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13F-HR filed by PRINCIPAL FINANCIAL GROUP INC

PRINCIPAL FINANCIAL GROUP INC filed this 13F-HR for the quarter ended 2020-06-30, filed 2020-08-05, with 2,283 holding rows worth $112,785,017,000.

Accession
0001126328-20-000176
Filed
2020-08-05
Accepted by EDGAR
acceptance time not in the bulk data set
Ingested
Source
SEC quarterly data set

Original filing

13F report for Q2 2020

A combination report, 3,635 entries on the cover page, a total value of $112,785,017,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $112,785,017,000 with VALUE read as thousands by filing date, 13F file number 028-10106. The quarter's positions are built on this report. The resolved quarter.

Other managers

  • reports for this filerColumbus Circle Investors 028-10449
  • reports for this filerOrigin Asset Management, LLP 028-13785
  • reports for this filerSpectrum Asset Management, Inc 028-11300
  • reports for this filerPost Advisory Group, LLC 028-12454
  • included managerPrincipal Global Investors, LLC 028-01549
  • included managerPrincipal Real Estate Investors, LLC 028-10400
  • included managerPrincipal Life Insurance Co 028-00793
  • included managerPrincipal Financial Services, Inc 028-10107

The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).

Issuer as filedCUSIPClassAmountValueValue read asType
Vanguard Total Bond Market ETF921937835SHS4,433$392,000thousands by filing date
PG&E CORP COM69331C108Stock44,185$392,000thousands by filing date
SANGAMO THERAPEUTICS INC800677106COM43,773$392,000thousands by filing date
MIMECAST LIMITEDG14838109ORD SHS9,320$388,000thousands by filing date
GTT COMMUNICATIONS INC362393100COM47,312$386,000thousands by filing date
SAILPOINT TECHNOLOGIES HOLDING78781P105COM14,540$385,000thousands by filing date
NATIONAL VISION HLDGS INC COM63845R107Stock12,580$384,000thousands by filing date
MADRIGAL PHARMACEUTICALS INC COM558868105Stock3,382$383,000thousands by filing date
ARK ETF TR00214Q104INNOVATION ETF5,356$382,000thousands by filing date
EIDOS THERAPEUTICS INC.28249H104Common Stock8,007$382,000thousands by filing date
RMR GROUP INC74967R106CL A12,914$381,000thousands by filing date
CASELLA WASTE SYS INC147448104CL A7,292$380,000thousands by filing date
STEELCASE INC-CLASS A858155203CL A31,532$380,000thousands by filing date
INVESCO EXCHANGE TRADED FD T46137V589GBL LISTED PVT36,672$380,000thousands by filing date
H&E EQUIPMENT SERVICES INC404030108COM20,517$379,000thousands by filing date
DOLBY LABORATORIES INC COM CL A25659T107Stock5,740$378,000thousands by filing date
AMYRIS INC03236M200COM NEW87,941$376,000thousands by filing date
AMERICAN NATL INS028591105COMMON STOCK5,152$371,000thousands by filing date
SPDR SERIES TRUST78464A284NUVEEN ICE HIGH6,561$370,000thousands by filing date
CARGURUS INC COM CL A141788109Stock14,265$362,000thousands by filing date
KADANT INC48282T104COM3,634$362,000thousands by filing date
CLOUDERA INC18914U100COM28,463$362,000thousands by filing date
US FOODS HLDG CORP COM912008109Stock18,310$361,000thousands by filing date
BROWN FORMAN CORP115637100CL A6,275$361,000thousands by filing date
ADVANCED DISP SVCS INC DEL00790X101COM11,891$359,000thousands by filing date
