13F-HR filed by PRINCIPAL FINANCIAL GROUP INC
PRINCIPAL FINANCIAL GROUP INC filed this 13F-HR for the quarter ended 2020-09-30, filed 2020-11-06, with 2,320 holding rows worth $118,835,371,000.
- Accession
- 0001126328-20-000213
- Filer
- CIK 1126328
- Filed
- 2020-11-06
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2020
A combination report, 3,558 entries on the cover page, a total value of $118,835,371,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $118,835,371,000 with VALUE read as thousands by filing date, 13F file number 028-10106. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerColumbus Circle Investors 028-10449
- reports for this filerOrigin Asset Management, LLP 028-13785
- reports for this filerPost Advisory Group, LLC 028-12454
- reports for this filerSpectrum Asset Management, Inc 028-11300
- included managerPrincipal Global Investors, LLC 028-01549
- included managerPrincipal Real Estate Investors, LLC 028-10400
- included managerPrincipal Life Insurance Co 028-00793
- included managerPrincipal Financial Services, Inc 028-10107
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ISHARES MSCI EAFE GROWTH ETF | 464288885 | ETF | 6,159 | $554,000 | thousands by filing date | |
| PACIFIC BIOSCIENCES CALIF INC COM | 69404D108 | Stock | 55,940 | $552,000 | thousands by filing date | |
| UBIQUITI INC | 90353W103 | COM | 3,304 | $551,000 | thousands by filing date | |
| Mallinckrodt Plc | G5785G107 | SHS | 566,001 | $551,000 | thousands by filing date | |
| ERIE INDTY CO CL A | 29530P102 | Stock | 2,609 | $549,000 | thousands by filing date | |
| EVERBRIDGE INC | 29978A104 | COM | 4,344 | $546,000 | thousands by filing date | |
| NOVANTA INC | 67000B104 | COM | 5,169 | $545,000 | thousands by filing date | |
| VARONIS SYS INC | 922280102 | COM | 4,708 | $543,000 | thousands by filing date | |
| KURA ONCOLOGY INC COM | 50127T109 | Stock | 17,708 | $542,000 | thousands by filing date | |
| NATIONAL HEALTHCARE CORP COM | 635906100 | Stock | 8,602 | $536,000 | thousands by filing date | |
| KNOLL INC | 498904200 | COM NEW | 44,221 | $533,000 | thousands by filing date | |
| VTI | 922908769 | COM | 3,115 | $530,000 | thousands by filing date | |
| H2O AMERICA | 784305104 | COM | 8,713 | $530,000 | thousands by filing date | |
| SAILPOINT TECHNOLOGIES HOLDING | 78781P105 | COM | 13,286 | $526,000 | thousands by filing date | |
| RIGEL PHARMACEUTICALS INC | 766559603 | COMMON STOCK | 218,290 | $524,000 | thousands by filing date | |
| Diamond Hill Investment Group Inc | 25264R207 | Common Stock | 4,137 | $523,000 | thousands by filing date | |
| VEREIT INC | 92339V100 | COM | 79,623 | $518,000 | thousands by filing date | |
| PROGYNY INC COM | 74340E103 | Stock | 17,531 | $516,000 | thousands by filing date | |
| INOVIO PHARMACEUTICALS INC | 45773H201 | COM NEW | 44,470 | $515,000 | thousands by filing date | |
| ENTERPRISE FINL SVCS CORP | 293712105 | COM | 18,766 | $512,000 | thousands by filing date | |
| AGIOS PHARMACEUTICALS INC | 00847X104 | COM | 14,535 | $509,000 | thousands by filing date | |
| FERRARI N V | N3167Y103 | COM | 2,750 | $506,000 | thousands by filing date | |
| BANDWIDTH INC | 05988J103 | COM CL A | 2,898 | $506,000 | thousands by filing date | |
| NUTANIX INC CL A | 67059N108 | Stock | 22,776 | $505,000 | thousands by filing date | |
| ARES MANAGEMENT CORPORATION CL A COM STK | 03990B101 | Stock | 12,433 | $503,000 | thousands by filing date | |
| SENSATA TECHNOLOGIES HLDG PL | g8060n102 | SHS | 11,385 | $491,000 | thousands by filing date | |
| HD SUPPLY HLDGS INC | 40416M105 | COM | 11,875 | $490,000 | thousands by filing date | |
| LYFT INC | 55087P104 | CL A COM | 17,591 | $485,000 | thousands by filing date | |
| VERTIV HOLDINGS CO COM CL A | 92537N108 | Stock | 27,801 | $482,000 | thousands by filing date | |
| HERON THERAPEUTICS INC | 427746102 | COM | 32,512 | $482,000 | thousands by filing date | |
