,000 | $132,125 | dollars as filed | putThe filing omitted confidential holdings, a later amendment may add them. |
| NAVIENT CORPORATION COM | 63938C108 | Stock | 60,000 | $129,000 | dollars as filed | putThe filing omitted confidential holdings, a later amendment may add them. |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 375,000 | $125,250 | dollars as filed | putThe filing omitted confidential holdings, a later amendment may add them. |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 27,900 | $120,660 | dollars as filed | putThe filing omitted confidential holdings, a later amendment may add them. |
| DRAFTKINGS INC NEW | 26142V105 | COM CL A | 130,000 | $119,888 | dollars as filed | putThe filing omitted confidential holdings, a later amendment may add them. |
| WESTERN DIGITAL CORP | 958102105 | COM | 14,500 | $116,725 | dollars as filed | putThe filing omitted confidential holdings, a later amendment may add them. |
| AFTERNEXT HEALTHTECH ACQUISI | G01109126 | *W EXP 99/99/999 | 692,443 | $115,361 | dollars as filed | The filing omitted confidential holdings, a later amendment may add them. |
| NEWHOLD INVESTMENT CORP II | 651450116 | WTS | 891,915 | $112,827 | dollars as filed | The filing omitted confidential holdings, a later amendment may add them. |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 140,000 | $112,000 | dollars as filed | putThe filing omitted confidential holdings, a later amendment may add them. |
| BANDWIDTH INC | 05988J103 | COM CL A | 50,000 | $108,750 | dollars as filed | putThe filing omitted confidential holdings, a later amendment may add them. |
| ONEMAIN HLDGS INC COM | 68268W103 | Stock | 20,100 | $104,520 | dollars as filed | putThe filing omitted confidential holdings, a later amendment may add them. |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 150,000 | $103,500 | dollars as filed | callThe filing omitted confidential holdings, a later amendment may add them. |
| SERVICE PPTYS TR | 81761L102 | COM SH BEN INT | 181,600 | $103,038 | dollars as filed | putThe filing omitted confidential holdings, a later amendment may add them. |
| ADT INC DEL COM | 00090Q103 | Stock | 35,600 | $101,460 | dollars as filed | putThe filing omitted confidential holdings, a later amendment may add them. |
| SIX FLAGS ENTERTAINMENT CORP | 83001A102 | COM | 16,800 | $94,025 | dollars as filed | putThe filing omitted confidential holdings, a later amendment may add them. |
| EXPEDIA GROUP INC COM NEW | 30212P303 | Stock | 10,500 | $90,825 | dollars as filed | putThe filing omitted confidential holdings, a later amendment may add them. |
| RADIAN GROUP INC COM | 750236101 | Stock | 54,900 | $90,585 | dollars as filed | putThe filing omitted confidential holdings, a later amendment may add them. |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 30,000 | $89,250 | dollars as filed | callThe filing omitted confidential holdings, a later amendment may add them. |
| B & G FOODS INC | 05508R106 | COM | 65,000 | $86,125 | dollars as filed | putThe filing omitted confidential holdings, a later amendment may add them. |
| CONX Corp | 212873111 | Warrant | 470,613 | $84,663 | dollars as filed | The filing omitted confidential holdings, a later amendment may add them. |
| AFFIRM HLDGS INC COM CL A | 00827B106 | Stock | 60,000 | $84,300 | dollars as filed | putThe filing omitted confidential holdings, a later amendment may add them. |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 40,000 | $73,800 | dollars as filed | callThe filing omitted confidential holdings, a later amendment may add them. |
| DISH NETWORK CORPORATION | 25470M109 | CL A | 100,000 | $57,500 | dollars as filed | callThe filing omitted confidential holdings, a later amendment may add them. |
| MODERNA INC | 60770K107 | COM | 10,500 | $55,912 | dollars as filed | callThe filing omitted confidential holdings, a later amendment may add them. |
| IOVANCE BIOTHERAPEUTICS INC | 462260100 | COM | 100,000 | $52,500 | dollars as filed | callThe filing omitted confidential holdings, a later amendment may add them. |
| VICI PPTYS INC COM | 925652109 | REIT | 32,100 | $52,162 | dollars as filed | putThe filing omitted confidential holdings, a later amendment may add them. |
| TRIUMPH GROUP INC NEW | 896818101 | COM | 30,600 | $43,605 | dollars as filed | putThe filing omitted confidential holdings, a later amendment may add them. |
