13F-HR filed by PRINCIPAL FINANCIAL GROUP INC
PRINCIPAL FINANCIAL GROUP INC filed this 13F-HR for the quarter ended 2019-12-31, filed 2020-02-05, with 2,230 holding rows worth $120,014,910,000.
- Accession
- 0001126328-20-000014
- Filer
- CIK 1126328
- Filed
- 2020-02-05
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2019
A combination report, 3,490 entries on the cover page, a total value of $120,014,910,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $120,014,910,000 with VALUE read as thousands by filing date, 13F file number 028-10106. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerColumbus Circle Investors 028-10449
- reports for this filerOrigin Asset Management, LLP 028-13785
- reports for this filerPost Advisory Group, LLC 028-12454
- reports for this filerSpectrum Asset Management, Inc 028-11300
- included managerPrincipal Global Investors, LLC 028-01549
- included managerPrincipal Real Estate Investors, LLC 028-10400
- included managerPrincipal Life Insurance Co 028-00793
- included managerPrincipal Financial Services, Inc 028-10107
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ACACIA COMMUNICATIONS INC | 00401C108 | COM | 5,650 | $383,000 | thousands by filing date | |
| BROWN FORMAN CORP | 115637100 | CL A | 6,092 | $382,000 | thousands by filing date | |
| VanEck High Yield Muni ETF | 92189H409 | SHS | 5,912 | $379,000 | thousands by filing date | |
| KFORCE INC COM | 493732101 | Stock | 9,503 | $377,000 | thousands by filing date | |
| GTT COMMUNICATIONS INC | 362393100 | COM | 32,919 | $374,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A839 | ST STR SP400VAL | 6,769 | $371,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY- | 27828Y108 | COM | 24,482 | $366,000 | thousands by filing date | |
| SITEONE LANDSCAPE SUPPLY INC | 82982L103 | COM | 4,025 | $365,000 | thousands by filing date | |
| TURNING PT BRANDS INC COM | 90041L105 | Stock | 12,746 | $365,000 | thousands by filing date | |
| EQUITY COMMONWEALTH | 294628102 | COM SH BEN INT | 11,070 | $363,000 | thousands by filing date | |
| TRICO BANCSHARES | 896095106 | COMMON STOCK | 8,877 | $362,000 | thousands by filing date | |
| Diamond Hill Investment Group Inc | 25264R207 | Common Stock | 2,576 | $362,000 | thousands by filing date | |
| TWIN RIV WORLDWIDE HLDGS INC | 90171V204 | COM | 14,113 | $362,000 | thousands by filing date | |
| FRONTDOOR INC COM | 35905A109 | Stock | 7,600 | $360,000 | thousands by filing date | |
| SNAP INC | 83304A106 | CL A | 21,946 | $358,000 | thousands by filing date | |
| NATIONAL HEALTHCARE CORP COM | 635906100 | Stock | 4,117 | $356,000 | thousands by filing date | |
| BARRETT BUSINESS SVCS INC | 068463108 | COM | 3,940 | $356,000 | thousands by filing date | |
| iShares Core MSCI Emerging Markets ETF | 46434G103 | SHS | 6,608 | $355,000 | thousands by filing date | |
| UNILEVER N V | 904784709 | N Y SHS NEW | 6,140 | $353,000 | thousands by filing date | |
| ZIX CORP | 98974P100 | COM | 51,617 | $350,000 | thousands by filing date | |
| EXANTAS CAP CORP | 30068N105 | COM NEW | 29,605 | $350,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V589 | GBL LISTED PVT | 27,326 | $349,000 | thousands by filing date | |
| ISHARES TR | 464288638 | ISHS 5-10YR INVT | 5,987 | $347,000 | thousands by filing date | |
