13F-HR filed by Iron Gate Global Advisors LLC
Iron Gate Global Advisors LLC filed this 13F-HR for the quarter ended 2021-09-30, filed 2021-11-16, with 113 holding rows worth $568,088,000 by the sum of the rows.
- Accession
- 0001131181-21-000004
- Filer
- CIK 1131181
- Filed
- 2021-11-16
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2021
A holdings report, 113 entries on the cover page, a total value of $524,224,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $568,088,000 with VALUE read as thousands by filing date, 13F file number 028-18139. A later restatement replaced it, so the quarter does not use it. The resolved quarter.
The cover page states a total of $524,224,000, 8% less than the sum of the rows, $568,088,000. This page uses the sum of the rows.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Bank of America Corp | 060505104 | COM | 522,125 | $221,363,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 281,334 | $39,849,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 115,767 | $31,618,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 9,196 | $30,234,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 150,109 | $24,249,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 67,238 | $22,838,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 79,779 | $22,510,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 129,873 | $21,775,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 5,993 | $15,988,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 86,983 | $14,751,000 | thousands by filing date | |
| RAYTHEON TECHNOLOGIES CORP | 95513E101 | COM | 128,418 | $11,047,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 64,521 | $9,549,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 3,477 | $9,301,000 | thousands by filing date | |
| HEALTHEQUITY INC COM | 42226A107 | Stock | 114,828 | $7,501,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 29,894 | $6,584,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C409 | COM | 75,674 | $6,236,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 22,656 | $4,660,000 | thousands by filing date | |
| VTI | 922908769 | COM | 13,359 | $2,966,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 16,919 | $2,547,000 | thousands by filing date | |
| BlackRock Ultra Short-Term Bond ETF | 46434V878 | SHS | 50,167 | $2,533,000 | thousands by filing date | |
| ISHARES TR | 46434VBD1 | IBONDS DEC25 ETF | 90,099 | $2,418,000 | thousands by filing date | |
| PROCTER & GAMBLE CO | 472718109 | COM | 16,759 | $2,344,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 16,713 | $2,330,000 | thousands by filing date | |
| Vanguard High Dividend Yield ETF | 921946406 | SHS | 20,732 | $2,142,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 8,080 | $1,948,000 | thousands by filing date | |
| Vanguard Growth | 922908736 | COM | 6,438 | $1,868,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 4,723 | $1,555,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 28,345 | $1,532,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 3,479 | $1,486,000 | thousands by filing date | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 2,462 | $1,407,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 3,913 | $1,360,000 | thousands by filing date | |
| CATHAY GEN BANCORP | 149150104 | COM | 31,500 | $1,308,000 | thousands by filing date | |
| INVESCO LTD | G491BT908 | CALL | 111 | $1,226,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W952 | PUT | 370 | $1,193,000 | thousands by filing date | put |
| FS KKR CAP CORP II | 35952V303 | COM | 54,126 | $1,193,000 | thousands by filing date | |
| PPG INDS INC COM | 693506107 | Stock | 8,117 | $1,160,000 | thousands by filing date | |
| SPDR S&P 500 ETF TR | 98462F903 | CALL | 91 | $1,086,000 | thousands by filing date | call |
| WYNN RESORTS LTD | 983134957 | PUT | 654 | $1,008,000 | thousands by filing date | put |
| Pfizer Inc. | 717081103 | COM | 22,633 | $965,000 | thousands by filing date | |
| INVESCO QQQ TR | 46090E103 | COM | 2,658 | $947,000 | thousands by filing date | call |
| Eaton Corp. Plc | G29183103 | COM | 6,000 | $895,000 | thousands by filing date | |
| EMERSON ELEC CO COM | 291011104 | Stock | 9,000 | $845,000 | thousands by filing date | |
| Vanguard FTSE Developed Markets ETF | 921943858 | SHS | 16,657 | $841,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 42,213 | $809,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 1,765 | $793,000 | thousands by filing date | |
| Vanguard Intermediate-Term Corporate Bond ETF | 92206C870 | SHS | 7,974 | $752,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 7,286 | $741,000 | thousands by filing date | |
| CARRIER GLOBAL CORPORATION COM | 14448C104 | Stock | 14,201 | $732,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 3,200 | $712,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 2,559 | $695,000 | thousands by filing date | |
| APPLE INC | 037833900 | CALL | 196 | $672,000 | thousands by filing date | call |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 3,621 | $594,000 | thousands by filing date | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 2,280 | $594,000 | thousands by filing date | |
