13F-HR filed by Iron Gate Global Advisors LLC
Iron Gate Global Advisors LLC filed this 13F-HR for the quarter ended 2018-09-30, filed 2018-11-16, with 238 holding rows worth $153,542,000.
- Accession
- 0001131181-18-000004
- Filer
- CIK 1131181
- Filed
- 2018-11-16
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2018
A holdings report, 238 entries on the cover page, a total value of $153,542,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $153,542,000 with VALUE read as thousands by filing date, 13F file number 028-18139. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Johnson & Johnson | 478160104 | COM | 127,933 | $17,676,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 76,425 | $16,363,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 53,239 | $12,018,000 | thousands by filing date | |
| CIMPRESS N V | N20146101 | SHS EURO | 80,243 | $10,962,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 79,827 | $9,335,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 84,774 | $9,028,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 293,049 | $8,176,000 | thousands by filing date | |
| HEALTHEQUITY INC COM | 42226A107 | Stock | 87,626 | $7,395,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 43,257 | $7,114,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 2,272 | $4,551,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 3,059 | $3,692,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C409 | COM | 44,242 | $3,435,000 | thousands by filing date | |
| Vanguard FTSE Developed Markets ETF | 921943858 | SHS | 72,942 | $2,894,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 2,328 | $2,778,000 | thousands by filing date | |
| Vanguard Intermediate-Term Corporate Bond ETF | 92206C870 | SHS | 25,234 | $2,072,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 50,348 | $2,064,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 7,016 | $2,040,000 | thousands by filing date | |
| VTI | 922908769 | COM | 14,449 | $1,997,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 13,685 | $1,913,000 | thousands by filing date | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 12,703 | $1,549,000 | thousands by filing date | |
| CATHAY GEN BANCORP | 149150104 | COM | 31,525 | $1,306,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 10,182 | $1,165,000 | thousands by filing date | |
| EMERSON ELEC CO COM | 291011104 | Stock | 15,000 | $1,149,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 11,290 | $1,056,000 | thousands by filing date | |
| Vanguard S&P 500 ETF | 922908363 | COM | 3,626 | $900,000 | thousands by filing date | |
| PPG INDS INC COM | 693506107 | Stock | 8,117 | $886,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 4,991 | $761,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 11,815 | $621,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 6,425 | $611,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 13,132 | $579,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 6,267 | $533,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 4,347 | $507,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 7,029 | $499,000 | thousands by filing date | |
| Eaton Corp. Plc | G29183103 | COM | 6,000 | $434,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 3,450 | $422,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 6,139 | $409,000 | thousands by filing date | |
| BAXTER INTL INC | 071813109 | COM | 5,956 | $380,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 4,024 | $378,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 7,750 | $366,000 | thousands by filing date | |
| CANADIAN PACIFIC RAILWAYS | 13645T100 | COM | 1,677 | $355,000 | thousands by filing date | |
| SPDR S&P Dividend ETF | 78464A763 | SHS | 3,540 | $347,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 6,074 | $340,000 | thousands by filing date | |
| VIKING THERAPEUTICS INC | 92686J106 | COM | 29,020 | $318,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 5,760 | $303,000 | thousands by filing date | |
| YUM BRANDS INC COM | 988498101 | Stock | 3,369 | $300,000 | thousands by filing date | |