| ZILLOW GROUP INC CLASS A | 98954M101 | CL A | 4,690 | $476,000 | thousands by filing date | |
| PREMIER FINANCIAL CORP | 74052F108 | COMMON STOCK | 30,342 | $473,000 | thousands by filing date | |
| ISHARES TR | 464287739 | U.S. REAL ES ETF | 5,851 | $467,000 | thousands by filing date | |
| RAPID7 INC COM | 753422104 | Stock | 7,606 | $466,000 | thousands by filing date | |
| FIRST BANCSHARES INC MISS | 318916103 | COM | 22,075 | $463,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R775 | ACTIVE BD ETF | 4,101 | $461,000 | thousands by filing date | |
| GTT COMMUNICATIONS INC | 362393100 | COM | 89,060 | $460,000 | thousands by filing date | |
| VanEck High Yield Muni ETF | 92189H409 | SHS | 7,638 | $457,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V142 | WATER RES ETF | 11,512 | $457,000 | thousands by filing date | |
| HOULIHAN LOKEY INC CL A | 441593100 | Stock | 7,725 | $456,000 | thousands by filing date | |
| RBC BEARINGS INC COM | 75524B104 | Stock | 3,723 | $451,000 | thousands by filing date | |
| ARAMARK COM | 03852U106 | Stock | 16,846 | $446,000 | thousands by filing date | |
| CONNECTONE BANCORP INC | 20786W107 | COMMON STOCK | 30,257 | $426,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 690370101 | COM | 5,852 | $425,000 | thousands by filing date | |
| Cyber Security ETF | 26924G201 | Common | 9,129 | $425,000 | thousands by filing date | |
| AMYRIS INC | 03236M200 | COM NEW | 145,577 | $425,000 | thousands by filing date | |
| NATIONAL VISION HLDGS INC COM | 63845R107 | Stock | 11,098 | $424,000 | thousands by filing date | |
| DELL TECHNOLOGIES INC CL C | 24703L202 | Stock | 6,214 | $421,000 | thousands by filing date | |
| ISHARES 1-5 YEAR INVESTMENT GRADE CORPORATE BOND ETF | 464288646 | ETF | 7,584 | $416,000 | thousands by filing date | |
| KARUNA THERAPEUTICS INC | 48576A100 | COM | 5,381 | $416,000 | thousands by filing date | |
| DIAGEO PLC SPON ADR NEW | 25243Q205 | ADR | 3,000 | $413,000 | thousands by filing date | |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 34,648 | $412,000 | thousands by filing date | |
| CHEWYINCCLASSCLASSA | 16679L109 | STOK | 7,489 | $411,000 | thousands by filing date | |
| VICTORY CAP HLDGS INC DEL COM CL A | 92645B103 | Stock | 24,278 | $410,000 | thousands by filing date | |
| iShares U.S. Aerospace & Defense ETF | 464288760 | SHS | 2,581 | $409,000 | thousands by filing date | |
| NOVO-NORDISK A S ADR | 670100205 | ADR | 5,881 | $408,000 | thousands by filing date | |
| DIGITAL TURBINE INC | 25400W102 | COM NEW | 12,431 | $407,000 | thousands by filing date | |
| MIMECAST LIMITED | G14838109 | ORD SHS | 8,624 | $405,000 | thousands by filing date | |
| SVMK INC | 78489X103 | COM | 18,284 | $404,000 | thousands by filing date | |
| Vanguard Total Bond Market ETF | 921937835 | SHS | 4,563 | $403,000 | thousands by filing date | |
| SPDR SER TR | 78468R101 | PORTFOLIO SH TSR | 13,010 | $399,000 | thousands by filing date | |
| EIDOS THERAPEUTICS INC. | 28249H104 | Common Stock | 7,901 | $399,000 | thousands by filing date | |
| CHANGE HEALTHCARE INC | 15912K100 | COM | 27,428 | $398,000 | thousands by filing date | |
| ASMLHLDGNVFSPONSOREDADR1ADRREPS1ORDSHS | N07059210 | STOK | 1,076 | $397,000 | thousands by filing date | |
| TENABLE HLDGS INC | 88025T102 | COM | 10,518 | $397,000 | thousands by filing date | |
| ACACIA COMMUNICATIONS INC | 00401C108 | COM | 5,871 | $396,000 | thousands by filing date | |
| BRUKER CORP | 116794108 | COM | 9,945 | $395,000 | thousands by filing date | |
| ARK ETF TR | 00214Q104 | INNOVATION ETF | 4,252 | $391,000 | thousands by filing date | |
| TRICO BANCSHARES | 896095106 | COMMON STOCK | 15,877 | $389,000 | thousands by filing date | |
| SERVICEMASTER GLOBAL HOLDING | 81761R109 | COMMON STOCK | 9,760 | $389,000 | thousands by filing date | |
| EVERPURE INC CL A | 74624M102 | Stock | 25,132 | $387,000 | thousands by filing date | |
