13F-HR filed by PRINCIPAL FINANCIAL GROUP INC
PRINCIPAL FINANCIAL GROUP INC filed this 13F-HR for the quarter ended 2021-09-30, filed 2021-11-09, with 2,574 holding rows worth $153,335,529,000.
- Accession
- 0001126328-21-000215
- Filer
- CIK 1126328
- Filed
- 2021-11-09
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2021
A combination report, 4,140 entries on the cover page, a total value of $153,335,529,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $153,335,529,000 with VALUE read as thousands by filing date, 13F file number 028-10106. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerOrigin Asset Management, LLP 028-13785
- reports for this filerPost Advisory Group, LLC 028-12454
- reports for this filerSpectrum Asset Management, Inc 028-11300
- included managerPrincipal Global Investors, LLC 028-01549
- included managerPrincipal Real Estate Investors, LLC 028-10400
- included managerPrincipal Life Insurance Co 028-00793
- included managerPrincipal Financial Services, Inc 028-10107
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| 22ND CENTY GROUP INC | 90137F103 | COM | 33,773 | $100,000 | thousands by filing date | |
| Veru Inc | 92536C103 | Common Stock | 11,392 | $97,000 | thousands by filing date | |
| ATHENEX INC | 04685N103 | COM | 31,974 | $96,000 | thousands by filing date | |
| FRONTLINE PLC F | G3682E192 | ORD SHS | 10,103 | $95,000 | thousands by filing date | |
| APPHARVEST INC | 03783T103 | COM | 14,633 | $95,000 | thousands by filing date | |
| VELODYNE LIDAR INC | 92259F101 | COM | 15,851 | $94,000 | thousands by filing date | |
| CONDUENT INC | 206787103 | COM | 14,146 | $93,000 | thousands by filing date | |
| VIKING THERAPEUTICS INC | 92686J106 | COM | 14,727 | $92,000 | thousands by filing date | |
| CLEAR CHANNEL OUTDOOR HLDGS | 18453H106 | COM | 33,853 | $92,000 | thousands by filing date | |
| ALDEYRA THERAPEUTICS INC | 01438T106 | COM | 10,475 | $92,000 | thousands by filing date | |
| PAE INC | 69290Y109 | COM CL A | 14,980 | $90,000 | thousands by filing date | |
| WORKHORSE GROUP INC | 98138J206 | COM NEW | 11,451 | $88,000 | thousands by filing date | |
| SEELOS THERAPEUTICS INC | 81577F109 | COM | 36,051 | $87,000 | thousands by filing date | |
| KOPIN CORP | 500600101 | COMMON STOCK | 16,745 | $86,000 | thousands by filing date | |
| AMERICAN FINANCE TRUST INC | 02607T109 | COM CLASS A | 10,393 | $84,000 | thousands by filing date | |
| ZIX CORP | 98974P100 | COM | 11,547 | $82,000 | thousands by filing date | |
| BANCO BILBAO VIZCAYA ARGENTARI SPONSORED ADR | 05946K101 | ADR | 12,226 | $81,000 | thousands by filing date | |
| PROVENTION BIO INC | 74374N102 | COM | 12,587 | $81,000 | thousands by filing date | |
| SIGA TECHNOLOGIES INC COM | 826917106 | Stock | 10,688 | $79,000 | thousands by filing date | |
| DHT HOLDINGS INC | Y2065G121 | SHS NEW | 11,970 | $78,000 | thousands by filing date | |
| NEXTIER OILFIELD SOLUTIONS INC | 65290C105 | COMMON STOCK | 16,345 | $75,000 | thousands by filing date | |
| IDEANOMICS INC | 45166V106 | COM | 34,903 | $69,000 | thousands by filing date | |
| Ampio Pharmaceuticals | 03209T109 | COM | 41,431 | $69,000 | thousands by filing date | |
| UR-ENERGY INC | 91688R108 | COM | 38,087 | $66,000 | thousands by filing date | |
| IBIO INC | 451033203 | COM NEW | 60,957 | $64,000 | thousands by filing date | |
| HUMANIGEN INC | 444863203 | COM NEW | 10,624 | $63,000 | thousands by filing date | |
| MEI PHARMA INC | 55279B202 | COM NEW | 22,945 | $63,000 | thousands by filing date | |
| DURECT CORP | 266605104 | COM | 49,261 | $63,000 | thousands by filing date | |
| FLEXION THERAPEUTICS INC | 33938J106 | COM | 10,400 | $63,000 | thousands by filing date | |
| TREVENA INC | 89532E109 | COM | 51,554 | $63,000 | thousands by filing date | |
| STEREOTAXIS INC | 85916J409 | COMMON STOCK | 10,627 | $57,000 | thousands by filing date | |
| TONIX PHARMACEUTICALS HOLDIN | 890260706 | COM | 93,387 | $56,000 | thousands by filing date | |