| Broadcom Inc. | 11135F101 | COM | 1,203 | $297,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 795 | $296,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 1,580 | $291,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 3,634 | $285,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 2,525 | $284,000 | thousands by filing date | |
| TORTOISE ENERGY INFRA CORP | 89147L100 | COM | 11,537 | $274,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 2,400 | $266,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 8,608 | $263,000 | thousands by filing date | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 4,757 | $250,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 2,052 | $241,000 | thousands by filing date | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 2,842 | $239,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 4,395 | $235,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 8,218 | $227,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 4,576 | $223,000 | thousands by filing date | |
| DAVITA INC COM | 23918K108 | Stock | 3,117 | $223,000 | thousands by filing date | |
| Boston Scientific Corporation | 101137107 | COM | 5,913 | $214,000 | thousands by filing date | |
| FS KKR CAPITAL CORP | 302635107 | COM | 34,036 | $214,000 | thousands by filing date | |
| Deere & Company | 244199105 | COM | 1,410 | $212,000 | thousands by filing date | |
| THE CAMPBELLS COMPANY COM | 134429109 | Stock | 4,800 | $188,000 | thousands by filing date | |
| SEMPRA COM | 816851109 | Stock | 1,500 | $169,000 | thousands by filing date | |
| ALLSTATE CORP COM | 020002101 | Stock | 1,854 | $164,000 | thousands by filing date | |
| GLAXOSMITHKLINE PLC-ADR | 37733W105 | SPONSORED ADR | 4,000 | $161,000 | thousands by filing date | |
| HOLOGIC INC | 436440101 | COM | 4,000 | $159,000 | thousands by filing date | |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 3,384 | $154,000 | thousands by filing date | |
| BRITISH AMERN TOB PLC SPONSORED ADR | 110448107 | ADR | 4,157 | $152,000 | thousands by filing date | |
| INVESCO QQQ TR | 46090E103 | COM | 916 | $151,000 | thousands by filing date | |
| BAUSCH HEALTH COS INC COM | 071734107 | Stock | 5,612 | $148,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 512 | $147,000 | thousands by filing date | |
| Medtronic Plc | G5960L103 | COM | 1,535 | $141,000 | thousands by filing date | |
| Vanguard Mid-Cap Growth ETF | 922908538 | SHS | 1,073 | $137,000 | thousands by filing date | |
| LAUDER ESTEE COS INC CL A | 518439104 | Stock | 782 | $133,000 | thousands by filing date | |
| NUVEEN CA DIVI ADV MUN | 67066Y105 | COM | 10,422 | $132,000 | thousands by filing date | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 3,178 | $128,000 | thousands by filing date | |
| PACCAR INC COM | 693718108 | Stock | 2,131 | $127,000 | thousands by filing date | |
| YUM CHINA HLDGS INC | 98850P109 | COM | 3,371 | $121,000 | thousands by filing date | |
| Applied Materials,Inc. | 038222105 | COM | 3,500 | $118,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 342 | $118,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 2,955 | $118,000 | thousands by filing date | |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 1,950 | $113,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 9,755 | $110,000 | thousands by filing date | |
| CARDINAL HEALTH INC | 14149Y108 | COM | 1,897 | $109,000 | thousands by filing date | |
| iShares TIPS Bond ETF | 464287176 | SHS | 945 | $105,000 | thousands by filing date | |
| JOHN HANCOCK TAX-ADVANTAGED DI | 41013V100 | COM | 4,229 | $96,000 | thousands by filing date | |
| TE CONNECTIVITY LTD | H84989104 | SHS | 1,250 | $95,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W109 | US TOTAL DIVIDND | 1,040 | $95,000 | thousands by filing date | |
| Morgan Stanley | 617446448 | COM | 2,146 | $94,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 705 | $93,000 | thousands by filing date | |
| AZUL S A | 05501U106 | OPT | 3,553 | $93,000 | thousands by filing date | |
| SHIRE PLC | 82481R106 | COMMON STOCK-FO | 501 | $90,000 | thousands by filing date | |
