13F-HR filed by Iron Gate Global Advisors LLC
Iron Gate Global Advisors LLC filed this 13F-HR for the quarter ended 2019-12-31, filed 2020-02-14, with 68 holding rows worth $175,140,000.
- Accession
- 0001131181-20-000003
- Filer
- CIK 1131181
- Filed
- 2020-02-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2019
A holdings report, 68 entries on the cover page, a total value of $175,140,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $175,140,000 with VALUE read as thousands by filing date, 13F file number 028-18139. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Apple Inc | 378331000 | Common Stock | 62,647 | $18,397,000 | thousands by filing date | |
| Berkshire Hathaway Class B | 846707020 | Common Stock | 81,142 | $18,379,000 | thousands by filing date | |
| Bank Of America Corp | 605051040 | Common Stock | 359,490 | $12,660,000 | thousands by filing date | |
| BlackRock Ultra Short-Term Bond ETF | 46434V878 | SHS | 246,972 | $12,430,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 81,434 | $11,879,000 | thousands by filing date | |
| American Express Co | 258161090 | Common Stock | 92,630 | $11,532,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 77,617 | $11,226,000 | thousands by filing date | |
| Amazon.Com Inc | 231351060 | Common Stock | 5,996 | $11,080,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 42,127 | $8,647,000 | thousands by filing date | |
| HEALTHEQUITY INC COM | 42226A107 | Stock | 83,381 | $6,176,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C409 | COM | 53,328 | $4,321,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 13,280 | $4,274,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 3,040 | $4,072,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 2,441 | $3,263,000 | thousands by filing date | |
| Vanguard High Dividend Yield ETF | 921946406 | SHS | 31,830 | $2,983,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 13,805 | $2,067,000 | thousands by filing date | |
| VTI | 922908769 | COM | 12,463 | $2,039,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 15,637 | $1,953,000 | thousands by filing date | |
| Vanguard S&P 500 ETF | 922908363 | COM | 6,073 | $1,796,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 9,863 | $1,555,000 | thousands by filing date | |
| Vanguard Intermediate-Term Corporate Bond ETF | 92206C870 | SHS | 15,294 | $1,397,000 | thousands by filing date | |
| Vanguard FTSE Developed Markets ETF | 921943858 | SHS | 29,240 | $1,288,000 | thousands by filing date | |
| CATHAY GEN BANCORP | 149150104 | COM | 32,001 | $1,217,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 4,865 | $1,144,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 9,443 | $1,123,000 | thousands by filing date | |
| PPG INDS INC COM | 693506107 | Stock | 8,117 | $1,083,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 7,252 | $991,000 | thousands by filing date | |
| CIMPRESS PLC | G2143T103 | SHS EURO | 6,849 | $861,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 15,112 | $813,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 5,002 | $738,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 8,051 | $733,000 | thousands by filing date | |
| JOHN HANCOCK TAX-ADVANTAGED DI | 41013V100 | COM | 26,369 | $721,000 | thousands by filing date | |
| EMERSON ELEC CO COM | 291011104 | Stock | 9,000 | $686,000 | thousands by filing date | |
| SPDR GOLD SHARES ETF | 7846V3107 | COM | 4,690 | $670,000 | thousands by filing date | |
| TORTOISE ENERGY INFRA CORP | 89147L100 | COM | 36,140 | $648,000 | thousands by filing date | |
| BAXTER INTL INC | 718131090 | COM | 7,666 | $641,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 15,208 | $596,000 | thousands by filing date | |
| Eaton Corp. Plc | G29183103 | COM | 6,000 | $568,000 | thousands by filing date | |
| BLACKROCK UTILS INFRASTRUCTU | 09248D104 | COM | 23,939 | $534,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 8,060 | $482,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 7,567 | $419,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 3,320 | $400,000 | thousands by filing date | |
| SPDR S&P Dividend ETF | 78464A763 | SHS | 3,698 | $398,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 5,591 | $389,000 | thousands by filing date | |
| Broadcom Inc. | 11135F101 | COM | 1,203 | $381,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 5,760 | $370,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 8,453 | $330,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 2,400 | $330,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 1,717 | $323,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 1,595 | $315,000 | thousands by filing date | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 2,842 | $307,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 4,757 | $300,000 | thousands by filing date | |
| UBS AG LONDON BRANCH | 902677780 | NT LKD 24 | 818 | $273,000 | thousands by filing date | |
| YUM BRANDS INC COM | 988498101 | Stock | 2,569 | $259,000 | thousands by filing date | |
| FS KKR CAPITAL CORP | 302635107 | COM | 39,835 | $244,000 | thousands by filing date | |
| FI ENHANCED GLBL HIGH YLD BCSB | 06746Q249 | COM | 1,944 | $241,000 | thousands by filing date | |
| THE CAMPBELLS COMPANY COM | 134429109 | Stock | 4,800 | $237,000 | thousands by filing date | |
| SEMPRA COM | 816851109 | Stock | 1,500 | $227,000 | thousands by filing date | |
| GLAXOSMITHKLINE PLC-ADR | 37733W105 | SPONSORED ADR | 4,600 | $216,000 | thousands by filing date | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 3,310 | $214,000 | thousands by filing date | |
| HOLOGIC INC | 436440101 | COM | 4,000 | $209,000 | thousands by filing date | |
| Allstate Corporation | 200021010 | Common Stock | 1,854 | $208,000 | thousands by filing date | |
| VIKING THERAPEUTICS INC | 92686J106 | COM | 25,870 | $207,000 | thousands by filing date | |
| iShares Silver Trust | 46428Q109 | COM | 12,200 | $203,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W507 | SHOR DURA BD ETF | 3,210 | $161,000 | thousands by filing date | |
| NUVEEN CA DIVI ADV MUN | 67066Y105 | COM | 10,422 | $155,000 | thousands by filing date | |
| Eaton Vance Floating Rate | 27831H100 | ETF | 12,036 | $112,000 | thousands by filing date | |
| GALECTIN THERAPEUTICS INC | 363225202 | COMMON STOCK | 17,090 | $49,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001131181-20-000003 | this filing | 2020-02-14 | acceptance time not in the bulk data set |