| SANGAMO THERAPEUTICS INC | 800677106 | COM | 40,966 | $387,000 | thousands by filing date | |
| MADRIGAL PHARMACEUTICALS INC COM | 558868105 | Stock | 3,226 | $383,000 | thousands by filing date | |
| EPIZYME INC | 29428V104 | COM | 31,961 | $381,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V589 | GBL LISTED PVT | 34,872 | $379,000 | thousands by filing date | |
| MELCO RESORTS & ENTERTAINMENT | 585464100 | ADR | 22,468 | $374,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A284 | NUVEEN ICE HIGH | 6,561 | $373,000 | thousands by filing date | |
| ISHARES INC | 46434G863 | COM | 10,411 | $371,000 | thousands by filing date | |
| LORAL SPACE & COM INC | 543881106 | COM | 20,244 | $370,000 | thousands by filing date | |
| SPDR S&P 600 Small Cap Value ETF | 78464A300 | SHS | 7,368 | $369,000 | thousands by filing date | |
| TRINET GROUP INC COM | 896288107 | Stock | 6,219 | $369,000 | thousands by filing date | |
| BROWN FORMAN CORP | 115637100 | CL A | 5,343 | $367,000 | thousands by filing date | |
| MIDDLESEX WTR CO | 596680108 | COM | 5,866 | $365,000 | thousands by filing date | |
| BOX INC CL A | 10316T104 | Stock | 20,931 | $363,000 | thousands by filing date | |
| CASELLA WASTE SYS INC | 147448104 | CL A | 6,488 | $362,000 | thousands by filing date | |
| BELLICUM PHARMACEUTICALS INC COM NEW | 079481404 | Stock | 54,978 | $362,000 | thousands by filing date | |
| US FOODS HLDG CORP COM | 912008109 | Stock | 16,212 | $360,000 | thousands by filing date | |
| FARFETCH LTD | 30744W107 | ORD SH CL A | 14,322 | $360,000 | thousands by filing date | |
| NEW RELIC INC | 64829B100 | COMMON STOCK | 6,379 | $360,000 | thousands by filing date | |
| WEIBO CORP SPONSORED ADR | 948596101 | ADR | 9,816 | $358,000 | thousands by filing date | |
| CERUS CORP | 157085101 | COM | 57,190 | $358,000 | thousands by filing date | |
| ORMAT TECHNOLOGIES INC | 686688102 | COM | 6,043 | $357,000 | thousands by filing date | |
| KRATOS DEFENSE & SEC SOLUTIO | 50077B207 | COM NEW | 18,322 | $353,000 | thousands by filing date | |
| HERBALIFE LTD | G4412G101 | COM SHS | 7,575 | $353,000 | thousands by filing date | |
| INTRA-CELLULAR THERAPIES INC | 46116X101 | COMMON STOCK | 13,775 | $353,000 | thousands by filing date | |
| APPFOLIO INC | 03783C100 | COM CL A | 2,466 | $350,000 | thousands by filing date | |
| iShares 0-5 Year High Yield Corporate Bond ETF | 46434V407 | COM | 7,945 | $349,000 | thousands by filing date | |
| NICOLET BANKSHARES INC | 65406E102 | COM | 6,382 | $349,000 | thousands by filing date | |
| APPIAN CORP | 03782L101 | CL A | 5,375 | $348,000 | thousands by filing date | |
| TRIPLE-S MGMT CORP | 896749108 | CL B | 19,350 | $346,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY- | 27828Y108 | COM | 24,868 | $344,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X871 | ST INTL CAP ETF | 11,330 | $344,000 | thousands by filing date | |
| KARYOPHARM THERAPEUTICS INC | 48576U106 | COM | 23,500 | $344,000 | thousands by filing date | |
| DOLBY LABORATORIES INC COM CL A | 25659T107 | Stock | 5,133 | $340,000 | thousands by filing date | |
| ADMA BIOLOGICS INC | 000899104 | COM | 142,220 | $340,000 | thousands by filing date | |
| LA JOLLA PHARMACEUTICAL CO | 503459604 | COM PAR $.0001 2 | 84,296 | $340,000 | thousands by filing date | |
| EURONET WORLDWIDE INC COM | 298736109 | Stock | 3,706 | $338,000 | thousands by filing date | |
| VERINT SYS INC | 92343X100 | COM | 7,011 | $338,000 | thousands by filing date | |
| UNIVEST FINANCIAL CORPORATIO | 915271100 | COM | 23,522 | $338,000 | thousands by filing date | |
| AKEBIA THERAPEUTICS INC | 00972D105 | COMMON STOCK | 134,277 | $337,000 | thousands by filing date | |
| 1LIFE HEALTHCARE INC | 68269G107 | COM | 11,864 | $336,000 | thousands by filing date | |
| BARRETT BUSINESS SVCS INC | 068463108 | COM | 6,397 | $335,000 | thousands by filing date | |
| UNIQURE NV | N90064101 | SHS | 9,014 | $332,000 | thousands by filing date | |