| ZIONS BANCORPORATION | 989701107 | COM | 1,680 | $84,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 496 | $83,000 | thousands by filing date | |
| RATHEON CO | 075511507 | COM NEW | 400 | $83,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 430 | $82,000 | thousands by filing date | |
| WELLTOWER INC COM | 95040Q104 | REIT | 1,172 | $82,000 | thousands by filing date | |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 1,000 | $82,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 952 | $81,000 | thousands by filing date | |
| ISHARES TR | 464287168 | COM | 794 | $80,000 | thousands by filing date | |
| GALECTIN THERAPEUTICS INC | 363225202 | COMMON STOCK | 17,090 | $79,000 | thousands by filing date | |
| CUMMINS INC COM | 231021106 | Stock | 526 | $77,000 | thousands by filing date | |
| SKYWEST INC COM | 830879102 | Stock | 1,237 | $73,000 | thousands by filing date | |
| Vanguard High Dividend Yield ETF | 921946406 | SHS | 816 | $69,000 | thousands by filing date | |
| NEWMONT CORP | 651639106 | COM | 2,000 | $65,000 | thousands by filing date | |
| ZIMMER BIOMET HOLDINGS INC COM | 98956P102 | Stock | 576 | $65,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 5,612 | $65,000 | thousands by filing date | |
| INVESCO EXCHANGE-TRADED FD TR S&P 500 EQUAL WEIGHT ETF | 46137V357 | COM | 544 | $64,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 302 | $63,000 | thousands by filing date | |
| ISHARES TR | 464287101 | S&P 100 ETF | 479 | $58,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 888 | $56,000 | thousands by filing date | |
| DOWDUPONT INC | 26078J100 | COM | 825 | $53,000 | thousands by filing date | |
| SYNEOS HEALTH INC | 87166B102 | CL A | 1,047 | $52,000 | thousands by filing date | |
| INTERCEPT PHARMACEUTICALS IN | 45845P108 | COM | 539 | $52,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 525 | $50,000 | thousands by filing date | |
| Vanguard Real Estate | 922908553 | SHS | 590 | $47,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 618 | $45,000 | thousands by filing date | |
| iShares U.S. Aerospace & Defense ETF | 464288760 | SHS | 220 | $42,000 | thousands by filing date | |
| VOYA PRIME RATE TRUST | 92913A100 | SH BEN INT | 8,703 | $42,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259206 | SPONS ADR A | 615 | $38,000 | thousands by filing date | |
| Vanguard FTSE Europe ETF | 922042874 | SHS | 713 | $37,000 | thousands by filing date | |
| ARCONIC INC | 03965L100 | COM | 1,793 | $36,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 598 | $35,000 | thousands by filing date | |
| BHP BILLITON LIMITED SPONSORED ADS | 088606108 | ADR | 762 | $35,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 300 | $34,000 | thousands by filing date | |
| ISHARES TR | 464287770 | U.S. FIN SVC ETF | 260 | $33,000 | thousands by filing date | |
| CONATUS PHARMACEUTICALS INC | 20600T108 | COM | 7,230 | $33,000 | thousands by filing date | |
| JOHNSON CTLS INTL PLC SHS | G51502105 | Stock | 954 | $32,000 | thousands by filing date | |
| TJX Companies Inc | 872540109 | COM | 588 | $31,000 | thousands by filing date | |
| Duke Energy Corporation | 26441C204 | COM | 344 | $30,000 | thousands by filing date | |
| EATON VANCE ENHANCED EQUITY | 278274105 | COM | 2,175 | $30,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829F108 | COM | 3,450 | $30,000 | thousands by filing date | |
| ISHARES TR | 464288687 | COM | 810 | $29,000 | thousands by filing date | |
| CELGENE CORP | 151020104 | COM | 400 | $28,000 | thousands by filing date | |
| SENSEONICS HLDGS INC | 81727U105 | COM | 9,259 | $27,000 | thousands by filing date | |
| ICU MED INC | 44930G107 | COM | 112 | $25,000 | thousands by filing date | |
| HANCOCK WHITNEY CORPORATION | 410120109 | COM | 624 | $24,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 293 | $23,000 | thousands by filing date | |
| TANDEM DIABETES CARE INC | 875372203 | COM NEW | 741 | $23,000 | thousands by filing date | |
| EDISON INTL COM | 281020107 | Stock | 326 | $22,000 | thousands by filing date | |
| DYNATRONICS CORP | 268157401 | COM NEW | 8,196 | $22,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 76 | $21,000 | thousands by filing date | |
