13F-HR filed by OCONNOR, A Distinct Business Unit of UBS ASSET MANAGEMENT AMERICAS (LLC)
OCONNOR, A Distinct Business Unit of UBS ASSET MANAGEMENT AMERICAS (LLC) filed this 13F-HR for the quarter ended 2020-12-31, filed 2021-02-17, with 568 holding rows worth $3,244,733,000.
- Accession
- 0001132716-21-000004
- Filer
- CIK 1132716
- Filed
- 2021-02-17
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2020
A holdings report, 568 entries on the cover page, a total value of $3,244,733,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $3,244,733,000 with VALUE read as dollars, detected, 13F file number 028-06327. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| VECTOR ACQUISITION CORP | G9442R126 | COM CL A | 243,333 | $365,000 | dollars, detected | callThe filing omitted confidential holdings, a later amendment may add them. |
| EAST RES ACQUISITION CO | 274681105 | COM CL A | 319,374 | $362,000 | dollars, detected | callThe filing omitted confidential holdings, a later amendment may add them. |
| RECHARGE ACQUISITION CORP | 756229100 | CMN | 228,125 | $362,000 | dollars, detected | callThe filing omitted confidential holdings, a later amendment may add them. |
| MALACCA STRAITS ACQUISITION | G5859B117 | COM CL A | 328,007 | $361,000 | dollars, detected | callThe filing omitted confidential holdings, a later amendment may add them. |
| ENDO INTL PLC | G30401106 | SHS | 275,000 | $358,000 | dollars, detected | callThe filing omitted confidential holdings, a later amendment may add them. |
| E MERGE TECHNOLOGY ACQUISITI | 26873Y104 | CMN | 228,125 | $352,000 | dollars, detected | callThe filing omitted confidential holdings, a later amendment may add them. |
| FTAC OLYMPUS ACQUISITION COR | G37288100 | CL A SHS | 182,500 | $343,000 | dollars, detected | callThe filing omitted confidential holdings, a later amendment may add them. |
| ASPIRATIONAL CONSUMER LIFEST | G05436103 | COM | 272,111 | $341,000 | dollars, detected | callThe filing omitted confidential holdings, a later amendment may add them. |
| TAILWIND ACQUISITION CORP | 87403Q102 | COM CL A | 228,125 | $334,000 | dollars, detected | callThe filing omitted confidential holdings, a later amendment may add them. |
| AJAX I | G0190X100 | COM | 102,656 | $332,000 | dollars, detected | callThe filing omitted confidential holdings, a later amendment may add them. |
| Tesla Motors, Inc | 88160R101 | COM | 438,300 | $324,000 | dollars, detected | putThe filing omitted confidential holdings, a later amendment may add them. |
| SOFTWARE ACQUISITN GRUP INC | 83407F101 | COM CL A | 228,125 | $317,000 | dollars, detected | callThe filing omitted confidential holdings, a later amendment may add them. |
| UNION ACQUISITION CORP II | G9402q100 | COM | 331,849 | $309,000 | dollars, detected | callThe filing omitted confidential holdings, a later amendment may add them. |
| NORTH MOUNTAIN MERGER CORP | 661204107 | CMN | 228,125 | $308,000 | dollars, detected | callThe filing omitted confidential holdings, a later amendment may add them. |
| SANDBRIDGE ACQUISITION CORP | 799793104 | COM CL A | 228,125 | $302,000 | dollars, detected | callThe filing omitted confidential holdings, a later amendment may add them. |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 125,000 | $289,000 | dollars, detected | The filing omitted confidential holdings, a later amendment may add them. |
| ATLAS CREST INVT CORP | 049284102 | COM | 152,083 | $288,000 | dollars, detected | callThe filing omitted confidential holdings, a later amendment may add them. |
| FLEXSHOPPER INC | 33939J303 | COM | 109,480 | $281,000 | dollars, detected | The filing omitted confidential holdings, a later amendment may add them. |
| OCCIDENTAL PETE CORP | 674599105 | COM | 1,574,500 | $278,000 | dollars, detected | putThe filing omitted confidential holdings, a later amendment may add them. |
| FINTECH ACQ IV-A | 31810N104 | COMMON STOCK | 132,564 | $278,000 | dollars, detected | callThe filing omitted confidential holdings, a later amendment may add them. |
| EMPOWER LTD | G3R39W102 | CL A COM | 228,125 | $274,000 | dollars, detected | callThe filing omitted confidential holdings, a later amendment may add them. |