| Schwab U.S. Large-Cap ETF | 808524201 | SHS | 4,490 | $345,000 | thousands by filing date | |
| Q2 HLDGS INC COM | 74736L109 | Stock | 4,252 | $345,000 | thousands by filing date | |
| ORMAT TECHNOLOGIES INC | 686688102 | COM | 4,577 | $341,000 | thousands by filing date | |
| FIRST CTZNS BANCSHARES INC DEL CL A | 31946M103 | Stock | 637 | $339,000 | thousands by filing date | |
| BIODELIVERY SCIENCES INTL IN | 09060J106 | COM | 53,564 | $339,000 | thousands by filing date | |
| ENERGY RECOVERY INC | 29270J100 | COM | 34,568 | $338,000 | thousands by filing date | |
| PDL BIOPHARMA INC | 69329Y104 | COM | 104,189 | $338,000 | thousands by filing date | |
| QIAGEN NV | N72482123 | SHS NEW | 9,924 | $335,000 | thousands by filing date | |
| PG&E CORP COM | 69331C108 | Stock | 30,543 | $332,000 | thousands by filing date | |
| CHIMERA INVESTMENT CORP | 16934Q208 | COM NEW | 16,112 | $331,000 | thousands by filing date | |
| TWILIO INC CL A | 90138F102 | Stock | 3,344 | $329,000 | thousands by filing date | |
| LYFT INC | 55087P104 | CL A COM | 7,657 | $329,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430206 | ACTIVEBETA EME | 9,585 | $329,000 | thousands by filing date | |
| INPHI CORP | 45772F107 | COM | 4,429 | $328,000 | thousands by filing date | |
| NRC HEALTH | 637372202 | COMMON STOCK | 4,978 | $328,000 | thousands by filing date | |
| ARK ETF TR | 00214Q104 | INNOVATION ETF | 6,505 | $326,000 | thousands by filing date | |
| TURNING PT THERAPEUTICS | 90041T108 | COM | 5,231 | $326,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V848 | ST STR TOTAL ETF | 6,623 | $324,000 | thousands by filing date | |
| ERIE INDTY CO CL A | 29530P102 | Stock | 1,933 | $321,000 | thousands by filing date | |
| ROKU INC COM CL A | 77543R102 | Stock | 2,387 | $320,000 | thousands by filing date | |
| MADISON SQUARE GRDN SPRT CORP CL A | 55825T103 | Stock | 1,086 | $319,000 | thousands by filing date | |
| MGE ENERGY INC | 55277P104 | COM | 4,032 | $318,000 | thousands by filing date | |
| TRIPLE-S MGMT CORP | 896749108 | CL B | 17,106 | $316,000 | thousands by filing date | |
| SURGERY PARTNERS INC | 86881A100 | COM | 20,126 | $315,000 | thousands by filing date | |
| EIDOS THERAPEUTICS INC. | 28249H104 | Common Stock | 5,413 | $311,000 | thousands by filing date | |
| CONNECTONE BANCORP INC | 20786W107 | COMMON STOCK | 12,069 | $310,000 | thousands by filing date | |
| AIMMUNE THERAPEUTICS INC. | 00900T107 | Common Stock | 9,148 | $306,000 | thousands by filing date | |
| WHITE MTNS INS GROUP LTD | G9618E107 | COM | 273 | $305,000 | thousands by filing date | |
| UNIVEST FINANCIAL CORPORATIO | 915271100 | COM | 11,406 | $305,000 | thousands by filing date | |
| MASONITE INTERNATIONAL CORP | 575385109 | COMMON STOCK-FO | 4,224 | $305,000 | thousands by filing date | |
| iShares Short Treasury Bond ETF | 464288679 | SHS | 2,736 | $302,000 | thousands by filing date | |
| Cyber Security ETF | 26924G201 | Common | 7,281 | $302,000 | thousands by filing date | |
| iShares MSCI EAFE Value ETF | 464288877 | SHS | 6,032 | $301,000 | thousands by filing date | |
| BILIBILI INC SPONS ADS REP Z | 090040106 | ADR | 16,137 | $300,000 | thousands by filing date | |