| HILTON WORLDWIDE HLDGS INC COM | 43300A203 | Stock | 13,500 | $42,525 | dollars as filed | putThe filing omitted confidential holdings, a later amendment may add them. |
| MARRIOTT INTL INC NEW CL A | 571903202 | Stock | 12,500 | $40,000 | dollars as filed | putThe filing omitted confidential holdings, a later amendment may add them. |
| LAVA THERAPEUTICS NV | N51517105 | SHS | 20,502 | $34,033 | dollars as filed | The filing omitted confidential holdings, a later amendment may add them. |
| BLUESCAPE OPPORTUNITIES ACQU | G1195N113 | *W EXP 10/28/202 | 231,631 | $32,428 | dollars as filed | The filing omitted confidential holdings, a later amendment may add them. |
| RMG ACQUISITION CORP III | G76088122 | *W EXP 99/99/999 | 190,094 | $29,465 | dollars as filed | The filing omitted confidential holdings, a later amendment may add them. |
| SEAGEN INC | 81181C104 | COM | 1,429 | $28,933 | dollars as filed | The filing omitted confidential holdings, a later amendment may add them. |
| JAWS JUGGERNAUT ACQUISITN CO | G50735110 | *W EXP 06/17/202 | 165,416 | $28,038 | dollars as filed | The filing omitted confidential holdings, a later amendment may add them. |
| NEAR INTELLIGENCE INC | 639494111 | *W EXP 03/22/202 | 227,905 | $26,597 | dollars as filed | The filing omitted confidential holdings, a later amendment may add them. |
| FUBOTV INC | 35953D104 | COM | 100,000 | $26,500 | dollars as filed | callThe filing omitted confidential holdings, a later amendment may add them. |
| PERCEPTION CAPITAL CORP II | G7007D110 | *W EXP 10/25/202 | 238,622 | $25,962 | dollars as filed | The filing omitted confidential holdings, a later amendment may add them. |
| BEYOND MEAT INC | 08862E109 | COM | 50,000 | $25,000 | dollars as filed | callThe filing omitted confidential holdings, a later amendment may add them. |
| Akoustis Technologies Inc | 00973N102 | COM | 100,000 | $25,000 | dollars as filed | callThe filing omitted confidential holdings, a later amendment may add them. |
| CHURCHILL CAPITAL CORP VII | 17144M110 | *W EXP 02/29/202 | 199,847 | $24,621 | dollars as filed | The filing omitted confidential holdings, a later amendment may add them. |
| Freightos Ltd W Exp 99/99/999 | G51405119 | SPAC Combination | 118,742 | $23,713 | dollars as filed | The filing omitted confidential holdings, a later amendment may add them. |
| OPENDOOR TECHNOLOGIES INC | 683712103 | COM | 100,000 | $22,500 | dollars as filed | callThe filing omitted confidential holdings, a later amendment may add them. |
| JAWS HURRICANE ACQUISITN COR | 47201B111 | *W EXP 03/26/202 | 118,155 | $19,496 | dollars as filed | The filing omitted confidential holdings, a later amendment may add them. |
| THUNDER BRIDGE CAP PRTNRS II | 88605T118 | *W EXP 02/01/202 | 141,183 | $19,060 | dollars as filed | The filing omitted confidential holdings, a later amendment may add them. |
| DMY TECHNOLOGY GROUP INC VI | 233247113 | *W EXP 99/99/999 | 200,514 | $17,545 | dollars as filed | The filing omitted confidential holdings, a later amendment may add them. |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 500,000 | $17,500 | dollars as filed | callThe filing omitted confidential holdings, a later amendment may add them. |
| GAMES & ESPORTS EXPRNC ACQ C | G3731J127 | *W EXP 12/01/202 | 233,953 | $16,587 | dollars as filed | The filing omitted confidential holdings, a later amendment may add them. |
| AEQUI ACQUISITION CORP | 00775W110 | *W EXP 11/30/202 | 158,411 | $16,396 | dollars as filed | The filing omitted confidential holdings, a later amendment may add them. |
| SEMPER PARATUS ACQUISITION C | G8028L131 | *W EXP 11/04/202 | 192,665 | $16,377 | dollars as filed | The filing omitted confidential holdings, a later amendment may add them. |
| BIOPLUS ACQUISITION CORP | G11217125 | *W EXP 12/02/202 | 186,175 | $15,825 | dollars as filed | The filing omitted confidential holdings, a later amendment may add them. |
| SOCIAL LEVERAGE ACQUISN CORP | 83363K110 | WARR | 131,029 | $14,872 | dollars as filed | The filing omitted confidential holdings, a later amendment may add them. |
| CC NEUBERGER PRINCIPAL HOLDN | G1992N126 | *W EXP 02/05/202 | 76,038 | $14,706 | dollars as filed | The filing omitted confidential holdings, a later amendment may add them. |