INTRA-CELLULAR THERAPIES INC46116X101COMMON STOCK13,969$359,000thousands by filing date
FRONTDOOR INC COM35905A109Stock8,075$358,000thousands by filing date
CHANGE HEALTHCARE INC15912K100COM31,858$357,000thousands by filing date
NOVAGOLD RESOURCES INC66987E206COM NEW38,430$353,000thousands by filing date
ISHARES TR464288513IBOXX HI YD ETF4,304$351,000thousands by filing date
SPDR INDEX SHS FDS78463X871ST INTL CAP ETF12,592$344,000thousands by filing date
AMC ENTMT HLDGS INC00165C104CL A COM79,755$342,000thousands by filing date
STARWOOD PPTY TR INC COM85571B105REIT22,773$341,000thousands by filing date
WORKIVA INC COM CL A98139A105Stock6,343$339,000thousands by filing date
RADIAN GROUP INC COM750236101Stock21,837$339,000thousands by filing date
VNET GROUP INC90138A103SPONSORED ADS A14,167$338,000thousands by filing date
HARBORONE BANCORP INC NEW41165Y100COM NEW39,473$337,000thousands by filing date
ISHARES INC46434G863COM10,473$336,000thousands by filing date
FB FINL CORP30257X104COM13,502$334,000thousands by filing date
NEBIUS GROUP N.V.N97284108SHS CLASS A6,658$333,000thousands by filing date
SPDR SER TR78464A508PRTFLO S&P500 VL11,411$331,000thousands by filing date
WEIBO CORP SPONSORED ADR948596101ADR9,816$330,000thousands by filing date
PERSONALIS INC71535D106COMMON STOCK25,467$330,000thousands by filing date
BELLRING BRANDS INC079823100COMMON STOCK16,566$330,000thousands by filing date
SPDR SERIES TRUST78464A839ST STR SP400VAL7,722$329,000thousands by filing date
DOUGLAS DYNAMICS INC25960R105COM9,347$328,000thousands by filing date
ORION S.A.L72967109COM30,338$321,000thousands by filing date
iShares 0-5 Year High Yield Corporate Bond ETF46434V407COM7,460$320,000thousands by filing date
EATON VANCE TAX-MANAGED BUY-27828Y108COM22,382$316,000thousands by filing date
EQUITY COMMONWEALTH294628102COM SH BEN INT9,727$313,000thousands by filing date
MASONITE INTERNATIONAL CORP575385109COMMON STOCK-FO4,024$313,000thousands by filing date
ENTERPRISE FINL SVCS CORP293712105COM9,910$308,000thousands by filing date
MEDALLIA INC584021109COM12,184$308,000thousands by filing date
ATRION CORPORATION049904105COMMON STOCK482$307,000thousands by filing date
GRACE W R & CO DEL NEW COM38388F108Stock5,999$305,000thousands by filing date
KFORCE INC COM493732101Stock10,371$303,000thousands by filing date
AXIS CAP HLDGS LTD SHSG0692U109Stock7,398$300,000thousands by filing date
TENABLE HLDGS INC88025T102COM10,056$300,000thousands by filing date
ZILLOW GROUP INC CLASS A98954M101CL A5,211$300,000thousands by filing date
SPDR Portfolio Emerging Markets ETF78463X509SHS8,856$296,000thousands by filing date
IQIYI INC SPONSORED ADS46267X108ADR12,745$296,000thousands by filing date
PAGERDUTY INC COM69553P100Stock10,189$292,000thousands by filing date
SPORTSMANS WHSE HLDGS INC84920Y106COM20,446$291,000thousands by filing date
CORTEXYME INC22053A107COM6,276$291,000thousands by filing date
TRICIDA INC89610F101COM10,597$291,000thousands by filing date
NATIONAL HEALTHCARE CORP COM635906100Stock4,555$289,000thousands by filing date
MGE ENERGY INC55277P104COM4,463$288,000thousands by filing date
PROS Holdings Inc74346Y103Common Stock6,484$288,000thousands by filing date