| ALTABANCORP | 021347109 | COM | 13,327 | $588,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 7,820 | $587,000 | thousands by filing date | |
| Vanguard Small-Cap Value ETF | 922908611 | SHS | 3,435 | $581,000 | thousands by filing date | |
| OTIS WORLDWIDE CORP COM | 68902V107 | Stock | 7,122 | $580,000 | thousands by filing date | |
| UBS AG LONDON BRANCH | 902677780 | NT LKD 24 | 818 | $578,000 | thousands by filing date | |
| Broadcom Inc. | 11135F101 | COM | 1,177 | $571,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 5,529 | $569,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 86 | $555,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 3,383 | $553,000 | thousands by filing date | |
| CUMMINS INC COM | 231021106 | Stock | 2,464 | $553,000 | thousands by filing date | |
| DOLLAR GEN CORP COM | 256677105 | Stock | 2,303 | $488,000 | thousands by filing date | |
| Vanguard S&P 500 ETF | 922908363 | COM | 1,209 | $478,000 | thousands by filing date | |
| BAXTER INTL INC | 071813109 | COM | 5,923 | $476,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 8,451 | $450,000 | thousands by filing date | |
| CROWDSTRIKE HLDGS INC | 22788C105 | COM | 1,753 | $432,000 | thousands by filing date | |
| FRANCO NEV CORP COM | 351858105 | Stock | 3,300 | $428,000 | thousands by filing date | |
| BERKSHIRE HATHAWAY INC DEL | 084670108 | CL A | 100 | $411,000 | thousands by filing date | |
| PDS BIOTECHNOLOGY CORP | 40765T107 | COM | 26,739 | $398,000 | thousands by filing date | |
| MARAVAI LIFESCIENCES HLDGS A | 56600D107 | COMMON STOCK | 7,900 | $387,000 | thousands by filing date | |
| iShares Silver Trust | 46428Q109 | COM | 18,803 | $386,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 5,917 | $350,000 | thousands by filing date | |
| Vanguard Mega Cap Growth ETF | 921910816 | SHS | 1,458 | $342,000 | thousands by filing date | |
| BALL CORP | 058498106 | COM | 3,678 | $330,000 | thousands by filing date | |
| Deere & Company | 244199105 | COM | 980 | $328,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 533 | $325,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 2,411 | $319,000 | thousands by filing date | |
| YUM BRANDS INC COM | 988498101 | Stock | 2,569 | $314,000 | thousands by filing date | |
| NOVAVAX INC | 670002401 | COM NEW | 1,510 | $313,000 | thousands by filing date | |
| S&P Global,Inc. | 78409V104 | COM | 707 | $300,000 | thousands by filing date | |
| BLOCK INC CL A | 852234103 | Stock | 1,190 | $286,000 | thousands by filing date | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 4,450 | $284,000 | thousands by filing date | |
| GLOBAL INDEMNITY GROUP LLC | 37959R103 | COM CL A | 10,530 | $275,000 | thousands by filing date | |
| CHEWYINCCLASSCLASSA | 16679L109 | STOK | 3,984 | $271,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 9,851 | $266,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 605 | $261,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 4,347 | $255,000 | thousands by filing date | |
| NEWMONT CORP | 651639106 | COM | 4,712 | $255,000 | thousands by filing date | |
| Vanguard Total Bond Market ETF | 921937835 | SHS | 2,975 | $254,000 | thousands by filing date | |
| Micron Technology,Inc. | 595112103 | COM | 3,525 | $250,000 | thousands by filing date | |
| TAIWAN SEMICONDUCTOR MFG | 874039100 | SPONSORED ADS | 2,238 | $250,000 | thousands by filing date | |
| GENERAC HLDGS INC | 368736104 | COM | 614 | $250,000 | thousands by filing date | |
| Adobe Inc | 00724F101 | COM | 425 | $244,000 | thousands by filing date | |
| ALLSTATE CORP COM | 020002101 | Stock | 1,870 | $238,000 | thousands by filing date | |
| American Tower Corporation | 03027X100 | COM | 891 | $236,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 1,300 | $233,000 | thousands by filing date | |
| Vanguard Small-Cap Growth ETF | 922908595 | SHS | 803 | $225,000 | thousands by filing date | |
| SPDR S&P Dividend ETF | 78464A763 | SHS | 1,900 | $223,000 | thousands by filing date | |
| Morgan Stanley | 617446448 | COM | 2,292 | $222,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 2,708 | $212,000 | thousands by filing date | |
| JOHNSON CTLS INTL PLC SHS | G51502105 | Stock | 3,100 | $211,000 | thousands by filing date | |
| Medtronic Plc | G5960L103 | COM | 1,652 | $207,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 1,394 | $202,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 3,810 | $200,000 | thousands by filing date | |
| THE CAMPBELLS COMPANY COM | 134429109 | Stock | 4,800 | $200,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 257 | $199,000 | thousands by filing date | |
| APPLE INC | 037833950 | PUT | 1,384 | $173,000 | thousands by filing date | put |
| PAVMED INC | 70387R106 | COM | 20,250 | $172,000 | thousands by filing date | |
| VIKING THERAPEUTICS INC | 92686J106 | COM | 23,980 | $150,000 | thousands by filing date | |
| DEL TACO RESTAURANTS INC NEW | 245496104 | COM | 10,813 | $94,000 | thousands by filing date | |
| FEDEX CORP COM | 31428X106 | Stock | 321 | $70,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001131181-21-000004 | this filing | 2021-11-16 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001131181-21-000005 | base | 2021-11-16 | acceptance time not in the bulk data set |