| WORKIVA INC COM CL A | 98139A105 | Stock | 5,906 | $329,000 | thousands by filing date | |
| DENNYS CORP | 24869P104 | COM | 32,934 | $329,000 | thousands by filing date | |
| CONSTRUCTION PARTNERS INC | 21044C107 | COM CL A | 17,969 | $327,000 | thousands by filing date | |
| ADVANCED DISP SVCS INC DEL | 00790X101 | COM | 10,690 | $323,000 | thousands by filing date | |
| Y-mAbs Therapeutics Inc | 984241109 | Common Stock | 8,304 | $319,000 | thousands by filing date | |
| SPDR SER TR | 78464A508 | PRTFLO S&P500 VL | 10,544 | $318,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A839 | ST STR SP400VAL | 7,294 | $316,000 | thousands by filing date | |
| VIVINT SOLAR INC. | 92854Q106 | Common Stock | 7,423 | $314,000 | thousands by filing date | |
| CORTEXYME INC | 22053A107 | COM | 6,208 | $310,000 | thousands by filing date | |
| 1ST SOURCE CORP COM | 336901103 | Stock | 9,992 | $308,000 | thousands by filing date | |
| ISHARES TR | 464287440 | 7-10 YR TRSY BD | 2,523 | $307,000 | thousands by filing date | |
| SPDR Portfolio Emerging Markets ETF | 78463X509 | SHS | 8,353 | $305,000 | thousands by filing date | |
| STARWOOD PPTY TR INC COM | 85571B105 | REIT | 20,165 | $304,000 | thousands by filing date | |
| SEA LTD | 81141R100 | SPONSORD ADS | 1,962 | $302,000 | thousands by filing date | |
| AERCAP HOLDINGS NV SHS | N00985106 | Stock | 11,941 | $301,000 | thousands by filing date | |
| ACCO BRANDS CORP COM | 00081T108 | Stock | 51,902 | $301,000 | thousands by filing date | |
| STANDARD BIOTOOLS INC | 34385P108 | COM | 39,938 | $297,000 | thousands by filing date | |
| GREAT SOUTHERN BANCORP INC | 390905107 | COMMON STOCK | 8,107 | $294,000 | thousands by filing date | |
| CASS INFORMATION SYSTEMS INC | 14808P109 | COMMON STOCK | 7,274 | $293,000 | thousands by filing date | |
| STOCK YDS BANCORP INC | 861025104 | COM | 8,587 | $292,000 | thousands by filing date | |
| ISHARES TR | 46432F388 | MSCI USA VALUE | 3,935 | $290,000 | thousands by filing date | |
| AXIS CAP HLDGS LTD SHS | G0692U109 | Stock | 6,540 | $288,000 | thousands by filing date | |
| MEDALLIA INC | 584021109 | COM | 10,398 | $285,000 | thousands by filing date | |
| FRONTDOOR INC COM | 35905A109 | Stock | 7,295 | $284,000 | thousands by filing date | |
| BIOSPECIFICS TECHNOLOGIES | 090931106 | COM | 5,351 | $283,000 | thousands by filing date | |
| iShares MBS ETF | 464288588 | SHS | 2,554 | $282,000 | thousands by filing date | |
| CARGURUS INC COM CL A | 141788109 | Stock | 13,037 | $282,000 | thousands by filing date | |
| Vanguard Total International Bond Index Fund ETF | 92203J407 | SHS | 4,831 | $281,000 | thousands by filing date | |
| Adverum Biotechnologies, Inc. | 00773U108 | Common Stock | 27,261 | $281,000 | thousands by filing date | |
| MOELIS & CO | 60786M105 | CL A | 7,976 | $280,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R408 | ST TERM HIGH ETF | 10,535 | $273,000 | thousands by filing date | |
| WILLSCOT HLDGS CORP | 971378104 | COM CL A | 16,286 | $272,000 | thousands by filing date | |
| ORBCOMM INC | 68555P100 | COM | 80,028 | $272,000 | thousands by filing date | |
| HILTON GRAND VACATIONS INC COM | 43283X105 | Stock | 12,857 | $270,000 | thousands by filing date | |
| ALTAIR ENGINEERING INC | 021369103 | COMMON STOCK | 6,403 | $269,000 | thousands by filing date | |
| SCIPLAY CORPORATION | 809087109 | CL A | 16,295 | $264,000 | thousands by filing date | |
| ISHARES MSCI EAFE MIN VOL FACTOR ETF | 46429B689 | ETF | 3,855 | $263,000 | thousands by filing date | |
| RYMAN HOSPITALITY PPTYS INC COM | 78377T107 | REIT | 7,099 | $261,000 | thousands by filing date | |
| JOUNCE THERAPEUTICS INC | 481116101 | COM | 31,935 | $261,000 | thousands by filing date | |
| ALPHA & OMEGA SEMICONDUCTOR | G6331P104 | SHS | 20,140 | $258,000 | thousands by filing date | |
| DICERNA PHARMACEUTICALS INC | 253031108 | COM | 14,311 | $257,000 | thousands by filing date | |
