13F-HR filed by PRINCIPAL FINANCIAL GROUP INC
PRINCIPAL FINANCIAL GROUP INC filed this 13F-HR for the quarter ended 2019-09-30, filed 2019-11-13, with 2,244 holding rows worth $113,412,495,000.
- Accession
- 0001126328-19-000245
- Filer
- CIK 1126328
- Filed
- 2019-11-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2019
A combination report, 3,666 entries on the cover page, a total value of $113,412,495,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $113,412,495,000 with VALUE read as thousands by filing date, 13F file number 028-10106. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerColumbus Circle Investors 028-10449
- reports for this filerOrigin Asset Management, LLP 028-13785
- reports for this filerPost Advisory Group, LLC 028-12454
- reports for this filerSpectrum Asset Management, Inc 028-11300
- included managerPrincipal Global Investors, LLC 028-01549
- included managerPrincipal Real Estate Investors, LLC 028-10400
- included managerPrincipal Life Insurance Co 028-00793
- included managerPrincipal Financial Services, Inc 028-10107
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| MERIDIAN BANCORP INC MD | 58958U103 | COM | 20,661 | $387,000 | thousands by filing date | |
| FRONTDOOR INC COM | 35905A109 | Stock | 7,927 | $385,000 | thousands by filing date | |
| ARES COML REAL ESTATE CORP | 04013V108 | COM | 25,201 | $384,000 | thousands by filing date | |
| HERBALIFE LTD | G4412G101 | COM SHS | 10,122 | $383,000 | thousands by filing date | |
| AMC ENTMT HLDGS INC | 00165C104 | CL A COM | 35,693 | $382,000 | thousands by filing date | |
| BELLICUM PHARMACEUTICALS INC | 079481107 | COM | 362,657 | $381,000 | thousands by filing date | |
| ENTERPRISE FINL SVCS CORP | 293712105 | COM | 9,243 | $377,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY- | 27828Y108 | COM | 25,599 | $375,000 | thousands by filing date | |
| JERNIGAN CAP INC | 476405105 | COM | 19,335 | $372,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A839 | ST STR SP400VAL | 7,221 | $371,000 | thousands by filing date | |
| Berry Corp | 08579X101 | Common Stock | 39,527 | $370,000 | thousands by filing date | |
| OCEANFIRST FINL CORP | 675234108 | COM | 15,625 | $369,000 | thousands by filing date | |
| MOMO INC | 60879B107 | ADR | 11,859 | $367,000 | thousands by filing date | |
| iShares Short Treasury Bond ETF | 464288679 | SHS | 3,304 | $365,000 | thousands by filing date | |
| Q2 HLDGS INC COM | 74736L109 | Stock | 4,623 | $365,000 | thousands by filing date | |
| BROWN FORMAN CORP | 115637100 | CL A | 6,112 | $365,000 | thousands by filing date | |
| EVERBRIDGE INC | 29978A104 | COM | 5,829 | $360,000 | thousands by filing date | |
| PEGASYSTEMS INC COM | 705573103 | Stock | 5,279 | $359,000 | thousands by filing date | |
| QURATE RETAIL INC | 74915M100 | COM SER A | 34,831 | $359,000 | thousands by filing date | |
| MONGODB INC CL A | 60937P106 | Stock | 2,953 | $356,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X871 | ST INTL CAP ETF | 12,062 | $355,000 | thousands by filing date | |
| OTTER TAIL CORP | 689648103 | COM | 6,578 | $354,000 | thousands by filing date | |
| AMYRIS INC | 03236M200 | COM NEW | 74,203 | $353,000 | thousands by filing date | |
| BEONE MEDICINES LTD SPONSORED ADS | 07725L102 | ADR | 2,870 | $351,000 | thousands by filing date | |
| SITEONE LANDSCAPE SUPPLY INC | 82982L103 | COM | 4,716 | $349,000 | thousands by filing date | |
