13F-HR/A filed by Iron Gate Global Advisors LLC
Iron Gate Global Advisors LLC filed this 13F-HR/A for the quarter ended 2018-12-31, filed 2019-03-05, with 78 holding rows worth $134,926,000.
- Accession
- 0001131181-19-000002
- Filer
- CIK 1131181
- Filed
- 2019-03-05
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2018
A holdings report, amendment of type restatement, 78 entries on the cover page, a total value of $134,926,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $134,926,000 with VALUE read as thousands by filing date, 13F file number 028-18139. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Johnson & Johnson | 478160104 | COM | 127,818 | $16,495,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 77,834 | $15,892,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 63,819 | $10,876,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 316,842 | $9,223,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 83,390 | $9,144,000 | thousands by filing date | |
| CIMPRESS N V | N20146101 | SHS EURO | 83,565 | $8,642,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 86,881 | $8,281,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 47,011 | $6,162,000 | thousands by filing date | |
| HEALTHEQUITY INC COM | 42226A107 | Stock | 87,445 | $5,216,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 2,596 | $3,899,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C409 | COM | 44,191 | $3,444,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 3,164 | $3,306,000 | thousands by filing date | |
| Vanguard FTSE Developed Markets ETF | 921943858 | SHS | 69,511 | $2,579,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 2,403 | $2,489,000 | thousands by filing date | |
| Vanguard Intermediate-Term Corporate Bond ETF | 92206C870 | SHS | 23,807 | $1,973,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 7,460 | $1,864,000 | thousands by filing date | |
| VTI | 922908769 | COM | 14,443 | $1,843,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 46,925 | $1,788,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 9,159 | $1,442,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 12,405 | $1,321,000 | thousands by filing date | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 12,349 | $1,191,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 11,665 | $1,072,000 | thousands by filing date | |
| CATHAY GEN BANCORP | 149150104 | COM | 31,692 | $1,063,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 10,184 | $1,034,000 | thousands by filing date | |
| EMERSON ELEC CO COM | 291011104 | Stock | 14,000 | $837,000 | thousands by filing date | |
| Vanguard S&P 500 ETF | 922908363 | COM | 3,614 | $831,000 | thousands by filing date | |
| ALPHABET INC | 02079K957 | PUT | 12,900 | $719,000 | thousands by filing date | put |
| PPG INDS INC COM | 693506107 | Stock | 6,900 | $705,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 4,993 | $634,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 14,117 | $616,000 | thousands by filing date | |
| BREAD FINANCIAL HOLDINGS INC | 018581108 | COM | 3,800 | $570,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W507 | SHOR DURA BD ETF | 11,278 | $562,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 6,428 | $556,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 11,803 | $544,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 4,245 | $469,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 6,000 | $458,000 | thousands by filing date | |
| Eaton Corp. Plc | G29183103 | COM | 6,000 | $412,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 3,265 | $405,000 | thousands by filing date | |
| BAXTER INTL INC | 071813109 | COM | 5,913 | $389,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 6,139 | $380,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 3,350 | $364,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 3,824 | $356,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 4,825 | $329,000 | thousands by filing date | |
| YUM BRANDS INC COM | 988498101 | Stock | 3,369 | $310,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 5,760 | $299,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 1,584 | $281,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 5,474 | $278,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 2,400 | $273,000 | thousands by filing date | |
| APPLE INC | 037833900 | CALL | 1,600 | $273,000 | thousands by filing date | call |
| TORTOISE ENERGY INFRA CORP | 89147L100 | COM | 13,296 | $265,000 | thousands by filing date | |
| Broadcom Inc. | 11135F101 | COM | 1,008 | $256,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 8,608 | $246,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 4,750 | $242,000 | thousands by filing date | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 2,842 | $239,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 4,436 | $216,000 | thousands by filing date | call |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 3,610 | $201,000 | thousands by filing date | |
| VIKING THERAPEUTICS INC | 92686J106 | COM | 25,870 | $198,000 | thousands by filing date | |
| FS KKR CAPITAL CORP | 302635107 | COM | 35,319 | $183,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W952 | PUT | 27,900 | $179,000 | thousands by filing date | put |
| NUVEEN CA DIVI ADV MUN | 67066Y105 | COM | 10,422 | $133,000 | thousands by filing date | |
| META PLATFORMS INC | 30303M902 | CALL | 700 | $92,000 | thousands by filing date | call |
| NVIDIA CORPORATION | 67066G904 | CALL | 612 | $82,000 | thousands by filing date | call |
| DISNEY WALT CO | 254687906 | COM | 600 | $65,000 | thousands by filing date | call |
| GALECTIN THERAPEUTICS INC | 363225202 | COMMON STOCK | 17,090 | $59,000 | thousands by filing date | |
| STATE STR SPDR S&P 500 ETF T | 78462F903 | CALL | 203 | $51,000 | thousands by filing date | call |
| CIMPRESS N V | N20146951 | PUT | 600 | $49,000 | thousands by filing date | call |
| BANK OF AMER CORP | 060505904 | CALL | 1,700 | $42,000 | thousands by filing date | call |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 124 | $17,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 140 | $6,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 1,000 | $4,000 | thousands by filing date | call |
| APPLE INC | 037833950 | PUT | 24 | $4,000 | thousands by filing date | put |
| GENERAL MOLY INC COM | 370373102 | Common Stock | 11,500 | $3,000 | thousands by filing date | |
| NVIDIA CORPORATION | 67066G954 | PUT | 100 | $2,000 | thousands by filing date | put |
| ALPHABET INC | 02079K907 | CALL | 2 | $2,000 | thousands by filing date | call |
| AMAZON COM INC | 023135956 | PUT | 300 | $1,000 | thousands by filing date | put |
| BANK OF AMER CORP | 060505954 | PUT | 24 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| AT&T INC | 00206R952 | PUT | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CISCO SYS INC | 17275R952 | PUT | 14 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001131181-19-000001 | superseded | 2019-02-19 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001131181-19-000002 | this filing | 2019-03-05 | acceptance time not in the bulk data set |