| ALCOA CORP COM | 013872106 | Stock | 595 | $21,000 | thousands by filing date | |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 74 | $20,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US ETF | 922042775 | SHS | 400 | $19,000 | thousands by filing date | |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 1,900 | $19,000 | thousands by filing date | |
| BELLICUM PHARMACEUTICALS INC | 079481107 | COM | 4,373 | $19,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 210 | $18,000 | thousands by filing date | |
| iShares U.S. Technology ETF | 464287721 | SHS | 103 | $17,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 59 | $17,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 114 | $17,000 | thousands by filing date | |
| SIMON PPTY GROUP INC NEW COM | 828806109 | REIT | 90 | $17,000 | thousands by filing date | |
| SYSCOCORP | 871829107 | COM | 241 | $16,000 | thousands by filing date | |
| GW PHARMACEUTICALS PLC | 36197T103 | ADS | 126 | $16,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 100 | $15,000 | thousands by filing date | |
| ADAMAS PHARMACEUTICALS INC | 00548A106 | COM | 1,372 | $15,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V621 | FINL PFD ETF | 798 | $14,000 | thousands by filing date | |
| PIONEER HIGH INCOME FUND INC | 72369H106 | COM | 1,644 | $14,000 | thousands by filing date | |
| Vanguard Mid-Cap ETF | 922908629 | SHS | 85 | $13,000 | thousands by filing date | |
| J.HANCOCK FINL OPP FUND | 409735206 | COM | 360 | $13,000 | thousands by filing date | |
| NUCOR CORP COM | 670346105 | Stock | 198 | $12,000 | thousands by filing date | |
| CIMPRESS N V | N20146951 | PUT | 91 | $12,000 | thousands by filing date | put |
| Vanguard Small-Cap ETF | 922908751 | SHS | 72 | $11,000 | thousands by filing date | |
| CANADIANNATLRYCOF | 136375102 | STOK | 126 | $11,000 | thousands by filing date | |
| OREILLY AUTOMOTIVE INC COM | 67103H107 | Stock | 30 | $11,000 | thousands by filing date | |
| NVIDIA CORPORATION | 67066G954 | PUT | 56 | $11,000 | thousands by filing date | put |
| HANCOCK JOHN PREM DIVID FD | 41013T105 | COM SH BEN INT | 610 | $10,000 | thousands by filing date | |
| AMERICAN FINANCE TRUST INC | 02607T109 | COM CLASS A | 670 | $9,000 | thousands by filing date | |
| PARKER-HANNIFIN CORP COM | 701094104 | Stock | 50 | $8,000 | thousands by filing date | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 298 | $8,000 | thousands by filing date | |
| AETNA INC NEW | 00817Y108 | COM | 39 | $8,000 | thousands by filing date | |
| Adobe Inc | 00724F101 | COM | 28 | $7,000 | thousands by filing date | |
| NUTRIEN LTD COM | 67077M108 | Stock | 140 | $7,000 | thousands by filing date | |
| KANSAS CITY SOUTHERN | 485170302 | COM NEW | 70 | $7,000 | thousands by filing date | |
| DISNEY WALT CO | 254687956 | PUT | 64 | $7,000 | thousands by filing date | put |
| BERKSHIRE HATHAWAY INC DEL | 184670952 | PUT | 32 | $7,000 | thousands by filing date | put |
| Union Pacific Corporation | 907818108 | COM | 42 | $6,000 | thousands by filing date | |
| Vanguard Value ETF | 922908744 | SHS | 56 | $6,000 | thousands by filing date | |
| HERSHEY CO COM | 427866108 | Stock | 54 | $6,000 | thousands by filing date | |
| PINNACLE WEST CAP CORP | 723484101 | COM | 70 | $6,000 | thousands by filing date | |
| CERNER CORP | 156782104 | COM | 104 | $6,000 | thousands by filing date | |
| IONIS PHARMACEUTICALS INC COM | 462222100 | Stock | 100 | $5,000 | thousands by filing date | |
| ADVANCE AUTO PARTS INC | 00751Y106 | COM | 30 | $5,000 | thousands by filing date | |
| USANA HEALTH SCIENCES INC | 90328M107 | COMMON STOCK | 40 | $5,000 | thousands by filing date | |
| HANCOCK JOHN INVT TR II | 410142103 | COM | 299 | $5,000 | thousands by filing date | |
| META PLATFORMS INC | 30303M952 | PUT | 30 | $5,000 | thousands by filing date | put |
| CARA THERAPEUTICS INC | 140755109 | COM | 260 | $5,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 45 | $4,000 | thousands by filing date | |
| BECTON DICKINSON & CO | 075887109 | COM | 18 | $4,000 | thousands by filing date | |