| ENPHASE ENERGY INC COM | 29355A107 | Stock | 15,575 | $346,000 | thousands by filing date | |
| CHIMERA INVESTMENT CORP | 16934Q208 | COM NEW | 17,363 | $340,000 | thousands by filing date | |
| ENNIS INC COM | 293389102 | Stock | 16,794 | $339,000 | thousands by filing date | |
| NATIONAL HEALTHCARE CORP COM | 635906100 | Stock | 4,135 | $338,000 | thousands by filing date | |
| FIRST HAWAIIAN INC | 32051X108 | COM | 12,533 | $335,000 | thousands by filing date | |
| TRICO BANCSHARES | 896095106 | COMMON STOCK | 9,222 | $335,000 | thousands by filing date | |
| GARDNER DENVER HLDGS INC | 36555P107 | COM | 11,770 | $333,000 | thousands by filing date | |
| PG&E CORP COM | 69331C108 | Stock | 33,219 | $332,000 | thousands by filing date | |
| CIMPRESS N V | N20146101 | SHS EURO | 2,519 | $332,000 | thousands by filing date | |
| MORNINGSTAR INC COM | 617700109 | Stock | 2,265 | $331,000 | thousands by filing date | |
| FIRST CTZNS BANCSHARES INC DEL CL A | 31946M103 | Stock | 693 | $327,000 | thousands by filing date | |
| SNAP INC | 83304A106 | CL A | 20,588 | $325,000 | thousands by filing date | |
| QTS RLTY TR INC | 74736A103 | COM CL A | 6,324 | $325,000 | thousands by filing date | |
| MADISON SQUARE GRDN SPRT CORP CL A | 55825T103 | Stock | 1,222 | $322,000 | thousands by filing date | |
| SEA LTD | 81141R100 | SPONSORD ADS | 10,343 | $320,000 | thousands by filing date | |
| MFA FINL INC | 55272X102 | COM | 43,289 | $319,000 | thousands by filing date | |
| INPHI CORP | 45772F107 | COM | 5,187 | $317,000 | thousands by filing date | |
| Schwab U.S. Large-Cap ETF | 808524201 | SHS | 4,449 | $316,000 | thousands by filing date | |
| ISHARES TR | 464288638 | ISHS 5-10YR INVT | 5,456 | $316,000 | thousands by filing date | |
| MCGRATH RENTCORP | 580589109 | COM | 4,533 | $315,000 | thousands by filing date | |
| UPLAND SOFTWARE INC | 91544A109 | COMMON STOCK | 8,969 | $313,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V589 | GBL LISTED PVT | 26,477 | $313,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V848 | ST STR TOTAL ETF | 6,345 | $312,000 | thousands by filing date | |
| WHITE MTNS INS GROUP LTD | G9618E107 | COM | 289 | $312,000 | thousands by filing date | |
| AMERICAS CAR-MART INC | 03062T105 | COM | 3,390 | $311,000 | thousands by filing date | |
| CLOVIS ONCOLOGY INC | 189464100 | COM | 77,511 | $305,000 | thousands by filing date | |
| MERITOR INC | 59001K100 | COMMON STOCK | 16,505 | $305,000 | thousands by filing date | |
| WORKIVA INC COM CL A | 98139A105 | Stock | 6,892 | $302,000 | thousands by filing date | |
| SPRINT CORP | 85207U105 | COM SER 1 | 48,710 | $301,000 | thousands by filing date | |
| VERRA MOBILITY CORP CL A COM STK | 92511U102 | Stock | 20,840 | $299,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430206 | ACTIVEBETA EME | 9,439 | $296,000 | thousands by filing date | |
| TERRAFORM PWR INC | 88104R209 | COM CL A | 16,172 | $295,000 | thousands by filing date | |
| AGIOS PHARMACEUTICALS INC | 00847X104 | COM | 9,057 | $293,000 | thousands by filing date | |
| UNILEVER N V | 904784709 | N Y SHS NEW | 4,862 | $292,000 | thousands by filing date | |
| ROKU INC COM CL A | 77543R102 | Stock | 2,846 | $290,000 | thousands by filing date | |
| iShares MSCI EAFE Value ETF | 464288877 | SHS | 6,055 | $287,000 | thousands by filing date | |
| SANGAMO THERAPEUTICS INC | 800677106 | COM | 31,651 | $286,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE HOLDI | 55608B105 | COMMON UNITS | 7,222 | $285,000 | thousands by filing date | |