| SYROS PHARMACEUTICALS INC | 87184Q107 | COM | 12,239 | $55,000 | thousands by filing date | |
| ATHERSYS INC | 04744L106 | COM | 40,686 | $54,000 | thousands by filing date | |
| SOLID BIOSCIENCES INC COM NEW | 83422E105 | Stock | 21,879 | $52,000 | thousands by filing date | |
| ORCHID IS CAP INC | 68571X103 | COM | 10,433 | $51,000 | thousands by filing date | |
| ASPIRA WOMENS HEALTH INC | 04537Y109 | COM | 15,701 | $51,000 | thousands by filing date | |
| CYMABAY THERAPEUTICS INC | 23257D103 | COM | 13,684 | $50,000 | thousands by filing date | |
| EXPRO GROUP HOLDINGS NV COM | N33462107 | Stock | 16,623 | $49,000 | thousands by filing date | |
| FORTRESS BIOTECH INC | 34960Q109 | COM | 15,181 | $49,000 | thousands by filing date | |
| ARDELYX INC | 039697107 | COM | 32,636 | $43,000 | thousands by filing date | |
| OVID THERAPEUTICS INC | 690469101 | COMMON STOCK | 12,598 | $42,000 | thousands by filing date | |
| LIBERTY TRIPADVISOR HLDGS IN | 531465102 | COM SER A | 13,542 | $42,000 | thousands by filing date | |
| Adverum Biotechnologies, Inc. | 00773U108 | Common Stock | 19,364 | $42,000 | thousands by filing date | |
| OUTLOOK THERAPEUTICS INC | 69012T206 | COM | 19,025 | $41,000 | thousands by filing date | |
| QUOTIENT LTD | G73268107 | SHS | 17,366 | $41,000 | thousands by filing date | |
| ONCOCYTE CORP | 68235C107 | COM | 10,674 | $38,000 | thousands by filing date | |
| GERON CORP | 374163103 | COM | 25,422 | $35,000 | thousands by filing date | |
| Atossa Therapeutics Inc | 04962H506 | Common Stock | 10,753 | $35,000 | thousands by filing date | |
| TYME TECHNOLOGIES INC COM | 90238J103 | Stock | 33,858 | $35,000 | thousands by filing date | |
| MUSTANG BIO INC | 62818Q104 | COM | 12,791 | $34,000 | thousands by filing date | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 12,846 | $33,000 | thousands by filing date | |
| AGEAGLE AERIAL SYS INC NEW | 00848K101 | COMMON | 10,860 | $33,000 | thousands by filing date | |
| GENIUS BRANDS INTERNATIONAL INC | 37229T301 | COMMON STOCK | 23,851 | $32,000 | thousands by filing date | |
| KALA BIO INC COM | 483119103 | Stock | 12,231 | $32,000 | thousands by filing date | |
| DRIVE SHACK INC | 262077100 | COM | 11,508 | $32,000 | thousands by filing date | |
| UNITY BIOTECHNOLOGY INC | 91381U101 | COM | 10,511 | $32,000 | thousands by filing date | |
| LIVEXLIVE MEDIA INC | 53839L208 | COM NEW | 10,635 | $32,000 | thousands by filing date | |
| XERIS PHARMACEUTICALS INC | 98422L107 | COM | 11,801 | $29,000 | thousands by filing date | |
| NEWAGE INC | 650194103 | COMMON STOCK | 19,674 | $27,000 | thousands by filing date | |
| ADAMIS PHARMACEUTICALS CORP | 00547W208 | COM NEW | 27,866 | $27,000 | thousands by filing date | |
| EDGIO INC | 53261M104 | COM | 10,632 | $25,000 | thousands by filing date | |
| CORBUS PHARMACEUTICALS HLDGS | 21833P103 | COM | 24,820 | $25,000 | thousands by filing date | |
| SOC TELEMED | 78472F101 | COM | 11,090 | $25,000 | thousands by filing date | |
| EROS INTL PLC | G3788M114 | SHS NEW | 26,616 | $24,000 | thousands by filing date | |
| ACELRX PHARMACEUTICALS INC | 00444T100 | COM | 23,630 | $24,000 | thousands by filing date | |
| ABEONA THERAPEUTICS INC | 00289Y107 | COM | 19,575 | $22,000 | thousands by filing date | |
| AVALO THERAPEUTICS INC | 05338F108 | CMN | 10,098 | $22,000 | thousands by filing date | |
| ADMA BIOLOGICS INC | 000899104 | COM | 18,784 | $21,000 | thousands by filing date | |
| LIPOCINE INC NEW | 53630X104 | CMN | 17,539 | $19,000 | thousands by filing date | |
| MARRONE BIO INNOVATIONS INC | 57165B106 | COM | 19,324 | $17,000 | thousands by filing date | |
| AGILE THERAPEUTICS INC | 00847L100 | COM | 17,409 | $17,000 | thousands by filing date | |
| VYNE THERAP. | 92941V209 | COM | 10,198 | $14,000 | thousands by filing date | |
| EVOFEM BIOSCIENCES INC | 30048L104 | COM | 16,511 | $12,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001126328-21-000215 | this filing | 2021-11-09 | acceptance time not in the bulk data set |