| MOSAIC CO COM | 61945C103 | Stock | 100 | $4,000 | thousands by filing date | |
| FORTUNE BRANDS INNOVATIONS INC COM | 34964C106 | Stock | 100 | $4,000 | thousands by filing date | |
| HUNTSMAN CORP | 447011107 | COM | 200 | $4,000 | thousands by filing date | |
| ENBRIDGE ENERGY PARTNERS L P | 29250R106 | Domestic Common | 380 | $4,000 | thousands by filing date | |
| Intuit Inc. | 461202103 | COM | 13 | $3,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 16 | $3,000 | thousands by filing date | |
| Progressive Corporation | 743315103 | COM | 47 | $3,000 | thousands by filing date | |
| MIDDLEBYCORP | 596278101 | STOK | 24 | $3,000 | thousands by filing date | |
| CENTERPOINT ENERGY INC | 15189T107 | COM | 109 | $3,000 | thousands by filing date | |
| COGNIZANT TECHNOLOGY SOLUTIONS CL A | 192446102 | Stock | 39 | $3,000 | thousands by filing date | |
| FEDEX CORP COM | 31428X106 | Stock | 12 | $3,000 | thousands by filing date | |
| MOODYS CORP COM | 615369105 | Stock | 18 | $3,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 186 | $3,000 | thousands by filing date | |
| MOTOROLA SOLUTIONS INC COM NEW | 620076307 | Stock | 27 | $3,000 | thousands by filing date | |
| JETBLUE AWYS CORP | 477143101 | COM | 150 | $3,000 | thousands by filing date | |
| KELLANOVA | 487836108 | COM | 42 | $3,000 | thousands by filing date | |
| FLEETCOR TECHNOLOGIES INC | 339041105 | COM | 14 | $3,000 | thousands by filing date | |
| TOTAL SYS SVCS INC | 891906109 | COM | 34 | $3,000 | thousands by filing date | |
| BANK OF AMER CORP | 060505954 | PUT | 106 | $3,000 | thousands by filing date | put |
| TELLURIAN INC NEW | 87968A104 | COM | 360 | $3,000 | thousands by filing date | |
| 22ND CENTY GROUP INC | 90137F103 | COM | 985 | $3,000 | thousands by filing date | |
| DASAN ZHONE SOLUTIONS INC | 23305L206 | COM NEW | 189 | $3,000 | thousands by filing date | |
| Automatic Data Processing,Inc. | 053015103 | COM | 11 | $2,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 30 | $2,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 50 | $2,000 | thousands by filing date | |
| CRISPR THERAPEUTICS AG NAMEN AKT | H17182108 | Stock | 70 | $2,000 | thousands by filing date | |
| ADIENT PLC | G0084W101 | ORD SHS | 94 | $2,000 | thousands by filing date | |
| VAREX IMAGING CORP | 92214X106 | COMMON STOCK | 78 | $2,000 | thousands by filing date | |
| DELTA AIR LINES INC | 247361952 | PUT | 39 | $2,000 | thousands by filing date | put |
| PORTOLA PHARMACEUTICALS INC COM | 737010108 | Stock | 100 | $2,000 | thousands by filing date | |
| GENERAL MOLY INC COM | 370373102 | Common Stock | 11,500 | $2,000 | thousands by filing date | |
| ZYNERBA PHARMACEUTICALS INC | 98986X109 | COM | 420 | $2,000 | thousands by filing date | |
| CELLECTAR BIOSCIENCES INC | 15117F500 | COM PAR | 953 | $2,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 100 | $1,000 | thousands by filing date | |
| CHENIERE ENERGY INC COM NEW | 16411R208 | Stock | 71 | $1,000 | thousands by filing date | |
| DOLLAR TREE INC COM | 256746108 | Stock | 47 | $1,000 | thousands by filing date | |
| BAIDU INC SPON ADR REP A | 056752108 | ADR | 4 | $1,000 | thousands by filing date | |
| AXSOME THERAPEUTICS INC. COM | 05464T104 | Stock | 250 | $1,000 | thousands by filing date | |
| ROYAL GOLD INC | 780287108 | COM | 20 | $1,000 | thousands by filing date | |
| DAUCH CORP | 024061103 | COM | 100 | $1,000 | thousands by filing date | |
| TWITTER INC | 90184L102 | COM | 43 | $1,000 | thousands by filing date | |
| GOPRO INC | 38268T103 | CL A | 260 | $1,000 | thousands by filing date | |
| APPLE INC | 037833950 | PUT | 45 | $1,000 | thousands by filing date | put |
| NVIDIA CORPORATION | 67066G904 | CALL | 4 | $1,000 | thousands by filing date | call |
| VERIZON COMMUNICATIONS INC | 92343V954 | PUT | 25 | $1,000 | thousands by filing date | put |
| QEP RESOURCES INC | 74733V100 | COM | 102 | $1,000 | thousands by filing date | |
| CAPSTEAD MTG CORP | 14067E506 | COM NO PAR | 100 | $1,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001131181-18-000004 | this filing | 2018-11-16 | acceptance time not in the bulk data set |