| MERIDIAN BANCORP INC MD | 58958U103 | COM | 14,906 | $299,000 | thousands by filing date | |
| NOVANTA INC | 67000B104 | COM | 3,306 | $292,000 | thousands by filing date | |
| V2X INC | 92242T101 | COM | 5,684 | $291,000 | thousands by filing date | |
| ISHARES MSCI EAFE MIN VOL FACTOR ETF | 46429B689 | ETF | 3,865 | $288,000 | thousands by filing date | |
| ISHARES TR | 464287457 | COM | 3,362 | $285,000 | thousands by filing date | |
| APELLIS PHARMACEUTICALS INC | 03753U106 | COM | 9,298 | $285,000 | thousands by filing date | |
| ZAYO GROUP HLDGS INC COM | 98919V105 | Stock | 8,194 | $284,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430107 | ACTIVEBETA INT | 9,357 | $283,000 | thousands by filing date | |
| VERRA MOBILITY CORP CL A COM STK | 92511U102 | Stock | 20,069 | $281,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R408 | ST TERM HIGH ETF | 10,407 | $280,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE HOLDI | 55608B105 | COMMON UNITS | 6,457 | $277,000 | thousands by filing date | |
| HILTON GRAND VACATIONS INC COM | 43283X105 | Stock | 8,024 | $276,000 | thousands by filing date | |
| INTRA-CELLULAR THERAPIES INC | 46116X101 | COMMON STOCK | 8,054 | $276,000 | thousands by filing date | |
| TRICIDA INC | 89610F101 | COM | 7,210 | $272,000 | thousands by filing date | |
| ISHARES MSCI USA QUALITY FACTOR ETF | 46432F339 | ETF | 2,682 | $271,000 | thousands by filing date | |
| TG THERAPEUTICS INC COM | 88322Q108 | Stock | 24,401 | $271,000 | thousands by filing date | |
| GRAY MEDIA INC | 389375106 | COMMON STOCK | 12,657 | $271,000 | thousands by filing date | |
| RETAIL PPTYS AMER INC | 76131V202 | CL A | 20,235 | $271,000 | thousands by filing date | |
| ISHARES TR MSCI CHINA ETF | 46429B671 | MSCI CHINA ETF | 4,196 | $269,000 | thousands by filing date | |
| FB FINL CORP | 30257X104 | COM | 6,756 | $267,000 | thousands by filing date | |
| CONTINENTAL RES INC | 212015101 | COM | 7,673 | $263,000 | thousands by filing date | |
| AVANGRID INC | 05351W103 | COM | 5,074 | $260,000 | thousands by filing date | |
| PARAMOUNT GROUP INC | 69924R108 | COM | 18,630 | $259,000 | thousands by filing date | |
| NICOLET BANKSHARES INC | 65406E102 | COM | 3,490 | $258,000 | thousands by filing date | |
| CARGURUS INC COM CL A | 141788109 | Stock | 7,292 | $257,000 | thousands by filing date | |
| iShares Floating Rate Bond ETF | 46429B655 | SHS | 5,036 | $256,000 | thousands by filing date | |
| SANGAMO THERAPEUTICS INC | 800677106 | COM | 30,595 | $256,000 | thousands by filing date | |
| ENSTAR GROUP LIMITED | G3075P101 | SHS | 1,238 | $256,000 | thousands by filing date | |
| EVERBRIDGE INC | 29978A104 | COM | 3,264 | $255,000 | thousands by filing date | |
| SIMULATIONS PLUS INC | 829214105 | COM | 8,623 | $251,000 | thousands by filing date | |
| SPIRIT AIRLS INC | 848577102 | COM | 6,229 | $251,000 | thousands by filing date | |
| NATIONAL VISION HLDGS INC COM | 63845R107 | Stock | 7,671 | $249,000 | thousands by filing date | |
| TRINET GROUP INC COM | 896288107 | Stock | 4,372 | $247,000 | thousands by filing date | |
| BANK OF N T BUTTERFIELD & SO | G0772R208 | SHS NEW | 6,652 | $246,000 | thousands by filing date | |
| BIOSPECIFICS TECHNOLOGIES | 090931106 | COM | 4,291 | $244,000 | thousands by filing date | |