| PIEDMONT REALTY TRUST INC | 720190206 | COM CL A | 13,642 | $285,000 | thousands by filing date | |
| ASTRONICS CORP COM | 046433108 | Stock | 9,489 | $279,000 | thousands by filing date | |
| ARK ETF TR | 00214Q104 | INNOVATION ETF | 6,507 | $279,000 | thousands by filing date | |
| Cyber Security ETF | 26924G201 | Common | 7,400 | $277,000 | thousands by filing date | |
| Vanguard Small-Cap Value ETF | 922908611 | SHS | 2,133 | $275,000 | thousands by filing date | |
| BOX INC CL A | 10316T104 | Stock | 16,605 | $275,000 | thousands by filing date | |
| STEELCASE INC-CLASS A | 858155203 | CL A | 14,868 | $274,000 | thousands by filing date | |
| DENNYS CORP | 24869P104 | COM | 12,000 | $273,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R408 | ST TERM HIGH ETF | 9,994 | $270,000 | thousands by filing date | |
| AVANGRID INC | 05351W103 | COM | 5,167 | $270,000 | thousands by filing date | |
| SANTANDER CONSUMER USA HOLDINGS | 80283M101 | COMMON STOCK | 10,584 | $270,000 | thousands by filing date | |
| AQUAVENTURE HLDGS LTD | G0443N107 | SHS | 13,909 | $270,000 | thousands by filing date | |
| AIR LEASE CORP | 00912X302 | CL A | 6,433 | $269,000 | thousands by filing date | |
| SPIRIT AIRLS INC | 848577102 | COM | 7,357 | $267,000 | thousands by filing date | |
| iShares Floating Rate Bond ETF | 46429B655 | SHS | 5,213 | $266,000 | thousands by filing date | |
| ISHARES MSCI EAFE MIN VOL FACTOR ETF | 46429B689 | ETF | 3,620 | $265,000 | thousands by filing date | |
| Allegiance Bancshares | 01748H107 | COM | 8,252 | $265,000 | thousands by filing date | |
| ZOGENIX INC. | 98978L204 | Common Stock | 6,562 | $263,000 | thousands by filing date | |
| CONNECTONE BANCORP INC | 20786W107 | COMMON STOCK | 11,802 | $262,000 | thousands by filing date | |
| ORMAT TECHNOLOGIES INC | 686688102 | COM | 3,502 | $260,000 | thousands by filing date | |
| THE MEET GROUP INC. | 58513U101 | Common Stock | 79,461 | $260,000 | thousands by filing date | |
| CONTINENTAL RES INC | 212015101 | COM | 8,421 | $259,000 | thousands by filing date | |
| EXANTAS CAP CORP | 30068N105 | COM NEW | 22,814 | $259,000 | thousands by filing date | |
| HOULIHAN LOKEY INC CL A | 441593100 | Stock | 5,714 | $258,000 | thousands by filing date | |
| ISHARES TR | 464287457 | COM | 3,015 | $256,000 | thousands by filing date | |
| COLUMBIA PROPERTY TRUST INC | 198287203 | COM NEW | 12,124 | $256,000 | thousands by filing date | |
| WELBILT INC | 949090104 | COM | 15,047 | $254,000 | thousands by filing date | |
| RETAIL PPTYS AMER INC | 76131V202 | CL A | 20,615 | $254,000 | thousands by filing date | |
| LIVE OAK BANCSHARES INC | 53803X105 | COM | 13,901 | $252,000 | thousands by filing date | |
| PARAMOUNT GROUP INC | 69924R108 | COM | 18,747 | $250,000 | thousands by filing date | |
| SOLARIS ENERGY INFRAS INC COM CL A | 83418M103 | Stock | 18,559 | $249,000 | thousands by filing date | |
| MGE ENERGY INC | 55277P104 | COM | 3,085 | $246,000 | thousands by filing date | |
| iShares Core MSCI Emerging Markets ETF | 46434G103 | SHS | 4,958 | $243,000 | thousands by filing date | |
| STANDARD BIOTOOLS INC | 34385P108 | COM | 52,365 | $243,000 | thousands by filing date | |
| BANK OF N T BUTTERFIELD & SO | G0772R208 | SHS NEW | 8,168 | $242,000 | thousands by filing date | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 1,866 | $238,000 | thousands by filing date | |