| MSP RECOVERY INC COM CL A | 53625R104 | Stock | 228,125 | $271,000 | dollars, detected | callThe filing omitted confidential holdings, a later amendment may add them. |
| CERBERUS TELECOM ACQUISITION | G2040C104 | SHS CL A | 197,708 | $265,000 | dollars, detected | callThe filing omitted confidential holdings, a later amendment may add them. |
| HPX CORP | G32219100 | SHS CL A | 228,124 | $262,000 | dollars, detected | callThe filing omitted confidential holdings, a later amendment may add them. |
| SPARTACUS ACQ CORP; TNT ACQ DT: 7/15/2022; CASH: $10.15 | 84677L109 | CL A | 228,125 | $262,000 | dollars, detected | callThe filing omitted confidential holdings, a later amendment may add them. |
| BROADSTONE ACQ CORP; TNT ACQ DT: 9/11/2022; CASH: $10.00 | G1739V100 | SHS CL A | 228,125 | $259,000 | dollars, detected | callThe filing omitted confidential holdings, a later amendment may add them. |
| PMV CONSUMER ACQUISITION COR | 693486102 | CMN | 228,125 | $250,000 | dollars, detected | callThe filing omitted confidential holdings, a later amendment may add them. |
| SEAPORT GLOBAL ACQ CORP; TNT ACQ DT: 06/02/22 SH: $10.10 | 812227106 | COM CL A | 239,531 | $247,000 | dollars, detected | callThe filing omitted confidential holdings, a later amendment may add them. |
| AMPLITUDE HEALTHCARE ACQUISITI | 03212a105 | COM | 164,004 | $241,000 | dollars, detected | callThe filing omitted confidential holdings, a later amendment may add them. |
| FRAZIER LIFESCIENCES ACQU CORP UNIT EXP 120925 | G3710A121 | Stock | 22,812 | $237,000 | dollars, detected | The filing omitted confidential holdings, a later amendment may add them. |
| DRAGONEER GROWTH OPPORTUN CO COM | G28302100 | CL A | 54,750 | $231,000 | dollars, detected | callThe filing omitted confidential holdings, a later amendment may add them. |
| SPY | 78462F103 | SHS | 638,400 | $230,000 | dollars, detected | putThe filing omitted confidential holdings, a later amendment may add them. |
| QEP RESOURCES INC | 74733V100 | COM | 93,600 | $224,000 | dollars, detected | The filing omitted confidential holdings, a later amendment may add them. |
| CM LIFE SCIENCES INC | 18978W109 | COM CL A | 76,041 | $214,000 | dollars, detected | callThe filing omitted confidential holdings, a later amendment may add them. |
| GTY TECHNOLOGY HOLDINGS INC | 362409104 | COM | 606,177 | $203,000 | dollars, detected | callThe filing omitted confidential holdings, a later amendment may add them. |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 50,000 | $182,000 | dollars, detected | putThe filing omitted confidential holdings, a later amendment may add them. |
| DUDDELL STREET ACQUISITN COR | G28553108 | CMN | 114,062 | $177,000 | dollars, detected | callThe filing omitted confidential holdings, a later amendment may add them. |
| RIBBIT LEAP LTD | G7552B105 | SHS CL A | 36,500 | $154,000 | dollars, detected | callThe filing omitted confidential holdings, a later amendment may add them. |
| LEISURE ACQUISITION CORP | 52539T107 | COM | 196,975 | $152,000 | dollars, detected | callThe filing omitted confidential holdings, a later amendment may add them. |
| NEW BEGINNINGS ACQUISITION C | 64222H100 | COM | 143,656 | $151,000 | dollars, detected | callThe filing omitted confidential holdings, a later amendment may add them. |
| CRESCENT ACQUISITION CORP | 22564L105 | COM CL A | 95,638 | $142,000 | dollars, detected | callThe filing omitted confidential holdings, a later amendment may add them. |
| YELLOWSTONE ACQUISITION CO COM CL A | 98566K105 | Stock | 114,062 | $139,000 | dollars, detected | callThe filing omitted confidential holdings, a later amendment may add them. |
| WISDOMTREE INC | 97717P104 | COM | 100,000 | $132,000 | dollars, detected | callThe filing omitted confidential holdings, a later amendment may add them. |
| SPRING VALEY ACQUISTION III CL A ORD | 85521J109 | COM | 60,833 | $130,000 | dollars, detected | callThe filing omitted confidential holdings, a later amendment may add them. |
| SC HEALTH CORP | G78516203 | COM CL A | 93,716 | $123,000 | dollars, detected | callThe filing omitted confidential holdings, a later amendment may add them. |