SANTANDER CONSUMER USA HOLDINGS80283M101COMMON STOCK15,600$287,000thousands by filing date
DYNAVAX TECHNOLOGIES CORP268158201COM NEW32,163$286,000thousands by filing date
KNOLL INC498904200COM NEW23,347$285,000thousands by filing date
APPIAN CORP03782L101CL A5,425$278,000thousands by filing date
KADMON HLDGS INC48283N106COM54,335$278,000thousands by filing date
YEXT INC98585N106COM16,700$277,000thousands by filing date
RYMAN HOSPITALITY PPTYS INC COM78377T107REIT7,986$276,000thousands by filing date
ALTAIR ENGINEERING INC021369103COMMON STOCK6,934$276,000thousands by filing date
Vanguard Total International Bond Index Fund ETF92203J407SHS4,766$275,000thousands by filing date
HILTON GRAND VACATIONS INC COM43283X105Stock14,070$275,000thousands by filing date
KRATOS DEFENSE & SEC SOLUTIO50077B207COM NEW17,479$273,000thousands by filing date
MOELIS & CO60786M105CL A8,726$272,000thousands by filing date
ACCO BRANDS CORP COM00081T108Stock37,943$270,000thousands by filing date
BIOCRYST PHARMACEUTICALS INC COM09058V103Stock56,698$270,000thousands by filing date
WESBANCO INC950810101COM13,287$270,000thousands by filing date
POPULAR INC733174700COM NEW7,234$269,000thousands by filing date
RIGEL PHARMACEUTICALS INC766559603COMMON STOCK147,317$269,000thousands by filing date
MACOM TECH SOLUTIONS HLDGS INC COM55405Y100Stock7,762$267,000thousands by filing date
CONSTELLATION PHARMACEUTICALS INC.210373106Common Stock8,888$267,000thousands by filing date
SPDR SERIES TRUST78468R408ST TERM HIGH ETF10,479$264,000thousands by filing date
FIREEYE INC31816Q101COM21,507$262,000thousands by filing date
FIRST BANCSHARES INC MISS318916103COM11,638$262,000thousands by filing date
AIR LEASE CORP00912X302CL A8,876$260,000thousands by filing date
WILLSCOT CORP971375126COM21,162$260,000thousands by filing date
iShares MSCI EAFE Value ETF464288877SHS6,467$259,000thousands by filing date
CONNECTONE BANCORP INC20786W107COMMON STOCK15,986$258,000thousands by filing date
NANTKWEST INC63016Q102COM21,006$258,000thousands by filing date
TRICO BANCSHARES896095106COMMON STOCK8,422$256,000thousands by filing date
ING GROEP N.V. SPONSORED ADR456837103ADR37,000$255,000thousands by filing date
THERAVANCE BIOPHARMA INCG8807B106COM12,126$255,000thousands by filing date
SSGA ACTIVE ETF TR78467V848ST STR TOTAL ETF5,119$254,000thousands by filing date
AXONICS INC05465P101COM7,247$254,000thousands by filing date
ISHARES TR46432F388MSCI USA VALUE3,484$252,000thousands by filing date
Diamond Hill Investment Group Inc25264R207Common Stock2,220$252,000thousands by filing date
INVESTORS BANCORP, INC.46146L101COMMON STOCK29,635$252,000thousands by filing date
PLURALSIGHT INC72941B106COM CL A13,969$252,000thousands by filing date
CAMPING WORLD HLDGS INC CL A13462K109Stock9,168$249,000thousands by filing date
TRIP COM GROUP LTD ADS89677Q107ADR9,579$248,000thousands by filing date
ADMA BIOLOGICS INC000899104COM83,792$246,000thousands by filing date
ISHARES MSCI EAFE MIN VOL FACTOR ETF46429B689ETF3,692$244,000thousands by filing date
2U INC90214J101COM6,413$243,000thousands by filing date
LAZARD LTD-CLASS AG54050102SHS A8,404$241,000thousands by filing date
ARTISAN PARTNERS ASSET MGMT I CL A04316A108Stock7,357$239,000thousands by filing date