| UNIVAR INC | 91336L107 | COMMON STOCK | 10,044 | $243,000 | thousands by filing date | |
| PIEDMONT REALTY TRUST INC | 720190206 | COM CL A | 10,866 | $242,000 | thousands by filing date | |
| BOX INC CL A | 10316T104 | Stock | 14,291 | $240,000 | thousands by filing date | |
| ARES MANAGEMENT CORPORATION CL A COM STK | 03990B101 | Stock | 6,698 | $239,000 | thousands by filing date | |
| AIR TRANSPORT SERVICES GRP I | 00922R105 | COM | 10,138 | $238,000 | thousands by filing date | |
| CRA INTL INC | 12618T105 | COM | 4,359 | $237,000 | thousands by filing date | |
| HUBSPOTINC | 443573100 | STOK | 1,489 | $236,000 | thousands by filing date | |
| ESPERION THERAPEUTICS INC NEW COM | 29664W105 | Stock | 3,966 | $236,000 | thousands by filing date | |
| MIDLAND STATES BANCORP INC | 597742105 | COMMON STOCK | 8,158 | $236,000 | thousands by filing date | |
| SANTANDER CONSUMER USA HOLDINGS | 80283M101 | COMMON STOCK | 10,087 | $236,000 | thousands by filing date | |
| PRINCIPAL EXCHANGE TRADED FD | 74255Y201 | QUALITY ETF | 5,716 | $235,000 | thousands by filing date | |
| SOLARIS ENERGY INFRAS INC COM CL A | 83418M103 | Stock | 16,691 | $234,000 | thousands by filing date | |
| ZENDESK INC | 98936J101 | COM | 3,051 | $234,000 | thousands by filing date | |
| ATLANTIC CAP BANCSHARES INC | 048269203 | COM | 12,632 | $232,000 | thousands by filing date | |
| SPDR Portfolio S&P 500 High Dividend ETF | 78468R788 | SHS | 5,856 | $231,000 | thousands by filing date | |
| ADVANCED DISP SVCS INC DEL | 00790X101 | COM | 7,031 | $231,000 | thousands by filing date | |
| ORTHOPEDIATRICS CORP | 68752L100 | COMMON STOCK | 4,875 | $229,000 | thousands by filing date | |
| STOCK YDS BANCORP INC | 861025104 | COM | 5,561 | $228,000 | thousands by filing date | |
| STANDARD BIOTOOLS INC | 34385P108 | COM | 65,119 | $227,000 | thousands by filing date | |
| FORTERRA INC | 34960W106 | COM | 19,543 | $226,000 | thousands by filing date | |
| VARONIS SYS INC | 922280102 | COM | 2,893 | $225,000 | thousands by filing date | |
| Berry Corp | 08579X101 | Common Stock | 23,812 | $225,000 | thousands by filing date | |
| KODIAK SCIENCES INC | 50015M109 | COM | 3,090 | $222,000 | thousands by filing date | |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 46,844 | $221,000 | thousands by filing date | |
| ZILLOW GROUP INC CLASS A | 98954M101 | CL A | 4,817 | $220,000 | thousands by filing date | |
| DICERNA PHARMACEUTICALS INC | 253031108 | COM | 9,979 | $220,000 | thousands by filing date | |
| INOVALON HLDGS INC | 45781D101 | COM CL A | 11,598 | $218,000 | thousands by filing date | |
| BLACKLINE, INC. | 09239B109 | COM | 4,218 | $217,000 | thousands by filing date | |
| SITE CENTERS CORP | 82981J109 | COM | 15,481 | $217,000 | thousands by filing date | |
| OUTFRONT MEDIA INC | 69007J106 | COM | 8,036 | $216,000 | thousands by filing date | |
| EDITAS MEDICINE INC | 28106W103 | COM | 7,228 | $214,000 | thousands by filing date | |
| THERAVANCE BIOPHARMA INC | G8807B106 | COM | 8,267 | $214,000 | thousands by filing date | |
| SCIPLAY CORPORATION | 809087109 | CL A | 17,360 | $213,000 | thousands by filing date | |
| VICTORY CAP HLDGS INC DEL COM CL A | 92645B103 | Stock | 10,111 | $212,000 | thousands by filing date | |