| OTR ACQUISITION CORP | 67113Q105 | COM CL A | 114,062 | $113,000 | dollars, detected | callThe filing omitted confidential holdings, a later amendment may add them. |
| GEO GROUP INC NEW | 36162J106 | COM | 25,000 | $105,000 | dollars, detected | putThe filing omitted confidential holdings, a later amendment may add them. |
| ITERUM THERAPEUTICS PLC SHS NEW | G6333L101 | Stock | 88,009 | $87,000 | dollars, detected | The filing omitted confidential holdings, a later amendment may add them. |
| THUNDER BRDG ACQUISTION II L | G8857S116 | CL A SHS | 23,429 | $87,000 | dollars, detected | callThe filing omitted confidential holdings, a later amendment may add them. |
| MATTEL INC | 577081102 | COM | 610,000 | $84,000 | dollars, detected | putThe filing omitted confidential holdings, a later amendment may add them. |
| NIELSEN HOLDINGS PLC | G6518L108 | SHS EUR | 20,800 | $83,000 | dollars, detected | putThe filing omitted confidential holdings, a later amendment may add them. |
| RANGE RES CORP COM | 75281A109 | Stock | 54,600 | $74,000 | dollars, detected | putThe filing omitted confidential holdings, a later amendment may add them. |
| GENOCEA BIOSCIENCES INC | 372427401 | COMMON STOCK | 19,170 | $46,000 | dollars, detected | The filing omitted confidential holdings, a later amendment may add them. |
| ETF SER SOLUTIONS | 26922B204 | DEFIANCE NXT GN | 137,700 | $41,000 | dollars, detected | putThe filing omitted confidential holdings, a later amendment may add them. |
| CNX RES CORP COM | 12653C108 | Stock | 47,500 | $39,000 | dollars, detected | putThe filing omitted confidential holdings, a later amendment may add them. |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 100,000 | $34,000 | dollars, detected | callThe filing omitted confidential holdings, a later amendment may add them. |
| FORD MTR CO COM | 345370860 | Stock | 200,000 | $31,000 | dollars, detected | callThe filing omitted confidential holdings, a later amendment may add them. |
| GRUBHUB INC | 400110102 | COM | 25,000 | $27,000 | dollars, detected | putThe filing omitted confidential holdings, a later amendment may add them. |
| ENDO INTL PLC | G30401106 | SHS | 450,000 | $22,000 | dollars, detected | putThe filing omitted confidential holdings, a later amendment may add them. |
| ATI INC COM | 01741R102 | Stock | 50,000 | $11,000 | dollars, detected | putThe filing omitted confidential holdings, a later amendment may add them. |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 215,000 | $5,000 | dollars, detected | putThe filing omitted confidential holdings, a later amendment may add them. |
| HARLEY DAVIDSON INC COM | 412822108 | Stock | 100,000 | $2,000 | dollars, detected | putThe filing omitted confidential holdings, a later amendment may add them. |
| PITNEY BOWES INC COM | 724479100 | Stock | 61,600 | $2,000 | dollars, detected | putThe filing omitted confidential holdings, a later amendment may add them. |
| ADT INC DEL COM | 00090Q103 | Stock | 51,800 | $1,000 | dollars, detected | putThe filing omitted confidential holdings, a later amendment may add them. |
| UNITED AIRLS HLDGS INC COM | 910047109 | Stock | 67,000 | $1,000 | dollars, detected | putThe filing omitted confidential holdings, a later amendment may add them. |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 36,500 | $0 | dollars, detected | putValue filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| GAMESTOP CORP | 36467W109 | CL A | 100,000 | $0 | dollars, detected | putValue filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| GENOCEA BIOSCIENCES INC | 372427401 | COMMON STOCK | 1,750,000 | $0 | dollars, detected | callValue filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001132716-21-000004 | this filing | 2021-02-17 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001132716-21-000005 | added | 2021-02-19 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001132716-21-000012 | added | 2021-05-14 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001132716-21-000016 | added | 2021-08-13 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001132716-21-000020 | added | 2021-11-12 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001132716-22-000006 | added | 2022-02-14 | acceptance time not in the bulk data set |