PIEDMONT REALTY TRUST INC720190206COM CL A14,398$239,000thousands by filing date
HA SUSTAINABLE INFRA CAP INC41068X100COM8,251$235,000thousands by filing date
ENDURANCE INTL GROUP HLDGS I29272B105COM58,113$234,000thousands by filing date
PENNYMAC FINL SVCS INC NEW70932M107COM5,583$233,000thousands by filing date
PORTOLA PHARMACEUTICALS INC COM737010108Stock12,969$233,000thousands by filing date
RA MED SYS INC74933X104COM472,633$233,000thousands by filing date
MERIDIAN BANCORP INC MD58958U103COM19,972$232,000thousands by filing date
ZIOPHARM ONCOLOGY INC98973P101COM70,302$231,000thousands by filing date
MADISON SQUARE GRDN SPRT CORP CL A55825T103Stock1,563$230,000thousands by filing date
FITBIT INC33812L102CL A35,450$229,000thousands by filing date
CLEARWAY ENERGY INC CL C18539C204Stock9,906$228,000thousands by filing date
PRINCIPAL EXCHANGE TRADED FD74255Y201QUALITY ETF5,716$228,000thousands by filing date
VERRA MOBILITY CORP CL A COM STK92511U102Stock22,088$227,000thousands by filing date
DELL TECHNOLOGIES INC CL C24703L202Stock4,112$226,000thousands by filing date
AIMMUNE THERAPEUTICS INC.00900T107Common Stock13,515$226,000thousands by filing date
ROCKET PHARMACEUTICALS INC77313F106COM10,762$225,000thousands by filing date
WHITE MTNS INS GROUP LTDG9618E107COM253$225,000thousands by filing date
NANOSTRING TECHNOLOGIES INC63009R109COM7,629$224,000thousands by filing date
FIRST CTZNS BANCSHARES INC DEL CL A31946M103Stock547$222,000thousands by filing date
YORK WATER CO987184108COMMON STOCK4,639$222,000thousands by filing date
Proshares Short S&P74347B425COM9,920$222,000thousands by filing date
UPWORK INC91688F104COM15,321$221,000thousands by filing date
LORAL SPACE & COM INC543881106COM11,298$221,000thousands by filing date
VICTORY CAP HLDGS INC DEL COM CL A92645B103Stock12,776$220,000thousands by filing date
STITCH FIX INC860897107COM CL A8,839$220,000thousands by filing date
CORBUS PHARMACEUTICALS HLDGS21833P103COM26,206$220,000thousands by filing date
CHAMPION HOMES INC830830105COM8,996$219,000thousands by filing date
INTELLIA THERAPEUTICS INC45826J105COM10,437$219,000thousands by filing date
MONMOUTH REAL ESTATE INVT CO609720107CL A15,119$219,000thousands by filing date
iShares Core MSCI EAFE ETF46432F842SHS3,819$218,000thousands by filing date
BILL HOLDINGS INC090043100COM2,390$216,000thousands by filing date
AIR TRANSPORT SERVICES GRP I00922R105COM9,712$216,000thousands by filing date
GORMAN RUPP CO COM383082104Stock6,788$211,000thousands by filing date
TRUPANION INC898202106COM4,908$210,000thousands by filing date
CHIMERA INVESTMENT CORP16934Q208COM NEW21,894$210,000thousands by filing date
PROSHARES TR74347X849INDX FD13,616$210,000thousands by filing date
VIRTU FINL INC928254101CL A8,859$209,000thousands by filing date
RHYTHM PHARMACEUTICALS INC76243J105COM9,377$209,000thousands by filing date
ZUORA INC98983V106COMMON STOCK16,135$206,000thousands by filing date
ISHARES TR4642874407-10 YR TRSY BD1,686$205,000thousands by filing date
OTTER TAIL CORP689648103COM5,257$204,000thousands by filing date
BANCO BILBAO VIZCAYA ARGENTARI SPONSORED ADR05946K101ADR60,000$204,000thousands by filing date