| COREPOINT LODGING INC | 21872L104 | COM | 23,496 | $238,000 | thousands by filing date | |
| ATLANTIC CAP BANCSHARES INC | 048269203 | COM | 13,745 | $238,000 | thousands by filing date | |
| Vanguard Value ETF | 922908744 | SHS | 2,110 | $236,000 | thousands by filing date | |
| BLACKLINE, INC. | 09239B109 | COM | 4,940 | $236,000 | thousands by filing date | |
| COVANTA HLDG CORP | 22282E102 | COM | 13,672 | $236,000 | thousands by filing date | |
| CASS INFORMATION SYSTEMS INC | 14808P109 | COMMON STOCK | 4,375 | $236,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W507 | SHOR DURA BD ETF | 4,618 | $232,000 | thousands by filing date | |
| EPIZYME INC | 29428V104 | COM | 22,479 | $232,000 | thousands by filing date | |
| Diamond Hill Investment Group Inc | 25264R207 | Common Stock | 1,672 | $231,000 | thousands by filing date | |
| UNIQURE NV | N90064101 | SHS | 5,838 | $230,000 | thousands by filing date | |
| ANTARES PHARMA INC | 036642106 | COM | 68,411 | $229,000 | thousands by filing date | |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 1,428 | $228,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430107 | ACTIVEBETA INT | 8,008 | $227,000 | thousands by filing date | |
| PROS Holdings Inc | 74346Y103 | Common Stock | 3,799 | $226,000 | thousands by filing date | |
| ARQULE INC | 04269E107 | COM | 31,476 | $225,000 | thousands by filing date | |
| BILIBILI INC SPONS ADS REP Z | 090040106 | ADR | 15,827 | $223,000 | thousands by filing date | |
| SPDR Portfolio S&P 500 High Dividend ETF | 78468R788 | SHS | 5,826 | $221,000 | thousands by filing date | |
| CASELLA WASTE SYS INC | 147448104 | CL A | 5,146 | $221,000 | thousands by filing date | |
| IMAX CORP | 45245E109 | COM | 10,083 | $221,000 | thousands by filing date | |
| CENTERSTATE BK CORP | 15201P109 | COM | 9,219 | $221,000 | thousands by filing date | |
| ECHOSTAR CORP | 278768106 | CL A | 5,555 | $220,000 | thousands by filing date | |
| KOSMOS ENERGY LTD | 500688106 | COM | 35,271 | $220,000 | thousands by filing date | |
| COHERUS ONCOLOGY INC | 19249H103 | COM | 10,818 | $219,000 | thousands by filing date | |
| PRINCIPAL EXCHANGE TRADED FD | 74255Y201 | QUALITY ETF | 5,716 | $219,000 | thousands by filing date | |
| SPIRIT MTA REIT | 84861U105 | COM SHS BEN IN | 25,894 | $219,000 | thousands by filing date | |
| INOVALON HLDGS INC | 45781D101 | COM CL A | 13,354 | $219,000 | thousands by filing date | |
| FB FINL CORP | 30257X104 | COM | 5,808 | $218,000 | thousands by filing date | |
| RENASANT CORP | 75970E107 | COM | 6,158 | $216,000 | thousands by filing date | |
| RLJ LODGING TR COM | 74965L101 | REIT | 12,629 | $215,000 | thousands by filing date | |
| NATIONAL VISION HLDGS INC COM | 63845R107 | Stock | 8,941 | $215,000 | thousands by filing date | |
| BAOZUN INC ADR | 06684L103 | SPONSORED ADR | 5,046 | $215,000 | thousands by filing date | |
| FIRST LONG IS CORP | 320734106 | COM | 9,440 | $215,000 | thousands by filing date | |
| SUNRUN INC | 86771W105 | COM | 12,811 | $214,000 | thousands by filing date | |
| ENSTAR GROUP LIMITED | G3075P101 | SHS | 1,122 | $213,000 | thousands by filing date | |
| APELLIS PHARMACEUTICALS INC | 03753U106 | COM | 8,767 | $211,000 | thousands by filing date | |
| PDL BIOPHARMA INC | 69329Y104 | COM | 97,444 | $210,000 | thousands by filing date | |
| HERON THERAPEUTICS INC | 427746102 | COM | 11,243 | $208,000 | thousands by filing date | |