| NATIONAL GEN HLDGS CORP | 636220303 | COM | 7,594 | $256,000 | thousands by filing date | |
| HACKETT GROUP INC | 404609109 | COM | 22,643 | $253,000 | thousands by filing date | |
| MRC GLOBAL INC | 55345K103 | COM | 59,115 | $253,000 | thousands by filing date | |
| CLOUDERA INC | 18914U100 | COM | 23,025 | $251,000 | thousands by filing date | |
| ROCKET PHARMACEUTICALS INC | 77313F106 | COM | 10,819 | $247,000 | thousands by filing date | |
| LAZARD LTD-CLASS A | G54050102 | SHS A | 7,441 | $246,000 | thousands by filing date | |
| CRYOPORT INC COM PAR $0.001 | 229050307 | Stock | 5,154 | $244,000 | thousands by filing date | |
| UPWORK INC | 91688F104 | COM | 13,999 | $244,000 | thousands by filing date | |
| FIREEYE INC | 31816Q101 | COM | 19,629 | $242,000 | thousands by filing date | |
| MACOM TECH SOLUTIONS HLDGS INC COM | 55405Y100 | Stock | 7,095 | $241,000 | thousands by filing date | |
| iShares Core MSCI EAFE ETF | 46432F842 | SHS | 3,990 | $240,000 | thousands by filing date | |
| PEOPLES BANCORP INC | 709789101 | COM | 12,554 | $240,000 | thousands by filing date | |
| HA SUSTAINABLE INFRA CAP INC | 41068X100 | COM | 5,661 | $239,000 | thousands by filing date | |
| PAGERDUTY INC COM | 69553P100 | Stock | 8,689 | $236,000 | thousands by filing date | |
| BLOOM ENERGY CORP | 093712107 | COM | 12,932 | $232,000 | thousands by filing date | |
| SOLARIS ENERGY INFRAS INC COM CL A | 83418M103 | Stock | 36,549 | $232,000 | thousands by filing date | |
| ARTISAN PARTNERS ASSET MGMT I CL A | 04316A108 | Stock | 5,938 | $232,000 | thousands by filing date | |
| YEXT INC | 98585N106 | COM | 15,260 | $232,000 | thousands by filing date | |
| ORIGIN BANCORP INC | 68621T102 | COMMON STOCK | 10,880 | $232,000 | thousands by filing date | |
| AIR LEASE CORP | 00912X302 | CL A | 7,859 | $231,000 | thousands by filing date | |
| PROSHARES TR | 74347X849 | INDX FD | 14,991 | $230,000 | thousands by filing date | |
| EQUITY COMMONWEALTH | 294628102 | COM SH BEN INT | 8,611 | $229,000 | thousands by filing date | |
| James Hardie Industries PLC | 47030M106 | Depositary Receipt | 9,600 | $229,000 | thousands by filing date | |
| TRANSMEDICS GROUP INC | 89377M109 | COM | 16,539 | $228,000 | thousands by filing date | |
| SERES THERAPEUTICS INC | 81750R102 | COM | 8,012 | $227,000 | thousands by filing date | |
| CARLYLE GROUP INC COM | 14316J108 | Stock | 9,155 | $226,000 | thousands by filing date | |
| PLURALSIGHT INC | 72941B106 | COM CL A | 13,150 | $225,000 | thousands by filing date | |
| TWIN RIV WORLDWIDE HLDGS INC | 90171V204 | COM | 8,522 | $224,000 | thousands by filing date | |
| STOKE THERAPEUTICS INC | 86150R107 | COM | 6,658 | $223,000 | thousands by filing date | |
| AIR TRANSPORT SERVICES GRP I | 00922R105 | COM | 8,874 | $222,000 | thousands by filing date | |
| Vanguard Growth | 922908736 | COM | 969 | $221,000 | thousands by filing date | |
| MGE ENERGY INC | 55277P104 | COM | 3,470 | $217,000 | thousands by filing date | |
| FITBIT INC | 33812L102 | CL A | 31,002 | $216,000 | thousands by filing date | |
| DURECT CORP | 266605104 | COM | 125,760 | $215,000 | thousands by filing date | |
| FIRST FINANCIAL CORP | 320218100 | COMMON STOCK | 6,831 | $214,000 | thousands by filing date | |
| Vanguard Value ETF | 922908744 | SHS | 2,028 | $212,000 | thousands by filing date | |
| CHAMPION HOMES INC | 830830105 | COM | 7,937 | $212,000 | thousands by filing date | |
| STITCH FIX INC | 860897107 | COM CL A | 7,826 | $212,000 | thousands by filing date | |
| 2U INC | 90214J101 | COM | 6,251 | $212,000 | thousands by filing date | |
| GRACE W R & CO DEL NEW COM | 38388F108 | Stock | 5,253 | $212,000 | thousands by filing date | |
| REPAY HLDGS CORP | 76029L100 | COM CL A | 8,979 | $211,000 | thousands by filing date | |
| RADIAN GROUP INC COM | 750236101 | Stock | 14,358 | $210,000 | thousands by filing date | |
