13F-HR filed by Iron Gate Global Advisors LLC
Iron Gate Global Advisors LLC filed this 13F-HR for the quarter ended 2018-06-30, filed 2018-08-16, with 220 holding rows worth $136,496,000.
- Accession
- 0001131181-18-000003
- Filer
- CIK 1131181
- Filed
- 2018-08-16
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2018
A holdings report, 234 entries on the cover page, a total value of $136,496,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $136,496,000 with VALUE read as thousands by filing date, 13F file number 028-18139. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Johnson & Johnson | 478160104 | COM | 127,932 | $15,523,000 | thousands by filing date | |
| HEALTHEQUITY INC COM | 42226A107 | Stock | 200,439 | $15,053,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 67,289 | $12,559,000 | thousands by filing date | |
| CIMPRESS N V | N20146101 | SHS EURO | 76,282 | $11,058,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 45,558 | $8,433,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 78,343 | $7,678,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 67,029 | $7,025,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 231,341 | $6,522,000 | thousands by filing date | |
| DAVITA INC COM | 23918K108 | Stock | 77,907 | $5,410,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 21,840 | $4,244,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C409 | COM | 42,168 | $3,293,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 68,596 | $2,895,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 2,366 | $2,672,000 | thousands by filing date | |
| Vanguard Intermediate-Term Corporate Bond ETF | 92206C870 | SHS | 30,153 | $2,518,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 2,226 | $2,483,000 | thousands by filing date | |
| CANADIAN PACIFIC RAILWAYS | 13645T100 | COM | 13,410 | $2,454,000 | thousands by filing date | |
| VTI | 922908769 | COM | 17,264 | $2,424,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 1,385 | $2,354,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 7,542 | $2,046,000 | thousands by filing date | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 13,278 | $1,458,000 | thousands by filing date | |
| Vanguard S&P 500 ETF | 922908363 | COM | 5,108 | $1,274,000 | thousands by filing date | |
| CATHAY GEN BANCORP | 149150104 | COM | 31,345 | $1,269,000 | thousands by filing date | |
| EMERSON ELEC CO COM | 291011104 | Stock | 15,000 | $1,037,000 | thousands by filing date | |
| Vanguard FTSE Developed Markets ETF | 921943858 | SHS | 78,934 | $843,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 5,094 | $691,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 6,248 | $616,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 6,239 | $516,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 8,427 | $467,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 3,605 | $455,000 | thousands by filing date | |
| BAXTER INTL INC | 071813109 | COM | 5,913 | $437,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 5,013 | $418,000 | thousands by filing date | |
| TORTOISE ENERGY INFRA CORP | 89147L100 | COM | 14,779 | $394,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 10,746 | $390,000 | thousands by filing date | |
| FS KKR CAPITAL CORP | 302635107 | COM | 49,041 | $360,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 3,246 | $353,000 | thousands by filing date | |
| SPDR S&P Dividend ETF | 78464A763 | SHS | 3,790 | $351,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 2,525 | $300,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 3,999 | $286,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 838 | $281,000 | thousands by filing date | |
| YUM BRANDS INC COM | 988498101 | Stock | 3,369 | $264,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 2,067 | $258,000 | thousands by filing date | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 4,757 | $247,000 | thousands by filing date | |
| INVESCO QQQ TR | 46090E103 | COM | 1,376 | $236,000 | thousands by filing date | |
| INTEL CORP | 458140AF7 | CORPORATE OBLIG | 4,750 | $236,000 | thousands by filing date | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 2,819 | $235,000 | thousands by filing date | |
| BRITISH AMERN TOB PLC SPONSORED ADR | 110448107 | ADR | 4,157 | $210,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 512 | $200,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 6,016 | $193,000 | thousands by filing date | |
| GLAXOSMITHKLINE PLC-ADR | 37733W105 | SPONSORED ADR | 4,800 | $193,000 | thousands by filing date | |
| Applied Materials,Inc. | 038222105 | COM | 3,500 | $162,000 | thousands by filing date | |