| RA PHARMACEUTICALS INC | 74933V108 | COM | 4,512 | $212,000 | thousands by filing date | |
| MADRIGAL PHARMACEUTICALS INC COM | 558868105 | Stock | 2,320 | $211,000 | thousands by filing date | |
| ECHOSTAR CORP | 278768106 | CL A | 4,816 | $209,000 | thousands by filing date | |
| MOELIS & CO | 60786M105 | CL A | 6,471 | $207,000 | thousands by filing date | |
| GDS HLDGS LTD SPONSORED ADS | 36165L108 | ADR | 4,000 | $206,000 | thousands by filing date | |
| FIRST DEFIANCE FINL CORP | 32006W106 | COMMON STOCK | 6,555 | $206,000 | thousands by filing date | |
| ISHARES TR | 464287564 | SELECT US REIT | 1,752 | $205,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 2,000 | $204,000 | thousands by filing date | |
| BYLINE BANCORP INC | 124411109 | COM | 10,389 | $203,000 | thousands by filing date | |
| GREAT SOUTHERN BANCORP INC | 390905107 | COMMON STOCK | 3,204 | $203,000 | thousands by filing date | |
| ARVINAS INC | 04335A105 | COM | 4,922 | $202,000 | thousands by filing date | |
| CASELLA WASTE SYS INC | 147448104 | CL A | 4,397 | $202,000 | thousands by filing date | |
| WELBILT INC | 949090104 | COM | 12,946 | $202,000 | thousands by filing date | |
| Empire State Realty Trust, Inc. | 292104106 | Class A Common Stock, $0.01 par value per share | 14,381 | $201,000 | thousands by filing date | |
| MONGODB INC CL A | 60937P106 | Stock | 1,527 | $201,000 | thousands by filing date | |
| NEBIUS GROUP N.V. | N97284108 | SHS CLASS A | 4,632 | $201,000 | thousands by filing date | |
| PEOPLES BANCORP INC | 709789101 | COM | 5,800 | $201,000 | thousands by filing date | |
| FRESHPET INC COM | 358039105 | Stock | 3,378 | $200,000 | thousands by filing date | |
| BANCORP INC DEL | 05969A105 | COM | 15,443 | $200,000 | thousands by filing date | |
| CEL-SCI CORP | 150837607 | COM PAR NEW | 21,434 | $196,000 | thousands by filing date | |
| IMMERSION CORPORATION | 452521107 | COMMON STOCK | 26,247 | $195,000 | thousands by filing date | |
| KOSMOS ENERGY LTD | 500688106 | COM | 33,975 | $194,000 | thousands by filing date | |
| QURATE RETAIL INC | 74915M100 | COM SER A | 22,991 | $194,000 | thousands by filing date | |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 37,790 | $193,000 | thousands by filing date | |
| PERSONALIS INC | 71535D106 | COMMON STOCK | 17,435 | $190,000 | thousands by filing date | |
| ENDURANCE INTL GROUP HLDGS I | 29272B105 | COM | 39,503 | $186,000 | thousands by filing date | |
| VNET GROUP INC | 90138A103 | SPONSORED ADS A | 25,383 | $184,000 | thousands by filing date | |
| HACKETT GROUP INC | 404609109 | COM | 11,360 | $183,000 | thousands by filing date | |
| AMERICAN FINANCE TRUST INC | 02607T109 | COM CLASS A | 13,769 | $183,000 | thousands by filing date | |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 20,332 | $182,000 | thousands by filing date | |
| RLJ LODGING TR COM | 74965L101 | REIT | 10,165 | $180,000 | thousands by filing date | |
| FUNKO INC CLASS A | 361008105 | COMMON STOCK | 10,228 | $176,000 | thousands by filing date | |
| CLOUDERA INC | 18914U100 | COM | 15,007 | $175,000 | thousands by filing date | |
| COVANTA HLDG CORP | 22282E102 | COM | 11,758 | $174,000 | thousands by filing date | |
| JOINT CORP | 47973J102 | COM | 10,800 | $174,000 | thousands by filing date | |