| SITE CENTERS CORP | 82981J109 | COM | 13,649 | $206,000 | thousands by filing date | |
| FUNKO INC CLASS A | 361008105 | COMMON STOCK | 9,958 | $205,000 | thousands by filing date | |
| VARONIS SYS INC | 922280102 | COM | 3,409 | $204,000 | thousands by filing date | |
| TOWNEBANK PORTSMOUTH VA | 89214P109 | COM | 7,301 | $203,000 | thousands by filing date | |
| TRICIDA INC | 89610F101 | COM | 6,571 | $203,000 | thousands by filing date | |
| VERSO CORP | 92531L207 | CL A | 16,358 | $203,000 | thousands by filing date | |
| AIMMUNE THERAPEUTICS INC. | 00900T107 | Common Stock | 9,585 | $201,000 | thousands by filing date | |
| ARES MANAGEMENT CORPORATION CL A COM STK | 03990B101 | Stock | 7,446 | $200,000 | thousands by filing date | |
| AMNEAL PHARMACEUTICALS INC | 03168L105 | COM STK CL A | 68,090 | $198,000 | thousands by filing date | |
| KRATOS DEFENSE & SEC SOLUTIO | 50077B207 | COM NEW | 10,432 | $194,000 | thousands by filing date | |
| VNET GROUP INC | 90138A103 | SPONSORED ADS A | 25,383 | $193,000 | thousands by filing date | |
| INVESTORS BANCORP, INC. | 46146L101 | COMMON STOCK | 16,918 | $192,000 | thousands by filing date | |
| INSEEGO CORP | 45782B104 | COMMON STOCK | 39,485 | $190,000 | thousands by filing date | |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 44,107 | $189,000 | thousands by filing date | |
| ZIX CORP | 98974P100 | COM | 24,776 | $179,000 | thousands by filing date | |
| BIODELIVERY SCIENCES INTL IN | 09060J106 | COM | 42,173 | $178,000 | thousands by filing date | |
| REDFIN CORP | 75737F108 | COM | 10,219 | $172,000 | thousands by filing date | |
| YEXT INC | 98585N106 | COM | 10,761 | $171,000 | thousands by filing date | |
| CORMEDIX INC COM | 21900C308 | Stock | 26,595 | $170,000 | thousands by filing date | |
| Mallinckrodt Plc | G5785G107 | SHS | 69,728 | $168,000 | thousands by filing date | |
| CLOUDERA INC | 18914U100 | COM | 18,312 | $162,000 | thousands by filing date | |
| FATE THERAPEUTICS INC | 31189P102 | COM | 10,225 | $159,000 | thousands by filing date | |
| CATALYST PHARMACEUTICALS INC | 14888U101 | COM | 29,801 | $158,000 | thousands by filing date | |
| ENDURANCE INTL GROUP HLDGS I | 29272B105 | COM | 40,411 | $151,000 | thousands by filing date | |
| SONOS INC | 83570H108 | COM | 11,035 | $148,000 | thousands by filing date | |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 24,119 | $146,000 | thousands by filing date | |
| INTERNATIONAL GAME TECHNOLOG | G4863A108 | SHS USD | 10,159 | $144,000 | thousands by filing date | |
| GROUPON INC | 399473107 | COMMON STOCK | 52,137 | $139,000 | thousands by filing date | |
| THERAPEUTICSMD INC | 88338N107 | COM | 37,899 | $138,000 | thousands by filing date | |
| MAGNOLIA OIL & GAS CORP | 559663109 | CL A | 11,527 | $128,000 | thousands by filing date | |
| ATHENEX INC | 04685N103 | COM | 10,455 | $127,000 | thousands by filing date | |
| SURGERY PARTNERS INC | 86881A100 | COM | 16,679 | $123,000 | thousands by filing date | |
| TILLYS INC | 886885102 | CL A | 13,049 | $123,000 | thousands by filing date | |
| BANCORP INC DEL | 05969A105 | COM | 12,334 | $122,000 | thousands by filing date | |
| TELLURIAN INC NEW | 87968A104 | COM | 14,701 | $122,000 | thousands by filing date | |
| ACHILLION PHARMACEUTICALS IN | 00448Q201 | COM | 33,821 | $122,000 | thousands by filing date | |
| INTREXON CORP | 46122T102 | COM | 20,423 | $117,000 | thousands by filing date | |