| HOLOGIC INC | 436440101 | COM | 4,000 | $159,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 1,779 | $152,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 9,877 | $134,000 | thousands by filing date | |
| PACCAR INC COM | 693718108 | Stock | 2,131 | $132,000 | thousands by filing date | |
| YUM CHINA HLDGS INC | 98850P109 | COM | 3,371 | $130,000 | thousands by filing date | |
| VALEANT PHARMACEUTICALS INTL | 91911K102 | COM | 5,612 | $130,000 | thousands by filing date | |
| Deere & Company | 244199105 | COM | 875 | $122,000 | thousands by filing date | |
| INVESCO EXCHANGE-TRADED FD TR S&P 500 EQUAL WEIGHT ETF | 46137V357 | COM | 1,163 | $118,000 | thousands by filing date | |
| VIKING THERAPEUTICS INC | 92686J106 | COM | 12,248 | $116,000 | thousands by filing date | |
| LAUDER ESTEE COS INC CL A | 518439104 | Stock | 782 | $112,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 549 | $107,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 2,480 | $107,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 2,052 | $105,000 | thousands by filing date | |
| JOHN HANCOCK TAX-ADVANTAGED DI | 41013V100 | COM | 4,229 | $99,000 | thousands by filing date | |
| Boston Scientific Corporation | 101137107 | COM | 2,947 | $96,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W109 | US TOTAL DIVIDND | 1,040 | $95,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 704 | $93,000 | thousands by filing date | |
| CARDINAL HEALTH INC | 14149Y108 | COM | 1,897 | $93,000 | thousands by filing date | |
| RAYTHEON CO | 755111507 | COM NEW | 482 | $93,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 1,167 | $91,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 577 | $90,000 | thousands by filing date | |
| SHIRE PLC | 82481R106 | COMMON STOCK-FO | 501 | $85,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 1,212 | $84,000 | thousands by filing date | |
| 22ND CENTY GROUP INC | 90137F103 | COM | 31,605 | $78,000 | thousands by filing date | |
| Vanguard Mid-Cap Growth ETF | 922908538 | SHS | 567 | $76,000 | thousands by filing date | |
| WELLTOWER INC COM | 95040Q104 | REIT | 1,172 | $73,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 1,417 | $71,000 | thousands by filing date | |
| Medtronic Plc | G5960L103 | COM | 819 | $70,000 | thousands by filing date | |
| CUMMINS INC COM | 231021106 | Stock | 526 | $70,000 | thousands by filing date | |
| Vanguard High Dividend Yield ETF | 921946406 | SHS | 826 | $69,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 1,200 | $62,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 1,078 | $61,000 | thousands by filing date | |
| ISHARES TR | 464287838 | U.S. BAS MTL ETF | 603 | $60,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 888 | $59,000 | thousands by filing date | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 1,012 | $58,000 | thousands by filing date | |
| AZUL S A | 05501U106 | OPT | 3,553 | $58,000 | thousands by filing date | |
| ISHARES TR | 464287101 | S&P 100 ETF | 479 | $57,000 | thousands by filing date | |
| INTERCEPT PHARMACEUTICALS IN | 45845P108 | COM | 631 | $53,000 | thousands by filing date | |
| ADAMAS PHARMACEUTICALS INC | 00548A106 | COM | 2,012 | $52,000 | thousands by filing date | |
| PORTOLA PHARMACEUTICALS INC COM | 737010108 | Stock | 1,323 | $50,000 | thousands by filing date | |
| Vanguard Real Estate | 922908553 | SHS | 590 | $48,000 | thousands by filing date | |
| BLUEBIRD BIO INC | 09609G100 | COM | 287 | $45,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 478 | $44,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259206 | SPONS ADR A | 640 | $44,000 | thousands by filing date | |
| VOYA PRIME RATE TRUST | 92913A100 | SH BEN INT | 8,703 | $44,000 | thousands by filing date | |
| iShares U.S. Aerospace & Defense ETF | 464288760 | SHS | 220 | $42,000 | thousands by filing date | |
| Vanguard FTSE Europe ETF | 922042874 | SHS | 713 | $40,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 132 | $39,000 | thousands by filing date | |
| SENSEONICS HLDGS INC | 81727U105 | COM | 9,259 | $38,000 | thousands by filing date | |
| BELLICUM PHARMACEUTICALS INC | 079481107 | COM | 5,064 | $37,000 | thousands by filing date | |
| ISHARES TR | 464287770 | U.S. FIN SVC ETF | 260 | $34,000 | thousands by filing date | |
| EATON VANCE ENHANCED EQUITY | 278274105 | COM | 2,175 | $33,000 | thousands by filing date | |
| ICU MED INC | 44930G107 | COM | 112 | $33,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829F108 | COM | 3,450 | $32,000 | thousands by filing date | |
| CELGENE CORP | 151020104 | COM | 400 | $32,000 | thousands by filing date | |
| ISHARES TR | 464288687 | COM | 810 | $31,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 170 | $28,000 | thousands by filing date | |
| TJX Companies Inc | 872540109 | COM | 294 | $28,000 | thousands by filing date | |