| SCHRODINGER INC COM | 80810D103 | Stock | 4,408 | $209,000 | thousands by filing date | |
| IHEARTMEDIA INC CLASS A | 45174J509 | COMMON STOCK | 25,691 | $209,000 | thousands by filing date | |
| iShares Global Tech ETF | 464287291 | SHS | 787 | $208,000 | thousands by filing date | |
| MADISON SQUARE GRDN SPRT CORP CL A | 55825T103 | Stock | 1,383 | $208,000 | thousands by filing date | |
| PENNYMAC FINL SVCS INC NEW | 70932M107 | COM | 3,576 | $208,000 | thousands by filing date | |
| ESPERION THERAPEUTICS INC NEW COM | 29664W105 | Stock | 5,559 | $207,000 | thousands by filing date | |
| SYSTEMAX INC | 871851101 | COM | 8,604 | $206,000 | thousands by filing date | |
| ING GROEP N.V. SPONSORED ADR | 456837103 | ADR | 29,000 | $205,000 | thousands by filing date | |
| KADMON HLDGS INC | 48283N106 | COM | 52,428 | $205,000 | thousands by filing date | |
| REVOLUTION MEDICINES INC COM | 76155X100 | Stock | 5,822 | $203,000 | thousands by filing date | |
| B. RILEY FINANCIAL INC | 05580M108 | COM | 8,065 | $202,000 | thousands by filing date | |
| HECLA MNG CO | 422704106 | COM | 39,150 | $199,000 | thousands by filing date | |
| HORIZON BANCORP IND | 440407104 | COM | 19,388 | $196,000 | thousands by filing date | |
| VERRA MOBILITY CORP CL A COM STK | 92511U102 | Stock | 20,182 | $195,000 | thousands by filing date | |
| MIDLAND STATES BANCORP INC | 597742105 | COMMON STOCK | 15,023 | $193,000 | thousands by filing date | |
| Berry Corp | 08579X101 | Common Stock | 60,524 | $192,000 | thousands by filing date | |
| ATHENEX INC | 04685N103 | COM | 15,775 | $191,000 | thousands by filing date | |
| ACCURAY INC DEL | 004397105 | COM | 79,165 | $190,000 | thousands by filing date | |
| AVAYA HLDGS CORP | 05351X101 | COM | 12,487 | $190,000 | thousands by filing date | |
| BIOCRYST PHARMACEUTICALS INC COM | 09058V103 | Stock | 54,964 | $189,000 | thousands by filing date | |
| LEXICON PHARMACEUTICALS INC | 528872302 | COMMON STOCK | 131,435 | $189,000 | thousands by filing date | |
| SONOS INC | 83570H108 | COM | 12,398 | $188,000 | thousands by filing date | |
| MONMOUTH REAL ESTATE INVT CO | 609720107 | CL A | 13,495 | $187,000 | thousands by filing date | |
| PROTHENA CORP PLC SHS | G72800108 | Stock | 18,644 | $186,000 | thousands by filing date | |
| AMALGAMATED BANK | 022663108 | COMMON STOCK | 17,408 | $184,000 | thousands by filing date | |
| OLD SECOND BANCORP INC | 680277100 | COMMON STOCK | 23,869 | $179,000 | thousands by filing date | |
| PEAPACK GLADSTONE FINL CORP | 704699107 | COMMON STOCK | 11,739 | $178,000 | thousands by filing date | |
| REGIONAL MANAGEMENT CORP | 75902K106 | COMMON STOCK | 10,488 | $175,000 | thousands by filing date | |
| ALECTOR INC | 014442107 | COMMON STOCK | 16,319 | $172,000 | thousands by filing date | |
| THERAVANCE BIOPHARMA INC | G8807B106 | COM | 11,554 | $171,000 | thousands by filing date | |
| ELEMENT SOLUTIONS INC COM | 28618M106 | Stock | 16,009 | $168,000 | thousands by filing date | |
| GOSSAMER BIO INC COM | 38341P102 | Stock | 13,436 | $167,000 | thousands by filing date | |
| PRIMO WATER CORPORATION | 74167P108 | COM | 11,718 | $166,000 | thousands by filing date | |
| INVESTORS BANCORP, INC. | 46146L101 | COMMON STOCK | 22,719 | $165,000 | thousands by filing date | |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 64,573 | $163,000 | thousands by filing date | |
| EXANTAS CAP CORP | 30068N105 | COM NEW | 77,873 | $163,000 | thousands by filing date | |
| OVINTIV INC | 69047Q102 | COM | 19,638 | $160,000 | thousands by filing date | |
| ANTARES PHARMA INC | 036642106 | COM | 58,926 | $159,000 | thousands by filing date | |
| ZUORA INC | 98983V106 | COMMON STOCK | 15,252 | $158,000 | thousands by filing date | |
| OUTFRONT MEDIA INC | 69007J106 | COM | 10,606 | $154,000 | thousands by filing date | |
| APPLE HOSPITALITY REIT INC COM NEW | 03784Y200 | REIT | 15,457 | $149,000 | thousands by filing date | |