| ATHENEX INC | 04685N103 | COM | 11,283 | $172,000 | thousands by filing date | |
| CERUS CORP | 157085101 | COM | 40,316 | $170,000 | thousands by filing date | |
| COMMSCOPE HLDG CO INC | 20337X109 | COM | 11,671 | $166,000 | thousands by filing date | |
| INVESTORS BANCORP, INC. | 46146L101 | COMMON STOCK | 13,670 | $163,000 | thousands by filing date | |
| ACCO BRANDS CORP COM | 00081T108 | Stock | 16,603 | $155,000 | thousands by filing date | |
| SUNRUN INC | 86771W105 | COM | 11,013 | $152,000 | thousands by filing date | |
| ALPHATEC HLDGS INC | 02081G201 | COM NEW | 20,973 | $149,000 | thousands by filing date | |
| HOSTESS BRANDS INC | 44109J106 | COMMON STOCK | 10,203 | $148,000 | thousands by filing date | |
| GROUPON INC | 399473107 | COMMON STOCK | 60,383 | $144,000 | thousands by filing date | |
| CORMEDIX INC COM | 21900C308 | Stock | 19,657 | $143,000 | thousands by filing date | |
| AGENUS INC | 00847G705 | COM NEW | 35,028 | $143,000 | thousands by filing date | |
| ACCURAY INC DEL | 004397105 | COM | 48,060 | $135,000 | thousands by filing date | |
| Pareteum Corporation | 69946T207 | COM | 308,977 | $135,000 | thousands by filing date | |
| DYNAVAX TECHNOLOGIES CORP | 268158201 | COM NEW | 22,973 | $131,000 | thousands by filing date | |
| INTREXON CORP | 46122T102 | COM | 23,659 | $130,000 | thousands by filing date | |
| CISION LTD | G1992S109 | SHS | 12,626 | $126,000 | thousands by filing date | |
| CENTRAL EUROPEAN MEDIA ENTERPRISES LTD-CL A | G20045202 | COM | 27,187 | $123,000 | thousands by filing date | |
| SORRENTO THERAPEUTICS INC | 83587F202 | COMMON STOCK | 35,968 | $122,000 | thousands by filing date | |
| AKEBIA THERAPEUTICS INC | 00972D105 | COMMON STOCK | 17,351 | $110,000 | thousands by filing date | |
| RUBIUS THERAPEUTICS INC | 78116T103 | COM | 11,627 | $110,000 | thousands by filing date | |
| COMSTOCK RES INC COM | 205768302 | Stock | 13,252 | $109,000 | thousands by filing date | |
| BIOCRYST PHARMACEUTICALS INC COM | 09058V103 | Stock | 31,465 | $109,000 | thousands by filing date | |
| ANTARES PHARMA INC | 036642106 | COM | 23,289 | $109,000 | thousands by filing date | |
| COEUR MNG INC COM NEW | 192108504 | Stock | 13,000 | $105,000 | thousands by filing date | |
| CATALYST PHARMACEUTICALS INC | 14888U101 | COM | 28,088 | $105,000 | thousands by filing date | |
| Viewra, Inc | 92672L107 | COM | 24,403 | $103,000 | thousands by filing date | |
| RIGEL PHARMACEUTICALS INC | 766559603 | COMMON STOCK | 47,828 | $102,000 | thousands by filing date | |
| HECLA MNG CO | 422704106 | COM | 29,159 | $99,000 | thousands by filing date | |
| FITBIT INC | 33812L102 | CL A | 15,132 | $99,000 | thousands by filing date | |
| PACIFIC BIOSCIENCES CALIF INC COM | 69404D108 | Stock | 19,104 | $98,000 | thousands by filing date | |
| NATIONAL CINEMEDIA INC | 635309107 | COM | 13,464 | $98,000 | thousands by filing date | |
| TELLURIAN INC NEW | 87968A104 | COM | 12,406 | $90,000 | thousands by filing date | |
| VIKING THERAPEUTICS INC | 92686J106 | COM | 10,541 | $85,000 | thousands by filing date | |
| THERAPEUTICSMD INC | 88338N107 | COM | 35,212 | $85,000 | thousands by filing date | |
| INFINERA CORP | 45667G103 | COMMON STOCK | 10,327 | $82,000 | thousands by filing date | |