| Duke Energy Corporation | 26441C204 | COM | 343 | $27,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 500 | $26,000 | thousands by filing date | call |
| Philip Morris International Inc. | 718172109 | COM | 316 | $26,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 103 | $25,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 604 | $24,000 | thousands by filing date | call |
| ZIONS BANCORPORATION | 989701107 | COM | 462 | $24,000 | thousands by filing date | |
| EXELIXIS INC COM | 30161Q104 | Stock | 1,117 | $24,000 | thousands by filing date | |
| DYNATRONICS CORP | 268157401 | COM NEW | 8,196 | $24,000 | thousands by filing date | |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 74 | $23,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 76 | $21,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US ETF | 922042775 | SHS | 400 | $21,000 | thousands by filing date | |
| EPIZYME INC | 29428V104 | COM | 1,542 | $21,000 | thousands by filing date | |
| SKYWEST INC COM | 830879102 | Stock | 385 | $20,000 | thousands by filing date | |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 1,900 | $20,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 101 | $19,000 | thousands by filing date | |
| CELLECTAR BIOSCIENCES INC | 15117F302 | COM | 30,898 | $19,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 500 | $18,000 | thousands by filing date | call |
| iShares U.S. Technology ETF | 464287721 | SHS | 103 | $18,000 | thousands by filing date | |
| GW PHARMACEUTICALS PLC | 36197T103 | ADS | 126 | $18,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 95 | $16,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 1,388 | $15,000 | thousands by filing date | |
| SIMON PPTY GROUP INC NEW COM | 828806109 | REIT | 90 | $15,000 | thousands by filing date | |
| PIONEER HIGH INCOME FUND INC | 72369H106 | COM | 1,620 | $15,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 198 | $14,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V621 | FINL PFD ETF | 781 | $14,000 | thousands by filing date | |
| Vanguard Mid-Cap ETF | 922908629 | SHS | 85 | $13,000 | thousands by filing date | |
| J.HANCOCK FINL OPP FUND | 409735206 | COM | 360 | $13,000 | thousands by filing date | |
| NUCOR CORP COM | 670346105 | Stock | 196 | $12,000 | thousands by filing date | |
| DOWDUPONT INC | 26078J100 | COM | 185 | $12,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 1,800 | $11,000 | thousands by filing date | call |
| Berkshire Hathaway Inc | 084670702 | COM | 600 | $11,000 | thousands by filing date | call |
| Vanguard Small-Cap ETF | 922908751 | SHS | 72 | $11,000 | thousands by filing date | |
| L3 TECHNOLOGIES INC | 502413107 | COM | 55 | $11,000 | thousands by filing date | |
| Danaher Corporation | 235851102 | COM | 100 | $10,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 17,200 | $10,000 | thousands by filing date | put |
| CANADIANNATLRYCOF | 136375102 | STOK | 126 | $10,000 | thousands by filing date | |
| HANCOCK JOHN PREM DIVID FD | 41013T105 | COM SH BEN INT | 610 | $10,000 | thousands by filing date | |
| AXSOME THERAPEUTICS INC. COM | 05464T104 | Stock | 2,697 | $9,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 102 | $8,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 35 | $8,000 | thousands by filing date | |
| PARKER-HANNIFIN CORP COM | 701094104 | Stock | 50 | $8,000 | thousands by filing date | |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 100 | $8,000 | thousands by filing date | |
| PRICE T ROWE GROUP INC COM | 74144T108 | Stock | 65 | $8,000 | thousands by filing date | |
| NUTRIEN LTD COM | 67077M108 | Stock | 140 | $8,000 | thousands by filing date | |
| OREILLY AUTOMOTIVE INC COM | 67103H107 | Stock | 30 | $8,000 | thousands by filing date | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 289 | $8,000 | thousands by filing date | |
| OMEROS CORP | 682143102 | COM | 450 | $8,000 | thousands by filing date | |
| Adobe Inc | 00724F101 | COM | 28 | $7,000 | thousands by filing date | |
| KANSAS CITY SOUTHERN | 485170302 | COM NEW | 70 | $7,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 30 | $6,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 93 | $6,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 42 | $6,000 | thousands by filing date | |
| PINNACLE WEST CAP CORP | 723484101 | COM | 70 | $6,000 | thousands by filing date | |
| HUNTSMAN CORP | 447011107 | COM | 200 | $6,000 | thousands by filing date | |
| CERNER CORP | 156782104 | COM | 104 | $6,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 30 | $5,000 | thousands by filing date | put |
| Walt Disney Co | 254687106 | COM | 300 | $5,000 | thousands by filing date | call |
| DAVITA INC COM | 23918K108 | Stock | 500 | $5,000 | thousands by filing date | call |