BIOXCEL THERAPEUTICS INC09075P105COM3,849$204,000thousands by filing date
LA JOLLA PHARMACEUTICAL CO503459604COM PAR $.0001 247,508$202,000thousands by filing date
UNIVEST FINANCIAL CORPORATIO915271100COM12,446$201,000thousands by filing date
ELEMENT SOLUTIONS INC COM28618M106Stock18,081$196,000thousands by filing date
HECLA MNG CO422704106COM59,529$195,000thousands by filing date
TRIPLE-S MGMT CORP896749108CL B10,191$194,000thousands by filing date
PACIFIC BIOSCIENCES CALIF INC COM69404D108Stock55,788$193,000thousands by filing date
SONOS INC83570H108COM13,114$192,000thousands by filing date
James Hardie Industries PLC47030M106Depositary Receipt10,000$192,000thousands by filing date
DURECT CORP266605104COM82,707$192,000thousands by filing date
TERRAFORM PWR INC88104R209COM CL A10,384$191,000thousands by filing date
AVAYA HLDGS CORP05351X101COM15,312$189,000thousands by filing date
MRC GLOBAL INC55345K103COM31,212$184,000thousands by filing date
GOSSAMER BIO INC COM38341P102Stock14,100$183,000thousands by filing date
Accelerate Diagnostics00430H102COM11,758$178,000thousands by filing date
RLJ LODGING TR COM74965L101REIT18,724$177,000thousands by filing date
CATALYST PHARMACEUTICALS INC14888U101COM38,038$176,000thousands by filing date
DENNYS CORP24869P104COM17,385$176,000thousands by filing date
COLUMBIA PROPERTY TRUST INC198287203COM NEW13,063$172,000thousands by filing date
DIGITAL TURBINE INC25400W102COM NEW13,603$171,000thousands by filing date
ANTARES PHARMA INC036642106COM61,998$171,000thousands by filing date
OUTFRONT MEDIA INC69007J106COM11,980$170,000thousands by filing date
ATARA BIOTHERAPEUTICS INC COM NEW046513107Stock11,560$168,000thousands by filing date
CAPITOL FED FINL INC COM14057J101Stock15,136$167,000thousands by filing date
FULGENT GENETICS INC359664109COM10,446$167,000thousands by filing date
ORBCOMM INC68555P100COM42,540$164,000thousands by filing date
HACKETT GROUP INC404609109COM11,993$162,000thousands by filing date
GRAY MEDIA INC389375106COMMON STOCK11,579$162,000thousands by filing date
OMEROS CORP682143102COM10,621$156,000thousands by filing date
Berry Corp08579X101Common Stock31,982$154,000thousands by filing date
COVANTA HLDG CORP22282E102COM15,911$153,000thousands by filing date
AMKOR TECHNOLOGY INC COM031652100Stock12,232$151,000thousands by filing date
BLOOM ENERGY CORP093712107COM13,794$150,000thousands by filing date
PROVENTION BIO INC74374N102COM10,174$144,000thousands by filing date
SOLARIS ENERGY INFRAS INC COM CL A83418M103Stock19,296$143,000thousands by filing date
COMMSCOPE HLDG CO INC20337X109COM16,885$141,000thousands by filing date
EDGIO INC53261M104COM19,169$141,000thousands by filing date
COEUR MNG INC COM NEW192108504Stock27,620$140,000thousands by filing date
MANNKIND CORP COM NEW56400P706Stock79,232$139,000thousands by filing date
BROADMARK RLTY CAP INC11135B100COM14,675$139,000thousands by filing date
LEXICON PHARMACEUTICALS INC528872302COMMON STOCK69,239$138,000thousands by filing date
COLONY CAPITAL INC19626G108CL A COM55,383$133,000thousands by filing date
THE REALREAL INC88339P101COM10,299$132,000thousands by filing date
INSEEGO CORP45782B104COMMON STOCK11,258$131,000thousands by filing date
MFA FINL INC55272X102COM51,767$129,000thousands by filing date