| SDCL EDGE ACQUISITION CORP | G79471127 | *W EXP 99/99/999 | 72,644 | $14,674 | dollars as filed | The filing omitted confidential holdings, a later amendment may add them. |
| Jaws Mustang Acquisition Corp | G50737124 | Warrant | 176,479 | $14,595 | dollars as filed | The filing omitted confidential holdings, a later amendment may add them. |
| PRIVETERRA ACQUISITION CORP | 876545112 | *W EXP 01/07/202 | 79,340 | $14,043 | dollars as filed | The filing omitted confidential holdings, a later amendment may add them. |
| OXBRIDGE ACQUISITION CORP | G6855L117 | W EXP 08/04/202 | 203,852 | $13,821 | dollars as filed | The filing omitted confidential holdings, a later amendment may add them. |
| FINSERV ACQUISITION CORP II | 31809Y111 | *W EXP 02/17/202 | 306,249 | $13,628 | dollars as filed | The filing omitted confidential holdings, a later amendment may add them. |
| Constellation Acquisition Corp I | G2R18K113 | WARRANT | 144,156 | $13,579 | dollars as filed | The filing omitted confidential holdings, a later amendment may add them. |
| STONEBRIDGE ACQUISITION CORP | G85094129 | *W EXP 99/99/999 | 143,174 | $12,528 | dollars as filed | The filing omitted confidential holdings, a later amendment may add them. |
| APPLIED OPTOELECTRONICS INC | 03823U102 | COM | 100,000 | $12,500 | dollars as filed | callThe filing omitted confidential holdings, a later amendment may add them. |
| ELLIOTT OPPORTUNITY II CORP | G30092111 | *W EXP 03/02/202 | 177,233 | $12,424 | dollars as filed | The filing omitted confidential holdings, a later amendment may add them. |
| AVALON ACQUISITION INC | 05338E119 | *W EXP 12/31/202 | 133,010 | $12,144 | dollars as filed | The filing omitted confidential holdings, a later amendment may add them. |
| NUBURU INC | 67021W111 | *W EXP 01/31/202 | 235,307 | $12,142 | dollars as filed | The filing omitted confidential holdings, a later amendment may add them. |
| GALATA ACQUISITION CORP | G3R23A116 | *W EXP 99/99/999 | 119,312 | $11,633 | dollars as filed | The filing omitted confidential holdings, a later amendment may add them. |
| 7 ACQUISITION CORPORATION | G80694113 | *W EXP 11/05/202 | 144,941 | $11,595 | dollars as filed | The filing omitted confidential holdings, a later amendment may add them. |
| TRINE II ACQUISITION CORP | G9059F118 | *W EXP 99/99/999 | 455,115 | $11,378 | dollars as filed | The filing omitted confidential holdings, a later amendment may add them. |
| CORNER GROWTH ACQUISITION CO | G2425N113 | *W EXP 99/99/999 | 112,855 | $11,331 | dollars as filed | The filing omitted confidential holdings, a later amendment may add them. |
| WILLIAMS ROWLAND ACQUISITION | 96951B110 | *W EXP 12/11/202 | 154,487 | $11,200 | dollars as filed | The filing omitted confidential holdings, a later amendment may add them. |
| Goal Acquisitions Corp | 38021H115 | Warrant | 286,766 | $11,127 | dollars as filed | The filing omitted confidential holdings, a later amendment may add them. |
| SUSTAINABLE DEVELP ACQU I CO | 86934L111 | WARR | 119,951 | $11,095 | dollars as filed | The filing omitted confidential holdings, a later amendment may add them. |
| ALTITUDE ACQUISITION CORP | 02156Y111 | *W EXP 11/30/202 | 236,311 | $10,894 | dollars as filed | The filing omitted confidential holdings, a later amendment may add them. |
| SOUND POINT ACQUISITION CORP | G8274F119 | *W EXP 02/25/202 | 136,534 | $10,240 | dollars as filed | The filing omitted confidential holdings, a later amendment may add them. |
| BRIDGEBIO PHARMA INC | 10806X102 | COM | 50,000 | $10,000 | dollars as filed | putThe filing omitted confidential holdings, a later amendment may add them. |
| CHURCHILL CAPITAL CORP VI | 17143W119 | *W EXP 02/17/202 | 95,077 | $9,736 | dollars as filed | The filing omitted confidential holdings, a later amendment may add them. |
| MOUNTAIN & CO I ACQUISITN CO | G6301J112 | *W EXP 09/30/202 | 140,587 | $9,560 | dollars as filed | The filing omitted confidential holdings, a later amendment may add them. |
| ACCRETION ACQUISITION CORP | 00438Y123 | RIGHT 03/01/2028 | 101,089 | $9,452 | dollars as filed | The filing omitted confidential holdings, a later amendment may add them. |
| INFINTT ACQUISITION CORP | g47862126 | WT | 118,155 | $9,417 | dollars as filed | The filing omitted confidential holdings, a later amendment may add them. |