| HERSHEY CO COM | 427866108 | Stock | 54 | $5,000 | thousands by filing date | |
| CHENIERE ENERGY INC COM NEW | 16411R208 | Stock | 71 | $5,000 | thousands by filing date | |
| FORTUNE BRANDS INNOVATIONS INC COM | 34964C106 | Stock | 100 | $5,000 | thousands by filing date | |
| HALLIBURTON CO COM | 406216101 | Stock | 100 | $5,000 | thousands by filing date | |
| EDITAS MEDICINE INC | 28106W103 | COM | 135 | $5,000 | thousands by filing date | |
| USANA HEALTH SCIENCES INC | 90328M107 | COMMON STOCK | 40 | $5,000 | thousands by filing date | |
| HANCOCK JOHN INVT TR II | 410142103 | COM | 299 | $5,000 | thousands by filing date | |
| BECTON DICKINSON & CO | 075887109 | COM | 18 | $4,000 | thousands by filing date | |
| MATSON INC COM | 57686G105 | Stock | 100 | $4,000 | thousands by filing date | |
| IONIS PHARMACEUTICALS INC COM | 462222100 | Stock | 100 | $4,000 | thousands by filing date | |
| CRISPR THERAPEUTICS AG NAMEN AKT | H17182108 | Stock | 70 | $4,000 | thousands by filing date | |
| ADVANCE AUTO PARTS INC | 00751Y106 | COM | 30 | $4,000 | thousands by filing date | |
| GALECTIN THERAPEUTICS INC | 363225202 | COMMON STOCK | 690 | $4,000 | thousands by filing date | |
| CARA THERAPEUTICS INC | 140755109 | COM | 200 | $4,000 | thousands by filing date | |
| CIMPRESS N V | N20146101 | SHS EURO | 30 | $4,000 | thousands by filing date | put |
| CIMPRESS N V | N20146101 | SHS EURO | 600 | $4,000 | thousands by filing date | call |
| ENBRIDGE ENERGY PARTNERS L P | 29250R106 | Domestic Common | 380 | $4,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 50 | $3,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 44 | $3,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 30 | $3,000 | thousands by filing date | |
| ALCOA CORP COM | 013872106 | Stock | 63 | $3,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 184 | $3,000 | thousands by filing date | |
| MOSAIC CO COM | 61945C103 | Stock | 100 | $3,000 | thousands by filing date | |
| NISOURCE INC COM | 65473P105 | Stock | 130 | $3,000 | thousands by filing date | |
| JETBLUE AWYS CORP | 477143101 | COM | 150 | $3,000 | thousands by filing date | |
| OWENS CORNING NEW | 690742101 | COM | 41 | $3,000 | thousands by filing date | |
| CANOPY GROWTH CORP | 138035100 | COM | 100 | $3,000 | thousands by filing date | |
| ARCONIC INC | 03965L100 | COM | 193 | $3,000 | thousands by filing date | |
| VAREX IMAGING CORP | 92214X106 | COMMON STOCK | 78 | $3,000 | thousands by filing date | |
| TELLURIAN INC NEW | 87968A104 | COM | 360 | $3,000 | thousands by filing date | |
| GENERAL MOLY INC COM | 370373102 | Common Stock | 8,500 | $3,000 | thousands by filing date | |
| CONATUS PHARMACEUTICALS INC | 20600T108 | COM | 730 | $3,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 50 | $2,000 | thousands by filing date | |
| ROYAL GOLD INC | 780287108 | COM | 20 | $2,000 | thousands by filing date | |
| DAUCH CORP | 024061103 | COM | 100 | $2,000 | thousands by filing date | |
| TWITTER INC | 90184L102 | COM | 43 | $2,000 | thousands by filing date | |
| SENIOR HSG PPTYS TR | 81721M109 | SH BEN INT | 109 | $2,000 | thousands by filing date | |
| GOPRO INC | 38268T103 | CL A | 260 | $2,000 | thousands by filing date | |
| ZYNERBA PHARMACEUTICALS INC | 98986X109 | COM | 220 | $2,000 | thousands by filing date | |
| DASAN ZHONE SOLUTIONS INC | 23305L206 | COM NEW | 189 | $2,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 700 | $1,000 | thousands by filing date | put |
| Automatic Data Processing,Inc. | 053015103 | COM | 11 | $1,000 | thousands by filing date | |
| Broadcom Inc. | 11135F101 | COM | 6 | $1,000 | thousands by filing date | |
| MAUI LAND PINEAPPLE CO | 577345101 | COMMON STOCK | 50 | $1,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U120 | SHS CL C | 30 | $1,000 | thousands by filing date | |
| AGENUS INC | 00847G705 | COM NEW | 500 | $1,000 | thousands by filing date | |
| CAPSTEAD MTG CORP | 14067E506 | COM NO PAR | 100 | $1,000 | thousands by filing date | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LIBERTY LATIN AMERICA LTD | G9001E128 | COM CL C | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LIBERTY LATIN AMERICA LTD | G9001E102 | COM CL A | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MICRO FOCUS INTL PLC NPV ADR | 594837304 | SPON ADR NEW | 27 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LIBERTY GLOBAL PLC | G5480U104 | SHS CL A | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SECUREWORKS CORP | 81374A105 | CL A | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SEADRILL ORD | G7945E105 | COM | 140 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001131181-18-000003 | this filing | 2018-08-16 | acceptance time not in the bulk data set |