INFINERA CORP45667G103COMMON STOCK21,736$129,000thousands by filing date
THERAPEUTICSMD INC88338N107COM97,727$123,000thousands by filing date
LAUREATE ED INC COMMON STOCK518613203Stock12,269$122,000thousands by filing date
PARAMOUNT GROUP INC69924R108COM15,767$122,000thousands by filing date
MAGNOLIA OIL & GAS CORP559663109CL A20,156$122,000thousands by filing date
JOUNCE THERAPEUTICS INC481116101COM16,812$116,000thousands by filing date
ALPHA & OMEGA SEMICONDUCTORG6331P104SHS10,555$115,000thousands by filing date
IHEARTMEDIA INC CLASS A45174J509COMMON STOCK13,550$113,000thousands by filing date
VIKING THERAPEUTICS INC92686J106COM15,430$111,000thousands by filing date
ARBOR REALTY TRUST INC038923108COM11,762$109,000thousands by filing date
RED ROCK RESORTS INC75700L108CL A10,032$109,000thousands by filing date
HORIZON BANCORP IND440407104COM10,229$109,000thousands by filing date
EXANTAS CAP CORP30068N105COM NEW41,023$109,000thousands by filing date
Viewra, Inc92672L107COM46,256$103,000thousands by filing date
WELBILT INC949090104COM16,744$102,000thousands by filing date
RUBIUS THERAPEUTICS INC78116T103COM17,040$102,000thousands by filing date
INTERNATIONAL GAME TECHNOLOGG4863A108SHS USD11,338$101,000thousands by filing date
ACCURAY INC DEL004397105COM49,256$100,000thousands by filing date
AMERICAN FINANCE TRUST INC02607T109COM CLASS A12,456$99,000thousands by filing date
OLD SECOND BANCORP INC680277100COMMON STOCK12,580$98,000thousands by filing date
GOPRO INC38268T103CL A20,618$98,000thousands by filing date
RUBICON PROJ INC78112V102COM14,690$98,000thousands by filing date
ENERGY RECOVERY INC29270J100COM12,820$97,000thousands by filing date
BGC PARTNERS INC05541T101CL A34,768$95,000thousands by filing date
FRONTLINE PLC FG3682E192ORD SHS13,453$94,000thousands by filing date
QUOTIENT TECHNOLOGY INC749119103COMMON STOCK12,258$90,000thousands by filing date
SUNPOWER CORP867652406COM11,440$88,000thousands by filing date
Empire State Realty Trust, Inc.292104106Class A Common Stock, $0.01 par value per share12,188$85,000thousands by filing date
RTI BIOLOGICS INC74975N105COM26,766$85,000thousands by filing date
STANDARD BIOTOOLS INC34385P108COM20,981$84,000thousands by filing date
VBI VACCINES INC91822J103COM NEW26,718$83,000thousands by filing date
AGILE THERAPEUTICS INC00847L100COM29,562$83,000thousands by filing date
NEWMARK GROUP INC65158N102CL A16,291$79,000thousands by filing date
ATHERSYS INC04744L106COM28,644$79,000thousands by filing date
MOBILEIRON INC60739U204COM NEW15,898$78,000thousands by filing date
GOLAR LNG LTDG9456A100SHS10,384$75,000thousands by filing date
FUELCELL ENERGY INC35952H601COM31,503$71,000thousands by filing date
THE MEET GROUP INC.58513U101Common Stock11,359$71,000thousands by filing date
NANTHEALTH INC630104107CMN15,498$71,000thousands by filing date
ANTERO RESOURCES CORP COM03674X106Stock27,688$70,000thousands by filing date
A10 NETWORKS INC002121101COM10,190$69,000thousands by filing date
RIBBON COMMUNICATIONS INC762544104COMMON STOCK17,426$68,000thousands by filing date
TILLYS INC886885102CL A11,978$68,000thousands by filing date
NORDIC AMERICAN TANKERS LIMIG65773106COM16,449$67,000thousands by filing date