| CISION LTD | G1992S109 | SHS | 15,050 | $116,000 | thousands by filing date | |
| PACIFIC BIOSCIENCES CALIF INC COM | 69404D108 | Stock | 22,350 | $115,000 | thousands by filing date | |
| AKEBIA THERAPEUTICS INC | 00972D105 | COMMON STOCK | 28,400 | $111,000 | thousands by filing date | |
| LIBERTY TRIPADVISOR HLDGS IN | 531465102 | COM SER A | 11,646 | $110,000 | thousands by filing date | |
| MOBILEIRON INC | 60739U204 | COM NEW | 15,730 | $103,000 | thousands by filing date | |
| GOPRO INC | 38268T103 | CL A | 19,516 | $101,000 | thousands by filing date | |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 41,262 | $100,000 | thousands by filing date | |
| CENTENNIAL RESOURCE DEV INC | 15136A102 | CL A | 22,038 | $100,000 | thousands by filing date | |
| BIOCRYST PHARMACEUTICALS INC COM | 09058V103 | Stock | 33,144 | $95,000 | thousands by filing date | |
| RIGEL PHARMACEUTICALS INC | 766559603 | COMMON STOCK | 50,650 | $95,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919500 | CL B NON VTG | 10,835 | $95,000 | thousands by filing date | |
| GLU MOBILE INC | 379890106 | COMMON STOCK | 18,853 | $94,000 | thousands by filing date | |
| RUBIUS THERAPEUTICS INC | 78116T103 | COM | 11,764 | $92,000 | thousands by filing date | |
| RADIANT LOGISTICS INC | 75025X100 | COM | 17,295 | $89,000 | thousands by filing date | |
| FGL HLDGS | G3402M102 | ORD SHS | 10,774 | $86,000 | thousands by filing date | |
| DIGITAL TURBINE INC | 25400W102 | COM NEW | 13,033 | $84,000 | thousands by filing date | |
| Pareteum Corporation | 69946T207 | COM | 63,970 | $83,000 | thousands by filing date | |
| ANTERO RESOURCES CORP COM | 03674X106 | Stock | 27,186 | $82,000 | thousands by filing date | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 30,879 | $82,000 | thousands by filing date | |
| FITBIT INC | 33812L102 | CL A | 21,374 | $81,000 | thousands by filing date | |
| GENIE ENERGY LTD | 372284208 | CL B | 10,648 | $79,000 | thousands by filing date | |
| CONDUENT INC | 206787103 | COM | 12,685 | $79,000 | thousands by filing date | |
| NEW SR INVT GROUP INC | 648691103 | COM | 11,459 | $77,000 | thousands by filing date | |
| AGENUS INC | 00847G705 | COM NEW | 29,574 | $76,000 | thousands by filing date | |
| COEUR MNG INC COM NEW | 192108504 | Stock | 14,895 | $72,000 | thousands by filing date | |
| MANNKIND CORP COM NEW | 56400P706 | Stock | 56,508 | $71,000 | thousands by filing date | |
| INFINERA CORP | 45667G103 | COMMON STOCK | 12,971 | $71,000 | thousands by filing date | |
| SORRENTO THERAPEUTICS INC | 83587F202 | COMMON STOCK | 31,940 | $68,000 | thousands by filing date | |
| CENTRAL EUROPEAN MEDIA ENTERPRISES LTD-CL A | G20045202 | COM | 14,702 | $66,000 | thousands by filing date | |
| TG THERAPEUTICS INC COM | 88322Q108 | Stock | 11,641 | $65,000 | thousands by filing date | |
| CORINDUS VASCULAR ROBOTICS I | 218730109 | COM | 15,102 | $65,000 | thousands by filing date | |
| HECLA MNG CO | 422704106 | COM | 35,374 | $62,000 | thousands by filing date | |
| GERON CORP | 374163103 | COM | 44,813 | $60,000 | thousands by filing date | |
| INOVIO PHARMACEUTICALS INC | 45773H201 | COM NEW | 28,783 | $59,000 | thousands by filing date | |
| SIGA TECHNOLOGIES INC COM | 826917106 | Stock | 10,671 | $55,000 | thousands by filing date | |
| ORBCOMM INC | 68555P100 | COM | 11,576 | $55,000 | thousands by filing date | |
| NORTHERN OIL & GAS INC NEV | 665531109 | COM | 27,541 | $54,000 | thousands by filing date | |