| 89BIO INC | 282559103 | COM | 52,500 | $9,188 | dollars as filed | callThe filing omitted confidential holdings, a later amendment may add them. |
| Corner Growth Acquisition Corp 2 | G2426E120 | Warrant | 117,986 | $8,908 | dollars as filed | The filing omitted confidential holdings, a later amendment may add them. |
| GOLDEN ARROW MERGER CORP | 380799114 | *W EXP 07/31/202 | 171,364 | $8,774 | dollars as filed | The filing omitted confidential holdings, a later amendment may add them. |
| GREEN VISOR FIN TEC ACQ CORP | G4166K126 | *W EXP 10/27/202 | 99,444 | $8,453 | dollars as filed | The filing omitted confidential holdings, a later amendment may add them. |
| Appreciate Holdings Inc | 03832J114 | Warrant | 237,619 | $7,841 | dollars as filed | The filing omitted confidential holdings, a later amendment may add them. |
| DISRUPTIVE ACQUISITION CORP | G2770Y128 | *W EXP 03/06/202 | 86,876 | $7,819 | dollars as filed | The filing omitted confidential holdings, a later amendment may add them. |
| PRIVETERRA ACQUISITION CORP | 74275N110 | WARR | 112,473 | $7,378 | dollars as filed | The filing omitted confidential holdings, a later amendment may add them. |
| PEPPERLIME HEALTH ACQUSTN CO | G70021111 | *W EXP 10/01/202 | 73,355 | $7,152 | dollars as filed | The filing omitted confidential holdings, a later amendment may add them. |
| GLOBAL PARTNER ACQISTN CORP | G3934P128 | *W EXP 01/14/202 | 37,984 | $6,723 | dollars as filed | The filing omitted confidential holdings, a later amendment may add them. |
| APX ACQUISITION CORP I | G0440J125 | *W EXP 99/99/999 | 94,414 | $6,571 | dollars as filed | The filing omitted confidential holdings, a later amendment may add them. |
| SEP ACQUISITION CORP | 589381110 | *W EXP 99/99/999 | 121,079 | $5,848 | dollars as filed | The filing omitted confidential holdings, a later amendment may add them. |
| FRONTIER INVESTMENT CORP | G36816125 | *W EXP 06/29/202 | 33,582 | $5,141 | dollars as filed | The filing omitted confidential holdings, a later amendment may add them. |
| DIGITALOCEAN HLDGS INC COM | 25402D102 | Stock | 50,000 | $5,000 | dollars as filed | putThe filing omitted confidential holdings, a later amendment may add them. |
| FINNOVATE ACQUISITION CORP | G3R34K111 | *W EXP 09/30/202 | 134,651 | $4,632 | dollars as filed | The filing omitted confidential holdings, a later amendment may add them. |
| ANTHEMIS DIGITAL ACQUISITION | G03959114 | *W EXP 11/01/202 | 111,292 | $4,396 | dollars as filed | The filing omitted confidential holdings, a later amendment may add them. |
| BELONG ACQUISITION CORP | 08069M110 | *W EXP 03/23/202 | 72,094 | $4,145 | dollars as filed | The filing omitted confidential holdings, a later amendment may add them. |
| Blueriver Acquisition Corp | G1261Q115 | Warrant | 51,138 | $4,091 | dollars as filed | The filing omitted confidential holdings, a later amendment may add them. |
| ALSP ORCHID ACQUISITION CORP | G0231L123 | *W EXP 11/30/202 | 64,956 | $3,365 | dollars as filed | The filing omitted confidential holdings, a later amendment may add them. |
| PEABODY ENGR CORP | 704551100 | COM | 15,000 | $3,150 | dollars as filed | putThe filing omitted confidential holdings, a later amendment may add them. |
| VAHANNA TECH EDGE ACQSTN I C | G9320Z117 | *W EXP 11/30/202 | 71,020 | $3,125 | dollars as filed | The filing omitted confidential holdings, a later amendment may add them. |
| CSLM ACQUISITION CORP | G2365L119 | *W EXP 99/99/999 | 71,020 | $2,308 | dollars as filed | The filing omitted confidential holdings, a later amendment may add them. |
| OMNILIT ACQUISITION CORP | 68218C116 | *W EXP 11/08/202 | 49,491 | $1,361 | dollars as filed | The filing omitted confidential holdings, a later amendment may add them. |
| WinVest Acquisition Corp | 97655B117 | Warrant | 18,990 | $456 | dollars as filed | The filing omitted confidential holdings, a later amendment may add them. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001132716-23-000007 | this filing | 2023-05-15 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001132716-23-000014 | added | 2023-08-14 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001132716-23-000022 | added | 2023-11-14 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001132716-24-000019 | added | 2024-02-14 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001132716-24-000024 | added | 2024-05-15 | acceptance time not in the bulk data set |