| DIGITAL TURBINE INC | 25400W102 | COM NEW | 10,981 | $78,000 | thousands by filing date | |
| LIBERTY TRIPADVISOR HLDGS IN | 531465102 | COM SER A | 10,482 | $77,000 | thousands by filing date | |
| KADMON HLDGS INC | 48283N106 | COM | 16,889 | $77,000 | thousands by filing date | |
| FALCON MINERALS CORP | 30607B109 | CL A COM | 10,605 | $75,000 | thousands by filing date | |
| MANNKIND CORP COM NEW | 56400P706 | Stock | 53,459 | $69,000 | thousands by filing date | |
| ACHILLION PHARMACEUTICALS IN | 00448Q201 | COM | 10,535 | $64,000 | thousands by filing date | |
| ASSERTIO THERAPEUTICS INC | 04545L107 | COM | 51,515 | $64,000 | thousands by filing date | |
| MOBILEIRON INC | 60739U204 | COM NEW | 13,243 | $64,000 | thousands by filing date | |
| CONDUENT INC | 206787103 | COM | 10,099 | $63,000 | thousands by filing date | |
| TRUECAR INC | 89785L107 | COM | 13,367 | $63,000 | thousands by filing date | |
| CONFORMIS INC | 20717E101 | COM | 38,794 | $58,000 | thousands by filing date | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 11,474 | $56,000 | thousands by filing date | |
| LADENBURG THALMANN FINANCIAL | 50575Q102 | COM | 15,823 | $55,000 | thousands by filing date | |
| OPTION CARE HEALTH INC | 68404L102 | COM | 14,091 | $53,000 | thousands by filing date | |
| EDGIO INC | 53261M104 | COM | 11,752 | $48,000 | thousands by filing date | |
| WIPRO LTD SPON ADR 1 SH | 97651M109 | ADR | 12,272 | $46,000 | thousands by filing date | |
| AMYRIS INC | 03236M200 | COM NEW | 14,771 | $46,000 | thousands by filing date | |
| INOVIO PHARMACEUTICALS INC | 45773H201 | COM NEW | 13,136 | $43,000 | thousands by filing date | |
| ATLANTIC PWR CORP | 04878Q863 | COM NEW | 14,127 | $33,000 | thousands by filing date | |
| MAMMOTH ENERGY SERVICES INC | 56155L108 | COM | 14,615 | $32,000 | thousands by filing date | |
| CHIMERIX INC COM | 16934W106 | Stock | 15,665 | $32,000 | thousands by filing date | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 12,580 | $29,000 | thousands by filing date | |
| SENSEONICS HLDGS INC | 81727U105 | COM | 29,658 | $27,000 | thousands by filing date | |
| MEI PHARMA INC | 55279B202 | COM NEW | 10,453 | $26,000 | thousands by filing date | |
| GENESIS HEALTHCARE CLASS A | 37185X106 | COMMON STOCK | 15,589 | $26,000 | thousands by filing date | |
| CASTLIGHT HEALTH INC CL B | 14862Q100 | Stock | 18,805 | $25,000 | thousands by filing date | |
| ACELRX PHARMACEUTICALS INC | 00444T100 | COM | 11,595 | $24,000 | thousands by filing date | |
| PALATIN TECHNOLOGIES INC | 696077403 | COM PAR $ .01 | 29,633 | $23,000 | thousands by filing date | |
| ATHERSYS INC | 04744L106 | COM | 18,745 | $23,000 | thousands by filing date | |
| GERON CORP | 374163103 | COM | 14,642 | $20,000 | thousands by filing date | |
| CYMABAY THERAPEUTICS INC | 23257D103 | COM | 10,028 | $20,000 | thousands by filing date | |
| VBI VACCINES INC | 91822J103 | COM NEW | 10,178 | $14,000 | thousands by filing date | |
| IDEANOMICS INC | 45166V106 | COM | 10,858 | $9,000 | thousands by filing date | |
| ABRAXAS PETROLEUM CORP | 003830106 | COM | 20,079 | $7,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001126328-20-000014 | this filing | 2020-02-05 | acceptance time not in the bulk data set |