| OPTION CARE HEALTH INC | 68404L102 | COM | 16,616 | $53,000 | thousands by filing date | |
| KADMON HLDGS INC | 48283N106 | COM | 20,714 | $52,000 | thousands by filing date | |
| EXPRO GROUP HOLDINGS NV COM | N33462107 | Stock | 10,494 | $50,000 | thousands by filing date | |
| LEXICON PHARMACEUTICALS INC | 528872302 | COMMON STOCK | 15,765 | $47,000 | thousands by filing date | |
| ACCURAY INC DEL | 004397105 | COM | 16,601 | $46,000 | thousands by filing date | |
| WIPRO LTD SPON ADR 1 SH | 97651M109 | ADR | 12,272 | $45,000 | thousands by filing date | |
| LADENBURG THALMANN FINANCIAL | 50575Q102 | COM | 17,574 | $42,000 | thousands by filing date | |
| ENTERCOM COMMUNICATIONS CORP | 293639100 | CL A | 12,269 | $41,000 | thousands by filing date | |
| ATLANTIC PWR CORP | 04878Q863 | COM NEW | 17,624 | $41,000 | thousands by filing date | |
| DYNAVAX TECHNOLOGIES CORP | 268158201 | COM NEW | 10,048 | $36,000 | thousands by filing date | |
| ANWORTH MORTGAGE ASSET CP | 037347101 | COM | 10,423 | $34,000 | thousands by filing date | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 15,436 | $33,000 | thousands by filing date | |
| ROCKWELL MED INC | 774374102 | COM | 12,037 | $33,000 | thousands by filing date | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 14,672 | $30,000 | thousands by filing date | |
| PALATIN TECHNOLOGIES INC | 696077403 | COM PAR $ .01 | 32,909 | $30,000 | thousands by filing date | |
| MDC PARTNERS INC | 552697104 | CL A SUB VTG | 10,476 | $30,000 | thousands by filing date | |
| EXTRACTION OIL AND GAS INC | 30227M105 | COM | 10,070 | $30,000 | thousands by filing date | |
| Viewra, Inc | 92672L107 | COM | 10,069 | $29,000 | thousands by filing date | |
| TEEKAY TANKERS LTD | Y8565N102 | CL A | 22,032 | $29,000 | thousands by filing date | |
| CASTLIGHT HEALTH INC CL B | 14862Q100 | Stock | 20,885 | $29,000 | thousands by filing date | |
| MAMMOTH ENERGY SERVICES INC | 56155L108 | COM | 11,154 | $28,000 | thousands by filing date | |
| ATHERSYS INC | 04744L106 | COM | 20,820 | $28,000 | thousands by filing date | |
| ACELRX PHARMACEUTICALS INC | 00444T100 | COM | 12,459 | $27,000 | thousands by filing date | |
| SENSEONICS HLDGS INC | 81727U105 | COM | 26,198 | $26,000 | thousands by filing date | |
| GENESIS HEALTHCARE CLASS A | 37185X106 | COMMON STOCK | 22,517 | $25,000 | thousands by filing date | |
| CONFORMIS INC | 20717E101 | COM | 13,638 | $25,000 | thousands by filing date | |
| MEI PHARMA INC | 55279B202 | COM NEW | 11,617 | $20,000 | thousands by filing date | |
| J JILL INC | 46620W102 | COM | 10,367 | $20,000 | thousands by filing date | |
| TYME TECHNOLOGIES INC COM | 90238J103 | Stock | 10,815 | $13,000 | thousands by filing date | |
| VERASTEM INC | 92337C104 | COM | 10,982 | $13,000 | thousands by filing date | |
| LINEAGE CELL THERAPEUTICS IN | 53566P109 | COMMON STOCK | 11,427 | $11,000 | thousands by filing date | |
| CHINOOK THERAPEUTICS INC. | 00739L101 | Common Stock | 10,494 | $11,000 | thousands by filing date | |
| ABRAXAS PETROLEUM CORP | 003830106 | COM | 13,224 | $7,000 | thousands by filing date | |
| VBI VACCINES INC | 91822J103 | COM NEW | 14,091 | $7,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-NT 0001126328-19-000243 | superseded | 2019-11-12 | acceptance time not in the bulk data set | |
| 13F-HR 0001126328-19-000245 | this filing | 2019-11-13 | acceptance time not in the bulk data set |