| API GROUP CORP COM STK | 00187Y100 | Stock | 10,501 | $149,000 | thousands by filing date | |
| LOGILITY SUPPLY CHAIN SOLUTIONS | 029683109 | COMMON STOCK | 10,376 | $146,000 | thousands by filing date | |
| THERAPEUTICSMD INC | 88338N107 | COM | 92,555 | $146,000 | thousands by filing date | |
| ATARA BIOTHERAPEUTICS INC COM NEW | 046513107 | Stock | 11,014 | $143,000 | thousands by filing date | |
| MANNKIND CORP COM NEW | 56400P706 | Stock | 75,460 | $142,000 | thousands by filing date | |
| Viewra, Inc | 92672L107 | COM | 40,637 | $142,000 | thousands by filing date | |
| TRANSLATE BIO INC. | 89374L104 | Common Stock | 10,285 | $140,000 | thousands by filing date | |
| DYNAVAX TECHNOLOGIES CORP | 268158201 | COM NEW | 32,007 | $139,000 | thousands by filing date | |
| NANTKWEST INC | 63016Q102 | COM | 20,016 | $139,000 | thousands by filing date | |
| TILLYS INC | 886885102 | CL A | 22,841 | $138,000 | thousands by filing date | |
| BANCO BILBAO VIZCAYA ARGENTARI SPONSORED ADR | 05946K101 | ADR | 50,000 | $137,000 | thousands by filing date | |
| ATLANTIC CAP BANCSHARES INC | 048269203 | COM | 12,114 | $137,000 | thousands by filing date | |
| COEUR MNG INC COM NEW | 192108504 | Stock | 18,163 | $134,000 | thousands by filing date | |
| COMMSCOPE HLDG CO INC | 20337X109 | COM | 14,428 | $130,000 | thousands by filing date | |
| RIBBON COMMUNICATIONS INC | 762544104 | COMMON STOCK | 32,762 | $127,000 | thousands by filing date | |
| SUNPOWER CORP | 867652406 | COM | 10,061 | $126,000 | thousands by filing date | |
| Accelerate Diagnostics | 00430H102 | COM | 11,208 | $119,000 | thousands by filing date | |
| CHIMERA INVESTMENT CORP | 16934Q208 | COM NEW | 14,397 | $118,000 | thousands by filing date | |
| PRECIGEN INC | 74017N105 | COM | 33,104 | $116,000 | thousands by filing date | |
| INFINERA CORP | 45667G103 | COMMON STOCK | 18,053 | $111,000 | thousands by filing date | |
| RLJ LODGING TR COM | 74965L101 | REIT | 12,312 | $107,000 | thousands by filing date | |
| CATALYST PHARMACEUTICALS INC | 14888U101 | COM | 36,188 | $107,000 | thousands by filing date | |
| TWO HARBORS INVESTMENT CORP | 90187B408 | COM NEW | 20,782 | $106,000 | thousands by filing date | |
| INSEEGO CORP | 45782B104 | COMMON STOCK | 10,288 | $106,000 | thousands by filing date | |
| MOBILEIRON INC | 60739U204 | COM NEW | 15,029 | $105,000 | thousands by filing date | |
| EDGIO INC | 53261M104 | COM | 18,122 | $104,000 | thousands by filing date | |
| CLEARSIDE BIOMEDICAL INC | 185063104 | COM | 67,820 | $104,000 | thousands by filing date | |
| OMEROS CORP | 682143102 | COM | 10,121 | $102,000 | thousands by filing date | |
| ENERGY RECOVERY INC | 29270J100 | COM | 12,079 | $99,000 | thousands by filing date | |
| COVANTA HLDG CORP | 22282E102 | COM | 12,743 | $99,000 | thousands by filing date | |
| COLONY CAPITAL INC | 19626G108 | CL A COM | 35,989 | $98,000 | thousands by filing date | |
| CAPITOL FED FINL INC COM | 14057J101 | Stock | 10,062 | $93,000 | thousands by filing date | |
| MAGNOLIA OIL & GAS CORP | 559663109 | CL A | 18,043 | $93,000 | thousands by filing date | |
| MFA FINL INC | 55272X102 | COM | 34,425 | $92,000 | thousands by filing date | |
| SURGALIGN HOLDINGS INC | 86882C105 | COM | 50,622 | $92,000 | thousands by filing date | |
| TRICIDA INC | 89610F101 | COM | 10,097 | $91,000 | thousands by filing date | |
| LEXINFINTECH HLDGS LTD ADR | 528877103 | ADR | 12,678 | $87,000 | thousands by filing date | |
| GOPRO INC | 38268T103 | CL A | 19,196 | $87,000 | thousands by filing date | |
| MAGNITE INC COM | 55955D100 | Stock | 12,425 | $86,000 | thousands by filing date | |
| VIKING THERAPEUTICS INC | 92686J106 | COM | 14,702 | $86,000 | thousands by filing date | |
| AGILE THERAPEUTICS INC | 00847L100 | COM | 28,205 | $86,000 | thousands by filing date | |
| RUBIUS THERAPEUTICS INC | 78116T103 | COM | 16,236 | $81,000 | thousands by filing date | |