MEI PHARMA INC55279B202COM NEW16,271$67,000thousands by filing date
CLEARSIDE BIOMEDICAL INC185063104COM35,747$67,000thousands by filing date
DHT HOLDINGS INCY2065G121SHS NEW12,715$65,000thousands by filing date
CALITHERA BIOSCIENCES INC COM NEW13089P101Stock10,861$57,000thousands by filing date
AFFIMED N VN01045108COM12,121$56,000thousands by filing date
EVERI HLDGS INC30034T103COM10,738$55,000thousands by filing date
WIPRO LTD SPON ADR 1 SH97651M109ADR16,203$54,000thousands by filing date
ORCHID IS CAP INC68571X103COM11,431$54,000thousands by filing date
ENTERCOM COMMUNICATIONS CORP293639100CL A36,952$51,000thousands by filing date
GERON CORP374163103COM21,147$46,000thousands by filing date
CONDUENT INC206787103COM18,820$45,000thousands by filing date
NEXTIER OILFIELD SOLUTIONS INC65290C105COMMON STOCK18,457$45,000thousands by filing date
CENTRAL EUROPEAN MEDIA ENTERPRISES LTD-CL AG20045202COM12,340$44,000thousands by filing date
SIENTRA INC82621J105COM10,565$41,000thousands by filing date
EXPRO GROUP HOLDINGS NV COMN33462107Stock17,673$39,000thousands by filing date
PDL BIOPHARMA INC69329Y104COM12,966$38,000thousands by filing date
VERASTEM INC92337C104COM22,088$38,000thousands by filing date
SEACHANGE INTL INC811699107COM24,142$36,000thousands by filing date
MARINUS PHARMACEUTICALS INC56854Q101COM13,993$36,000thousands by filing date
NATIONAL CINEMEDIA INC635309107COM11,382$34,000thousands by filing date
CLEAN ENERGY FUELS CORP184499101COMMON STOCK14,990$33,000thousands by filing date
WAITR HLDGS INC930752100COM12,544$33,000thousands by filing date
OXFORD SQUARE CAP CORP69181V107COM11,559$32,000thousands by filing date
TRUECAR INC89785L107COM12,084$31,000thousands by filing date
EYEPOINT PHARMACEUTICALS INC30233G100COM33,832$26,000thousands by filing date
W & T OFFSHORE INC92922P106COM10,755$25,000thousands by filing date
CONTANGO OIL & GAS CO COM NEW21075N204Stock11,012$25,000thousands by filing date
CHINOOK THERAPEUTICS INC.00739L101Common Stock10,481$24,000thousands by filing date
HOUGHTON MIFFLIN HARCOURT CO44157R109COM12,039$22,000thousands by filing date
URANIUM ENERGY CORP COM916896103Stock24,035$21,000thousands by filing date
ATLANTIC PWR CORP04878Q863COM NEW10,693$21,000thousands by filing date
ROCKWELL MED INC774374102COM10,933$21,000thousands by filing date
ENERGY FUELS INC292671708COM NEW13,302$20,000thousands by filing date
TELLURIAN INC NEW87968A104COM16,641$19,000thousands by filing date
ANWORTH MORTGAGE ASSET CP037347101COM11,182$19,000thousands by filing date
NEW AGE BEVERAGES CORP64157V108COM12,058$18,000thousands by filing date
TYME TECHNOLOGIES INC COM90238J103Stock10,826$14,000thousands by filing date
MARRONE BIO INNOVATIONS INC57165B106COM10,862$13,000thousands by filing date
Whiting Petroleum Corpora966387409COM NEW10,262$12,000thousands by filing date
ACELRX PHARMACEUTICALS INC00444T100COM10,123$12,000thousands by filing date
INTREPID POTASH INC46121Y102COM10,855$11,000thousands by filing date

Amendment chain

FilingRoleFiledAcceptedIngested
13F-HR 0001126328-20-000176this filing2020-08-05acceptance time not in the bulk data set
13F-HR/A 0001126328-20-000181 added2020-09-04acceptance time not in the bulk data set