| WELBILT INC | 949090104 | COM | 12,833 | $79,000 | thousands by filing date | |
| QUOTIENT TECHNOLOGY INC | 749119103 | COMMON STOCK | 10,374 | $77,000 | thousands by filing date | |
| ENTERCOM COMMUNICATIONS CORP | 293639100 | CL A | 44,874 | $72,000 | thousands by filing date | |
| VBI VACCINES INC | 91822J103 | COM NEW | 24,405 | $70,000 | thousands by filing date | |
| MISTRAS GROUP INC | 60649T107 | COMMON STOCK | 17,609 | $69,000 | thousands by filing date | |
| NANTHEALTH INC | 630104107 | CMN | 29,343 | $69,000 | thousands by filing date | |
| Empire State Realty Trust, Inc. | 292104106 | Class A Common Stock, $0.01 par value per share | 10,525 | $64,000 | thousands by filing date | |
| FUELCELL ENERGY INC | 35952H601 | COM | 27,709 | $59,000 | thousands by filing date | |
| NATIONAL CINEMEDIA INC | 635309107 | COM | 21,606 | $59,000 | thousands by filing date | |
| ORCHID IS CAP INC | 68571X103 | COM | 11,732 | $59,000 | thousands by filing date | |
| BGC PARTNERS INC | 05541T101 | CL A | 23,064 | $55,000 | thousands by filing date | |
| ATHERSYS INC | 04744L106 | COM | 27,345 | $53,000 | thousands by filing date | |
| ANTERO RESOURCES CORP COM | 03674X106 | Stock | 18,412 | $51,000 | thousands by filing date | |
| HALLMARK FINL SERVICES INC | 40624Q203 | COM | 18,368 | $48,000 | thousands by filing date | |
| NEWMARK GROUP INC | 65158N102 | CL A | 10,830 | $47,000 | thousands by filing date | |
| MEI PHARMA INC | 55279B202 | COM NEW | 15,102 | $47,000 | thousands by filing date | |
| CORBUS PHARMACEUTICALS HLDGS | 21833P103 | COM | 25,229 | $45,000 | thousands by filing date | |
| CENTRAL EUROPEAN MEDIA ENTERPRISES LTD-CL A | G20045202 | COM | 10,187 | $43,000 | thousands by filing date | |
| CONDUENT INC | 206787103 | COM | 12,511 | $40,000 | thousands by filing date | |
| SEACHANGE INTL INC | 811699107 | COM | 45,442 | $40,000 | thousands by filing date | |
| AFFIMED N V | N01045108 | COM | 11,497 | $39,000 | thousands by filing date | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 10,935 | $38,000 | thousands by filing date | |
| WAITR HLDGS INC | 930752100 | COM | 11,880 | $38,000 | thousands by filing date | |
| GERON CORP | 374163103 | COM | 21,302 | $37,000 | thousands by filing date | |
| OXFORD SQUARE CAP CORP | 69181V107 | COM | 14,411 | $36,000 | thousands by filing date | |
| ASPIRA WOMENS HEALTH INC | 04537Y109 | COM | 11,630 | $36,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 43,620 | $35,000 | thousands by filing date | |
| CALITHERA BIOSCIENCES INC COM NEW | 13089P101 | Stock | 10,287 | $35,000 | thousands by filing date | |
| SIENTRA INC | 82621J105 | COM | 10,067 | $34,000 | thousands by filing date | |
| EYEPOINT PHARMACEUTICALS INC | 30233G100 | COM | 64,078 | $33,000 | thousands by filing date | |
| EROS INTL PLC | G3788M114 | SHS NEW | 11,301 | $25,000 | thousands by filing date | |
| EVOFEM BIOSCIENCES INC | 30048L104 | COM | 10,650 | $25,000 | thousands by filing date | |
| NEXTIER OILFIELD SOLUTIONS INC | 65290C105 | COMMON STOCK | 12,100 | $22,000 | thousands by filing date | |
| VERASTEM INC | 92337C104 | COM | 16,335 | $20,000 | thousands by filing date | |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 18,998 | $19,000 | thousands by filing date | |
| VYNE THERAPEUTICS INC | 92941V100 | COM NEW | 11,271 | $19,000 | thousands by filing date | |
| NEWAGE INC | 650194103 | COMMON STOCK | 10,233 | $18,000 | thousands by filing date | |
| EXPRO GROUP HOLDINGS NV COM | N33462107 | Stock | 11,606 | $18,000 | thousands by filing date | |
| HERTZ GLOBAL HLDGS INC | 42806J106 | COM | 11,457 | $13,000 | thousands by filing date | |
| MARRONE BIO INNOVATIONS INC | 57165B106 | COM | 10,150 | $12,000 | thousands by filing date | |
| TELLURIAN INC NEW | 87968A104 | COM | 11,344 | $9,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001126328-20-000213 | this filing | 2020-11-06 | acceptance time not in the bulk data set |